# Laura K. Grandy > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/5909 ## Record - **Judge:** Laura K. Grandy - **Year:** 2013 - **Report type:** Annual - **Pages:** 19 ## Text Northwestern Mutual Varible Annuity — Int/Div Northwestern Mutual 65 Life Insurance Policy — Int/Div Northwestern Mutual Variable CompLaite Insurance Policy — Int/Div Northwestern Mutual 65 Life Insurance Policy — Int/Div Raymond James Morgan Keegan Trust U/A DTD 7/02/98 Cash/Monev Market Series 2 term — Int/Div Apple Inc (AAPL) — None First Eagle Global Fund A (SGENX) — Int/Div First Eagle US Value Fund A (FEVAX) — Int/Div Federated Kaufmann Large Cap C (KLCCX) — Int/Div Freeport McMorgan Copper and Gold Class B (FCX) — None FT Capital Strength Ser 14 Cash — Interest Ivy Core Equity Fund (WCEAX) — Int/Div Nuance Commumications Inc (NUAN) — None — Sold Raymond James Morgan Keegan Apple lnc (AAPL) — Int/Div Federated Kaufmann Large Cap A (KLCAX) — Int/Div — Sold (part) First Eagle Global Fund A (SGENX) — Int/Div American Funds New Perspective A (ANWPX) — Int/Div — Sold Riverfront Long Term Growth (RLTCX) — Int/Div First Eagle Global Fund A (SGENX) — Int/Div First Trust Dow Jones Internet (FDN) — None — Sold First Trust S&P REIT Index Fd (FRI) — Int/Div — Sold First Trust CNSMR Disc Alpha (FXD) — Int/Div — Buy (add'l) First Trust CNSMR Disc Alpha (FXD) — Sold (part) First Trust CNSMR Disc Alpha (FXD) — Sold First Trust Consumer Staples (FXG) — Int/Div — Sold (part) First Trust Consumer Staples (FXG) — Sold First Trust Health Care Alpha (FXH) — Int/Div — Sold Furmanite Corporation (FRM) — Int/Div — Buy First Trust Technology Dividend Portfolio Series — Int/Div — Buy First Trust Energy Select Portfolio Series 48 — Int/Div — Buy Federated Strategic Value Div (SVAAX) — Int/Div — Buy Fundamental Investors Fund Class A (ANCFX) — Int/Div — Buy Putnam Capital Spectrum Fund Class € (PVSCX) — Int/Div — Buy Dodge & Coxx Income (DODIX) — Int/Div — Sold American Funds Europacific (AEGFX) — Int/Div AF American Mutual F2 (AMRFX) — Int/Div Artisan International (ARTIX) — Int/Div Champlain Mid Cap Fund (CIPMX) — Int/Div Perkins Mid Cap Value A (JDPAX) — Int/Div JP Morgan US Large Cap Core Plus JLPSX) — Int/Div MFS Research Fund Class A (MFRFX) — Int/Div Nuveen Winslow Large Cap Growth INULIX) — None Trowe Price Smallcap Value Ady (PASVX) — Int/Div Pimco Commodity Real Retum (PCRPX) — Int/Div — Sold JP Morgan Core Bond Fund A (PGBOX) — Int/Div Pimco Unconstrained Bond Fund (PUCPX) — Interest — Buy Pimco Total Return Fund P (PTTPX) — Int/Div — Sold Lege Mason Clearbridge Equity (SOPAX) — Int/Div Looms Sayles Growth Fund (LSGRX) — Int/Div — Buy Templeton Global Bond Fund (TGBAX) — Int/Div Wells Fargo Advantage Int. (WFVDX) — Int/Div AQR Diversified Arbitrage N ({ADANX) — Int/Div Neugerger Berman Income Bond (NHIAX) — Int/Div Ishares GS Investop Corp Bond (LQD) — Int/Div — Sold First Trust Mult Cap Value (FAB) — Int/Div — Buy First Trust Mult Cap Value (FAB) — Sold First Trust Large Cap Core Alpha Dex Fund (FEX) — None — Sold SPDR S&P Emerging Aisa Pacific (GMF) — Int/Div — Buy SPDR S&P Emerging Aisa Pacific (GMF) — Sold SPDR SE TR SPDR S&P Retail ETF (XRT) — None — Sold Vanguard Midcap Growth (VOT) — Int/Div — Sold (part) Vanguard Midcap Growth (VOT) — Sold Ishares Momingstar Large Growth (JKE) — Int/Div — Sold Ishares S&P Global Fin Sec (1XG) — Int/Div — Buy Ishares S&P Global Fin Sec (1XG) — Sold Greenhaven Continous Commodity (GCC) — Sold Vanguard FI1SE All World Exchange (VEL) — Int/Div — Sold Vanguard Total Bond Market (BND) — None — Buy Vanguard Total Bond Market (BND) — Sold SPDR S&P Homebuilders (XHB) — Int/Div — Sold (part) SPDR S&P Homebuilders (XHB) — Sold Powershares Build Amencan Bond (BAB) — Int/Div — Buy (add'l) Powershares Build Amencan Bond (BAB) — Sold Powershares DYN Lg Cap (PWV) — Int/Div — Sold Powershares DB Base Metals (DBB) — Int/Div — Buy Powershares DB Base Metals (DBB) — Sold SPDR Barclays Capt] Sht Trm (SINK) — Int/Div — Buy (add'l) SPDR Barclays Capt] Sht Trm (SINK) — Sold Vanguard European (VGK) — Int/Div — Sold SPDR S&P Pharmaceuticals { XPH) — Int/Div — Sold Technology Select Sec SPDR (XLK) — None — Sold First Trust S&P Reit Index Fund (FRI) — Int/Div — Buy First Trust ETF Fund 11 Finl Alphadex Fund Annual (FXO) — Int/Div — Buy First Trust ETF Fund 11 Finl Alphadex Fund Annual (FXO) — Sold First Trust ETF [1 Consumer Staples Alphadex (FXG) — Int/Div — Buy First Trust Health Care Alphadex FD ETF (FXH) — None — Buy First Trust Health Care Alphadex FD ETF (FXH) — Sold First Trust Health Care Alphadex FD ETF (FXH) — Buy First Trust Exchange Traded Alphadex (FDT) — Int/Div — Buy First Trust Exchange Traded Alphadex (FDT) — Sold First Trust Exchange Traded Fund II Emerging MKTS (FEM) — Int/Div — Buy First Trust Exchange Traded Fund II Emerging MKTS (FEM) — Sold First Trust Exchange Traded Alpha Fund Mid Cap (FNK) — None — Buy First Trust Exchange Traded Alpha Fund Mid Cap (FNK) — Sold Ishares TR Barclys (SHY) — None — Buy Ishares TR Barclys (SHY) — Buy Ishares TR Barclys (SHY) — Sold (part) Virtus Emerging Markets Opportunities (HIEMX) — Int/Div — Buy First Trust Mormingstar DIVID Learders (FDL) — Int/Div — Buy First Trust Mormingstar DIVID Learders (FDL) — Sold Oasis Pete INC (OAS) — Int/Div — Buy Oasis Pete INC (OAS) — Sold First Traded Exchange Traded Small Cap (FYT) — Int/Div — Buy First Trust Exchange Traded Europe (FEP) — Int/Div — Buy First Trust Exchange Traded Dev MKTS (FEMS) — Int/Div — Buy Powershares DB Commodity (DBC) — None — Buy Powershares DB Commodity (DBC) — Sold First Trust ETF 1H INDLS PRO (FXR) — Int/Div — Buy First Trust ETF 1H INDLS PRO (FXR) — Sold First Trust ETF 1H INDLS PRO (FXR) — Buy Ishares S&P GSCI Commodity (GSG) — None — Buy Ishares S&P GSCI Commodity (GSG) — Buy (add'l) Ishares S&P GSCI Commodity (GSG) — Sold Ishares <10Y TR BD (IEF) — Interest — Buy First Trust Cyclical Strenth Portfolio Series 2 term — Interest — Buy Raymond James Morgan Keegan Cash/Money Market — Interest Blackrock Global A (MDLOX) — Int/Div — Buy (add'l) Blackrock Global B (MBLOX) — Int/Div Loomis Sayles Income Fund C1 A INFFZX) — Int/Div Lord Abbett Bond (LBNDX) — Int/Div pm Swansea, Hlinois (2001 $110,000) — None — Note mm Part VII McFessel Drive, Fairview Heights, IL (2005, $55.000) — Rent MMRG Bldg , Belleville, lllinois (2003. £370,000) — Rent Memill Lynch Cash/Money Market — Interest FIA Card Services Money Market Account — Interest Abbvie Inc Shs (ABBV) — Int/Div — Buy Automatic Data Proc (ADT) — Int/Div — Buy Altna Group Inc (MO) — Int/Div — Sold (part) American Tower Reit Inc (AMT) — Int/Div — Buy (add'l) American Tower Reit Inc (AMT) — Sold Apple Inc (AAPL) — None — Sold Ares Capital Corp (ARCC) — Int/Div — Buy (add'l) Ares Capital Corp (ARCC) — Buy (add'l) Ares Capital Corp (ARCC) — Sold (part) Ares Capital Corp (ARCC) — Sold (part) Ares Capital Corp (ARCC) — Sold Atlas Pipeline Prtnrs LP (APL) — Int/Div Baron Partmers Fund CL (BPTIX) — None — Buy CenturyLink Inc Shs (CTL) — Int/Div — Sold (part) CenturyLink Inc Shs (CTL) — Sold Chevron Corp (CVX) — None — Buy Comcast Corp New CL A (CMCSA) — Int/Div Conagra Foods Inc (CAG) — Int/Div — Buy Conagra Foods Inc (CAG) — Sold Consellation Brands Inc (STZ) — None — Buy Consellation Brands Inc (STZ) — Sold Diageo PLC SPSD ADR NEW (DEO) — Int/Div Energy Transfer Puns LP (ETP) — Int/Div Express Scripts Inc COM (ESRX) — None Exterran Partners LP (EXLP) — Int/Div — Buy Exterran Partners LP (EXLP) — Buy (add'l) Exterran Partners LP (EXLP) — Buy (add'l) Exterran Partners LP (EXLP) — Buy (add'l) Ford Motor Co (F) — Int/Div — Buy Ford Motor Co (F) — Sold Health Care Ret Inc Com (HON) — Int/Div — Sold Henderson Global Equity (HFQIX) — Int/Div — Buy Himax Technologies Adr (HIMX) — None — Buy Kansas City Southern (KSL) — Int/Div — Note Part VII Kinder Morgan Energy (KMP) — Int/Div — Sold Kraft Foods Inc VA CL A (KFT) — Int/Div Mondelez International Inc (MDLZ) — Int/Div — Buy (add'l) Orexigen Therap Inc (OREX) — None — Buy (add'l) PNC Finel Services Group (PNC) — Int/Div — Buy PNC Finel Services Group (PNC) — Buy (add'l) PNC Finel Services Group (PNC) — Sold Qualcomm Inc (QCOM) — Int/Div — Sold (part) Qualcomm Inc (QCOM) — Sold (part) Qualcomm Inc (QCOM) — Sold Sirus XM Holdings Inc (SIRI) — None — Note m Part VII Suncor Energy Inc New (SU) — Int/Div — Buy Three D Systems New (DDD) — None — Buy Three D Systems New (DDD) — None — Buy (add'l) Under Armour Inc (UA) — None — Buy Under Armour Inc (UA) — None — Buy (add'l) United Techs Corp (UTX) — Int/Div — Buy Ventas Inc (VTR) — Int/Div — Sold Walmart Stores Inc (WMT) — Int/Div — Sold (part) Walmart Stores Inc (WMT) — Sold (part) Walmart Stores Inc (WMT) — Sold Wevyerhauser Co (WY) — None — Buy Wevyerhauser Co (WY) — Sold Wisdomtree Invts Inc (WETF) — None — Buy Wisdomtree Invts Inc (WETF) — None — Buy (add'l) Wisdomtree Invts Inc (WETF) — None — Buy (add'l) Yum Brands Inc (YUM) — Int/Div — Sold (part) Federated International (FGFLX) — None — Buy Federated International (FGFLX) — Sold (part) Federated International (FGFLX) — Sold (part) Federated International (FGFLX) — Sold Federated Prudent Bear (PBRIX) — None — Sold Franklin Incom Fd Adv (FRIAX) — None — Buy Honeywell Intl Inc Del (HON) — Int/Div — Buy Ishares Intl Select (IDV) — None — Buy Ishares Intl Select (IDV) — Buy (add'l) Ishares Intl Select (IDV) — Sold (part) Ishares Nasdaq Biotech (I1BB) — Int/Div — Buy Pfizer Inc (PFE) — Int/Div — Buy Putmam Diversified (PDVYX) — Int/Div TCW Emerging (TGEIX) — Int/Div — Buy (add'l) TCW Emerging (TGEIX) — Sold (part) TCW Emerging (TGEIX) — Sold (part) TCW Emerging (TGEIX) — Sold (part) TCW Emerging (TGEIX) — Sold (part) TCW Emerging (TGEIX) — Sold (part) TCW Emerging (TGEIX) — Sold Twenty First Century (FOX) — Int/Div — Buy Twenty First Century (FOX) — Buy (add'l) The Oakmark INTL Fund (OAKIX) — Int/Div — Buy Wisdomtree Trust Japan (DX) — Int/Div — Buy Wisdomtree Emerging Mrkt (DEM) — Int/Div — Sold (part) Wisdomtree Emerging Mrkt (DEM) — Sold (part) Kinder Morgan Energy Partners LP — Int/Div — Sold (part) Energy Transfer PTNRS LP — Int/Div — Note mm Part VII Bank of America - Merrill Lynch Wealth Management Money Manager Checking Sweep Acct — Interest ING Groep N.V. PFD (1GK) — Int/Div Bank of America NA Market CD (MAT) — Interest AXA Equitable Life INS CO Accumulator Nd — Int/Div Altra Group Inc (MO) — Int/Div Apple Inc (AAPL) — Int/Div First TRS & P REIT Index (FRI) — Int/Div Home Depot Inc (HD) — Int/Div IVY Municipal High Income (WYMHX) — Int/Div Pepsico Inc (PEP) — Int/Div Pfizer Inc (PFE) — Int/Div Regions Finl Corp (RF) — None Salesforce Com Inc (CRM) — None Alliancebernstein High (ABTYX) — Int/Div Invesco Van Kampen High (ACTDX) — Int/Div Oppenheimer Amt Free (OMFYX) — Int/Div Agreement — 3/022010 — Mathis Marifian & Richter LTD See Note in Part VII Liability — Bank of Springfield — Note Payable (Co-signer on Debt) Liability — FCB - Swansca — Mortgage on building owned by MMRG Building LLC Liability — First Bunk — Mortgage - Mc Fessel Property Liability — Bank of Springfield — Mortgage - Pineywood Property Reimbursement — Southern [llinois (BASIL) Professional Organization — 4/1272013 — Activity Reimbursement — National Conference of Bankruptcy Judges — 1029/2013 11012013 — Atlanta, Georgia — Professional Orgamzation Activity — Lodging Income — 2013 — Mathis Marifian & Richter LTD — SEX. 431.00 Part 11: Line | - Payments for percentage of collections of fees for work performed and generated by Judge, prior to departure, Part VII: Line 124 - Residential Real Property which is currently occuppied I No income received. Line 163 - Investment listed on previous report as 4 complete disposition of asset. However, was only u partial disposition. Line 174 - Investment named changed from Sirius XM Radio Inc. to Sirus XM Holdings Inc. Same Trade code (SIRL.) Line 217/218 - Publicly Traded Partmership that generates interest and dividends, --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/5909. Public record. Not legal advice.