# Sarah S. Vance > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/5858 ## Record - **Judge:** Sarah S. Vance - **Year:** 2013 - **Report type:** Annual - **Pages:** 20 ## Text IRA #1, Merrill Lynch New Orleans (H): Memll Lynch Retirement Reserves / Cash — Int/Div Putmam Intemational Equity FD CL A Exchanged for: eePutmam Intemational Equity CL Y A — Int/Div — Sold Columbia Marsico Focused Eq A (NFEAX) - Exchanged for: Columbia Marsico Focused Eq CLZ A — Int/Div — Sold Lord Abbett Global FD EQ SR CL A Exchanged for: Lord Abbett Allocation FDCL F A — Int/Div — Sold Davis NY Venture FD A - Exchanged for Davis NY Venture CL Y A — Int/Div — Sold IRRA #2, Rollover Mernll Lynch (H): — note mn Part VIL Memill Lynch USA Rasp / Cash — Int/Div — Sold Oppenheimer Global Opp FD SBI — Int/Div — Sold Munder Small Cap Value CL B — Int/Div — Sold Blackrock Value Opport Fund Inc B — Int/Div — Sold Massachusetts Investors Growth Stock FD CLA — Int/Div — Sold ING International Small Cap Multimanager FD CL A — Int/Div — Sold Blackrock Capital Appreciation FD INC A — Int/Div — Sold Gabelli Equity Income FD CL A (GCAEX) — Int/Div — Sold MFS International New Discovery FD CL A MIDAX) — Int/Div — Sold Oppenheimer Developing Markets FD CL A(ODMAX) — Int/Div — Sold Wells Fargo ADV Premium Large Comp Growth CL A (EKJAX) — Int/Div — Sold iShares MSC EAFE Index (EFA) — Int/Div — Buy iShares MSC EAFE Index (EFA) — Sold iShares MSC EAFE Index (EFA) — Buy iShares iBoxx $ Invt Grade Corp BD Fund (LOD) — Int/Div — Buy iShares iBoxx $ Invt Grade Corp BD Fund (LOD) — Sold iShare Barlcys 20+ Yr Treas Index Fund (TL — Int/Div — Buy iShare Barlcys 20+ Yr Treas Index Fund (TL — Sold iShares MSCI Emerging Mkts Index FD (EEM) — Int/Div — Buy iShares MSCI Emerging Mkts Index FD (EEM) — Sold iShares Barclays TIPS BO Protected SECS FD(TIM — Int/Div — Buy iShares Barclays TIPS BO Protected SECS FD(TIM — Buy (add'l) iShares Barclays 3-7 YEA TRSY BD FD {IED — Int/Div — Buy iShares Barclays 3-7 YEA TRSY BD FD {IED — Sold iShares Barclays MBS BON Fund (MBB) — Int/Div — Buy iShares Barclays MBS BON Fund (MBB) — Sold SPDR Barclays INTL Treasury Bond ETF (BWX) — Int/Div — Buy Mamstay Large Cap (MLAIX) — Int/Div — Sold SPDR Barclays INTL Treasury Bond ETF (BWX) — Buy SPDR Barclays INTL Treasury Bond ETF (BWX) — Sold SPDR Barclays High Yield Bond ETF (INK) — Int/Div — Buy Vanguard Small Cap Value ETF (VBR) — Int/Div — Buy Vanguard Small Cap Value ETF (VBR) — Sold Vanguard Small CAP Growth ETF (VBK) — Int/Div — Buy Vanguard Small CAP Growth ETF (VBK) — Sold Vanguard Value ETF (VTV) — Int/Div — Buy Vanguard Value ETF (VTV) — Sold Vanguard Growth ETF (VUG) — Int/Div — Buy S10. — Buy (add'l) S10. — Sold Vanguard Intermediate Term Bond ETF (BIV) — Int/Div — Buy Vanguard Intermediate Term Bond ETF (BIV) — Sold Vanguard Short Term Bond (BSV) — Int/Div — Buy Vanguard Short Term Bond (BSV) — Buy (add'l) Maarket Vectors EMRG MKTS Local Currenty Debt ETF (EMLO) — Int/Div — Buy Maarket Vectors EMRG MKTS Local Currenty Debt ETF (EMLO) — Sold Powershares Global Exchange Traded FD TRI(PCY) — Int/Div — Buy Powershares Global Exchange Traded FD TRI(PCY) — Sold Powershares Preferred Portfolio (PGX) — Int/Div — Buy Powershares Preferred Portfolio (PGX) — Sold Emerging Global Shares (ECON) — Int/Div — Buy Emerging Global Shares (ECON) — Buy (add'l) Emerging Global Shares (ECON) — Sold iShares INC CORE MSC (IEMG) — Int/Div — Buy iShares INC CORE MSC (IEMG) — Buy (add'l) iShares INC CORE MSC (IEMG) — Sold IRA #3, Memill Lynch New Orleans (H): Memll Lynch Retirement Reserves / Cash — Int/Div ML Bank USA Rasp — Int/Div Lord Abbett Developing Growth FD CL A - Exchanged for: Lord Abbett Developing Growth FD CL FA — Int/Div — Sold Davis NY Venture FD A - Exchanged for eeeDavis NY Ventre FDCL Y A — Int/Div — Sold Putnam Intemational Equity FD CL A Exchanged for: wPutnam Intemational Equity FD CL A — Int/Div — Sold Columbia Marsico Focused Eq A (NFEAX) - Exchanged for: — Int/Div esColumbia Marsico Focused Eq CLZ A — Int/Div — Sold iShares MSCI EAFE Index fund (EFA) — Int/Div — Buy iShares MSCI EAFE Index fund (EFA) — Sold iShares MSCI EAFE Index fund (EFA) — Buy iShares iBoxx $ INVT Grade Corp BD Fund (LQD) — Int/Div — Buy iShares iBoxx $ INVT Grade Corp BD Fund (LQD) — Sold iShare Barclays 20+ YR TREAS Index Fund (TL) — Int/Div — Buy iShare Barclays 20+ YR TREAS Index Fund (TL) — Sold iShares MSCI Emerging MKTS Index FD (EEM) — Int/Div — Buy iShares MSCI Emerging MKTS Index FD (EEM) — Sold ishares Barclays TIPS BO Protected SECS FD(TIM — Int/Div — Buy ishares Barclays TIPS BO Protected SECS FD(TIM — Buy (add'l) iShares Barclays 3-7 YEA TRSY BD FD {IED — Int/Div — Buy iShares Barclays 3-7 YEA TRSY BD FD {IED — Sold iShares Barclays MBS BON Fund (MBB) — Int/Div — Buy iShares Barclays MBS BON Fund (MBB) — Sold SPDR Barclays INTL Treasury Bond ETF (BWX) — Int/Div — Buy SPDR Barclays INTL Treasury Bond ETF (BWX) — Buy (add'l) SPDR Barclays INTL Treasury Bond ETF (BWX) — Sold SPDR Barclays High Yield Bond ETF (INK) — Int/Div — Buy Vanguard Small Cap Value ETF (VBR) — Int/Div — Buy Vanguard Small Cap Value ETF (VBR) — Sold Vanguard Small Cap Growth ETF (VBK) — Int/Div — Buy Vanguard Small Cap Growth ETF (VBK) — Sold Vanguard Value ETF (VTV) — Int/Div — Buy Vanguard Value ETF (VTV) — Sold Vanguard Growth ETF (VUG) — Int/Div — Buy Vanguard Growth ETF (VUG) — Sold (part) Vanguard Growth ETF (VUG) — Sold Vanguard Intermediate Term Bond ETF (BIV) — Int/Div — Buy Vanguard Intermediate Term Bond ETF (BIV) — Buy (add'l) Vanguard Intermediate Term Bond ETF (BIV) — Sold Vanguard Short Term Bond (BSY) — Int/Div — Buy Vanguard Short Term Bond (BSY) — Buy (add'l) Market Vectors EMRG MKTS Local Currency DEBT ETF (EMLC) — Int/Div — Buy Market Vectors EMRG MKTS Local Currency DEBT ETF (EMLC) — Sold Powershares Global Exchange traded FD TRI(PCY) — Int/Div — Buy Powershares Global Exchange traded FD TRI(PCY) — Sold Powershares Preferred Portfolio (PGX) — Int/Div — Buy Powershares Preferred Portfolio (PGX) — Sold Emerging Global Shares (ECON) — Int/Div — Buy Emerging Global Shares (ECON) — Buy (add'l) Emerging Global Shares (ECON) — Sold iShares INC CORE MSCHIEMG) — Int/Div — Buy iShares INC CORE MSCHIEMG) — Buy (add'l) iShares INC CORE MSCHIEMG) — Sold Profit Sharing Retirement Plan - Fidelity Invest, Account (HY Ret Gov't (Money Market Fund) — Int/Div — Sold (part) Ret Gov't (Money Market Fund) — Buy Ret Gov't (Money Market Fund) — Buy (add'l) Ret Gov't (Money Market Fund) — Buy (add'l) Fidelity Growth Company K (FGCKX) — Int/Div Harbor Intl Inst (HAINX) — Int/Div Fidelity Emerging Mkts K (FKEMX) — Int/Div Spartan US Bond Index Fund (FXSTX) — Int/Div Goldman Sachs Small Cap Value Class A — Int/Div Lazard Emerging Mkts Institutional — Int/Div Fidelity Cash Reserves — Int/Div — Sold (part) Fidelity Cash Reserves — Buy Fidelity Cash Reserves — Buy (add'l) Vanguard INFL PROT SEC — Int/Div — Buy Vanguard INFL PROT SEC — Sold Gabelli Equity Income CL A — Int/Div Pimco Income Fund CL DT — Int/Div — Buy Vanguard Inflation PROT ADM (VAIPX) — Int/Div — Buy Cash Management Account, Merrill Lynch (Hy Cash / CMA Money Fund — Int/Div — Sold Eaton Vance Tax Div Inc — Int/Div — Sold Eaton Vance TX-AD GL Div Global Dividend Inc FD — Int/Div — Sold NFJ Div Int Prem Strat and Premium Strategy FD — Int/Div — Sold Blackrock Global Allocation FD INC — Int/Div — Buy SEER Trust, Merrill Lynch (H) Cash / CMA Money Fund — Interest Columbia Marsico Focused Eq A INFEAX) — Int/Div Lord Abbett Developing Growth Fund CL A — Int/Div Putnam Intemational Equity Fund CL A — Int/Div Davis NY Venture FD A — Int/Div IRRA #4, Rollover Mernill Lynch (H): Cash — Int/Div — Sold Retirement Reserves CL — Int/Div — Sold Eaton Vance Floating Rate CL — Int/Div — Buy Eaton Vance Floating Rate CL — Sold Guggenheim Mid Cap Value Fund CL 1 (SVUIX) — Int/Div — Sold PIMCO Real Return Fund CLP (PRLPX) — Int/Div — Sold lvy Asset Strategy Fund CL 1 (IVAEX) — Int/Div — Sold MFS Value FDCL — Int/Div — Sold Oppenheimer Gold and Special Mmerals Fund (OGMYX) — Int/Div — Buy Oppenheimer Gold and Special Mmerals Fund (OGMYX) — Sold Allianz NF) Dividend Value FDCL P (ADIPX) — Int/Div — Sold Oppenheimer Rising Dividends Fund CL Y (OYRDX) — Int/Div — Sold Prudential Short Term Corporate Bond FD INC Z(PIFZX) — Int/Div — Sold Allianz NFJ International Fund (AFVPX) — Int/Div — Sold Wells Fargo Adv Government SEC FD ADM CLWGSDX) — Int/Div — Sold Permanen Portfolio Fund (PRPFX) — Int/Div — Buy Permanen Portfolio Fund (PRPFX) — Sold Blackrock Eqty Dividend Fund Instl (MADVX) — Int/Div — Sold Checking and Money Market Accounts, J.P. Morgan — Interest Judicial & Justice Federal Credit Umon — Interest Estate #1 — Int/Div Real Estate: Donaldsonville, Louisiana — Sold — Mrs. Terry Dugas Hancock HLDG Co (HBHC) — Distnbuted Columbia Tax-Exempt A (COLTX) — Distnbuted EV National Income A (EANAX) — Distnbuted INVESCO Muni Income A (VKMMX) — Distributed EV Large Cap Value 1 (EILVX) — Sold Harbor International Int (HINX) — Sold Henderson Intl Opport (HFOIX) — Sold Ivy Global Natural Resources (IGNIX) — Sold Janus Forty 1 (JCAPX) — Sold Lazard Emerging Markets (LZEMX) — Sold Mainstay Large Cap Grw (MLAIX) — Sold MFS Value (MENX) — Sold Morgan Stanley Money Market Account Whitney Bank Account — Closed Capital One Bank Accounts — Closed Morgan Stanley Bank, NA. (H)(X): — Interest Hancock Holding Co. (HBHC) (X) — Int/Div Columnbia Tax Exempt A (COLTX) (X) — Int/Div EV National Muni Income A (EANAX) 1X) — Int/Div INVESCO Muni Income A (VKMMX) xX) — Int/Div iShares INC Core MSCI Emerging MKTS ETF (IEMG) — Int/Div — Buy iShares INC Core MSCI Emerging MKTS ETF (IEMG) — Buy (add'l) iShares INC Core MSCI Emerging MKTS ETF (IEMG) — Sold Vanguard Small Cap Growth ETF — Int/Div — Buy Vanguard Small Cap Growth ETF — Sold Vanguard Value ETF (VTV) — Int/Div — Buy Vanguard Growth ETF (VUG) — Int/Div — Buy Vanguard Growth ETF (VUG) — Buy (add'l) Vanguard Growth ETF (VUG) — Sold (part) Vanguard Growth ETF (VUG) — Sold Vanguard Intermediate Term Bond ETF (BIV) — Int/Div — Buy Vanguard Intermediate Term Bond ETF (BIV) — Sold Vanguard Short Term Bond (BSV) — Int/Div — Buy Vanguard Short Term Bond (BSV) — Buy Market Vectors EMRG MKTS Local Currency Debt ETF (EMLC) — Int/Div — Buy Market Vectors EMRG MKTS Local Currency Debt ETF (EMLC) — Sold Powershares Global Exchange Traded FD TR(PCY) — Int/Div — Buy Powershares Global Exchange Traded FD TR(PCY) — Sold Powershares Preferred Portfolio (PGX) — Int/Div SPDR Barclays INTL Treasury Bond ETF (BWX) — Int/Div — Buy SPDR Barclays High Yield Bond ETF (INK) — Int/Div — Buy SPDR Barclays High Yield Bond ETF (INK) — Buy Vanguard Small Cap value ETF (VBR) — Int/Div — Buy Vanguard Small Cap value ETF (VBR) — Sold Emerging Global Shares Dow Jones (ECON) — Int/Div — Buy Emerging Global Shares Dow Jones (ECON) — Buy (add'l) Emerging Global Shares Dow Jones (ECON) — Sold iShares MSC EAFE (EFA) — Int/Div — Buy iShares MSC EAFE (EFA) — Sold iShares MSC EAFE (EFA) — Buy iShares iBoxx $ IVT Grade CORP BD (LOD) — Int/Div — Buy iShares iBoxx $ IVT Grade CORP BD (LOD) — Sold iShares 20+ Year reasury Bond ETF (TLT) — Int/Div — Buy iShares 20+ Year reasury Bond ETF (TLT) — Sold iShares TIPS Bond ETF (TIP) — Int/Div — Buy iShares 3-7 Year treasury Bond ETF (1EI — Int/Div — Buy iShares MBS ETF (MBB) — Int/Div — Buy iShares MBS ETF (MBB) — Sold ML Bank Report Program — Int/Div — note mm Part VIL ML Bank Report Program — Sold iShares MSCI Emerging MKTS Index FD (EEM) — Int/Div — Buy iShares MSCI Emerging MKTS Index FD (EEM) — Sold Board Member, New Orleans Chapter Federal Bar Association Board Member, Tulane Law Institute National Advisory Board Adpmnct Faculty, Tulane Law School Board Member, Tulane Law School -- Dean's Advisory Board Council Member, Amencan Law Institute Spouse's income — 2013 — Jones, Walker, Waechter, Poitevent, Carrere & Denegre - income from law practice VIL Investments and Trusts Line 12 Funds from IRRA #2, Rollover Merrill Lynch were transferred to IRA #1, Merrill Lynch on March 22, 2013, and sold on March 26, 2013. Line 248 ML Bank Report Program omitted in error from the 2012 Fmancial Disclosure Report. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/5858. Public record. Not legal advice.