# Allyne R. Ross

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/5848

## Record

- **Judge:** Allyne R. Ross
- **Year:** 2015
- **Report type:** Annual
- **Pages:** 52

## Text

Engie — Sold
IRA #4 (Fidelity)
Fastenal — Sold
Trust #1
Life Insurance Issued by Northwestern Mutual — Interest
Morgan Stanley Managed IRA #1
Cisco Systems — Int/Div
Transamerica Short-Term Bond Fund — Int/Div — Sold
General Electric — Int/Div
American Express — Int/Div
Citigroup — Int/Div
Intel — Int/Div
Viacom — None — Sold
Powershares ETF Final PGFD Portofolio — Int/Div
Enterprise Prods Partners — Int/Div
Facebook — None — Sold
BlackRock Global Energy & Resources Trust — None
BlackRock Health Sciences Trust — Int/Div
Clearbridge Energy MLP — Int/Div
Fiduciary/Claymore MLP — Int/Div — Buy (add'l)
Tekla Healthcare — None
Dow Chemical — Int/Div — Sold (part)
Conoco Phillips — Int/Div — Buy
Cohen & Steers Infrastructure Fund — Int/Div
Kayne Anderson Energy Dev. Co — Int/Div
Kayne Anderson MLP Inv. Co — None — Buy
Bank of America — Int/Div
Bank of America preferred — Int/Div — Buy
Bank of NY Mellon — Sold
Bristol Myers Squibb — Int/Div — Sold
Colgate Palmolive — Int/Div
Colgate Palmolive — Int/Div — Sold
Colgate Palmolive — Int/Div — Sold
Hospitality PPTYS — Int/Div — Sold
Kinder Morgan — Int/Div — Sold
Procter & Gamble — None — Sold
Softbank — Int/Div — Buy (add'l)
Stratasys — None — Sold
Deutsche Bank — None — Redeemed
Medical Properties Tr — Int/Div — Sold
Pepsico — Int/Div
Pfizer Inc — Int/Div
Walgreen Boots Alliance — Sold
Williams Partners — Int/Div — Sold
NY CMNTY CAPITAL Trust — Int/Div
SPDR S&P Biotech — None — Buy
Glaxo Smathkime — Int/Div — Buy
Glaxo Smithkline — Sold
Apple — Int/Div
Ares Commerical Real Estate — Int/Div — Buy
Blackstone Group — Int/Div — Buy
Costoco — Int/Div — Buy
El Lilly — Int/Div — Buy
Ford Motor — Int/Div — Buy
Ford Motor — Int/Div — Buy
KKR & Co. — Int/Div — Buy
Medtronic — Int/Div — Buy — Part VII
Ship Finance Intl — Int/Div — Buy
Sturwood Property Trust — Int/Div — Buy
Walmart Stores — None — Buy
Barclays Bank — Int/Div — Buy
HSBC Holdings — Int/Div — Buy
Keycorp — None — Buy
Keycomp — Buy
Eaton Vance Tax Mgd — Int/Div — Buy
shares Nasdaq Biotech ETF — None — Buy
ishares Nasdaq Biotech ETF — Sold (part)
Morgan Stanley Managed IRA #2
Dominion Resources — Int/Div
Johnson & Johnson — Int/Div — Sold
Citibank Account — None — Closed
Morgan Stanley Bank Account — Interest — Open
Kevoorp Preferred — Int/Div
Morgan Stanley Capital Tr — Interest — Redeemed
Annaly Capital Mgt — Int/Div — Sold
Kayne Anderson Energy — Int/Div
Cohen & Steers Infrastructure Fund — Int/Div
Power Shares — Int/Div
Brisol Myers Squibb — Int/Div
Caterpillar — Int/Div
Spyglass Resources — None — Sold
Freeport McMoran Copper & Gold — Int/Div
Merck — Int/Div
Clorox — Int/Div
Colgate Palmolive — Int/Div
Teva Pharmaceuticals — Int/Div
General Electric — Int/Div — Buy
Kinder Morgan — Int/Div — Buy
Tekla Healthcare — None — Buy
IRA #3 (Fidelity) — Int/Div
Spartan Small Cap Index Fund — Int/Div
Spartan Extended Market Index Fund — Int/Div
WisdomTree International Basic Materials FTF — None — Buy
Citibank Accounts — Interest
S&P Variable Participation Note — None — Redeemed
Vanguard Ltd-Term Tax-Exempt Fund — Int/Div — Sold (part)
Vanguard Ltd-Term Tax-Exempt Fund — Sold (part)
Vanguard Ltd-Term Tax- Exempt Fund — Buy (add'l)
Vanguard Ltd-Term Tax-Exempt Fund — Sold (part)
Vanguard Ltd-Term Tax-Exempt Fund — Sold (part)
Vanguard Ltd-Term Tax-Exempt Fund — Buy (add'l)
Vanguard Emerging Markets Index Fund — Int/Div — Sold (part)
Vanguard Mid-Cap Index Fund — Int/Div
Vanguard High-Yield Tax-Exempt Fund — Int/Div — Sold (part)
Vanguard European Stock Index Fund — Int/Div
Vanguard Global Real Estate Fund — Int/Div
Wisdom Tree U.S. Small Cap. Div. Growth FTF — Int/Div — Buy
Wisdom Tree Global ex-US Quality Dividend — Int/Div — Buy
Target — None — Sold
General American Investors — Int/Div
Dodge & Cox Global Stock Fund — Int/Div
Dodge & Cox Stock Fund — Buy
Dodge & Cox Stock Fund — Buy
Dodge & Cox Stock Fund — Int/Div — Redeemed
WFG-WPX Partners LLC — Distribution
Wisdom Tree Commodity Country ETF — Int/Div
Wisdom Tree Managed Futures ETF — None
Telecom lala — Int/Div — Buy (add'l)
Turkive Guarantee Bank — None — Sold (part)
Turkive Guarantee Bank — Sold
Tyco Intl — None — Sold (part)
Tyco Int — Sold (part)
Union Pacific — Int/Div — Sold (part)
Union Pacific — Sold (part)
Cemer — None — Sold (part)
American Tower Corp. REIT — Int/Div — Buy (add'l)
American Tower Corp. REIT — Sold (part)
American Tower Corp. REIT — Buy (add'l)
American Tower Corp. REIT — Buy (add'l)
American Tower Corp. REIT — Sold (part)
Facebook — None — Buy (add'l)
Facebook — Buy (add'l)
Facebook — Buy (add'l)
Facebook — Buy (add'l)
Facebook — Sold (part)
Facebook — Sold (part)
Industrial & Commercial Bank China — Int/Div — Buy (add'l)
Industrial & Commercial Bank China — Sold (part)
ARM Holdings — Int/Div — Sold (part)
ARM Holdmgs — Sold (part)
ARM Holdings — Sold
Intesa San Paolo — Int/Div — Buy (add'l)
Intesa San Paola — Sold (part)
Intesa San Paolo — Buy (add'l)
Astrazeneca — Int/Div — Sold (part)
Astrazeneca — Sold
Astruzeneca — Buy
Astrazenca — Buy (add'l)
Astrazenca — Buy (add'l)
Astrazenca — Sold (part)
Astruzenca — Sold (part)
Astrazenca — Buy (add'l)
Astrazeneca — Sold (part)
AthenaHealth — None — Sold (part)
Biomarin Pharmaceutical — None — Sold (part)
Biomarin Pharmaceutical — Sold (part)
Biomarin Pharmaceutical — Sold (part)
Biomarin Pharmaceutical — Sold (part)
Biomarin Pharmaceutical — Sold (part)
Biomarin Pharmaceutical — Sold (part)
Alexion Pharmaceuticals — None — Buy (add'l)
Alexion Pharmaceuticals — Buy (add'l)
Alexion Pharmaceuticals — Buy (add'l)
Alexion Pharmaceuticals — Buy (add'l)
Alexion Pharmaceuticals — Sold (part)
Alexion Pharmaceuticals — Sold (part)
Alexion Pharmaceuticals — Buy (add'l)
Celgene Corp. — None
Celgene Corp. — None — Sold
Marathon Oil — Int/Div — Sold
Marathon Petroleum — Int/Div — Buy (add'l)
Marathon Petroleum — Buy (add'l)
Marathon Petroleum — Sold (part)
Lockheed Martin — Int/Div — Buy (add'l)
Lockheed Martin — Buy (add'l)
Lockheed Martin — Buy (add'l)
Lockheed Martin — Sold (part)
Lockheed Martin — Sold (part)
Kroger — Int/Div — Buy (add'l)
Kroger — Buy (add'l)
Morgan Stanley — Int/Div — Buy (add'l)
Morgan Stanley — Sold (part)
Morgan Stanley — Sold (part)
Raytheon — Int/Div — Sold (part)
Raytheon — Buy (add'l)
Raytheon — Sold (part)
Raytheon — Sold (part)
Publicis Groupe — Int/Div — Sold (part)
Publicis Groupe — Sold (part)
Publicis Groupe — Sold
Allergan — Int/Div — Sold (part)
Allergan — Buy (add'l)
Allergan — Buy (add'l)
Allergan — Buy (add'l)
Citigroup — Int/Div — Buy (add'l)
Citigroup — Buy (add'l)
Citigroup — Sold (part)
Infosys — None — Sold
Norsk Hydro — Int/Div — Sold (part)
Norsk Hvdro — Buy (add'l)
Ryanair — Int/Div
Wolseley — Int/Div — Buy (add'l)
Wolseley — Sold (part)
Wolseley — Buy (add'l)
Wolseley — Sold (part)
Zunch Insurance — None — Sold (part)
Zunch Insurance — Sold (part)
Zunch Insurance — Sold (part)
Zunch Insurance — Sold (part)
Zurich Insurance — Sold (part)
Zunch Insurance — Sold (part)
Zunch Insurance — Sold (part)
Zunch Insurance — Sold (part)
Zurich Insusrance — Sold
Dow Chemical — Int/Div — Buy (add'l)
Duke Energy — None — Sold
Costco Wholesale — Int/Div — Sold (part)
CME Group — Int/Div
Chipotle — None — Buy (add'l)
Chipotle — Sold (part)
Chipotle — prt)
Chipotle — Buy (add'l)
Chipotle — Buy (add'l)
Amencan International Group — Int/Div — Buy
American International Group — Buy (add'l)
American International Group — Buy (add'l)
American International Group — Buy (add'l)
Anthem Inc — Int/Div — Buy
Anthem Inc — Buy (add'l)
Anheuser Busch — None — Buy
Banco Bilbao Vizcayo Argenteria — Int/Div — Buy
Banco Bilbao Vizcayo Argenteria — Buy (add'l)
Banco Bilbao Vizcayo Argenteria — Buy (add'l)
Banco Bilbao Vizcayo Argenteria — Sold
BAE Systems — Int/Div — Buy
BAE Systems — Buy (add'l)
BAE Systems — Buy (add'l)
BAE Systems — put)
BAE Systems — Sold (part)
BAE Systems — Sold
BAE Systems — None — Buy
BAE Systems — Buy (add'l)
International Paper — Int/Div — Buy (add'l)
International Paper — Sold (part)
International Paper — Sold
KDDI Corp — None — Sold (part)
KDDI Corp — Sold
Mead Johnson — Int/Div — Buy (add'l)
Mead Johnson — Buy (add'l)
Mead Johnson — Sold (part)
Mead Johnson — Sold (part)
Mead Johnson — Sold (part)
Mead Johnson — Sold (part)
Mead Johnson — Buy (add'l)
Equinix Inc — Int/Div — Sold (part)
Fastenal — Int/Div — Sold (part)
MetLife — Int/Div — Sold (part)
MetLife — Buy (add'l)
MetLife — Sold (part)
Occidental Petroleum — Int/Div — Buy (add'l)
Occidental Petroleum — Buy (add'l)
Occidental Petroleum — Buy (add'l)
Occidental Petroleum — Sold (part)
Starbucks — Int/Div — Buy (add'l)
Starbucks — Sold (part)
Starbucks — Sold (part)
Starbucks — Sold (part)
Starbucks — Sold (part)
Motorola Solutions — Int/Div
Intel — Int/Div — Buy (add'l)
Intel — Buy (add'l)
Microsoft — Int/Div — Buy (add'l)
Microsoft — Sold (part)
Microsolf — Buy (add'l)
ServiceNow — None — Sold (part)
ServiceNow — Sold (part)
European Aeronaut — None — Buy (add'l)
European Acronaut — Sold (part)
European Aeronaut — Buy (add'l)
European Aeronaut — Sold (part)
Procter & Gamble — Int/Div — a
Proctor & Gamble — Sold (part)
Hitacha — Int/Div — Sold (part)
Hitachs — Sold (part)
Hitachi — Sold (part)
Hitachi — Sold
Novartis — Int/Div — Buy (add'l)
Norvartis — Buy (add'l)
Norvartis — Buy (add'l)
Norvartis — Buy (add'l)
Norvartis — Buy (add'l)
Norvartis — Buy (add'l)
Norvartis — Buy (add'l)
Novartis — Buy (add'l)
Norvartis — Sold (part)
Norvartis — Sold (part)
Norvartis — Sold (part)
Norvartis — Sold (part)
Oceaneering Intl — None — Buy
Oceaneering Intl — Sold (part)
Oceaneeing Intl — Sold
Priceline — None — Buy (add'l)
Priceline — Buy (add'l)
Priceline — Buy (add'l)
Priceline — Buy (add'l)
Priceline — Sold (part)
Priceline — Sold (part)
Priceline — Sold (part)
Priceline — Sold (part)
Publicis Groupe — Int/Div — Buy (add'l)
Publicis Groupe — Sold (part)
Publicis Groupe — Sold
Sony Corp. — Int/Div — Buy (add'l)
Sony Comp. — Sold (part)
Sony Comp. — Buy (add'l)
Shire PLC — Int/Div — Buy (add'l)
Shire PLC — Buy (add'l)
Shire PLC — Sold (part)
Shire PLC — Sold (part)
Schwab Charles — Int/Div — Sold (part)
Seven & Holdings — Int/Div — Sold (part)
Splunk Inc — None — Buy (add'l)
Splunk Inc — Buy (add'l)
Splunk Inc — Buy (add'l)
Splunk Ince — Sold (part)
Splunk Inc — Sold (part)
Splunk Inc — Buy (add'l)
Splunk Inc — Buy (add'l)
SunTrust Banks — Int/Div — Buy (add'l)
Tiffany — Int/Div — Sold (part)
Tiffany — Sold (part)
Tiffany — Sold
Chevron — Int/Div — Sold (part)
Chevron — Sold (part)
Chevron — Sold (part)
Chevron — Buy (add'l)
Chevron — Buy (add'l)
Chevron — Buy (add'l)
Chevron — Sold (part)
Home Depot — Int/Div — Sold (part)
Home Depot — Buy (add'l)
Home Depot — Buy (add'l)
J.P. Morgan Chase — Int/Div — Buy (add'l)
J.P. Morgan Chase — Buy (add'l)
Johnson Controls — Int/Div — Sold (part)
Johnson Controls — Sold
Google/ Alphabet — None — Buy (add'l) — Part VII
Comcast — Sold (part)
Comcast — Sold (part)
Comcast — Buy (add'l)
ENISPA — Part VII
Goldman Sachs — Int/Div — Buy (add'l)
Goldman Sachs — Buy (add'l)
Goldman Sachs — Sold (part)
Societe Generale France — Int/Div — Buy
Societe Generale France — Buy (add'l)
Toyota — Int/Div — Buy (add'l)
Toyota — Sold (part)
Toyota — Sold (part)
Toyota — Buy (add'l)
Toyota — Sold (part)
United Parcel Service — Int/Div — Buy (add'l)
United Parcel Service — Sold (part)
Schlumberger — Int/Div — Buy (add'l)
Schlumberger — Sold (part)
Schlumberger — Buy (add'l)
Schlumberger — Sold (part)
US Bancorp — Int/Div — Buy (add'l)
Visa Inc — Int/Div — Sold (part)
Access Midstream Partners LP — None — with line 401)
Amerigas Partners — Distribution — Buy (add'l)
Enbridge Energy Partners — Distribution — Buy (add'l)
Energy Transfer Partmers — Distribution — Buy (add'l)
Energy Transfer Equity — Distribution — Buy (add'l)
Energy Transfer Equity — Sold (part)
Energy Transfer Equity — Sold (part)
Enlink Midstream Ream Partners — Distribution — Buy (add'l)
Enlink Midstream Ream Partners — Buy (add'l)
Enterprise Products Partners — istmbution — Sold (part)
Enterprise Products Partners — Buy (add'l)
EQT Midstream Partners — Iistnbution — Buy (add'l)
EQT Midstream Partners — Buy (add'l)
EV Energy Partners — None — Sold
Genesis Energy LP — Distribution — Buy (add'l)
Genesis Energy LP — Buy (add'l)
Plains All American Pipeline LP — Distribution — Buy (add'l)
Plains All American Pipeline LP — Buy (add'l)
Shell Midstream Partners LP — None — Buy
General Electric — Int/Div — Buy (add'l)
General Electric — Buy (add'l)
General Electric — Buy (add'l)
Travelers Cos. — Int/Div — Sold (part)
Travelers Cos — Buy (add'l)
Travelers Cos. — Sold (part)
Kinder Morgan Energy LP — Sold — Part VII
Magellan Mainstream Partners LP — Distribution — Buy (add'l)
Markwest Energy Partners LP — Distribution — Sold
Oneok Partners LP — istnibution — Buy (add'l)
Regency Energy Partners LP — None — with line 372)
Targa Res Partners LP — Distribution — Sold (part)
Targa Res Partners LP — Sold
Williams Partners LP — istnibution — Buy (add'l)
Williams Partmers LP — Sold (part)
Williams Parters LP — Sold (part)
Amazon.com — None — Buy
Amazon.com — Sold (part)
Northrup Grumman — Int/Div — Buy (add'l)
Northrup Grumman — Sold (part)
Plizer — Int/Div — Buy (add'l)
Plizer — Buy (add'l)
Pfizer — Sold (part)
Vodafone — Int/Div — Sold (part)
Vodafone — Sold (part)
Vodafone — Sold (part)
Wells Fargo — Int/Div — Buy (add'l)
Wells Fargo — Buy (add'l)
Honeywell International — Int/Div — Buy (add'l)
Honeywell International — Buy (add'l)
Mitsubishi UF) Financial — Int/Div — Buy
Mitsubishi UF) Financial — Sold (part)
Mitsubishi UF) Financial — Sold (part)
Mondelez Intl — Int/Div — Sold (part)
General Mills — Int/Div — Sold
Fifth Third Bancorp — Int/Div — Sold
Johnson & Johnson — Int/Div
Trishield Special Situations Fund — None
Abbott Labs — Int/Div
Abbvie — Int/Div
Ace Lid — None — Sold (part)
Ace Lud — Sold (part)
Ace Ltd — Sold (part)
Chubb Corp. — Int/Div — Sold (part)
Chubb Corp — Sold (part)
Chubb Corp — Sold
Diageo PLC — Int/Div — Buy
Diageo PLC — Sold (part)
Dollar General — Int/Div — Buy
Dollar General — Int/Div — Buy (add'l)
Dollar General — Buy (add'l)
Dollar General — Buy (add'l)
Dollar General — Sold (part)
DBS Group — Int/Div — Buy
DBS Group — Buy (add'l)
DBS Group — Buy (add'l)
DBS Group — Sold (part)
DBS Group — Sold
Arcelormittal — None — Buy
Deutsche Bank — None — Buy
Deutsche Bank — Buy (add'l)
Deutsche Bank — Sold
Credit Suisse — Int/Div — Buy
Credit Suisse — Buy (add'l)
Credit Suisse — Buy (add'l)
Credit Suisse — Sold (part)
Credit Suisse — Sold (part)
Credit Suisse — Sold
Exelon Corp. — Int/Div — Buy
Exelon Corp. — Sold
Exelon Corp. — Int/Div — Buy (add'l)
Exelon Corp. — Sold (part)
Exelon Corp. — Sold (part)
Exelon Corp. — Buy (add'l)
Engie — None — Buy
Engie — Int/Div — Buy
Engie — Buy (add'l)
Engie — Sold (part)
Glaxo SmithKline — None — Buy
Glaxo SmithKline — Buy (add'l)
Glaxo SmithKline — Buy (add'l)
ishares Russell 1000 Growth — Int/Div — Buy
ishares Russell 1000 Growth — Sold (part)
ishares Russell 1000 Growth — Buy (add'l)
ishares MSCI EAFE — Int/Div — Buy
ishares MSC1 EAFE — Sold (part)
Iau Unibanco — Int/Div — Buy
Iu Unibanco — Buy (add'l)
Iau Unibanco — Buy (add'l)
Iau Umibanco — Buy (add'l)
Iau Umbanco — Sold (part)
Iau Unibanco — Sold (part)
American Express — Int/Div — Sold (part)
American Express — Sold (part)
ASML Holding — None — Sold — Part VII
Australia & New Zealand Banking Group — Int/Div — Sold (part)
Australian & New Zealand Banking Group — Sold (part)
Australin & New Zealand Banking Group — Buy (add'l)
National Grid PLC — Int/Div — Buy
National Grid PLC — Buy (add'l)
National Grid PLC — Buy (add'l)
National Grid PLC — Buy (add'l)
Nissan Motor — Int/Div — Buy
Nissan Motor — Buy (add'l)
Nissan Motor — Buy (add'l)
Oracle Corp. — Int/Div — Buy
Oracle Corp. — Buy (add'l)
Oracle Corp. — Buy (add'l)
Quest Diagnostics — Int/Div — Buy
Quest Diagnostics — Buy (add'l)
Quest Diagnostics — Buy (add'l)
Quest Diagnostics — Buy (add'l)
Quest Diagnostics — Sold (part)
Barclays PLC — Int/Div — Sold (part)
Barclays PLC — Sold
Reckitt BeneKiser — Int/Div — Buy
Reckitt BeneKiser — Sold (part)
Reckitt BeneKiser — Sold
Reynolds American — Int/Div — Buy
United Health Group — Int/Div — Buy
United Health Group — Buy (add'l)
United Health Group — Buy (add'l)
United Health Group — Sold (part)
United Health Group — Sold (part)
Walmart Stores — Int/Div — Buy
Walmart Stores — Sold
Vanguard Value ETF — Int/Div — Buy
Infmeon Technologies — None — Buy
Infineon Technologies — Buy (add'l)
Konmkluke Philips — None — Buy
Koninkluke Philips — Buy (add'l)
Lloyds Banking Group — Int/Div — Buy
Lloyds Banking Group — Buy (add'l)
Lloyds Banking Group — Buy (add'l)
Lloyds Banking Group — Buy (add'l)
Lloyds Banking Group — Sold (part)
Lloyds Banking Group — Buy (add'l)
Mobileye — None — Buy
Mobileye — Buy (add'l)
Mobileye — Buy (add'l)
Mobileye — Buy (add'l)
Mobileye — Buy (add'l)
Mobileye — Buy (add'l)
Mobileye — Sold (part)
Mobileye — Sold (part)
Mobileye — Buy (add'l)
Mobileye — Sold (part)
Mobileye — Buy (add'l)
Monster Beverage — None — Buy
Monster Beverage — Buy (add'l)
Monster Beverage — Buy (add'l)
Monster Beverage — Buy (add'l)
Monster Beverage — Buy (add'l)
Monster Beverage — Buy (add'l)
Monster Beverage — Buy (add'l)
Monster Beverage — Sold (part)
Nokia — None — Buy
Noku — Buy (add'l)
Noku — Buy (add'l)
Noku — Buy (add'l)
Nordea Bank — None — Buy
Nordea Bank — Buy (add'l)
Teva Pharmaceuticals — None — Buy
Unibail-Rodamco — Int/Div — Buy
Unibail-Rodamco — Buy (add'l)
Unibail-Rodamco — Sold
Bayer — Int/Div — Sold (part)
Bayer — Sold (part)
Bayer — Sold (part)
Bayer — Sold (part)
Bayer — Sold (part)
Bayer — Sold (part)
Bayer — Buy (add'l)
BG Group — Int/Div — Buy
BG Group — Buy (add'l)
BG Group — Sold (part)
Under Armour — None — Buy
Under Armour — Buy (add'l)
Under Armour — Buy (add'l)
Under Armour — Sold (part)
BMP Billiton — Int/Div — Sold (part)
BHP Billiton — Sold (part)
BNP Paribas — Int/Div — Buy (add'l)
BNP Paribas — Buy (add'l)
Bristol Myers Squibb — Int/Div — Sold (part)
Bristol Myers Squibb — Sold (part)
Bristol Myers Squibb — Sold (part)
Bristol Myers Squibb — Sold (part)
Bristol Myers Squibb — Sold (part)
Bristol Myers Squibb — Sold (part)
Bristol Myers Squibb — Buy (add'l)
British American Tobacco — Int/Div — Buy
British American Tobacco — Sold (part)
Centrica — None — Buy
Coca Cola — Int/Div — Buy (add'l)
Coca Cola — Buy (add'l)
Conoco Phillips — Int/Div
Phillips 66 — Int/Div — Sold
Deutsche Telekom — Int/Div — Buy
Deutsche Telekom — Sold
Diageo PLC — Int/Div — Sold (part)
Dominion Resources — Int/Div — Buy (add'l)
Dommion Resources — Sold (part)
Dupont — Int/Div — Sold (part)
Dupont — Buy (add'l)
Exxon Mobil — Int/Div — Sold (part)
Exxon Mobil — Buy (add'l)
Exxon Mobil — Buy (add'l)
Exxon Mobil — Buy (add'l)
Exxon Mobil — Sold (part)
GDF Suez — Int/Div — Buy (add'l)
GDF Suez — Sold (part)
GDF Suez — Sold
HSBC Holdings — None — Sold (part)
HSBC Holdings — Sold
CK Hutchison (formerly Hutchison Whampou) — Int/Div — Buy (add'l)
Hutchison Whampoa — Sold (part)
Hutchison Whampoa — Buy (add'l)
CMS Energy — Int/Div — Buy
CNOOC Lud. — Int/Div — Buy
CNOOC Lid — Buy (add'l)
CNOOC Ltd — Buy (add'l)
CNOOC Ld — Sold (part)
CNOOC Lud. — Sold (part)
CNOOC Lud. — Int/Div — Buy
CNOOC Lud. — Buy (add'l)
CNOOC Lud. — Buy (add'l)
CNOOC Lud. — Sold (part)
CNOOC Lud. — Buy (add'l)
CNOOC Lud. — Buy (add'l)
Mumina Inc — None — Sold (part)
Numina Inc — Sold (part)
Numina Inc — Sold (part)
Mumina Inc — Sold (part)
Mumina Inc — Int/Div — Buy (add'l)
Mumina Inc — Buy (add'l)
Mumina Inc — Sold (part)
Mumina Inc — Sold (part)
Intercontinential Hotels — Int/Div — Sold (part)
Intercontinential Hotels — Int/Div — Buy (add'l)
Intercontinential Hotels — Sold (part)
Intercontinential Hotels — Sold (part)
Intercontinential Hotels — Sold (part)
McDonalds — Int/Div — Sold (part)
McDonalds — Buy (add'l)
Merck — Int/Div — Buy (add'l)
Nextera Energy — Int/Div — Buy (add'l)
Nippon Tel& Tel — Int/Div — Buy
Nippon Tel&Tel — Buy (add'l)
Nippon Tel&Tel — Buy (add'l)
Nippon Tel&Tel — Buy (add'l)
Nestle — Int/Div — Buy
Nestle — Sold (part)
Nestle — Sold (part)
Nestle — Sold (part)
Nestle — Buy (add'l)
Aviva — Int/Div — Buy
Aviva — Buy (add'l)
Aviva — Buy (add'l)
Aviva — Buy (add'l)
Aviva — Sold (part)
Aviva — Sold (part)
Aviva — Sold (part)
Aviva — Buy (add'l)
Enel — Int/Div — Buy
Enel — Buy (add'l)
Enel — Sold (part)
Enel — Sold (part)
Porsche — Int/Div — Buy
Porsche — Buy (add'l)
Porsche — Buy (add'l)
Porsche — Sold (part)
Porsche — Sold
Eversource Energy (formerly named Northeast Utilities) — Int/Div — prt)
Orix — Int/Div — Sold
Philip Morris — Int/Div — Buy (add'l)
Praxair — Int/Div — Buy (add'l)
Praxair — Sold (part)
Praxair — Sold (part)
Praxarmr — Sold (part)
Precision Castparts — None — Sold (part)
Precision Castparts — Sold
Prudential Fmancial — Int/Div — Sold (part)
Prudential Fimancial — Buy (add'l)
Prudential Financial — Buy (add'l)
Prudential PLC — Int/Div
Public Service Enterprise Group — Int/Div — Buy
Public Service Enterprise Group — Sold (part)
Roche Holding — Int/Div — Buy (add'l)
Roche Holding — Sold (part)
Qualcomm — Int/Div — Sold (part)
Qualcomm — Sold (part)
Qualcomm — Sold (part)
Qualcomm — Sold (part)
Qualcomm — Sold (part)
Qualcomm — Sold (part)
Qualcomm — Sold (part)
Repsol — Int/Div — Buy (add'l)
Repsol — Sold (part)
Repsol — Sold (part)
Rio Tinto — Int/Div — Buy (add'l)
Rio Tinto — Sold (part)
Rio Tmo — Sold (part)
Rio Tinto — Buy (add'l)
Rio Tinto — Buy (add'l)
Rio Tito — Buy (add'l)
Rio Tmo — Buy (add'l)
Rio Tinto — Sold (part)
Rio Tinto — Buy (add'l)
Roval Dutch Shell — Int/Div — Buy (add'l)
Roval Dutch Shell — Sold (part)
Roval Dutch Shell — Buy (add'l)
Roval Dutch Shell — Buy (add'l)
Roval Dutch Shell — Buy (add'l)
Roval KPN — Int/Div — Buy
Salesforce.com — None — Sold (part)
Salesforce.com — Sold (part)
Salesforce.com — Sold (part)
Sanofi — None — Buy
Sanofi — Sold
Schneider Electric — Int/Div — Buy (add'l)
Schneider Electric — Sold (part)
Schneider Electric — Sold
Sempra Energy — Int/Div — Sold (part)
Sempra Energy — Sold
Sumitomo Mitsui Financial — Int/Div
Toronto Dominion Bank — Int/Div — Sold
Total S/A. France — Int/Div — Buy (add'l)
Total S.A. France — Buy (add'l)
Total S.A. France — Buy (add'l)
Total S.A. France — Buy (add'l)
Total S.A. France — Buy (add'l)
Total S.A. France — Buy (add'l)
Total S.A. France — Buy (add'l)
Total S.A. France — Sold (part)
Total S.A. France — Sold (part)
Unilever — Int/Div
United technologies — Int/Div — Sold (part)
United Technologies — Sold (part)
Verizon Communciations — Int/Div — Buy (add'l)
Verizon Communciations — Sold (part)
Verizon Communciations — Buy (add'l)
Verizon Communciations — Sold (part)
VF Com. — Int/Div — Sold (part)
VF Comp. — Sold (part)
VF Corp. — Sold (part)
VF Com. — Sold
Walmart — Int/Div — Sold
California Resources Corp. — None — Sold
LinkedIn Corp — None — Buy (add'l)
LinkedIn Corp — Buy (add'l)
LinkedIn Corp. — Buy (add'l)
LmkedIn Corp — Sold (part)
Weverhauser Co. — Int/Div
IM Co. — Int/Div — Sold (part)
ishares S & P Mid Cap 400 Index Fund — Int/Div — Sold
ishares S & P Small Cap 600 Index Fund — Int/Div
JP Morgan International Value SMA Fund — Int/Div — Sold (part)
JP Morgan International Value SMA Fund — Sold (part)
JP Morgan International Value SMA Fund — Buy (add'l)
JP Morgan International Value SMA Fund — Buy (add'l)
JP Morgan Intemational Value SMA Fund — Buy (add'l)
JP Morgan International Value SMA Fund — Sold (part)
JP Morgan International Value SMA Fund — Sold (part)
JP Morgan International Value SMA Fund — Sold (part)
JP Morgan Intemational Value SMA Fund — Sold (part)
JP Morgan Intemational Value SMA Fund — Sold (part)
Japan Tobacco — Int/Div — Buy (add'l)
Japan Tobacco — Buy (add'l)
Japan Tobacco — Sold (part)
Japan Tobacco — Sold
Oppenheimer Developing Markets Fund — Int/Div — Sold (part)
New York Thruway Bond mat 4/16 — Interest
New York Thruway Bond mat. 1/22 — Interest
Hempstead NY Bond — Interest
NY State Dormitory Authority Bond mat 7/19 — Interest
NY State Dormitory Bond mat. 2/20 — Interest
Nassau County Bond mat. 11/16 — Interest
NY State Environmental Bond — Interest
Bay Shore NY Union Free School District — Interest
Erie County NY Bond — Interest
Arlington NY Cent School Bond matures £/15/18 — Interest — Redeemed
Buffalo NY Bond matures 9/16 — Interest
NYC Muni WTR in Authority Bond (No.1) — Interest
Massachusetts Bond — Interest
Metropolitan Transit Authority Bond — Interest
NY Municipal Water Authority Bond (No 2) — Interest
Dormitory Auth of NY Bond mat. 10/21 — Interest
Wallkill NY Gent Sch matures 6/15/15 — Interest — Redeemed
Triborough Bridge & Tunmel Authority Bonds (2) — Interest
34th Street Partnership Bond — Interest
Tampa Florida Bond — Interest
Millbrook Golf & Tennis — Interest
NYC Transit Finance Authority Future — Interest
Indiana Bond — Interest
Shenenochowa NY Bond — Interest — Buy
NYC Transit Bond mat. 7/28 — Interest — Buy
Binghamton NY Board — Interest — Buy
Chicago O'Hare Airport Bond — None — Buy
Spouse's income — 1112031 — Trustee of Wisdom Tree Trust
-~

Part VII, p.18, 1. 252 Equinox -- mispelled on last year's report as Equinox.

Part VII, p.24, |. 343 Google's name was changed to Alphabet on 10/20/15.

Part VIL, p.24, 1. 350 ENI SPA was mistakenly reported as part sold on 12/2/14. In fact it was sold on that date.

Part VII, p.26, 1. 390 (Kinder Morgan) This asset was mistakenly reported last year as part sold 11/18/15, In fact all of it was sold on that date, at the value code

and gain code indicated.

Part VIL, p.32, 1. 479 (ASML) -- Mistakenly reported as part sold on last year's reort. In fact was sold on the date, value und gain code indicated on that report.

Part VII, p. 8, I. 81 (Teva) -- Inadvertently omitted from last year's report,

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/5848. Public record. Not legal advice.