# Mona K. Majzoub

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/5690

## Record

- **Judge:** Mona K. Majzoub
- **Year:** 2016
- **Report type:** Annual
- **Pages:** 40

## Text

Trust #1 (Brokerage 1) (H)
A OSmith — Int/Div — Buy
Abbott Laboratories — Int/Div
Advansix Inc — Int/Div — from line 26)
Advansix Inc — Sold (part)
Advansix Inc — Sold
Apple Inc — Int/Div
AT&T hx — Int/Div
Blackrock Inc — Int/Div
Claymore Guggenheim Bulletshares 2016 High Y1d Corp Bd ETF — Int/Div — Sold
Claymore Guggenheim Bulletshares 2017 High Y1d Corp Bd Fd ETF — Int/Div — Buy (add'l)
Claymore Guggenheim Bulletshares 2018 High Y1d Corp Bd ETF — Int/Div — Buy (add'l)
Claymore Guggenheim Bulletshares 2021 High Yield Corp Bd ETF — Int/Div — Buy
Claymore Guggenheim Bulletshares 2021 High Yield Corp Bd ETF — Buy (add'l)
Comerica Inc — Int
Costco Whsl Corp New Com — Int/Div
Dover Corp Common — Int/Div
Energy Select Sector Spdr ETF — Int/Div
Exxon Mobil Corp — Int/Div
Franklin Resources Inc — Int/Div — Sold
General Electric Company — Int/Div
Genume Parts Co Com — Int/Div
Guggenheim Bulletshares 2019 High Yield Corp Bond ETF — hy — Buy (add'l)
Guggenheim Bulletshares 2020 High Yield ETF — Int/Div — Buy
Guggenheim Bulletshares 2020 High Yield FTF — Buy (add'l)
Honeywell International Inc — Int/Div
Intel Corp — Int/Div
IShares MSC EAFE Growth ETF — Int/Div — Sold (part)
IShares MSCI EAFE Growth ETF — Sold (part)
IShares Russell Midcap Growth ETF — Int/Div
IShares Core MSC Total Int! Stk ETF — Int/Div — Buy (add'l)
IShares Ibonds Sep 2016 Muni Bond ETF — Int/Div — Sold
IShares Ibonds Dec 2021 Term Muni Bond ETF — Int./hv — Buy (add'l)
IShares bonds Dec 2022 Term Muni Bond ETF — Int/Div — Buy
IShares Ibonds Dec 2022 Term Muni Bond FTF — Buy (add'l)
IShares Ibonds Sep 2017 Term Muni Bond FTF — Int/Div — Buy (add'l)
IShares Ibonds Sep 2019 Term Muni Bond ETF — Int/Div — Buy (add'l)
IShares Ibonds Sep 2018 Term Muni Bond FTF — Int/Div — Buy (add'l)
IShares JP Morgan USD Emerging Markets Bond ETF — Int/Div — Buy (add'l)
IShares MSC EAFE Value ETF — hy — Sold
IShares PHLX Semiconductor ETF — Int/Div — Sold
Ishares Russell Mid-Cap Value ETF — Int/Div
IShares Select Dividend ETF — Int — Sold (part)
IShares Select Dividend ETF — Sold (part)
IShares Ibonds Sep 2020 Term Muni Bond FTF — Int/Div — Buy (add'l)
Johnson & Johnson — Int/Div
JPMorgan Chase & Co — Int/Div
Microsoft Corp — hy
Nextera Energy Inc — Int/Div
Norfolk Southern Corp — Int/Div
Pepsico Incorporated — Int/Div
Powershares Senior Loan Portfolio ETF — Int — Sold
Proctor & Gamble Co — Int/Div
Qualcomm Inc — Int/Div — Buy
Roval Dutch Shell PLC ADR B — Int/Div
RPM International Inc — Int/Div
Select Sector Spdr Tr Lulities Select Sector — Int/Div
Select Sector Spdr Fd Materials — Int/Div
Spdr S&P Biotech ETF — Int/Div
Spdr S&P Midcap 400 Trust Series N ETF — Int/Div — Sold (part)
Spdr S&P Midcap 400 Trust Series N ETF — Sold (part)
Stryker Comp — Int/Div
Sysco Corporation — Int/Div
Teva Pharmaceutical ADR Inds Lid — Int/Div
Thomson Reuters Corp — Int/Div
US Bancorp New — Int/Div
VF Corporation — Int/Div — Buy (add'l)
Vanguard FTSE Developed Markets ETF — Int/Div — Buy (add'l)
Vanguard Information Technology ETF — Int/Div — Buy
Vanguard Information Technology ETF — Buy (add'l)
Vanguard Intl Equity Index Fds FTSE Emerging Mkts ETF — Int/Div — Sold
Vanguard REIT ETF — Int/Div — Buy
Vanguard REIT ETF — Buy (add'l)
Vanguard Total Stock Market — Int — Buy
Venzon Commumcations Com — Int/Div
Wal-Mart Stores Inc — Int/Div
Vanguard Mun Bd Fd Inter Term Tax Exempt Fd Admiral Shs — Int/Div — Buy (add'l)
IRA #1 (Brokerage ) (H)
A O Smith — Int/Div — Buy
Abbott Laboratories — Int/Div
Advansix hn — Int/Div — from line 111)
Advansix Inc — Sold (part)
Advansix Inc — Sold
Apple Inc — Int/Div
AT&T Ine — Int/Div
Blackrock Inc — Int/Div
Claymore Guggenheim Bulletshares 2017 Corporate Bond ETF — Int/Div
Claymore Guggenheim Bulletshares 2017 High Y1d Corp Bd Fd ETF — Int/Div
Claymore Guggenheim Bulletshares 2018 High Yd Corp Bd ETF — Int/Div
Claymore Guggenheim Bulletshares 2016 High Yield Corp Bd ETF — Int/Div — Sold
Claymore Guggenheim Bulletshares 2016 Corporate Bond ETF — Int./y — Sold
Claymore Guggenheim Bulletshares 2021 High Yield Corp Bond ETF — Int/Div — Buy
Comenca Inc — Int/Div
Costco Whsl Corp New Com — Int/Div
Dover Corp Common — Int/Div
Energy Select Sector SPDR ETF — Inv
Exxon Mobil Corp — Int/Div
Franklin Resources Inc — Int/Div — Sold
General Electric Company — Int/Div
Genuine Parts Co Com — Int/Div
Guggenheim Bulletshares 2023 Corporate Bond ETF — Int/Div — Buy
Guggenheim Bulletshares 2023 Corporate Bond ETF — Sold
Guggenheim Bulletshares 2020 Corp Bd FTF — hy
Guggenheim Bulletshares 2019 Corp Bd ETF — Int/Div
Guggenheim Bulletshares 2022 Corporate Bond ETF — Int/Div — Buy
Guggenheim Bulletshares 2022 Corporate Bond ETF — Sold
Guggenheim Bulletshares 2021 Corporate Bond ETF — Int/Div
Guggenheim Bulletshares 2018 Corp Bad FTF — Int/Div
Guggenheim Bulletshares 2019 High Yield Corp Bond ETF — Int/Div
Guggenheim Bulletshares 2020 High Yield ETF — Int/Div — Buy
Honeywell International Inc — Int/Div
Intel Corp — Int/Div
IShares MSCI EAFE Growth ETF — Int — Sold (part)
IShares MSCI EAFE Growth ETF — Sold (part)
IShares MSC EAFE Growth E1v — Sold (part)
IShares MSCI EAFE Growth ETF — Sold (part)
IShares MSCI EAFE Growth ETF — Sold (part)
IShares MSC EAFE Growth ETF — Sold (part)
IShares MSCI EAFE Value ETF — Int/Div — Sold
1Shares Russell Midcap Growth ETF — Int/Div
IShares Core MSC Total Intl Stk ETF — Int/Div — Buy (add'l)
IShares Core S&P Midcap ETF — Int/Div — Buy
IShares Ibonds Dec 2022 Term Corporate FTF — Int/Div — Buy
IShares Ibonds Dec 2023 Term Corporate ETF — Int/Div — Buy
IShares JP Morgan USD Emerging Markets Bond ETF — Int/Div
IShares Russell Mid-Cap Value ETF — Int/Div
IShares Select Dividend ETF — Int/Div — Sold (part)
IShares Select Dividend ETF — Sold (part)
Johnson & Johnson — Int/Div
JPMorgan Chase & Co — Int/Div
Microsoft Corp — Int/Div
Nextera Energy Inc — Int/Div
Norfolk Southern Corp — Int/Div
Pepsico Incorporated — Int/Div
Powershares Senior Loan Portfolio ETF — Int. — Sold
Proctor & Gamble Co — Int/Div
Qualcomm Inc — Int/Div
Royal Dutch Shell PLC ADR B — Int/Div
RPM International Inc — Int/Div
Select Sector Spdr Tr Lulites Select Sector — Int/Div
Select Sector Spdr Fd Materials — Int/Div
Spdr S&P Biotech ETF — Int/Div
Spdr S&P Midcap 400 Trust Series N ETF — Int/Div — Sold (part)
Spdr S&P Midcap 400 Trust Series N ETF — Sold
Stryker Corp — Int/Div
Sysco Corporation — Int/Div
Teva Pharmaceutical ADR Inds Lud — Int/Div
Thomson Reuters Corp — Int/Div
US Bancorp New — Int/Div
VF Corporation — Int/Div
Vanguard FTSE Developed Markets ETF — Int/Div
Vanguard Information Technology ETF — Int/Div — Buy
Vanguard Information Technology ETF — Buy (add'l)
Vanguard Intl Equity Index Fds FTSE Emerging Mkts ETF — Int/Div — Sold
Vanguard REIT ETF — Int/Div — Buy
Vanguard REIT E1F — Buy (add'l)
Vanguard Total Bond Market ETF — Int/Div — Sold
Vanguard Total Stock Market ETF — Int — Buy
Venzon Commumcations Com — Int/Div
Wal-Mart Stores Inc — hy
Retirement Savings Plan #2(H)
Dodge & Cox Balanced (H) — Int/Div
Fid Freedom K Income — Int/Div
American Funds 529 Plan One (H)
American Funds Money Market Fund-529A — Int/Div
AMCAP Fund-529A — Int/Div
American Balanced Fund-529A — Int/Div
American High-Income Trust-S29A — Int/Div
American Mutual Fund-529A — Int/Div
Bond Fund of America-529A — Int/Div
Capital World Bond Fund-529A — Int/Div
EuroPacific Growth Fund-529A — Int/Div
Income Fund of America-S29A — Int/Div
New World Fund-529A — Int/Div
SMALLCAP World Fund-529A — Int/Div
American Funds 529 Plan Two (H)
American Funds Money Market Fund-529A — Int/Div
AMCAP Fund-529A — Int/Div
American Balanced Fund-529A — Int/Div
American High-Income Trust-529A — Int/Div
American Mutual Fund-529A — Int/Div
Bond Fund of America-529A — Int/Div
Capital World Bond Fund-529A — Int/Div
EuroPacific Growth Fund-529A — Int/Div
Income Fund of America-529A — Int/Div
New World Fund-529A — Int/Div
SMALLCAP World Fund-529A — Int/Div
American Funds 529 Plan Three (H)
American Funds Money Market Fund-529A — Int/Div
AMCAP Fund-529A — Int/Div
American Balanced Fund-529A — Int/Div — Buy (add'l)
American High-Income Trust-529A — Int/Div
American Mutual Fund-529A — Int/Div
Bond Fund of America-S29A — Int/Div
Capital World Bond Fund-529A — Int/Div
EuroPacific Growth Fund-529A — Int/Div
Income Fund of America-529A — Int/Div
New World Fund-529A — Int/Div
SMALLCAP World Fund-529A — Int/Div — Sold (part)
American Funds 529 Plan Four (H)
American Funds Money Market Fund-529A — Int/Div
AMCAP Fund-529A — Int/Div
American Balanced Fund-529A — Int/Div
American High-Income Trust-529A — Int/Div
American Mutual Fund-529A — Int/Div
Bond Fund of America-S29A — Int/Div
Capital World Bond Fund-529A — Int/Div
EuroPacific Growth Fund-529A — Int/Div
Income Fund of Amenca-S29A — Int/Div
New World Fund-529A — Int/Div
SMALLCAP World Fund-529A — Int/Div
Trust #6 - Checking (PNC Bank) — Int/Div
Trust #3 - Checking (PNC Bank) — Int/Div
Checking (Bank of America) — Int/Div
IRA #2 (Brokerage 1) (H)
A O Smith — Int/Div — Buy
A O Smith — Sold (part)
Abbott Laboratories — Int/Div — Buy (add'l)
Advansix Inc — Int/Div — from line 250)
Advansix Inc — Sold
Apple Inc — Int/Div
AT&T Inc — Int/Div — Sold (part)
Blackrock Inc — Int/Div — Sold (part)
Claymore Guggenheim Bulletshares 2017 Corporate Bond ETF — Int/Div
Claymore Guggenheim Bulletshares 2017 High Y1d Corp Bd Fd ETF — Ine
Claymore Guggenheim Bulletshares 2018 High Yield Corp Bond ETF — Int/Div — Sold (part)
Claymore Guggenheim Bulletshares 2021 High Yield Corp Bond ETF — Int/Div — Buy
Claymore Guggenheim Bulletshares 2021 High Yield Corp Bond ETF — Sold (part)
Claymore Guggenheim Bulletshares 2016 High Yield Corp Bd ETF — Ine — Sold
Claymore Guggenheim Bulletshares 2016 Corporate Bond ETF — Int/Div — Sold
Comenca Inc — Int/Div — Sold (part)
Costco Whsl Corp New Com — Int./y
Dover Corp Common — Int — Sold (part)
Energy Select Sector Spdr ETF — hy — Sold (part)
Exxon Mobil Corp — Int/Div — Sold (part)
Franklin Resources lnc — Int/Div — Sold
General Electric Company — Int/Div — Sold (part)
Genuine Parts Co Com — Int/Div — Sold (part)
Guggenheim Bulletshares 2023 Corporate Bond ETF — Ine — Buy
Guggenheim Bulletshares 2023 Corporate Bond ETF — Sold
Guggenheim Bulletshares 2020 Corp Bond FTF — Int/Div
Guggenheim Bulletshares 2019 Corp Bond FTF — Int/Div
Guggenheim Bulletshares 2022 Corporate Bond ETF — Int/Div — Buy
Guggenheim Bulletshares 2022 Corporate Bond ETF — Sold
Guggenheim Bulletshares 2021 Corp Bond ETF — Int/Div — Sold (part)
Guggenheim Bulletshares 2018 Corp Bond FTF — Int/Div — Sold (part)
Guggenheim Bulletshares 2019 High Yield Corp Bond ETF — Int/Div
Guggenheim Bulletshares 2020 High Yield FTF — Int/Div — Buy
Guggenheim Bulletshares 2020 High Yield ETF — Sold (part)
Honeywell International Inc — Int/Div — Sold (part)
Intel Corp — Int/Div
IShares MSC EAFE Growth ETF — hy — Sold (part)
IShares MSC EAFE Growth ETF — Sold (part)
IShares MSCI EAFE Growth ETF — Sold (part)
IShares MSC EAFE Value ETF — Int/Div — Sold
IShares Russell Midcap Growth ETF — Int/Div — Sold (part)
IShares Core MSC Total Int! Stk ETF — Int/Div — Buy (add'l)
IShares Core S&P Midcap ETF — Int/Div — Buy
IShares Core S&P Midcap ETF — Sold (part)
1Shares Ibonds Dec 2022 Term Corporate FTF — Int/Div — Buy
1Shares bonds Dec 2023 Term Corporate ETF — Int/Div — Buy
1Shares JP Morgan USD Emerging Markets Bond ETF — Int/Div
IShares Russell Mid-Cap Value ETF — Int/Div — Sold (part)
IShares Select Dividend ETF — Int/Div — Sold (part)
IShares Select Dividend ETF — Sold (part)
IShares Select Dividend ETF — Sold (part)
IShares Select Dividend ETF — Sold (part)
Johnson & Johnson — Int/Div — Sold (part)
JPMorgan Chase & Co — Int — Sold (part)
Microsoft Corp — Int/Div — Sold (part)
Nextera Energy Inc — Int/Div — Sold (part)
Norfolk Southern Corp — Int/Div — Sold (part)
Pepsico Incorporated — Int/Div
Powershares Senior Loan Portfolio ETF — Ine — Sold
Proctor & Gamble Co — Int./y — Sold (part)
Qualcomm Inc — Int/Div — Sold (part)
Roval Dutch Shell PLC ADR B — Int/Div
RPM International Inc — Ine — Sold (part)
Select Sector Spdr Tr Lnilities Select Sector — Int/Div — Sold (part)
Select Sector Spdr Fd Materials — Int/Div — Sold (part)
Spdr S&P Biotech ETF — Int/Div
Spdr S&P Midcap 400 Trust Series N ETF — Int/Div — Sold (part)
Spdr S&P Midcap 400 Trust Series N ETF — Sold
Swryker Corp — Int/Div — Sold (part)
Sysco Corporation — Int/Div — Sold (part)
Teva Pharmaceutical ADR Inds Lid — Int/Div — Buy (add'l)
Thomson Reuters Corp — Int/Div
US Bancorp New — Int/Div — Sold (part)
VF Corporation — Int/Div — Buy (add'l)
Vanguard FTSE Developed Markets ETF — Int/Div — Buy (add'l)
Vanguard Information Technology ETF — Int/Div — Buy
Vanguard Information Technology ETF — Buy (add'l)
Vanguard Information Technology ETF — Sold (part)
Vanguard Intl Equity Index Fds TSE Emerging Mkts ETF — Int/Div — Sold
Vanguard REIT ETF — Int/Div — Buy
Vanguard REIT ETF — Buy (add'l)
Vanguard Total Bond Market ETF — Int/Div — Sold
Vanguard Total Stock Market ETF — Int/Div — Buy
Vanguard Total Stock Market ETF — Sold (part)
Verizon Commumications Com — Int/Div — Sold (part)
Wal-Mart Stores Inc — Int/Div — Sold (part)
Trust #2 (Brokerage 1) (H)
A O Smith — Int/Div — Buy
A O Smith — Buy (add'l)
A O Smith — Buy (add'l)
Abbott Laboratories — Int/Div — Buy (add'l)
Abbott Laboratories — Buy (add'l)
Advansix Inc — Int/Div — from line 344)
Advansix Inc — Sold
Apple Inc — Int/Div — Buy (add'l)
Apple Inc — Buy (add'l)
AT&T Ine — Int/Div — Buy (add'l)
AT&T hx — Buy (add'l)
Blackrock Ing — Int/Div — Buy (add'l)
Blackrock Ing — Buy (add'l)
Claymore Guggenheim Bulletshares 2017 High Y1d Corp Bd Fd ETF — Int/Div — Buy (add'l)
Claymore Guggenheim Bulletshares 2017 High Y1d Corp Bd Fd ETF — Buy (add'l)
Claymore Guggenheim Bulletshares 2018 High Yield Corp Bond Fund ETF — Int/Div — Buy (add'l)
Claymore Guggenheim Bulletshares 2018 High Yield Corp Bond Fund ETF — Buy (add'l)
Claymore Guggenheim Bulletshares 2016 High Yield Corp Bd ETF — Int/Div — Buy (add'l)
Claymore Guggenheim Bulletshares 2016 High Yield Corp Bd ETF — Buy (add'l)
Claymore Guggenheim Bulletshares 2016 High Yield Corp Bd ETF — Sold
Claymore Guggenheim Bulletshares 2021 High Yield Corp Bond Fund ETF — Ihy — Buy
Comerica Inc — hy — Buy (add'l)
Comenca Inc — Buy (add'l)
Costco Whsl Corp New Com — Int/Div — Buy (add'l)
Costco Whsl Corp New Com — Buy (add'l)
Dover Corp Common — Int/Div — Buy (add'l)
Dover Corp Common — Buy (add'l)
Energy Select Sector Spdr ETF — Int/Div — Buy (add'l)
Energy Select Sector Spdr ETF — Buy (add'l)
Exxon Mobil Corp — Int/Div — Buy (add'l)
Exxon Mobil Comp — Buy (add'l)
Franklin Resources lnc — Int/Div — Buy (add'l)
Franklin Resources Inc — Buy (add'l)
Franklin Resources Inc — Sold
General Electric Company — Int/Div — Buy (add'l)
General Electric Company — Buy (add'l)
Genuine Parts Co Com — Int/Div — Buy (add'l)
Genuine Parts Co Com — Buy (add'l)
Guggenheim Bulletshares 2019 High Yield Corp Bond Fund ETF — Int/Div — Buy (add'l)
Guggenheim Bulletshares 2019 High Yield Corp Boud Fund ETF — Buy (add'l)
Guggenheim Bulletshares 2020 High Yield Corp Bond Fund ETF — Int/Div — Buy
Honeywell International Inc — Int/Div — Buy (add'l)
Honeywell International Ing — Buy (add'l)
Intel Corp — hy — Buy (add'l)
Intel Corp — Buy (add'l)
IShares MSC EAFE Growth ETF — Int/Div — Sold (part)
IShares MSC EAFE Growth ETF — Sold (part)
IShares MSC EAFE Growth ETF — Sold (part)
IShares MSC EAFE Growth ETF — Buy (add'l)
IShares MSC EAFE Growth ETF — Buy (add'l)
IShares MSC EAFE Value ETF — Int/Div — Buy (add'l)
IShares MSC EAFE Value ETF — Buy (add'l)
IShares MSC EAFE Value ETF — Sold
IShares Russell Midcap Growth ETF — Int/Div — Buy (add'l)
IShares Russell Midcap Growth ETF — Buy (add'l)
IShares Core MSC! Total Intl Stk ETF — Int/Div — Buy (add'l)
IShares Core MSC Total Int! Stk ETF — Buy (add'l)
IShares Core MSC Total Int! Stk ETF — Buy (add'l)
IShares Ibonds Dec 2021 Term Muni Bond ETF — Int/Div — Buy (add'l)
IShares Ibonds Dec 2021 Term Muni Bond FTF — Buy (add'l)
IShares Ibonds Dec 2022 Term Muni Bond FTF — Int/Div — Buy
IShares Ibonds Sep 2016 Muni Bd E1v — Int/Div — Buy (add'l)
IShares Ibonds Sep 2016 Muni Bd ETF — Buy (add'l)
IShares Ibonds Sep 2016 Muni Bd ETF — Sold
IShares Ibonds Sep 2017 Term Mum Bd FTF — Int/Div — Buy (add'l)
IShares Ibonds Sep 2017 Term Muni Bd ETF — Buy (add'l)
IShares Ibonds Sep 2019 Term Muni Bond FTF — Int/Div — Buy (add'l)
1Shares Ibonds Sep 2019 Term Muni Bond FTF — Buy (add'l)
IShares Ibonds Sep 2018 Term Muni Bond ETF — Int/Div — Buy (add'l)
IShares Ibonds Sep 2018 Term Muni Bond ETF — Buy (add'l)
IShares JP Morgan USD Emerging Markets Bond ETF — Int/Div — Buy (add'l)
IShares JP Morgan USD Emerging Markets Bond ETF — Buy (add'l)
IShares PHLX Semiconductor ETF — Int/Div — Sold
IShares Russell Mid-Cap Value ETF — Int/Div — Buy (add'l)
IShares Russell Mid-Cap Value ETF — Buy (add'l)
IShares Select Dividend ETF — Int/Div — Sold (part)
IShares Select Dividend ETF — Sold (part)
IShares Select Dividend ETF — Sold (part)
IShares Select Dividend ETF — Buy (add'l)
IShares Select Dividend ETF — Buy (add'l)
IShares Ibonds Sep 2020 Term Muni bond FTF — Int/Div — Buy (add'l)
IShares Ibonds Sep 2020 Term Muni bond FTF — Buy (add'l)
Johnson & Johnson — Int/Div — Buy (add'l)
Johnson & Johnson — Buy (add'l)
JPMorgan Chase & Co — Int/Div — Buy (add'l)
JPMorgan Chase & Co — Buy (add'l)
Microsoft Corp — Int/Div — Buy (add'l)
Microsoft Corp — Buy (add'l)
Nextera Energy Inc — Int/Div — Buy (add'l)
Nextera Energy Inc — Buy (add'l)
Norfolk Southern Corp — Int/Div — Buy (add'l)
Norfolk Southern Corp — Buy (add'l)
Pepsico Incorporated — Int/Div — Buy (add'l)
Pepsico Incorporated — Buy (add'l)
Powershares Senior Loan Portfolio ETF — Int./y — Buy (add'l)
Powershares Senior Loan Portfolio ETF — Buy (add'l)
Powershares Senor Loan Portfolio ETF — Sold
Procter & Gamble Co — Int/Div — Buy (add'l)
Procter & Gamble Co — Buy (add'l)
Qualcomm Inc — Ine — Buy
Qualcomm Inc — Buy (add'l)
Qualcomm Inc — Buy (add'l)
Royal Dutch Shell PLC ADR B — Int/Div — Buy (add'l)
Royal Dutch Shell PLC ADR B — Buy (add'l)
RPM International Inc — Int/Div — Buy (add'l)
RPM International Inc — Buy (add'l)
Select Sector Spdr Tr Utilities Select Sector — Int/Div — Buy (add'l)
Select Sector Spdr Tr Unilities Select Sector — Buy (add'l)
Select Sector Spdr Fd Materials — Int/Div — Buy (add'l)
Select Sector Spdr Fd Materials — Buy (add'l)
Spdr S&P Biotech ETF — Int/Div — Buy (add'l)
Spdr S&P Biotech ETF — Buy (add'l)
Spdr S&P Midcap 400 Trust Series N ETF — Int/Div — Sold (part)
Spdr S&P Midcap 400 Trust Series N ETF — Sold (part)
Spdr S&P Midcap 400 Trust Series N ETF — Sold (part)
Spdr S&P Midcap 400 Trust Series N ETF — Buy (add'l)
Spdr S&P Midcap 400 Trust Series N ETF — Buy (add'l)
Stryker Corp — Int/Div — Buy (add'l)
Stryker Corp — Buy (add'l)
Sysco Corporation — Int/Div — Buy (add'l)
Sysco Corporation — Buy (add'l)
Teva Pharmaceutical ADR Inds Lid — Int/Div — Buy (add'l)
Teva Pharmaceutical ADR Inds Lid — Buy (add'l)
Thomson Reuters Corp — hy — Buy (add'l)
Thomson Reuters Corp — Buy (add'l)
US Bancorp New — Int/Div — Buy (add'l)
US Bancorp New — Buy (add'l)
VF Corporation — Int/Div — Buy (add'l)
VF Corporation — Buy (add'l)
Vanguard FTSE Developed Markets ETF — Int/Div — Buy (add'l)
Vanguard FTSE Developed Markets ETF — Buy (add'l)
Vanguard Information Technology ETF — Int/Div — Buy
Vanguard Information Technology ETF — Buy (add'l)
Vanguard Information Technology ETF — Buy (add'l)
Vanguard Information Technology ETF — Buy (add'l)
Vanguard Intl Equity Index Fds FTSE Emerging Mkts ETF — Int/Div — Sold
Vanguard REIT ET — Int/Div — Buy
Vanguard REIT ETF — Buy (add'l)
Vanguard REIT ETF — Buy (add'l)
Vanguard REIT ETF — Buy (add'l)
Vanguard Total Stock Market ETF — Int/Div — Buy
Vanguard Total Stock Market ETF — Buy (add'l)
Vanguard Total Stock Market ETF — Buy (add'l)
Venizon Commumcations Com — Int/Div — Buy (add'l)
Verizon Communications Com — Buy (add'l)
Wal-Mart Stores Inc — Int/Div — Buy (add'l)
Wal-Mart Stores Inc — Buy (add'l)
Vanguard Mun Bd Fd Inter Term Tax Exempt Fd — Interest — Buy (add'l)
Trust #1-2 (Wells Fargo Advisors) — Interest
Trust #3 (Brokerage 1) (H)
Claymore Guggenheim Bulletshares 2017 Corporate Bond ETF — Int/Div — Sold (part)
Claymore Guggenheim Bulletshares 2017 Corporate Bond ETF — Sold (part)
Claymore Guggenheim Bulletshares 2017 Corporate Bond ETF — Sold (part)
Claymore Guggenheim Bulletshares 2017 High Yield Corp Bond Fund ETF — Int/Div — Sold (part)
Claymore Guggenheim Bulletshares 2017 High Yield Corp Bond Fund ETF — Sold (part)
Claymore Guggenheim Bulletshares 2017 High Yield Corp Bond Fund ETF — Sold (part)
Claymore Guggenheim Bulletshares 2018 High Yield Corp Bond ETF — Int/Div — Sold (part)
Claymore Guggenheim Bulletshares 2018 High Yield Corp Bond ETF — Sold (part)
Claymore Guggenheim Bulletshares 2018 High Yield Corp Bond ETF — Sold (part)
Claymore Guggenheim Bulletshares 2016 High Y1d Corp Bd ETF — Int/Div — Sold (part)
Claymore Guggenheim Bulletshares 2016 High Y1d Corp Bd ETF — Sold
Claymore Guggenheim Bulletshares 2016 Corporate Bond ETF — Int/Div — Sold (part)
Claymore Guggenheim Bulletshares 2016 Corporate Bond ETF — Sold
Claymore Guggenheim Bulletshares 2021 High Yield Corp Bond ETF — hy — Buy
Claymore Guggenheim Bulletshares 202 High Yield Corp Bond ETF — Sold (part)
Claymore Guggenheim Bulletshares 2021 High Yield Corp Bond ETF — Sold (part)
Energy Select Sector Spdr ETF — Int/Div — Sold (part)
Energy Select Sector Spdr ETF — Sold (part)
Guggenheim Bulletshares 2023 Corporate ETF — Int/Div — Buy
Guggenheim Bulletshares 2023 Corporate FTF — Sold (part)
Guggenheim Bulletshares 2023 Corporate ETF — Sold (part)
Guggenheim Bulletshares 2023 Corporate ETF — Sold
Guggenheim Bulletshares 2020 Corp Bond ETF — Int/Div — Sold (part)
Guggenheim Bulletshares 2020 Corp Bond FTF — Sold (part)
Guggenheim Bulletshares 2020 Corp Bond FTF — Sold (part)
Guggenheim Bulletshares 2019 Corp Bond FTF — Int/Div — Sold (part)
Guggenheim Bulletshares 2019 Corp Bond FTF — Sold (part)
Guggenheim Bulletshares 2019 Corp Bond ETF — Sold (part)
Guggenheim Bulletshares 2022 Corporate FTF — Int/Div — Buy
Guggenheim Bulletshares 2022 Corporate FTF — Sold (part)
Guggenheim Bulletshares 2022 Corporate FTF — Sold (part)
Guggenheim Bulletshares 2022 Corporate ETF — Sold
Guggenheim Bulletshares 2021 Corporate FTF — Int/Div — Sold (part)
Guggenheim Bulletshares 2021 Corporate FTF — Sold (part)
Guggenheim Bulletshares 2021 Corporate FTF — Sold (part)
Guggenheim Bulletshares 2018 Corp Bond ETF — Int/Div — Sold (part)
Guggenheim Bulletshares 2018 Corp Bond FTF — Sold (part)
Guggenheim Bulletshares 2018 Corp Bond ETF — Sold (part)
Guggenheim Bulletshares 2019 High Yield ETF — Int/Div — Sold (part)
Guggenheim Bulletshares 2019 High Yield ETF — Sold (part)
Guggenheim Bulletshares 2019 High Yield ETF — Sold (part)
Guggenheim Bulletshares 2020 High Yield ETF — Int/Div — Buy
Guggenheim Bulletshares 2020 High Yield FTF — Sold (part)
Guggenheim Bulletshares 2020 High Yield FTF — Sold (part)
Industrial Select Sector Spdr ETF — Int/Div — Sold (part)
Industrial Select Sector Spdr ETF — Sold (part)
Industrial Select Sector Spdr ETF — Sold (part)
IShares MSCI EAFE Growth ETF — Int/Div — Sold (part)
IShares MSC EAFE Growth ETF — Sold (part)
IShares MSCI EAFE Growth ETF — Sold (part)
IShares Russell Midcap Growth ETF — Int/Div — Sold (part)
IShares Russell Midcap Growth ETF — Sold (part)
IShares Core MSCI Total Intl Stk ETF — Int/Div — Buy (add'l)
IShares Core MSCI Total Int] Stk ETF — Sold (part)
IShares Core MSCI Total Intl Stk ETF — Sold (part)
IShares Core MSCI Total Intl Stk ETF — Buy (add'l)
IShares Core S&P Midcap ETF — Int/Div — Buy
IShares Bonds Dec 2022 Term Corporate Bond ETF — Int/Div — Buy
IShares Bonds Dec 2023 Term Corporate Bond ETF — Int/Div — Buy
IShares JP Morgan USD Emerging Markets Bond ETF — Int/Div — Sold (part)
IShares JP Morgan USD Emerging Markets Bond ETF — Sold (part)
IShares JP Morgan USD Emerging Markets Bond ETF — Sold (part)
IShares MSCI EAFE Value ETF — Int/Div — Sold (part)
IShares MSCI EAFE Value ETF — Sold (part)
IShares MSCI EAFE Value ETF — Sold
IShares Russell Mid-Cap Value ETF — Int/Div — Sold (part)
IShares Russell Mid-Cap Value ETF — Sold (part)
IShares Select Dividend ETF — Int/Div — Sold (part)
IShares Select Dividend ETF — Sold (part)
IShares Select Dividend ETF — Sold (part)
Powershares Senior Loan Portfolio ETF — Int/Div — Sold (part)
Powershares Senior Loan Portfolio ETF — Sold
Sector Spdr Tr Technology Select Sector ETF — Int/Div — Sold (part)
Sector Spdr Tr Techuology Select Sector ETF — Sold (part)
Sector Spdr Tr Technology Select Sector ETF — Sold (part)
Select Sector Spdr Tr Lulities Select Sector — Int./y — Sold (part)
Select Sector Spdr Tr Unlities Select Sector — Sold (part)
Select Sector Spdr Tr Lulites Select Sector — Sold (part)
Select Sector Spdr Tr Financial ETF — Ine — Sold (part)
Select Sector Spdr Tr Financial ETF — Sold (part)
Select Sector Spdr Tr Financial ETF — Sold (part)
Select Sector Spdr Tr Consumer Staples — Int/Div — Sold (part)
Select Sector Spdr Tr Consumer Staples — Sold (part)
Select Sector Spdr Tr Consumer Staples — Sold (part)
Select Sector Spdr Fd Materials — Int/Div — Sold (part)
Select Sector Spdr Fd Matenals — Sold (part)
Select Sector Spdr Fd Materials — Sold (part)
Select Sector Spdr Fd Health Care — Int/Div — Sold (part)
Select Sector Spdr Fd Health Care — Sold (part)
Select Sector Spdr Fd Health Care — Sold (part)
Select Sector Spdr Fd Consumer Discretionary — Int — Sold (part)
Select Sector Spdr Fd Consumer Discretionary — Sold (part)
Select Sector Spdr Fd Consumer Discretionary — Sold (part)
Select Sector SPDR Real Estate Secect Sector Spdr ETF — Int/Div — Buy
Select Sector SPDR Real Estate Secect Sector Spdr ETF — Sold
Spdr S&P Biotech ETF — Int/Div — Sold (part)
Spdr S&P Biotech ETF — Sold (part)
Spdr S&P Midcap 400 Trust Series N ETF — hy — Sold (part)
Spdr S&P Midcap 400 Trust Series N ETF — Sold
Vanguard Telecommunications Services FTF — Int/Div — Sold (part)
Vanguard Telecommunications Services FTF — Sold (part)
Vanguard Telecommunications Services FTF — Sold (part)
Vanguard FTSE Developed Markets ETF — Int/Div — Sold (part)
Vanguard FTSE Developed Markets ETF — Sold (part)
Vanguard Industrials ETF — Ine — Buy
Vanguard Industrials ETF — Sold (part)
Vanguard Industrials ETF — Sold (part)
Vanguard Information Technology ETF — Int./y — Buy
Vanguard Information Technology ETF — Buy (add'l)
Vanguard Information Technology ETF — Sold (part)
Vanguard Information Technology ETF — Sold (part)
Vanguard Intl Equity Index Fds FTSE Emerging Mkts ETF — Int/Div — Sold
Vanguard REIT ETF — Int/Div — Buy
Vanguard REIT ETF — Buy (add'l)
Vanguard REIT E11 — Sold (part)
Vanguard REIT ETF — Sold (part)
Vanguard Total Bond Market ETF — Int/Div — Sold (part)
Vanguard Total Bond Market ETF — Sold
Vanguard Total Stock Market ETF — Int/Div — Buy
Vanguard Total Stock Market ETF — Sold (part)
Vanguard Total Stock Market ETF — Sold (part)
Trustee, Line - Trust #1 (Brokerage 1) - Postions listed in Part VII, starting on Line 2
Trustee, Line 212 - Trust #6 - Checking (Brokerage 5) - No reportable assets - See Part vin
Trustee, Line 213 - Trust #3 - Checking (Brokerage 5) - No reportable assets - See Part vin
Trustee, Line 302 - Trust #2 (Brokerage 1) - Positions listed in Part VII starting on line 303
Trustee, Line 451- Trust #1-2 (Brokerage 1) - No reportable assets - See Part VIII
Trustee, Line 452 - Trust #3 (Brokerage ) - Positions listed in Part VII starting on line 453
Spouse's income — 2016 — Kitch, Drutchas « Law Firm
Throughout Part VII, there are three instances where only a word or two of an asset changed. There was not enough room to write "fka” and both complete

descriptions, so here are the changes made:

Lines 33, 36 - 38, 45, 361 - 362, 367 - 372 und 383 - 384 - In the full Description of Assets in column "A", where the word "Term" now exists, it used to say "Amt-

Free."

Lines 103 - 104, 108, 241 - 242, 246, 475 - 480 and 488 - 490 - In the Description of Assets in column "A", these assets previously started with "Claymore

Exchange” and by the end of 2016, those two words had been removed from the name.

Lines 32, 364 - 366 - In the Description of Assets in column "A", the term “Amt-Free™ wus deleted from the name of the security by the time it was completely

sold.

Also in Part VIL:

Line 212 - Trust #6 - Checking (PNC Bank) - All cash.

Line 213 - Trust #3 - Checking (PNC Bank) - All cash.

Line 214 - Checking (Bank of America) - All cash.

Line 451 - Trust #1-2 - (Wells Fargo Advisors) - All cash,

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/5690. Public record. Not legal advice.