# Vincent F. Papalia

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/5545

## Record

- **Judge:** Vincent F. Papalia
- **Year:** 2014
- **Report type:** Initial
- **Pages:** 31

## Text

BROKERAGE ACCT <J (H)
FIDELITY PRIME FUND CAPITAL RESERVES — Int/Div — Open
FPA CRESCENT FUND — Int/Div — Buy
FPA CRESCENT FUND — Buy (add'l)
FPA CRESCENT FUND — Buy (add'l)
FPA CRESCENT FUND — Buy (add'l)
FPA CRESCENT FUND — Buy (add'l)
FPA CRESCENT FUND — Buy (add'l)
FPA CRESCENT FUND — Buy (add'l)
LORD ABBET1 MULTI ASSET INCOME FUND F — Int/Div — Buy
LORD ABBET1 MULTI ASSET INCOME FUND F — Buy (add'l)
LORD ABBET1 MULTI ASSET INCOME FUND F — Buy (add'l)
LORD ABBET1 MULTI ASSET INCOME FUND F — Buy (add'l)
LORD ABBET1 MULTI ASSET INCOME FUND F — Buy (add'l)
LORD ABBET1 MULTI ASSET INCOME FUND F — Buy (add'l)
LORD ABBET1 MULTI ASSET INCOME FUND F — Buy (add'l)
BLACKROCK MULTI ASSET INCOME PORT A — Int/Div — Buy
BLACKROCK MULTI ASSET INCOME PORT A — Buy (add'l)
BLACKROCK MULTI ASSET INCOME PORT A — Buy (add'l)
BLACKROCK MULTI ASSET INCOME PORT A — Buy (add'l)
BLACKROCK MULTI ASSET INCOME PORT A — Buy (add'l)
BLACKROCK MULTI ASSET INCOME PORT A — Buy (add'l)
BLACKROCK MULTI ASSET INCOME PORT A — Buy (add'l)
IRA ROLLOVER BROKERAGE ACCT (Hy
FIDELITY PRIME FUND CAPITAL RESERVES — Int/Div — Buy
FPA CRESCENT FUND — Int/Div — Buy
LORD ABBETT CALIBRAT MID CAP VALUE F — Int/Div — Buy
LORD ABBETT GROWTH LEADERS FUNDF — Int/Div — Buy
LORD ABBETT GROWTH LEADERS FUNDF — Buy (add'l)
VANGUARD BALANCED INDEX INVESTOR — Int/Div — Buy
BLACKROCK HIGH YIELD BOND A — Int/Div — Buy
BLACKROCK HIGH YIELD BOND A — Buy (add'l)
BLACKROCK HIGH YIELD BOND A — Sold
AMFUNDS AMERICAN BALANCED F1 — Int/Div — Buy
AMFUNDS AMERICAN BALANCED F1 — Buy (add'l)
INDIV TOD BROKERAGE ACCT -S(H)
FIDELITY PRIME FUND CAPITAL RESERVES — Int/Div — Buy
DEUTSCHE GLOBAL INFRASTRUCTURE A — Int/Div — Buy
DEUTSCHE GLOBAL INFRASTRUCTURE A — Buy (add'l)
DEUTSCHE GLOBAL INFRASTRUCTURE A — Buy (add'l)
DEUTSCHE GLOBAL INFRASTRUCTURE A — Buy (add'l)
DEUTSCHE GLOBAL INFRASTRUCTURE A — Buy (add'l)
FPA CRESCENT FUND — Int/Div — Buy
FPA CRESCENT FUND — Buy (add'l)
FPA CRESCENT FUND — Buy (add'l)
FPA CRESCENT FUND — Buy (add'l)
FPA CRESCENT FUND — Buy (add'l)
FPA CRESCENT FUND — Buy (add'l)
BLACKROCK MULTI ASSET INCOME PORT A — Int/Div — Buy
PIMCO INOCME FUND A — Int./hv — Buy
AT&T — Int/Div — Buy
ZALTRIA GROUP — Int/Div — Sold
BRISTOL MYERS SOULIBB — Int/Div
CHEMOURS CO — Int/Div — Sold (part)
CHEMOURS CO — Buy
DOW CHEMICAL CO — Int/Div
DU PONT — Int/Div
EXXON MOBIL — Int/Div
HOME DEPOT — Int/Div
INTEL CORP — Int/Div
MERCK & CO — Int/Div
PHILIP MORRIS — Int/Div
PROCTOR & GAMBLE — Int/Div
SUBRUBAN PROPAN — Int/Div
TRANSOCEANLTD — Int/Div — Buy
VALLEY NATIONAL — Int/Div
WEIGHT WATCHERS — Int/Div — Sold
BANK ACCOUNT - SANTANDER -S — Interest
IRA -PNC(H)
AMERICAN BALANCED A — Int/Div — Buy
IRA - PNC -S(H)
AMERICAN BALANCED A — Int/Div — Buy
529 PLAN - FRANKLIN TEMPLETON (Hy
GROWTH ALLOCATION C — Int/Div — Sold (part)
GROWTH ALLOCATION C — Sold
GROWTH ALLOCATION C — Sold
GROWTH ALLOCATION C — Sold
GROWTH ALLOCATION C — Sold
GROWTH ALLOCATION C — Sold
GROWTH ALLOCATION C — Buy (add'l)
GROWTH ALLOCATION C — Buy (add'l)
GROWTH ALLOCATION C — Buy (add'l)
GROWTH ALLOCATION C — Buy (add'l)
GROWTH ALLOCATION C — Buy (add'l)
GROWTH ALLOCATION C — Buy (add'l)
GROWTH ALLOCATION C — Buy (add'l)
GROWTH ALLOCATION C — Buy (add'l)
GROWTH ALLOCATION C — Buy (add'l)
GROWTH ALLOCATION C — Buy (add'l)
GROWTH ALLOCATION C — Buy (add'l)
GROWTH ALLOCATION C — Buy (add'l)
GROWTH ALLOCATION C — Buy (add'l)
GROWTH ALLOCATION C — Buy (add'l)
GROWTH ALLOCATION C — Buy (add'l)
GROWTH ALLOCATION C — Buy (add'l)
GROWTH ALLOCATION C — Buy (add'l)
TIAA CREF g (H)
MONEY MARKET — Int/Div — Open
IRA - REGAL (H)
MONEY MARKET — Int/Div
LEVEL 3 COMM — Int/Div
NEONODE — Int/Div
IRA - REGAL S(H)
MONEY MARKET — Int/Div
VICAL INC — Int/Div
401K) SAIBER (H)
BLACKROCK GLOBAL SMALLCAP A — Int/Div — Buy (add'l)
BLACKROCK GLOBAL SMALLCAP A — Buy (add'l)
BLACKROCK GLOBAL SMALLCAP A — Buy (add'l)
BLACKROCK GLOBAL SMALLCAP A — Buy (add'l)
BLACKROCK GLOBAL SMALLCAP A — Distnbuted
HARBOR BOND INST — Int/Div — Distnbuted
HARBOR CAP APPRECIATION INV — Inv — Buy (add'l)
HARBOR CAP APPRECIATION INV — Buy (add'l)
HARBOR CAP APPRECIATION INV — Buy (add'l)
HARBOR CAP APPRECIATION INV — Buy (add'l)
HARBOR CAP APPRECIATION INV — Distnbuted
MORLEY STABLE VALUE — Int/Div — Distributed
PIMCO REAL RETURND — hy — Buy (add'l)
PIMCO REAL RETURND — Buy (add'l)
PIMCO REAL RETURND — Buy (add'l)
PIMCO REAL RETURND — Buy (add'l)
PIMCO REAL RETURND — Distnbuted
T.ROWE PRICE RTMT 2020 — Int/Div — Buy (add'l)
T.ROWE PRICE RTMT 2020 — Buy (add'l)
T.ROWE PRICE RTMT 2020 — Buy (add'l)
T.ROWE PRICE RTMT 2020 — Buy (add'l)
T.ROWE PRICE RTMT 2020 — Distributed
VANGUARD INT-TERM TREASURY ADM — Int/Div — Distnbuted
PNC BANK ACCOUNT «J — Interest
Deutsche X Trackers MSC (Common) {Symbol - DBEL) — None — Buy
Deutsche X Trackers MSC (Common) {Symbol - DBEL) — Int/Div — Buy
Deutsche X Trackers MSCI EAFE (Common) (Symbol « DBEF) — None — Buy
Deutsche X Trackers MSCI EAFE (Common) (Symbol « DBEF) — Int/Div — Buy
First Trust Preferred (Common) (Symbol FPE)Y — Int/Div — Buy
First Trust Preferred (Common) (Symbol FPE)Y — Int/Div — Sold
Guggenheim S&P 500 (Common) (Symbol RYT) — Int/Div — Buy
Guggenheim S&P 500 (Common) (Symbol RYT) — Int/Div — Buy
Shares (Common) (Symbol EEMA) — None — Buy
Shares (Common) (Symbol EEMA) — Int/Div — Sold
IShares to 3 Treasury (Common) (Symbol SHY) — Int/Div — Buy
IShares to 3 Treasury (Common) (Symbol SHY) — Int/Div — Sold
IShares 3 to 7 Treasury (Common) (Symbol ED — Int/Div — Buy
IShares 3 to 7 Treasury (Common) (Symbol ED — Int/Div — Sold
IShares Core S&P S00 ETF (Common) (Symbol Vy) — Int/Div — Buy
IShares Core S&P S00 ETF (Common) (Symbol Vy) — Int/Div — Buy
IShares Core S&P MidCap (Common) (Symbol UH) — Int/Div — Buy
IShares Core S&P MidCap (Common) (Symbol UH) — Int/Div — Buy
Shares 1Boxx $ High Yield (Common) (Symbol HYG) — Int/Div — Buy
Shares 1Boxx $ High Yield (Common) (Symbol HYG) — Int/Div — Buy
IShares IBoxx § Investment (Common) (Symbol LOD) — Int/Div — Buy
IShares IBoxx § Investment (Common) (Symbol LOD) — Int/Div — Sold
IShares IBoxx § Investment (Common) (Symbol LOD) — Buy
IShares International (Common) (Symbol DV) — Int/Div — Buy
IShares International (Common) (Symbol DV) — Int/Div — Sold
Shares JP Morgan USD (Common) (Symbol EMB) — Int/Div — Buy
Shares JP Morgan USD (Common) (Symbol EMB) — Int/Div — Sold
Shares JP Morgan USD (Common) (Symbol EMB) — Buy
Shares US Financial Sves (Common) (Symbol IYG) — Int/Div — Buy
Shares US Financial Sves (Common) (Symbol IYG) — Int/Div — Sold
IShares Core S&P (Symbol LIR) — None — Buy
Shares Core {Symbol GOVT) — None — Buy
Power Shares Exchange Symbol PBS — None — Buy
Vanguard Sector SPDR FD (Common) (Symbol XLG) — Int/Div — Buy
Vanguard Sector SPDR FD (Common) (Symbol XLG) — Int/Div — Sold
Vanguard FTSE Developed (Common) (Symbol VEA) — Int/Div — Buy
Vanguard FTSE Developed (Common) (Symbol VEA) — Int/Div — Buy
Vanguard FTSE Developed (Common) (Symbol VEA) — Buy
Vanguard FTSE Emerging (Symbol VWO) — None — Buy
Vanguard Short Term Symbol VOCSH — Int/Div — Buy
Vanguard Total International ETF (Symbol BNDX) — Int/Div — Buy
Vanguard Total International ETF (Symbol BNDX) — Int/Div — Buy
Vanguard Total International ETF (Symbol BNDX) — Buy
RBC Branch Sweep Program — None — Buy
Bank of Montreal (Common) (Symbol BMO) — Int/Div — Buy
Bank of Montreal (Common) (Symbol BMO) — Buy (add'l)
Bank of Montreal (Common) (Symbol BMO) — Buy (add'l)
Bank of Montreal (Common) (Symbol BMO) — Buy (add'l)
Bank of Montreal (Common) (Symbol BMO) — Sold
Bank of Nova Scotia (Common) (Symbol BNS) — Int/Div — Buy
Bank of Nova Scotia (Common) (Symbol BNS) — Buy (add'l)
Bank of Nova Scotia (Common) (Symbol BNS) — Buy (add'l)
Bank of Nova Scotia (Common) (Symbol BNS) — Buy (add'l)
Bank of Nova Scotia (Common) (Symbol BNS) — Int/Div — Sold
Baytex Energy (Common) {Symbol BTE) — None — Buy
Baytex Energy (Common) {Symbol BTE) — Sold
BCE Inc. (Common) (Symbol BCE) — Int/Div — Buy
BCE Inc. (Common) (Symbol BCE) — Buy (add'l)
BCE Inc. (Common) (Symbol BCE) — Buy (add'l)
BCE Inc. (Common) (Symbol BCE) — Buy (add'l)
BCE Inc. (Common) (Symbol BCE) — Int/Div — Sold
GlaxoSmithKline PLC (Common) (Symbol GSK) — None — Buy
GlaxoSmithKline PLC (Common) (Symbol GSK) — Buy (add'l)
GlaxoSmithKline PLC (Common) (Symbol GSK) — Buy (add'l)
GlaxoSmithKline PLC (Common) (Symbol GSK) — Buy (add'l)
GlaxoSmithKline PLC (Common) (Symbol GSK) — Int/Div — Sold
HSBC Holdings PLC (Common) (Symbol HSBC) — None — Buy
HSBC Holdings PLC (Common) (Symbol HSBC) — Buy (add'l)
HSBC Holdings PLC (Common) (Symbol HSBC) — Buy (add'l)
HSBC Holdings PLC (Common) (Symbol HSBC) — Buy (add'l)
HSBC Holdings PLC (Common) (Symbol HSBC) — Int/Div — Sold
Royal Dutch Shell PLC (Common) (Symbol RDSB) — Int/Div — Buy
Royal Dutch Shell PLC (Common) (Symbol RDSB) — Buy (add'l)
Royal Dutch Shell PLC (Common) (Symbol RDSB) — Buy (add'l)
Royal Dutch Shell PLC (Common) (Symbol RDSB) — Buy (add'l)
Royal Dutch Shell PLC (Common) (Symbol RDSB) — Int/Div — Sold
Toronto Dominion Bank (Common) {Symbol TD) — Int/Div — Buy
Toronto Dominion Bank (Common) {Symbol TD) — Buy (add'l)
Toronto Dominion Bank (Common) {Symbol TD) — Buy (add'l)
Toronto Dominion Bank (Common) {Symbol TD) — Buy (add'l)
Toronto Dominion Bank (Common) {Symbol TD) — Int/Div — Sold
Delaware Pooled Trust Diversified Income FD CIA (Symbol DPDFX) — Int/Div — Buy
Delaware Pooled Trust Diversified Income FD CIA (Symbol DPDFX) — Buy (add'l)
Delaware Pooled Trust Diversified Income FD CIA (Symbol DPDFX) — Buy (add'l)
Delaware Pooled Trust Diversified Income FD CIA (Symbol DPDFX) — None — Buy
Delaware Pooled Trust Diversified Income FD CIA (Symbol DPDFX) — None — Sold
Delaware Pooled Trust Diversified Income FD CIA (Symbol DPDFX) — Int/Div — Sold
Fidelity Advisor Strategic Income Fund CL 1 (Symbol - FSRIX) — Int/Div — Buy
Fidelity Advisor Strategic Income Fund CL 1 (Symbol - FSRIX) — Buy (add'l)
Fidelity Advisor Strategic Income Fund CL 1 (Symbol - FSRIX) — Buy (add'l)
Fidelity Advisor Strategic Income Fund CL 1 (Symbol - FSRIX) — Buy (add'l)
Fidelity Advisor Strategic Income Fund CL 1 (Symbol - FSRIX) — None — Sold
Fidelity Advisor Strategic Income Fund CL 1 (Symbol - FSRIX) — Int/Div — Sold
Invesco Balanced Risk Alloc Y (Symbol ABRYX) — None — Buy
Invesco Balanced Risk Alloc Y (Symbol ABRYX) — Buy (add'l)
Invesco Balanced Risk Alloc Y (Symbol ABRYX) — Buy (add'l)
Invesco Balanced Risk Alloc Y (Symbol ABRYX) — Buy (add'l)
Invesco Balanced Risk Alloc Y (Symbol ABRYX) — None — Sold
Invesco Balanced Risk Alloc Y (Symbol ABRYX) — Sold
Oppenheimer Intl BD FD Class Y (Symbol OIBYX) — Int/Div — Buy
Oppenheimer Intl BD FD Class Y (Symbol OIBYX) — Buy (add'l)
Oppenheimer Intl BD FD Class Y (Symbol OIBYX) — Buy (add'l)
Oppenheimer Intl BD FD Class Y (Symbol OIBYX) — Buy (add'l)
Oppenheimer Intl BD FD Class Y (Symbol OIBYX) — None — Sold
Oppenheimer Intl BD FD Class Y (Symbol OIBYX) — Int/Div — Sold
Thombure Strategic Income FD CL 1 SHS (Symbol - TS11X) — Int/Div — Buy
Thombure Strategic Income FD CL 1 SHS (Symbol - TS11X) — Buy (add'l)
Thombure Strategic Income FD CL 1 SHS (Symbol - TS11X) — Buy (add'l)
Thombure Strategic Income FD CL 1 SHS (Symbol - TS11X) — Buy (add'l)
Thombure Strategic Income FD CL 1 SHS (Symbol - TS11X) — None — Sold
Thombure Strategic Income FD CL 1 SHS (Symbol - TS11X) — Int/Div — Sold
IM Company (Common) {Symbol MMM) — Int/Div — Buy
IM Company (Common) {Symbol MMM) — Buy (add'l)
IM Company (Common) {Symbol MMM) — Buy (add'l)
IM Company (Common) {Symbol MMM) — Buy (add'l)
IM Company (Common) {Symbol MMM) — Int/Div — Sold
Altria Group Inc. (Common) {Symbol MO) — Int/Div — Buy
Altria Group Inc. (Common) {Symbol MO) — Buy (add'l)
Altria Group Inc. (Common) {Symbol MO) — Buy (add'l)
Altria Group Inc. (Common) {Symbol MO) — Buy (add'l)
Altria Group Inc. (Common) {Symbol MO) — Int/Div — Sold
American Electric Power Co. (Common) (Symbol AEP) — Int/Div — Buy
American Electric Power Co. (Common) (Symbol AEP) — Buy (add'l)
American Electric Power Co. (Common) (Symbol AEP) — Buy (add'l)
American Electric Power Co. (Common) (Symbol AEP) — Buy (add'l)
American Electric Power Co. (Common) (Symbol AEP) — Int/Div — Sold
AT&T Inc. (Common) (Symbol T) — Int/Div — Buy (add'l)
AT&T Inc. (Common) (Symbol T) — Buy (add'l)
AT&T Inc. (Common) (Symbol T) — Buy (add'l)
AT&T Inc. (Common) (Symbol T) — Buy (add'l)
AT&T Inc. (Common) (Symbol T) — Sold
Automatic Data Processing (Common) (Symbol ADP) — Int/Div — Buy
Automatic Data Processing (Common) (Symbol ADP) — Buy (add'l)
Automatic Data Processing (Common) (Symbol ADP) — Buy (add'l)
Automatic Data Processing (Common) (Symbol ADP) — Buy (add'l)
Automatic Data Processing (Common) (Symbol ADP) — None — Sold
Automatic Data Processing (Common) (Symbol ADP) — Int/Div — Sold
Chevron Corporation (Common) {Symbol OVX) — Int/Div — Buy
Chevron Corporation (Common) {Symbol OVX) — Buy (add'l)
Chevron Corporation (Common) {Symbol OVX) — Buy (add'l)
bad) — Buy (add'l)
bad) — Int/Div — Sold
Coca Cola Company (Common) (Symbol KO) — Int/Div — Buy
Coca Cola Company (Common) (Symbol KO) — Buy (add'l)
Coca Cola Company (Common) (Symbol KO) — Buy (add'l)
Coca Cola Company (Common) (Symbol KO) — Buy (add'l)
Coca Cola Company (Common) (Symbol KO) — Int/Div — Sold
Dow Chemical Co. (Common) (Symbol DOW .N) — Int/Div — Buy
Dow Chemical Co. (Common) (Symbol DOW .N) — Buy (add'l)
Dow Chemical Co. (Common) (Symbol DOW .N) — a
Dow Chemical Co. (Common) (Symbol DOW .N) — Buy (add'l)
Dow Chemical Co. (Common) (Symbol DOW .N) — Int/Div — Sold
Eli Lilly & Co. (Common) (Symbol LLY) — Int/Div — Buy
Eli Lilly & Co. (Common) (Symbol LLY) — Buy (add'l)
Eli Lilly & Co. (Common) (Symbol LLY) — Buy (add'l)
Eli Lilly & Co. (Common) (Symbol LLY) — Buy (add'l)
Eli Lilly & Co. (Common) (Symbol LLY) — Int/Div — Sold
Energy Transfer Partners LP (Common) Symbol ETP) — None — Buy
Energy Transfer Partners LP (Common) Symbol ETP) — Buy (add'l)
Energy Transfer Partners LP (Common) Symbol ETP) — Buy (add'l)
Energy Transfer Partners LP (Common) Symbol ETP) — Buy (add'l)
Energy Transfer Partners LP (Common) Symbol ETP) — Buy (add'l)
Energy Transfer Partners LP (Common) Symbol ETP) — Sold
Enbridge Energy Partners LP (Common) {Symbol EEP) — None — Buy
Enbridge Energy Partners LP (Common) {Symbol EEP) — Buy (add'l)
Enbridge Energy Partners LP (Common) {Symbol EEP) — Buy (add'l)
Enbridge Energy Partners LP (Common) {Symbol EEP) — Buy (add'l)
Enbridge Energy Partners LP (Common) {Symbol EEP) — Sold
Enterprise Products Partners (Common) (Symbol EPD) — None — Buy
Enterprise Products Partners (Common) (Symbol EPD) — Buy (add'l)
Enterprise Products Partners (Common) (Symbol EPD) — Buy (add'l)
Enterprise Products Partners (Common) (Symbol EPD) — Buy (add'l)
Enterprise Products Partners (Common) (Symbol EPD) — Sold
Exxon Mobile Corp. (Common) {Symbol XOM) — Int/Div — Buy
Exxon Mobile Corp. (Common) {Symbol XOM) — Buy (add'l)
Exxon Mobile Corp. (Common) {Symbol XOM) — Buy (add'l)
Exxon Mobile Corp. (Common) {Symbol XOM) — Buy (add'l)
Exxon Mobile Corp. (Common) {Symbol XOM) — Int/Div — Sold
General Electric Co. (Common) (Symbol GE) — None — Buy
General Electric Co. (Common) (Symbol GE) — Buy (add'l)
General Electric Co. (Common) (Symbol GE) — Buy (add'l)
General Electric Co. (Common) (Symbol GE) — Buy (add'l)
General Electric Co. (Common) (Symbol GE) — None — Sold
General Electric Co. (Common) (Symbol GE) — Int/Div — Sold
Health Care Reit Inc. (Common) (Symbol HON) — Int/Div — Buy
Health Care Reit Inc. (Common) (Symbol HON) — Buy (add'l)
Health Care Reit Inc. (Common) (Symbol HON) — Buy (add'l)
Health Care Reit Inc. (Common) (Symbol HON) — Buy (add'l)
Health Care Reit Inc. (Common) (Symbol HON) — Sold
Johnson & Johnson (Symbol JNJ) — Int/Div — Buy
Johnson & Johnson (Symbol JNJ) — Buy (add'l)
Johnson & Johnson (Symbol JNJ) — Buy (add'l)
Johnson & Johnson (Symbol JNJ) — Int/Div — Sold
Kinder Morgan Inc. (Common) (Symbol KMD — Int/Div — Buy
Kinder Morgan Inc. (Common) (Symbol KMD — Buy (add'l)
Kinder Morgan Inc. (Common) (Symbol KMD — Buy (add'l)
Kinder Morgan Inc. (Common) (Symbol KMD — Buy (add'l)
Kinder Morgan Inc. (Common) (Symbol KMD — Sold
Lockheed Martin Corp. (Common) (Symbol LMT) — None — Buy
Lockheed Martin Corp. (Common) (Symbol LMT) — Buy (add'l)
Lockheed Martin Corp. (Common) (Symbol LMT) — Buy (add'l)
Lockheed Martin Corp. (Common) (Symbol LMT) — Buy (add'l)
Lockheed Martin Corp. (Common) (Symbol LMT) — Int/Div — Sold
Lorillard Inc. (Common) {Symbol LO) — None — Buy
Lorillard Inc. (Common) {Symbol LO) — Sold
McDonalds Corp. (Common) (Symbol MCD) — Int/Div — Buy
McDonalds Corp. (Common) (Symbol MCD) — Buy (add'l)
McDonalds Corp. (Common) (Symbol MCD) — Buy (add'l)
McDonalds Corp. (Common) (Symbol MCD) — Buy (add'l)
McDonalds Corp. (Common) (Symbol MCD) — Int/Div — Sold
Merck & Co. Inc. (Common) (Symbol MRK) — Int/Div — Buy
Merck & Co. Inc. (Common) (Symbol MRK) — Buy (add'l)
Merck & Co. Inc. (Common) (Symbol MRK) — Buy (add'l)
Merck & Co. Inc. (Common) (Symbol MRK) — Buy (add'l)
Merck & Co. Inc. (Common) (Symbol MRK) — None — Sold
Adb6 — Int/Div — Sold
Microchip Technology Inc. (Common) (Symbol MCHP) — Int/Div — Buy
RETH — Buy (add'l)
RETH — Buy (add'l)
RETH — Buy (add'l)
RETH — Int/Div — Sold
RBC Branch Sweep Program — None — Buy
Natl Retail Prop. Inc. (Common) Symbol NNN} — Int/Div — Buy
Natl Retail Prop. Inc. (Common) Symbol NNN} — Buy (add'l)
Natl Retail Prop. Inc. (Common) Symbol NNN} — Buy (add'l)
Natl Retail Prop. Inc. (Common) Symbol NNN} — Buy (add'l)
Natl Retail Prop. Inc. (Common) Symbol NNN} — Sold
Nextera Energy Inc. (Common) (Symbol NEF) — Int/Div — Buy
Nextera Energy Inc. (Common) (Symbol NEF) — Buy (add'l)
Nextera Energy Inc. (Common) (Symbol NEF) — Buy (add'l)
Nextera Energy Inc. (Common) (Symbol NEF) — Buy (add'l)
Nextera Energy Inc. (Common) (Symbol NEF) — Int/Div — Sold
Philip Morris International (Common) {Symbol PM) — Int/Div — Buy
Philip Morris International (Common) {Symbol PM) — Buy (add'l)
Philip Morris International (Common) {Symbol PM) — Buy (add'l)
Philip Morris International (Common) {Symbol PM) — Buy (add'l)
Philip Morris International (Common) {Symbol PM) — Int/Div — Sold
Plains All American Pipeline (Common) (Symbol PAA) — None — Buy
Plains All American Pipeline (Common) (Symbol PAA) — Buy (add'l)
Plains All American Pipeline (Common) (Symbol PAA) — Buy (add'l)
Plains All American Pipeline (Common) (Symbol PAA) — Buy (add'l)
Plains All American Pipeline (Common) (Symbol PAA) — Sold
Plum Creek Timber Co. Inc. (Common) (Symbol PCL) — Int/Div — Buy
Plum Creek Timber Co. Inc. (Common) (Symbol PCL) — None — Sold
Plum Creek Timber Co. Inc. (Common) (Symbol PCL) — Buy
Plum Creek Timber Co. Inc. (Common) (Symbol PCL) — Buy (add'l)
Plum Creek Timber Co. Inc. (Common) (Symbol PCL) — Buy (add'l)
Plum Creek Timber Co. Inc. (Common) (Symbol PCL) — Sold
Proctor & Gamble Co. (Common) (Symbol PG) — Int/Div — Buy
ARO. — Buy (add'l)
ARO. — Buy (add'l)
ARO. — Buy (add'l)
assy — Sold
Qualcomm Ine (Common) {Symbol QCom) — Int/Div — Buy
Qualcomm Ine (Common) {Symbol QCom) — None — Sold
Qualcomm Ine (Common) {Symbol QCom) — Buy
Qualcomm Ine (Common) {Symbol QCom) — Buy (add'l)
Qualcomm Ine (Common) {Symbol QCom) — Buy (add'l)
Qualcomm Ine (Common) {Symbol QCom) — Int/Div — Sold
Reynolds American Inc. (Common) (Symbol RAI — None — Buy
Reynolds American Inc. (Common) (Symbol RAI — Buy (add'l)
Reynolds American Inc. (Common) (Symbol RAI — Buy (add'l)
Reynolds American Inc. (Common) (Symbol RAI — Buy (add'l)
Reynolds American Inc. (Common) (Symbol RAI — Int/Div — Sold
Simon Property Group Inc. (Common) (Symbol SPG) — Int/Div — Buy
Simon Property Group Inc. (Common) (Symbol SPG) — Buy (add'l)
Simon Property Group Inc. (Common) (Symbol SPG) — Buy (add'l)
Simon Property Group Inc. (Common) (Symbol SPG) — Buy (add'l)
Simon Property Group Inc. (Common) (Symbol SPG) — Sold
SPDR (Symbol INK) — None — Buy
United Parcel Sve. Inc. (Common) (Symbol LPS) — Int/Div — Buy
United Parcel Sve. Inc. (Common) (Symbol LPS) — Buy (add'l)
United Parcel Sve. Inc. (Common) (Symbol LPS) — Buy (add'l)
United Parcel Sve. Inc. (Common) (Symbol LPS) — Buy (add'l)
United Parcel Sve. Inc. (Common) (Symbol LPS) — Int/Div — Sold
United Health Group Inc. (Common) (Symbol UNH) — Int/Div — Buy
United Health Group Inc. (Common) (Symbol UNH) — Buy (add'l)
United Health Group Inc. (Common) (Symbol UNH) — Buy (add'l)
United Health Group Inc. (Common) (Symbol UNH) — Buy (add'l)
United Health Group Inc. (Common) (Symbol UNH) — Int/Div — Sold
Ventas Inc. (Common) (Symbol VTR) — None — Buy
Ventas Inc. (Common) (Symbol VTR) — Buy (add'l)
VF Corporation (Common) {Symbol VFC) — Int/Div — Buy
VF Corporation (Common) {Symbol VFC) — Buy (add'l)
VF Corporation (Common) {Symbol VFC) — Buy (add'l)
VF Corporation (Common) {Symbol VFC) — Buy (add'l)
VF Corporation (Common) {Symbol VFC) — Int/Div — Sold
Wells Fargo & Co. (Common) (Symbol WFCy — Int/Div — Buy
Wells Fargo & Co. (Common) (Symbol WFCy — Buy (add'l)
Wells Fargo & Co. (Common) (Symbol WFCy — Buy (add'l)
Wells Fargo & Co. (Common) (Symbol WFCy — Buy (add'l)
Wells Fargo & Co. (Common) (Symbol WFCy — Int/Div — Sold
CO-EXECUTOR OF ESTATE NO. 1 (H)
MORGAN STANLEY ACCOUNT
Public Service Enterprise Group — Int/Div
Eversource Energy Com — Int/Div
Five Star Quality Care — None
Penn West Pete Lud, — Int/Div
Senior Housing Property Trust — Int/Div
Apollo Investment Corp. — Int/Div
Ares Capital Corp. — Int/Div
Royal Globe Trust, Inc — Int/Div
Roval Value Trust, Inc — Int/Div
Cash — None
DREYFUS GNMA FUND — Int/Div
TD BANK ESTATE ACCOUNT — Int/Div
Vac/Rent. Prpt., Seaside Park, NJ (Purchase dd. 3/05; price-S590,000) — Rent
Trustee, Mendham Lakes Estates Homeowners Association, Inc. (Nonprofit Homeowners Association). Resigned October 2014.
Equity Partner (Withdrew 12/28/14), Sather LLC
Agreement — 112015 — Saiber LLC « Retum of Capital - Bi-Weekly payments over 2 years, no control
Agreement — 21112015 — Saiber LLC - Retirement Benefit - Bi-Weekly payments over S years, no control
Liability — PNC — Summer House Mortgage (1/2 ownership and liability)
Income — 1/12015 — Satber L.L.C. - Return of Capital (Pursuant to Membership Agreement) — S66.443.00
Income — 21712008 — Saber L.L.C. « Return of Benefit (Pursuant to Membership Agreement) — $27.664 00
Income — 12/3122013 — Saber LLC. - Annual Income — $357,000.00
Spouse's income — 2014 — County College of Mors - salary
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Positions:

Line 1. Twas the Trustee of my Homeowners Assocation with respect to my residence. There are no trust assets, and there is no real trust. The Homeowners

Association is charged with maintaining the common areas of the Association, in which each property owner owns an undivided common interest.

Line 2. Tam also co-executor of Estate No, 1. The assets in the estate are reported in Section VIL

VIL

Liabilities and VIL. Investments and Trusts:

Vacation/rental property in Seaside Park is jointly and equally owned (50-50) by [IN and

I This property was purchased in March 2005 for $590,000. We rent the property about 5-6 weeks a year. Also, property-related expenses (including

mortgage, insurance, taxes, etc.) are shared equally.

VIL Investments and Trusts (Column D): Because this is my initial report, I understand | am exempt from completing section VII (Column D). However, my

financial advisor assisting me with preparing this report indicated that it would be helpful to complete that section at this time so as to make it easier to complete

next year's Disclosure Report.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/5545. Public record. Not legal advice.