# Michael E. Ridgway

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/5542

## Record

- **Judge:** Michael E. Ridgway
- **Year:** 2013
- **Report type:** Annual
- **Pages:** 8

## Text

Northwestern Mutual Life Ins. - Adjustable Comp, Life — Int/Div
Northwestern Mutual Life Ins Extraordmary Life — Int/Div
Northwestern Mutual IRA — None
Select Bond (Mason Street Advisors)
Brokerage # (Merrill Lynch)
FIA Card Services, NA. (Bank of America) — Interest
Calamos Growth Fund CL (CGRIX) — istrnibution
Keeley Small Cap Value Fund CL A (KSCVX) — Int/Div — Sold (part)
Oppenheimer Developimg Markets FD CLY (ODVYX) — Int/Div
Putnam Investors FD CL Y (PNVYX) — Int/Div
Thomburg LTD Term Inc. FD CL (THIIX) — Int/Div
Neuberger Berman Equity, Inc. Fund INBHIX) — Int/Div
Hennessy Focus Fund (HFCIX) — Distribution
First Eagle Global Fund, Class [ (SGIIX) — Int/Div
Brokerage # 2 (IRA) (Merrill Lynch)
FIA Card Services NA, RASP (Bank of America) — Interest
HSBC HLDGS PLC Pref. Stock — Int/Div — Sold
Wells Fargo & Co., New Series J Pref Stock — Int/Div — Sold
Alliance Bernstein Global Bond Fund, CL (ANAYX) — Int/Div — Sold
American Fund Global Balanced Fund CL F2(GBLFX) — Int/Div — Sold
DWS Enhanced Commodity Strategy Fund CL S(SKSRX) — None — Sold
Fidelity ADV DIV INTL 1 (FDVIX) — Int/Div
John Hancock Classic Value Fund CL UCVIX) — Int/Div
Principal Preferred Secunites Fund CL P (PPSPX) — Int/Div — Buy (add'l)
Principal Global Diversified, Inc. Fund (PGDPX) — Int/Div
RS Global Natural Resources Fund CL Y (RSNYX) — Distribution
SunAmerica Senior Floating Rate Fund CL A (SASFX) — Int/Div
Thomburg LTD Term Inc. FD CL (THX) — Int/Div
Eaton Vance Atlanta Capital - SMID (EISMX) — Int/Div
Nuveen Preferred Securities (NPSRX) — Int/Div
Oppenheimer Developing Markets FD CL Y (ODVYX) — Int/Div
Oppenheimer Rising Dividends (OYRDX) — Int/Div
JP Morgan Chase & Co. CLD, Pref Stock, Series J — Int/Div — Redeemed
Brandywine Blue Fund (Y)
Scout Mid Cap Fund CL Retail (UMBMX) 1X) — Int/Div — Buy
Putnam Equity Spectrum Fund CL Y (PYSYXOH (XO) — Int/Div — Buy
Goldman Sachs Strategic Income Fund CL 1GSZIX) (XX) — Int/Div — Buy
Brokerage # 3 (ROTH IRA) (Merrill Lynch)
FIA Card Services NA, RASP (Bank of America) — Interest
Putnam FD for Growth & Income FD CL Y(PGIYX) — Int/Div
Putnam Multi Cap. Growth Fund CL Y (PNOYX) — Int/Div
Delaware Value Fund INSTL CL (DDVIX) — Int/Div
Oppenheimer Developimg Markets FD CLY(ODVYX) — Int/Div
Scout Mid Cap Fund CL Retail (UMBMX) xX) — Int/Div — Buy
The undersigned is mindful of the instructions (issued January 2013) at page 45 regarding the requirement to include "reportable income." Accordingly, it should

be noted that no "reportable income” was attributable to the respective funds listed on the following lines of Part VII: 34,79, 13, 21-23, 26, 29,31, 33, 34, 38, &

40,

Part VIL, line 34, reflects an asset that was owned at a time during the period covered by my Initial Report [01/01/12 to 09/30/13]. It was sold on 01/11/12 for a

loss.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/5542. Public record. Not legal advice.