# Walter King Stapleton

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/5435

## Record

- **Judge:** Walter King Stapleton
- **Year:** 2013
- **Report type:** Annual
- **Pages:** 15

## Text

Chubb Com. — Int/Div
Baxter Int'l Com. — Int/Div
Conoco Phillips Com. (part sold 8/13/12) — Int/Div
J&) Com — Int/Div
Marathon Oil Corp. Com — Int/Div
Merck Com — Int/Div
Pepsico Com — Int/Div
Kimberly Clark Com — Int/Div
Southern Co. Com — Int/Div
Exxon Mobil — Int/Div
3M Comp — Int/Div
SEI Tax Exempt Trust Account — Int/Div
Cisco Sys. Com. — Int/Div
Emerson Elec. Com — Int/Div
Acorn IL LP (*org. inv. Ponzi scheme: present value unknown) — None
Clarco Inc — Int/Div
Fleetwood PA Bd. 6/1/16 — Interest
JM. Schmucker Co. — Int/Div
Vanguard Emg. Mkt, ETF — Int/Div
Vanguard FTSE All World ex. US — Int/Div
IShares MSCI Pac. ex. Japan — Int/Div
AT&T — Int/Div
Hummelstown PA Bd. 11/15/24 — Interest
Bar Hrbr Bankshares — Int/Div
Nat'l GRI-ADR — Int/Div
Teva Phar. Ind — Int/Div
Roche Hide. Lid — Int/Div
Buckeye Tech. (cash merger) — Int/Div
Microsoft Corp. — Int/Div
Schlumberger Ltd — Int/Div
Wisdomtree Emer. Mkt — Int/Div
Sigma Aldrich Corp — Int/Div
Stericycle — None
Microsoft Corp. — Int/Div
Ishares Pac. ex. Japan — Int/Div
Spectra Energy Corp. — Int/Div
Wallingford-Swart PA — Interest
Spring Ford Area Sch — None — Redeemed
Warwick PA Sch — Interest
IShares Dow Jones Select — Int/Div
Duke Energy — Int/Div
Nuveen Perform. Plus. Muni — Int/Div
Buckeve Partners — Interest
Johnson &Johnson Com — Int/Div
Merck & Co. Com. — Int/Div
Real Estate Chester Co. PA (App.Date 630/11: S950.000) — None
Star Bancorp. — Int/Div
Polymedix — None — Sold
Fleetwood PA Bd — Interest
PA-exempt Mun. Bd — Interest
Bucks Co. Water & Sewer — Interest — Redeemed
Powershares Exch — Interest
Berkshire Hathaway, Inc — None
IShares Nasdaq Biotech — Int/Div
Natixis ASG Global — Int/Div
IRA — Int/Div
IShares Select — Int/Div
IShares US Medical — Int/Div
Street Tracks Gold Trust
IShares S&P Mid. Cap.
IShares DJ US Unl
IShares US Healthcare
IShares FTSE Xinhua
IShares Trust-Dow J Sel. Div
IShares T NASDAQ
Plum Creek Timber Co.
ML Bank USA RASP account
IShares S&P Latin, Am
Powershares DB Commodity
IShares So. Africa
IShares Trust DJ US Ind.
Sector SPDR Consumers
Retirement Res. CLI account
Berkshire Hathaway Inc
IShares Tr. Dow US
Powershares Global Water
IShares DJ US Oil & Gas
IShares Barclays Treas.
IShares MSC! Emer
IShares MSCI LSA — Sold
IShares Barclays 1-3 Credit
Pimco Short Maturity
ALPS Alerian
IShares MSC Mexico — Buy
Guggenheim S&PS00 Eg. Wid. ETF — Buy
IShares Trans, Ave — Buy
Vanguard MSCI Eur. ETF — Buy
AMEX Tech. SPD — Buy
Ches. Co. Country Properties SEP — Int/Div
Berkshire Hathaway, Inc
Templeton Global Total
US Treas. Inflation Note 1/15/28 — Sold
US Treas. Inflation Note 1/15/15
ML Bank USA RASP account
US Treas. Inflation Note 1/15/20
BAC Mitts Ind. 1/29/16
ML&Co. SRN MLFI-TR — Redeemed
US Treas. Inflation Note 7/15/20
Endowment TE! Fund — Sold
US. Treas. Inflation Note 1/15/18
Natixis ASG Global
BAC Clim. Rogrer
Vanguard Total St. MK — Buy
MLCX Clim Ban Corp
T. Rowe Price Sci.& Tech Fd. — None
Exxon Com. — Int/Div
Acom II LP (org. inv. Ponzi scheme: present vitlue unknown) — None
SEI Tax Exempt Trust account — Int/Div
Kimberly Clark Com — Int/Div
Cincinnati Fin. Corp. Com, — Int/Div
SEI Investments Co. — Int/Div
Colgate Palmolive — Int/Div
Rayonier, Inc — Int/Div
Stericycle, Inc — None
Fleetwood PA Bd — Interest
Polymedix Inc — None — Sold
Graco Inc — Int/Div
Pine Grove Sch. Bd. — Interest
AT&T Inc — Int/Div
Spectra Energy Corp. — Int/Div
Genesee & Wyo. Inc — None — Sold
Donaldson Inc — Int/Div
BP PLC Spons ADR — Int/Div
IShares MSC Pac. ex. Japan — Int/Div
Bar Harbor Bankshares — Int/Div
CMA PA Mun. account — Interest
Warwick PA Sch. Dist. Bd. — Interest
N. Pocono Sch. Dist. Bd — Interest
Council Rock Sch. Dist. Bd. — Interest
PA St First — Interest
CD Western Bank PR — Interest
Monroeville PA Bond — Interest
Unionville<Chadds Ford Bd — Interest
Bloomsberg Area Sch. Dist — Interest
Towanda Area Sch. Dist — Interest
Westmoreland PA Mun — Interest
Ringgold PA Sch. Dist — Interest
Lower Allen PA Bd — Interest
Umionville<Chadds Ford Bd — Interest
Covidien — None
Nat'l GRI-ADR — None
Wisdomtree Emer. Mkts — Int/Div
Novartis AG — Int/Div
Microsoft Comp. — Int/Div
Nat'l Fuel Gas Co. — Int/Div
Schlumberger Ltd. — Int/Div
Sigma Aldrich — Int/Div
Stericycle — None
Kinder Morgan Energy — Int/Div
CMA PA Municipal account — Interest
Del. Valley Sch. Dist. Bd — Interest
Perkiomen Sch. Dist. Bd — None — Redeemed
Nashaminy Sch. Dist — Interest
Pa. TPK CML OIL — Interest
Pa. St. Bond — Interest
Spring-Ford Pa. Bd — Interest
Pa. State Bd. — Interest
Erie Indmnity Co — Int/Div
Vanguard Emer. Mkts ETF — Int/Div
Vanguard FTSE All-World Ex. US — Int/Div
Graco — Int/Div
SPDR SP Bric 40 — Int/Div
Duke Energy — Int/Div
Vanguard All World Ex. US — Int/Div
Vanguard Emer. Mkts ETF — Int/Div
Alps Alerian MLP ETF — Int/Div
Mechanicsburg Pa Bd. — Interest
Chester Co. Pa Bd — Interest
Real Estate Chester Co. Pa (4/27/10) (S265.000) — Rent
Real Estate Eaglesmere PA (9/4/12) (8330.000) — None
Spouse's income — 2013 — Chester County Country Properties (real estate brokerage firm)
The shares of [Shares Select reported on line 57 were acquired on 3/21/05 for consideration in category L. This purchase and its subsequent ownership were

omitted from my 2005-2012 reports. This omission resulted from the fact that the portfolio inventories supplied to me prior to 2013 by my investment firm did

not disclose these facts,

The shares of IShares U.S. Medical reported on line 58 were acquired on 7/2/08 for consideration in category K. This purchase and its subsequent ownership were

omitted from my 2008-2012 reports. This omission resulted from the fact that the portfolio inventories supplied to me prior to 2013 by my investment firm did

not disclose these facts.

This report identifies four securities us held by an IRA during 2013: [Shares Select (page 7, line 57); IShares U.S. Medical (page 7, line 58); 1Shares Tr. DJ.

Sel. Div. (page 7, line 64); and 1Shares Tr. Dow U.S. (page 7, line 75

Subsequent inquiry has disclosed that this constitutes a duplication. The first two are

new names for the latter two. These securities are correctly identified in my prior reports as 1Shares Trust-D.J. Sel. Div. and 1Shares Tr. Dow U.S. and correctly

identified in this report as IS jares Select and Shares U.S. Medical,

Plowshares Wilterhill Progressive Energy Port, which was erroneously included in my 2012 report, page 9, line 94, was properly excluded from this report. In

2012, this asset was no longer held by the IRA. As reported in the appropriate reports under the abbreviated name Plowshares Wilterhill, this asset was acquired

on July 2, 2008, and sold on January 27, 2009. See 2008 report, paage 9, line 95; 2009 report, page 9, line 95, This sale was erroneously reported as a partial sale

and this resulted in this asset erroneously being included as held by the IRA in my 2010 and 201 1 reports. The value of these 200 shares was within the J range at

both the time of purchase and the time of sale.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/5435. Public record. Not legal advice.
