# Bruce A. Harwood

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/5351

## Record

- **Judge:** Bruce A. Harwood
- **Year:** 2016
- **Report type:** Annual
- **Pages:** 10

## Text

Common AMLP - ALERIAN MLP ETF — Int/Div — Buy (add'l)
Common AMLP - ALERIAN MLP ETF — Buy (add'l)
Common AMLP - ALERIAN MLP ETF — Buy (add'l)
AQMIX - AQR MANAGED FUTURES STRATEGY I FUND — Int/Div — Buy (add'l)
AQMIX - AQR MANAGED FUTURES STRATEGY I FUND — Buy (add'l)
AQMIX - AQR MANAGED FUTURES STRATEGY I FUND — Buy (add'l)
AQMIX - AQR MANAGED FUTURES STRATEGY I FUND — Buy (add'l)
BGCIX - BLACKROCK GLOBAL L/S CREDIT I FUND — None — Buy (add'l)
BGCIX - BLACKROCK GLOBAL L/S CREDIT I FUND — Buy (add'l)
BGCIX - BLACKROCK GLOBAL L/S CREDIT I FUND — Buy (add'l)
CMNIX - CALAMOS MARKET NEUTRAL INC 1 FUND — Int/Div — Buy (add'l)
CMNIX - CALAMOS MARKET NEUTRAL INC 1 FUND — Buy (add'l)
Common CVX «- CHEVRON CORP — Int/Div
SKNRX - DEUTSCHE ENHANCED COMM STRAT A FUND — None — Sold
IQHX - 1Q ALPHA HEDGE STRAT INST FUND — Int/Div — Buy (add'l)
IQHX - 1Q ALPHA HEDGE STRAT INST FUND — Buy (add'l)
IQHX - 1Q ALPHA HEDGE STRAT INST FUND — Buy (add'l)
IQHX - 1Q ALPHA HEDGE STRAT INST FUND — Buy (add'l)
Common TIP - ISHARES BARCLAYS TIPS BD ED — Int/Div
EEN - ISHARES MSCI EMERGING MARKETS ETF — Int/Div
Common SCZ - ISHARES TR MSC SMALL CAP — Int/Div
Common MERFX «- MERGER FUND — Int/Div
Common - STPZ - PIMCO 1-5 YEAR US TIPS INDEX FUND — Int/Div
PALPX - PIMCO ALL ASSET P FUND — Int/Div — Buy (add'l)
PALPX - PIMCO ALL ASSET P FUND — Buy (add'l)
PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Int/Div — Buy (add'l)
PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)
PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)
PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)
Common RWX - SPDR DJ WILSHIRE INTL REAL EST — Int/Div — Buy (add'l)
Common RWX - SPDR DJ WILSHIRE INTL REAL EST — Buy (add'l)
Common TFI - SPDR NUVEEN BBG BARCLAYS MUNBETF - — Int — Sold (part)
Common SHM - SPDR NUVEEN BARCLAYS SHRT TERM — Int/Div
Common VEA « VANGUARD FTSE DEVELOPED MARKETS ETF — Int/Div — Buy (add'l)
Common VWO - VANGUARD FTSE EMERGING MARKETS E — Int/Div — Buy (add'l)
Common VWO - VANGUARD FTSE EMERGING MARKETS E — Buy (add'l)
Common VUG - VANGUARD GROWTH ETF — Int/Div
Common VNQ «- VANGUARD REIT ETF — Int/Div
Common BSV - VANGUARD SHORT TERM BND — Int/Div
Common VBK - VANGUARD SM CAP GROWTH ETF — Int/Div
Common VBR - VANGUARD SM VALUE ETF — Int/Div
Common BND - VANGUARD TOTAL BOND MARKET — Int/Div
Common VTV « VANGUARD VALUE ETF INDEX — Int/Div
Morgan Stanley Bank N.A. Money Market Account (Bank Deposit Program) — Interest
CITIZENS BANK - deposit accounts — Interest
Common BENGUET CORP — None
Common ENERGIZER HOLDINGS INC (Custodian) — Int/Div
Common BOEING COMPANY (Custodian) — None
Trust #1 (H)
CITIZENS BANK - bank accunt — Interest
TD BANK - bank account — None — Distnbuted
NBT BANK f/k'a HAMPSHIRE FIRST BANK - bank account — None — Distributed
Trust #2 (H)
TD BANK - bank account — None — Distnbuted
NBT BANK fk/a/HAMPSHIRE FIRST BANK - bank account — None — Distnbuted
Trust #3 (H)
CITIZENS BANK - bank account — Interest
NBT Bank f/x/a HAMPSHIRE FIRST BANK - bank account — Interest
Trust #4 (H)
NBT BANK f/k/a HAMPSHIRE FIRST BANK - bank account — Interest
Trust #5 (H)
NBT Bank f/k/a HAMPSHIRE FIRST BANK - bank account — Interest
Trust26(H)
NBT BANK f/k/a HAMPSHIRE FIRST BANK - bank account — Interest
Common PRINCIPAL FINANCIAL GROUP INC — Int/Div
Director, American Bankruptcy Institute
Trustee, Trust £1 (family member sole beneficiary)
Trustee, Trust #2 (family member sole beneficiary)
Trustee, Trust #3 (family member sole beneficiary)
Trustee, Trust #4 (family member sole beneficiary)
Trustee, Trust #5 (family member sole beneficiary)
Trustee, Trust #6 (family member sole beneficiary)
Reimbursement — American Bankruptcy Institute — April 14-17, 2016 — Washington, DC — Educational semimar and board of directors meeting — Transportation, Lodging, Meals
Reimbursement — American Bankruptcy Institute — July 14-17, 2016 — Bretton Woods, NH — Educational semmar — Transportation, Lodging, Meals
Reimbursement — National Conference of Bankruptcy Judges — October 25 - November 1, 2016 — San Fruncaisco, CA — Educational semimar and annual meeting — Transportaion, Lodging
Reimbursement — American Bankruptcy Institute — November 30 - December 4. 2016 — Rancho Palos Verdes, CA — Educational semmar and board of directors meeting — Transportation, Lodging, Meals
Part VII, Line 32: SPDR NUVEEN BBG BARCLAYS MUN B ETF (TICKER = TF) is the same fund as SPDR NUVEEN BARCLAYS CAPITAL M (TICKER

= TF1) reported on line 127 of the 2015 report. The fund changed its name in 2016,

Part VII, Line 33: SPDR NUVEEN BARCLAYS SHORT TERM (TICKER = SHM) is the same fund as SPDR NUVEEN BARCLAS SHORT ETF reported on

line 128 of the 2015 report. The fund changed its name in 2016.

Part VIL, Line 46: Morgan Stanley Bank Account NA Money Market account is the same account as reported on line 87 of the 2014 report as "Citibank NA.

Money Market Account.” The name of the account changed during 2014 as a result of a merger between Citibank and Morgan Stanley, but the name change was

inadvertently not noted in my 2014 or 2015 report.

Part VII, Lines 53 and 56: The proceeds of these accounts were fully distributed to their respective beneficiaries on 11/17/13 and 10/15/14, respectively, but the

distributions madvertently not disclosed on previous reports. The accounts are now closed.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/5351. Public record. Not legal advice.