# Karen E. Schreier > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/5191 ## Record - **Judge:** Karen E. Schreier - **Year:** 2013 - **Report type:** Annual - **Pages:** 19 ## Text BROKERAGE ACCOUNT #1 T. Rowe Price EQUITY INCOME FUND — Int/Div GROWTH STOCK FUND — Int/Div NEW HORIZONS FUND — Int/Div SCIENCE AND TECHNOLOGY FUND — None VALUE FUND — Int/Div IRA ACCOUNT #1 RBC Wealth Management Prime Money Market Fund — Interest PACIFIC LIFE FDS Optimization Moderate Class C fund — Int/Div Pimco FDs Senior Floating Rate FD CL C mutual fund — Int/Div — Buy Pimco All Asset Auth CI C fund — Int/Div — Sold NEW YORK LIFE INSURANCE CO. ANNUITY — Interest NEW YORK LIFE UNIVERSAL LIFE POLICY — Int/Div LINCOLN FINANCIAL GROUP UNIVERSAL LIFE INS. POLICY — Int/Div JEFFERSON NATIONAL UNIVERSAL LIFE INS. POLICY — Int/Div METLIFE INS. CO. LIFE INS. POLICY — Interest COMMUNITY HEALTH LTD. (2AUNIT) — Distribution HOME FEDERAL BANK ACCOUNT — Interest FIRST DAKOTA TILE INS. LTD. FIR {1 UNIT) — Distribution BROKERAGE ACCOUNT #2 RBC WEALTH MGT PRIME MONEY MKT FUND — Interest ALLIANCE BERNSTEIN MID CAP GROWTH FUNDCLC — Donated ALPS ETF TR ALERIAN MLP FUND — Int/Div — Buy (add'l) ALTRIA GROUP INC. COMMON — Int/Div BERKSHIRE HATHAWAY CL B COMMON — None CITIGROUP INC. COMMON — Int/Div COCA-COLA COMPANY COMMON — Int/Div COLGATE-PALMOLIVE COMPANY COMMON — Int/Div DEERE & CO -COMMON — Int/Div EMC CORP. MASS COMMON — Int/Div GENERAL ELECTRIC COMPANY COMMON — Int/Div HOME DEPOT INC. COMMON — Int/Div CINTEL CORPORATION COMMON — Int/Div KRAFT FOODS GROUP INC CL A COMMON — Int/Div MARKET VECTORS ETF BANK & BROKERAGE ‘ETF FUND — Int/Div MEDIRONIC INC. COMMON — Int/Div MERCK & CO. INC. COMMON — Int/Div MICROSOF1 CORP COMMON — Int/Div MONDELEZ INT. INC -COMMON — Int/Div PEPSICO INCORPORATED COMMON — Int/Div PFIZER INC. COMMON — Int/Div PHILIP MORRIS INTL INC. COMMON — Int/Div PROCTOR & GAMBLE CO. COMMON — Int/Div UIT FIRST TRUST ENERGY PORT SER. 43.COMMON — Int/Div UIT FIRST TRUST ENERGY SELECT PORT. SER. 47.COMMON — Int/Div — Buy US BANCORP DEL- COMMON — Int/Div 3M COMPANY COMMON — Int/Div VAN ECK FUNDS GLOBAL HARD ASSETS FUNDCLC — Int/Div WALGREEN CO COMMON — Int/Div BP PLC SPONS ADR COMMON — Int/Div AMERICAN FUNDS EURO PACIFIC GROWTHFDCL A — Int/Div OPPENHEIMER DEVELOPING MKTS FUND-CLC — None — Buy (add'l) ROYAL DUTCH SHELL PLC COMMON — Int/Div THORNBURG INVT TR INTL VALUE FD CLC MUTUAL FUND — Int/Div — Buy THORNBURG INVT TR DEVELOPING WORLD FD CLC MUTUAL FUND — Buy ALLIANCE BERNSTEIN GLOBAL BOND FUND INCCL A — Int/Div EATON VANCE MUTUAL FUND EMERGING MARKETS — Int/Div — Buy (add'l) PIMCOFDSHIYLDCLC — Int/Div TEMPLETON GLOBAL BOND FUND. CLC — Int/Div — Buy (add'l) BANK OFAMERICANACD — Interest EATON VANCE NAT. MUN. TAX EXEMPT BOND F/K/A common — Int/Div NUVEEN FLAGSHIP ALL-AMERICAN MUNICIPAL BOND FUNDCL A — Interest THORNBURG LTD TERM MUNICIPAL FUNDCL A — Interest SO DAK ST. BLD. ATH LES. REV AMBAC BOND — None — Redeemed MARICOPA CO. IDA SFM ETM AZ BOND — None DESCHU IES & JEFFERSON CNTYS OR SD #02) — None YUBA CITY CAL. UNL SCHOOL DIST BOND — None FRANKLIN-MCKINLEY CAL. SCHOOL BOND — None — Buy ALLEN TX INDPT. SCHOOL DIST BOND — None — Buy PENN ST. TPK COMMON TPK TOLL ROADS — None PENN.ST.TPK COMMON TPK TOLL ROADS BOND — None METROPOLITAN WASH. DC ARPT DULLES TOLL ROAD BOND — None — Buy PIMCO ALL ASSET AUTH CL C FUND — Int/Div PIMCO FDS PAC INVT MGMT SER REAL ESTATE RETSTRCLC — None — Buy LINCOLN NATL LIFE AMER ANNUITY — Interest IRA ACCOUNT #2 RBC WEALTH MANAGEMENT FEDERATED MONEY MKT FD — Interest ISHARES TR RUSSELL MIDCAP INDEX FUND — Int/Div — Sold (part) VANGUARD ADMIRAL FUNDS INC. § & PSOOGROWTH INDEX FUND — Int/Div — Sold (part) VANGUARD ADMIRAL FDS. INCS & P S00 VALUE INDEX — Int/Div — Sold (part) VANGUARD INTL EQUITY INDEX FUND EMERGING MARKETS — Int/Div VANGUARD TAX MANAGED FUND DEVELOPED MARKETS ETF — Int/Div EATON VANCE EMERGING MKTS LOCAL INCOME FUNDCL — Int/Div — Buy EATON VANCE INCOME FUND BOSTON INC INST CL. — Int/Div EATON VANCE GLOBAL MACRO ABSOLUTE RETURN FUND CL 1 — Interest EATON VANCE MUT FDS TR FLTG RATEFDCL A — Int/Div FI TEMPLETON GLOBAL BOND A — Interest FRANKLIN INVS, SER. TR REAL ESTATE FD ADVISOR CL. — Interest NEUBERGER BERMAN INC. FDS NEW HIGH INCOME BD FD. INV CL. — Interest FICO STRIPS SERIES E BOND — None US TREAS.SEC.STRPD.BOND — None FHR 21 21-Z (/k/a FEDL. HOME LOAN MTG. CORP. BOND — Interest PIMCO ALL ASSET ALL AUTHORITY MUTUAL FUND (X) — Interest BROKERAGE ACCOUNT #3 RBC WEALTH MANAGEMENT GALENA PARK IND. BOND — None CLACKMUS & WASHINGTON SERV A BOND — None SOUTHERN MINNESOTA MUNI PWR BOND — None SOUTHERN MN MUN PWR AGY SUPPLY BOND — None PENN ST '1¥K COMMN TPK TOLL ROADS BOND — None PRIME MONEY MARKET FUND — Interest FIRST NATIONAL BANK IN SIOUX FALLS ACCOUNT — None FIRST NATIONAL BANK IN SIOUX FALLS ACCOUNT — None DOUGHERTY & DOUGHERTY LLP — Interest DISCOVER BANK ACCOUNT — Interest BROKERAGE ACCOUNT #4 SCHWAB SCHWAB GOVT MMK — Interest — Closed MARINA BIOTECH INC. COMMON — None — Sold SPECIRASCIENCE COMMON — None — Sold MORGAN STANLEY GROUP INC BOND — Interest — Redeemed MORGAN STANLEY GROUP INC FLOATING RATE NTS — Interest — Redeemed BENEFICIARY SEP IRA #1 RBC WEALTH MGT SCHWAB GOVT MMF — Int/Div — Closed FEDERATED MONEY MARKET — Interest — Open ALPS ETF TR ALERIAN MLP — Int/Div — Buy ALPS ETF TR ALERIAN MLP — Buy (add'l) ALPS ETF TR ALERIAN MLP — Buy (add'l) ALPS ETF TR ALERIAN MLP — Buy (add'l) ALPS ETF TR ALERIAN MLP — Buy (add'l) ISHARES RUSSELL MID CAP ETF — Int/Div — Buy ISHARES RUSSELL MID CAP ETF — Buy (add'l) ISHARES RUSSELL MID CAP ETF — Buy (add'l) ISHARES RUSSELL MID CAP ETF — Buy (add'l) ISHARES RUSSELL MID CAP ETF — Buy (add'l) OAKTREE CAP GROUP LLC — Int/Div — Buy OAKTREE CAP GROUP LLC — Buy (add'l) OAKTREE CAP GROUP LLC — Buy (add'l) 130), — Buy (add'l) 130), — Buy (add'l) POWERSHARES GLOBAL ETF FUND GLOBAL WATER PORTFOLIO — Int/Div — Buy POWERSHARES GLOBAL ETF FUND GLOBAL WATER PORTFOLIO — Buy (add'l) POWERSHARES GLOBAL ETF FUND GLOBAL WATER PORTFOLIO — Buy (add'l) POWERSHARES GLOBAL ETF FUND GLOBAL WATER PORTFOLIO — Buy (add'l) POWERSHARES GLOBAL ETF FUND GLOBAL WATER PORTFOLIO — Buy (add'l) VANGUARD ADMIRAL FDS INC S&P 0 GROWTH INDEX FD ETF — Int/Div — Buy VANGUARD ADMIRAL FDS INC S&P 0 GROWTH INDEX FD ETF — Buy (add'l) VANGUARD ADMIRAL FDS INC S&P 0 GROWTH INDEX FD ETF — Buy (add'l) VANGUARD ADMIRAL FDS INC S&P 0 GROWTH INDEX FD ETF — Buy (add'l) VANGUARD ADMIRAL FDS INC S&P 0 GROWTH INDEX FD ETF — Buy (add'l) VANGUARD ADMIRAL FDS INC S&P SOO VALUE INDEX FD ETF SHS — Int/Div — Buy VANGUARD ADMIRAL FDS INC S&P SOO VALUE INDEX FD ETF SHS — Buy (add'l) VANGUARD ADMIRAL FDS INC S&P SOO VALUE INDEX FD ETF SHS — Buy (add'l) VANGUARD ADMIRAL FDS INC S&P SOO VALUE INDEX FD ETF SHS — Buy (add'l) VANGUARD ADMIRAL FDS INC S&P SOO VALUE INDEX FD ETF SHS — Buy (add'l) VANGUARD INDEX FUNDS SMALL CAP VALUE ETF — Int/Div — Buy VANGUARD INDEX FUNDS SMALL CAP VALUE ETF — Buy (add'l) VANGUARD INDEX FUNDS SMALL CAP VALUE ETF — Buy (add'l) VANGUARD INDEX FUNDS SMALL CAP VALUE ETF — Buy (add'l) VANGUARD INDEX FUNDS SMALL CAP VALUE ETF — Buy (add'l) VANGUARD INDEX FUNDS SMALL CAP VALUE ETF — Buy (add'l) VANGUARD INDEX FUNDS SMALL CAP VALUE ETF — Buy (add'l) VANGUARD INDEX FUNDS SMALL CAP VALUE ETF — Buy (add'l) VANGUARD INDEX FUNDS SMALL CAP VALUE ETF — Buy (add'l) VANGUARD INDEX FUNDS SMALL CAP VALUE ETF — Buy (add'l) VANGUARD INDEX FUNDS SMALL CAP VALUE ETF — Buy (add'l) 160), — Buy (add'l) 160), — Buy (add'l) VANGUARD TAX MANAGED FUND — Int/Div — Buy VANGUARD TAX MANAGED FUND — Buy (add'l) VANGUARD TAX MANAGED FUND — Buy (add'l) VANGUARD TAX MANAGED FUND — Buy (add'l) VANGUARD TAX MANAGED FUND — Buy (add'l) VANGUARD INTERMEDIATE TERM BOND ETF — Interest — Buy VANGUARD INTERMEDIATE TERM BOND ETF — Buy (add'l) VANGUARD INTERMEDIATE TERM BOND ETF — Buy (add'l) VANGUARD INTERMEDIATE TERM BOND ETF — Buy (add'l) SPDR BARCLAYS INTERNATIONAL TREASURY BOND ETF — Interest — Buy SPDR BARCLAYS INTERNATIONAL TREASURY BOND ETF — Buy (add'l) SPDR BARCLAYS INTERNATIONAL TREASURY BOND ETF — Buy (add'l) SPDR BARCLAYS INTERNATIONAL TREASURY BOND ETF — Buy (add'l) SPDR BARCLAYS INTERNATIONAL TREASURY BOND ETF — Buy (add'l) EATON VANCE EMERGING MKTS LOCALFDCLI1 — Interest — Buy EATON VANCE EMERGING MKTS LOCALFDCLI1 — Buy (add'l) EATON VANCE EMERGING MKTS LOCALFDCLI1 — Buy (add'l) EATON VANCE EMERGING MKTS LOCALFDCLI1 — Buy (add'l) 180), — Buy (add'l) EATON VANCE INCOME FD BOSTON INC INSTL CL — Interest — Buy EATON VANCE INCOME FD BOSTON INC INSTL CL — Buy (add'l) EATON VANCE INCOME FD BOSTON INC INSTL CL — Buy (add'l) EATON VANCE INCOME FD BOSTON INC INSTL CL — Buy (add'l) EATON VANCE INCOME FD BOSTON INC INSTL CL — Buy (add'l) EATON VANCE MUT FUNDS TRUST FLTG RATE HIGH INCOME FD CL 1 — Interest — Buy EATON VANCE MUT FUNDS TRUST FLTG RATE HIGH INCOME FD CL 1 — Buy (add'l) EATON VANCE MUT FUNDS TRUST FLTG RATE HIGH INCOME FD CL 1 — Buy (add'l) EATON VANCE MUT FUNDS TRUST FLTG RATE HIGH INCOME FD CL 1 — Buy (add'l) FRANKLIN INVS SECS TR REAL RETURN FD ADVISOR C1. — Interest — Buy FRANKLIN INVS SECS TR REAL RETURN FD ADVISOR C1. — Buy (add'l) FRANKLIN INVS SECS TR REAL RETURN FD ADVISOR C1. — Buy (add'l) FRANKLIN INVS SECS TR REAL RETURN FD ADVISOR C1. — Buy (add'l) FRANKLIN INVS SECS TR REAL RETURN FD ADVISOR C1. — Buy (add'l) FRANKLIN INVS SECS TR REAL RETURN FD ADVISOR C1. — Buy (add'l) FRANKLIN INVS SECS TR FLTG RATE DAILY ACCESS ADVISOR CL — Interest — Buy FIDELITY ADVISOR FLOATING RATE HIGH INCOME FD CL 1 — Interest — Buy HARTFORD MUTUAL FUND INC FLTG RATE HIGH INCOME FD CL 1 — Interest — Buy ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF — Interest — Buy 200), — Buy (add'l) 200), — Buy (add'l) 200), — Buy (add'l) 200), — Buy (add'l) 200), — Buy (add'l) 200), — Buy (add'l) 200), — Buy (add'l) 200), — Buy (add'l) ISHARES TIPS BOND ETF — Interest — Buy ISHARES TIPS BOND ETF — Buy (add'l) ISHARES TIPS BOND ETF — Buy (add'l) ISHARES TIPS BOND ETF — Buy (add'l) ISHARES TIPS BOND ETF — Buy (add'l) ISHARES TIPS BOND ETF — Buy (add'l) ISHARES TIPS BOND ETF — Buy (add'l) ISHARES TIPS BOND ETF — Buy (add'l) ISHARES TIPS BOND ETF — Buy (add'l) PIMCO ALL ASSET ALL AUTHORITY P — Int/Div — Buy PIMCO ALL ASSET ALL AUTHORITY P — Buy (add'l) PIMCO ALL ASSET ALL AUTHORITY P — Buy (add'l) PIMCO ALL ASSET ALL AUTHORITY P — Buy (add'l) PIMCO ALL ASSET ALL AUTHORITY P — Buy (add'l) SPDR INDEX SHS FDS DOW JONES GLOBAL REAL ESTATE ETF — Buy SPDR INDEX SHS FDS DOW JONES GLOBAL REAL ESTATE ETF — Buy (add'l) SPDR INDEX SHS FDS DOW JONES GLOBAL REAL ESTATE ETF — Buy (add'l) SPDR INDEX SHS FDS DOW JONES GLOBAL REAL ESTATE ETF — Buy (add'l) SPDR INDEX SHS FDS DOW JONES GLOBAL REAL ESTATE ETF — Buy (add'l) BENEFICIARY TRAD IRA #2 SCHWAB GOVT MONEYMARKET FUND — Int/Div — Closed Member Board of Directors, South Dakota Children's Home Society Member Board of Directors, Federal Judges Association Reimbursement — Federal Judges Association — April 23-25.2013 — Washington. DC — board of directors meeting — hotel. artare and meals Spouse's income — 2013 — Self-employed (attomey) MY 2012 REPORT: (B)(1) A:(BN2) INT. (C)(1) J: (CH2) T: (DX 1) BUY: (DN2) 08/29/12: (DX3) J. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/5191. Public record. Not legal advice.