# Stuart M. Bernstein > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/5123 ## Record - **Judge:** Stuart M. Bernstein - **Year:** 2013 - **Report type:** Annual - **Pages:** 13 ## Text 401K Plan — Int/Div Partners Defined Contrib. Plan — Int/Div JP Morgan Chase Bank Accounts — Interest Citibank Accounts — Interest Citibank Account — Interest Citibank Account — Interest Keogh (Target) Plan--Plan — Int/Div Common-The Phoenix Compames — None Phoenix Life Insurance (Whole Life) — Interest Defined Benefit Trust--Qualified Plan 11 — None Non-Deductible Contribution Plan 111 {Capital "C" Account) — None Capital "A" Account — Interest Schwab Money Market Funds — Int/Div Bond Fund of America — Int/Div — Sold (part) Bond Fund of America — Sold PIMCO Foreign Bond (Hedged)-D — Int/Div — Sold (part) Metropolitan West Total Return Bond Fund — Int/Div Pimco High Yield, Class D — Int/Div — Sold (part) Pimco High Yield, Class D — Sold (part) DWS Intermediate Tax/AMT Free Fund Class S — Int/Div — Sold (part) DWS Intermediate Tax/AMT Free Fund Class S — Sold American Funds Capital Income Builder — Int/Div — Buy (add'l) American Funds Capital Income Builder — Sold (part) Permanent Portfolio — None — Sold (part) Permanent Portfolio — Sold Ivy Municipal High Income Fund — Int/Div — Sold (part) Ivy Municipal High Income Fund — Sold Ivy Municipal High Income Fund — Buy Rydex Inverse Gov't Long Bond — None — Buy Rydex Inverse Gov't Long Bond — Buy (add'l) Rydex Inverse Gov't Long Bond — Sold (part) Rydex Inverse Gov't Long Bond — Sold Invesco Comstock Fund — Int/Div — Buy Invesco Comstock Fund — Buy (add'l) T. Rowe Price Capital Appreciation — Int/Div — Buy T. Rowe Price Capital Appreciation — Buy (add'l) FPA Crescent — Int/Div — Buy FPA Crescent — Buy (add'l) Rvdex Consumer Products — Int/Div — Buy Rvdex Consumer Products — Buy (add'l) Amencan High Income (IRA) — Int/Div Bond Fund of America (IRA) — Int/Div — Sold (part) Bond Fund of America (IRA) — Sold Schwab Money Market Funds (IRA) — Int/Div Dodge & Cox Income Fund (IRA) — Int/Div — Sold Metropolitan West Total Return Bond Fund (IRA) — Int/Div — Sold (part) PIMCO Total Return-D (IRA) — Int/Div — Sold (part) PIMCO Total Return-D (IRA) — Sold PIMCO Foreign Bond (Hedged)-D (IRA) — Int/Div — Sold (part) American Funds Capital Income Builder (IRA) — Int/Div — Sold (part) American Funds Capital Income Builder (IRA) — Buy American Funds Capital Income Builder (IRA) — Sold (part) Permanent Portfolio (IRA) — None — Sold (part) Permanent Portfolio (IRA) — Sold DoubleLine Total Return Bond (IRA) — Int/Div — Sold Invesco Comstock Fund (IRA) — Int/Div — Buy Invesco Comstock Fund (IRA) — Sold (part) T. Rowe Price Capital Appreciation (IRA) — Int/Div — Buy T. Rowe Price Capital Appreciation (IRA) — Buy (add'l) FPA Crescent (IRA) — Int/Div — Buy FPA Crescent (IRA) — Buy (add'l) FPA Crescent (IRA) — Sold (part) Rydex Consumer Products (IRA) — Int/Div — Buy Rydex Consumer Products (IRA) — Buy (add'l) Rydex Consumer Products (IRA) — Sold (part) American High Income (IRA) — Int/Div — Sold (part) American High Income (IRA) — Sold (part) American High Income (IRA) — Sold (part) Loomis Sayles Bond (IRA) — Int/Div — Buy Rydex Inverse Gov't Long Bond (IRA) — None — Buy Rydex Inverse Gov't Long Bond (IRA) — Buy (add'l) Rydex Inverse Gov't Long Bond (IRA) — Buy (add'l) Rydex Inverse Gov't Long Bond (IRA) — Buy (add'l) Rydex Inverse Gov't Long Bond (IRA) — Sold (part) Rydex Inverse Gov't Long Bond (IRA) — Sold (part) Rydex Inverse Gov't Long Bond (IRA) — Sold Trust — Interest JP MorganChase Bank Account John Hancock Life Insurance Policy Director Reimbursement — Institute — Washington, DC — seminar" Views From the Bench” Income — 2013 — St. John's Law School Teaching — S7.000.00 Spouse's income — 2013 — IEE av firm compensation All information and explanations relate to Part VII: GENERAL COMMENTS 1. Where the asset was purchased, sold or held in an IRA, "IRA" is noted pareathetically in the "Description of Assets.” 2. Where multiple purchases or sales of an asset were made during the year, the aggregate amount of income, if any, and value (if still held at the end of the reporting period) are reported on the first line on which the asset is listed, SPECIFIC COMMENTS Lines | and 2: These are pension plans. Contributions were made during 2013 to the 401 K (line 1) but not to the Partners Defined Contribution Plan (line 2). Line 7: The participant in this Keogh account makes annual contributions, but there is no specific account in the participant's name. The value and income reflected on Part VII represent the participant's allocable share of the value and mcome of the Keogh account. There are also sale transactions in the Keogh account that generate gains and/or losses, These gains and/or losses are reflected in the value of the participant's allocable portion. Line 10: This entry relates to & Defined Benefit Trust-Qualified Plan 11. Upon vesting, there will be a right to an annuity, but the value of that annuity is not presently calculable. The participant did not make a contribution during 2013, but a contribution on the participant's behalf was made by the participant's firm. Line 11: The participant did not make a contribution to the participant's Capital "C* account in 2013, but the participant's firm made a contribution on the participant's behalf. Line 12: No contributions were made to the Capital "A" account in 2013. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/5123. Public record. Not legal advice.