# Carolyn Chiechi > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/5051 ## Record - **Judge:** Carolyn Chiechi - **Year:** 2011 - **Report type:** Annual - **Pages:** 14 ## Text SAB HR 10 Plan — None Coca Cola Co.. Common Stock — Int/Div BP PLC. Common Stock — Int/Div Merck & Co.. Common stock — Int/Div MEDCO Health Solutions, Inc., Common Stk — None Stryker Corp., Common stock — Int/Div — Sold (part) RBC Wealth Management US Government Money Market Fund — None — Sold (part) — VII tor explanation WalMart Stores, Inc... Common Stk — Int/Div Marriott Intl, Inc. New, Class A, Common Sek — None Marmot Vacations Worldwide Corp cm stk — None — from line 9) Host Hotels and Resorts Inc... Common Stk — None Iberdola SA. Common Stk — Int/Div — Sold PNC Fmancial Corp., Common Stk — Int/Div Microsoft Corp., Common Stk — Int/Div — Sold (part) Bank of America (MM/Ckg Accts) — Interest Medtronic Common Stk — Int/Div Boeing, Co. Common Stock — Int/Div NIKE. Class B Common Stock — Int/Div Dell Computer, Common Stk — None CitiGroup Inc., Common Stk — None — Redeemed — split Citigroup, Inc. Com New cmn stk — None — from line 20) — split--line 20 Amgen. Inc., Common Stk — Int/Div General Electric. Common Stk — Int/Div UBS Bank USA Deposit (Money Market Fund) — None — Sold (part) — VII tor explanation Berkshire Hathaway B, Common Stock — None Cisco Systems Inc.. Common Stock — None Johnson & Johnson, Common Stock — Int/Div Liberty Media Hidg. Ser. A Inter, Common Stock — None Liberty Media Hidg. Cap Ser. A, Common Stock — None — with Ime 21) Liberty Media Starz Ser. A, Common Stock — None — with line 31) Liberty Media Corp. cmn stk — None — VII for explanation The DIRECTV Group CL A., Common Stock — None Amazon.com. Inc. Common Stock — None Amencan Int'l Group, Common Stock — None Anadarko Pete... Common Stock — Int/Div Autodesk Inc. Delaware. Common Stock — None Bed Bath & Bevond Inc., Common Stock — None Biogen Idec Inc., Common Stock — None Broadcom Corp. Cl A, Common Stock — None Cablevision Systems Corp., Common Stock — Int/Div AMC Networks. Inc. cmn stk — None — from line 40) Madison Square Garden Inc., Common Stock — None Charming Shoppes Inc., Common Stock — None Cree Research Inc., Common Stock — None Electronic Arts Inc... Common Stock — None Expedia Inc., Common Stock — Int/Div Trip Advisors, Inc., cmn stk — None — from line 46) Forest Laboratories Inc.. Common Stock — None Genzyme Corp., Common Stock — None — Redeemed — VII for explanation Contingent Value Rights rec'd from Sanofi Adventis — None — VII tor explanation Nat'l Oilwell Varco Inc.. Common Stock — Int/Div Home Depot Inc., Common Stock — Int/Div JAC Interactive Corp. New, Common Stock — Int/Div HSN Inc... Common Stock — Int/Div Interval Leisure Group, Common Stock — None Tree. Com. Common Stock — None Intel Corp, Common Stock — Int/Div L-3 Comm. Hldg Inc., Common Stock — Int/Div Lehman Bros Hidg Inc., Common Stock — None Liberty Global Inc. C1 A, Common Stock — None Bank of America Corp., Common Stock — Int/Div Micron Tech Inc.. Common Stock — None Pall Corp, Common Stock — Int/Div Pepsico Inc, Common Stock — Int/Div Phizer Inc. Common Stock — Int/Div Proctor & Gamble. Common Stock — Int/Div Sandisk Corp, Common Stock — None Seagate Corp, Common Stock — Int/Div Texas Instruments, Common Stock — Int/Div Time Warmer Inc New. Common Stock — Int/Div Time Wamer Cable. Inc.. Common Stock — Int/Div AOL. Inc.. Common Stock — None Tyco International Ltd., Common Stock — Int/Div Tyco Electronics Ltd. Common Stk — Int/Div — chngd to . 75 TE Connectivity Ltd., cmn stk (formerly named line 74) — Int/Div — change of 1. 74 Covidien PLC, Common Stock — Int/Div United Health Gp Inc. Common Stock — Int/Div Walt Disney Co, Common Stock — Int/Div Weatherford Int'l Ltd.. Common Stock — None Yahoo Inc, Common Stock — None EBay, Inc., Common Stk — None Live Nation Entm't Inc, Com Stk formerly Ticketmaster Entm' — None UBS IRA — Int/Div BP PLC. Common Stk General Electric. Common Stock Goldman Sachs. Common Stock AT&T Inc. Common Stock Schlumberger, Common Stock Target, Common Stock St. Paul Travelers, Common Stock Columbia Marsico Focus Eq. A Mutual Fund — Buy Hartford Cap Appreciation A Mutual Fund — Buy Vergy Ltd, Common Stock — Redeemed — VII tor explanation Kinetics New Paradigm Fund Cl A Mutual Fund — Buy UBS Bank USA Deposit (Money Market Fund) — Buy — VII tor explanation UBS Bank USA Deposit (Money Market Fund) — Buy UBS Bank USA Deposit (Money Market Fund) — Sold (part) UBS Bank USA Deposit (Money Market Fund) — Sold (part) UBS Bank USA Deposit (Money Market Fund) — Buy UBS Bank USA Deposit (Money Market Fund) — Buy UBS Bank USA Deposit (Money Market Fund) — Sold (part) UBS Bank USA Deposit (Money Market Fund) — Buy UBS Bank USA Deposit (Money Market Fund) — Buy UBS Bank USA Deposit (Money Market Fund) — Sold (part) UBS Bank USA Deposit (Money Market Fund) — Sold (part) UBS Bank USA Deposit (Money Market Fund) — Sold (part) UBS Bank USA Deposit (Money Market Fund) — Buy UBS Bank USA Deposit (Money Market Fund) — Buy Medallion Bank 0.20 % due 3/8/11 Fixed Rate CD — Redeemed Bank of China NY 0.30% due 6/8/11 Fixed Rate CD — Redeemed Beal Bank 0.30% due 6/8/11 Fixed Rate ch — Redeemed FHLB 3.75% due 7/06/18 Government Bond — Redeemed FHLB 3.6% due 7/21/20 — Redeemed FHLB 4.5% due 5/4/22 Government Bond — Redeemed Bank of China NY 0.30% fixed rate CD, due 128/11 — Buy Bank of China NY 0.30% fixed rate CD, due 128/11 — Redeemed Ally Bank 0.20% fixed rate CD, due 98/11 — Buy Ally Bank 0.20% fixed rate CD, due 98/11 — Redeemed GE Money Bank 0.30% fixed rate CD, due 625/12 — Buy Beal Bank NV 0.45% fixed rate CD, due 0926/12 — Buy FFCB 2.35% Gov't Bond, due 11/15/17 — Buy FFCB 2.35% Gov't Bond, due 11/15/17 — Redeemed Abbott Labs common stock — Buy Johnson & Johnson common stock — Buy Apple Inc.. common stock — Buy UBS IRA PACEMLLTY — Int/Div UBS Bank USA Deposit (Money Market Fund) Estate 0 — Int/Div — Sold (part) — VII tor explanation 1/3 interest in certain real property Aetna Life Ins. Co. group life policy — Matured Wells Fargo Ckg./Savings Accounts lnvestors Bank CD Investors Bank CD Investors Bank CD Hudson Bank CD Hudson Bank CD Hudson Bank CD Hudson Bank CD Hudson bank CD Hudson Bank CD Kearmy Federal Bank CD Keamy Federal Bank CD Garden State Community Bank CD Provident Bank CD Provident Bank CD Fidelity Bank--IRA Exxon Mobil common stock Centerpoint Energy common stock Colgate Palmolive common stock Genon Energy common stock Southern Co. common stock 2009 Honda Accord automobile — Distnbuted — VII for explanation Executor, Estate Agreement — 09/1992 — Sutherland, Ashill & Brennan (SAB) (See VIL Additional Information or Explanations) Reimbursement — American Bar Asssociation Section of Taxation — 05/2011 — Washington, DC — ABA Section of Taxation Meeting — meals and registration fee waived 11. AGREEMENTS (Cont'd). At least for the foreseeable future, | decided to continue to have certain of the amounts | had accumulated in the HR 10 Plan, which is sponsored by SAB of which I was a partner through September 30, 1992, and which is an independently managed, fully funded, defined contribution plan that allows for self-directed investments, to be managed by the advisor retained by SAB. In July 2000, 1 rolled over into an IRA at Morgan Stanley the balance of those amounts. In 2007, 1 rolled over my Morgan Stanley IRA accounts into IRA accounts at UBS Financial Services, Inc. (UBS). I have a vested interest in the Sutherland, Asbill & Brennan Defined Benefit Plan for Partners and Nonlegal Personnel. The benefit | am entitled to receive under that plan is an annual income on a straight-line basis of $6,782.15 per year, commencing at normal retirement age of 635 and which became effective as of 1/1/09. Annual amount is paid equally over 12 months. Pursuant to the terms of the plan, 1 was not entitled to a lump-sum payout when | withdrew as a partner from SAB effective October 1, 1992, because, as a relatively new plan, the benefits to the participants of the plan were not fully funded. The plan provides that pension payments will begin automatically after | attain the normal retirement age of 65. The amount of the pension payments are in no way affected by the profitability of SAB or by the performance of the trust fund. If the trustee of the plan was to realize a better or a worse investment rate than assumed in the actuarial calculations for the plan, SAB either would contribute less or more to provide the defined benefit of all participants. The plan may be terminated either because of u change in the law or a decision by the partners of SAB to discontinue this benefit. In the event of plan termination, ERISA provides very specific rules for the allocation of plan assets among participants, with those who have already retired being given fully funded benefits first. If SAB were not able to provide all benefits, the Pension Benefit Guaranty Corporation would pick up the liability for any shortfall up to the benefit levels msured by that agency. It is my understanding that, except in that unlikely event, my benefit under the plan is a fixed amount, VIL INVESTMENTS AND TRUSTS P.4, line 7 Dividends on various stocks or stock disposition proceeds were automatically invested on vanous dates in RBC Wealth Management US Government Money Market Fund, and investment was redeemed as soon as practicable in order to pay me cash on 1/3, 2/1, 4/1, 5/2, 6/1, T/L 8/1, 91, 10/3, 11/1, and 12/1, 2011. A small amount invested in that fund had not been distributed to me by the end of 2011. P. 5, line 24 Dividends on various stocks and stock disposition proceeds were automatically invested on various dates in UBS Bank USA Deposit (Money Market Fund), and investment was redeemed as soon as practicable in order to pay me cash on 5/3, 6/30, 7/29 8/31, 9/30, 10/31, 11/30, 12/30, 2011. A small amount invested in that fund had not been distributed to me by the end of 2011. P.5, lines 29, 30, 31 Liberty Media Hidg. Cap. Ser. A and Liberty Media Starz Ser. A merged with Liberty Media Corp., and stockholders of former two companies received common stock of third company. P. 6, lines 49 and 50 Sanofi Aventis acquired Genzyme Corp. and distributed to stockholders of Genzyme Corp. cash and contingent value rights to Sanofi Aventis that expire on 121217120. PY, line 93 Advantest Corp. acquired Verigy Ltd. and distributed cash to stockholders of Verigy Ltd. P. 9-10, lines 95 through 108 UBS IRA account purchased UBS Bank USA Deposit money market shares with dividends or securities sales proceeds received on various dates and redeemed certain shares of thut fund on various dates. P11, line 128 All assets of Estate were vilued using market method except for miscellaneous personal property (¢.g., clothing, furniture, costume Jewelry) whose value was estimated, an automobile whose value was determined by the Blue Book, and a one-third interest in certain real property that was valued by having an appraisal of that real property and taking one-third of that appraisal as the value of the one-third interest, | was bequeathed the one-third interest in the real property just discussed, was the beneficiary of an Aetna Life Ins. Co, group life insurance policy and received the insurance proceeds in 2011, and am entitled to one-half of the remainder of the estate. The other half of the remainder of the estate is bequeathed . received a partial distribution described on p. 12, line 152 and below. p. 12, line 152 Vehicle was distributed . the other beneficiary of the estate. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/5051. Public record. Not legal advice.