# Kim McLane Wardlaw > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/5048 ## Record - **Judge:** Kim McLane Wardlaw - **Year:** 2011 - **Report type:** Annual - **Pages:** 52 ## Text Pension Acct. (IRA) AMERICAN FUNDS CAPITAL CORE BOND FUND (CCBPX) — Int/Div AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME FD CL F2 (WGIFX — Int/Div AMERICAN FUNDS NEW PERSPECTIVE FUND CLF2 (ANWFX) — Int/Div AMERICAN FUNDS NEW PERSPECTIVE FUND CLF2 (ANWFX) — Sold (part) AMERICAN FUNDS NEW PERSPECTIVE FUND CLF2 (ANWFX) — Sold (part) SSGA US GOV MONEY MARKET FUND (SSGXX) TRUST #2 Citibank Money Market Act — Interest Abbott Labs Com Stock — Int/Div American Express Com Stock — Int/Div — Buy Amgen Inc. Com Stock — None — Sold Anadarko Petroleum Com Stock — None — Sold Apache Corp Com Stock — Int/Div — Buy Apple Corp Com Stock — None — Buy Bershire Hathaway — None Best Buy — Int/Div — Sold BHP Billiton Com Stock — None — Sold (part) Blackrock Inc Com Stock — Int/Div Broadcom Corp Com Stock — Int/Div Cemer Corp Com Stock — None — Sold (part) Chevron Corp Com Stock — Int/Div Cisco Systems Com Stock — Int/Div Colgate-Palmolive Com Stock — Int/Div — Sold (part) Conocophillips Com Stock — Int/Div — Sold (part) Corning Inc Com Stock — Int/Div — Sold Costco Corp — Int/Div — Sold CVS Caremark Com Stock — None — Sold Danaher Corp Com Stock — Int/Div — Sold (part) The Walt Disney Co. Com Stock — Int/Div DuPont Co Com Stock — Int/Div — Buy EMC Corp Com Stock — None — Buy GE Com Stock — Int/Div Goldman Sachs Group Com Stock — Int/Div — Sold Google Inc Com Stock — None — Buy Home Depot Inc Com Stock — Int/Div IBM Com Stock — Int/Div — Sold (part) Intel Corp Com Stock — Int/Div Johnson & Johnson Com Stock — None — Sold JP Morgan Chase Com Stock — Int/Div Lockheed Martin Com Stock — Int/Div — Sold Merck & Co Com Stock — Int/Div — Buy Microsoft Corp. Com Stock — Int/Div — Sold Nextera Energy — Int/Div Nike Inc Com Stock — Int/Div — Buy Nike Inc Com Stock — Sold (part) Oracle Corp — Int/Div — Sold (part) Pepsico Inc Com Stock — Int/Div Pepsico Inc Com Stock — Buy Proctor & Gamble Com Stock — Int/Div Qualcomm Inc. Com Stock — Int/Div — Sold (part) Roche Hidg Ltd — None SEI Investments — Int/Div Schlumberger Ltd — Int/Div — Sold (part) Sempra Energy Com Stock — Int/Div Target Corp Com Stock — Int/Div — Buy Teva Pharm ADR Com Stock — None Transocean Inc Com Stock — Int/Div — Buy US Bancorp Com Stock — Int/Div — Sold Union Pacific Corp Com Stock — Int/Div — Buy Verizon Com Stock — Int/Div Zimmer Holdings Com Stock — None Shares MSC Brazil Index — Int/Div — Buy 1Shares MSC Index Fund — Int/Div 1Shares Small Cap Index Fund — Int/Div — Sold (part) Vanguard Emerging Market Fund — Int/Div CAPITAL TRUST ACCOUNT IM COMPANY — Int/Div — Sold (part) ACCENTURE PLC USS (ACN) — Int/Div — Buy ACELTD(ACE) — Int/Div — Buy AFLAC INC (AFL) — Int/Div — Buy AFLAC INC (AFL) — Buy AFLAC INC (AFL) — Buy AGILENT TECHNOLOGIES INC (A) — None AIR PRODUCTS & CHEMICALS INC (APD) — Int/Div ALBERTO CULVER CO — Int/Div — with line 535) — Unilever ALLEGENY TECHNOLOGIES INC (ATH — Int/Div — Buy ALLEGENY TECHNOLOGIES INC (ATH — Buy ALLEGENY TECHNOLOGIES INC (ATH ALLEGENY TECHNOLOGIES INC (ATH ALLERGAN INC (AGN) — Int/Div ALLSTATE CORP (THE) (ALL) — Int/Div — Sold (part) ALLSTATE CORP (THE)(ALL) — Sold (part) AMERICAN TOWER CORP CL A — Int/Div AMERICAN WATER WORKS — Int/Div — Sold (part) AMERICAN WATER WORKS — Sold (part) AMERICAN WATER WORKS — Sold (part) AMERICAN WATER WORKS — Sold (part) AMERICAN WATER WORKS — Sold (part) AMERICAN WATER WORKS — Sold (part) AMERICAN WATER WORKS — Sold (part) AMERICAN WATER WORKS — Sold (part) AMERICAN WATER WORKS — Sold (part) AMERICAN WATER WORKS — Sold (part) AMERICAN WATER WORKS — Sold (part) AMERICAN WATER WORKS — Sold (part) AMERICAN WATER WORKS — Sold (part) AMERICAN WATER WORKS — Sold (part) AMERICAN WATER WORKS — Sold (part) AMERICAN WATER WORKS — Sold (part) AMERICAN WATER WORKS — Sold (part) AMERICAN WATER WORKS — Sold (part) AMERICAN WATER WORKS — Sold AON CORP (AON) — Int/Div APPLE INC (AAPL) — None AT&T INC — Int/Div AVON PRODUCTS INC — Int/Div — Buy AVON PRODUCTS INC — Buy AVON PRODUCTS INC — Buy AVON PRODUCTS INC — Buy AVON PRODUCTS INC — Buy AVON PRODUCTS INC — Buy AVON PRODUCTS INC — Buy AVON PRODUCTS INC — Buy AVON PRODUCTS INC — Buy AVON PRODUCTS INC — Sold (part) AVON PRODUCTS INC — Sold (part) AVON PRODUCTS INC — Sold (part) AVON PRODUCTS INC — Sold BANK OF NEW YORK MELLON CORP — Int/Div — Sold BARRICK GOLD CORP LSS — Int/Div BAYER AG ADR — Int/Div — Buy BAYER AG ADR — Sold BB&T CORP (BBT) — Int/Div — Buy BB&T CORP (BBT) — Buy BB&T CORP (BBT) — Buy BB&T CORP (BBT) — Buy BB&T CORP (BBT) — Buy BB&T CORP (BBT) — Buy BB&T CORP (BBT) — Buy BB&T CORP (BBT) — Buy BB&T CORP (BBT) — Buy BB&T CORP (BBT) — Buy BB&T CORP (BBT) — Buy BB&T CORP (BBT) — Buy BB&T CORP (BBT) — Sold (part) BEST BUY INC — Int/Div — Sold BOEING CO — Int/Div BRISTOL-MYERS SQUIBB CO — Int/Div — Buy BRISTOL-MYERS SQUIBB CO — Sold (part) BRISTOL-MYERS SQUIBB CO — Sold (part) BROADCOM CORP — Int/Div — BUY BROADCOM CORP — BUY BROADCOM CORP — BLY BROADCOM CORP — BUY BROCADE COMMUNICATIONS SYS INC — None BURKE GA OGLETHORPE PWR E SF T0% 01/0123 — Interest CA ED FAC UNIV OF SAN FRANCISCO 5.0% 10/01/21 — Interest — Buy CA PUB WKS REGENTS UNIV CA CI £0, 03/01/19 — Interest CA ST DWR PWRSUPPLY REV 5.0% 05/01/21 — Interest CAST GO 6.25% 09/01/12 — Interest CAST GO NATL 5.0% 06/01/15 — Interest CA ST JOSEPHS HLTH CA-F AGM 5.25% 01116 — Interest CA ST RANS 11A2 2.0% 06/26/12 — None — Buy CA ST UNIV SYSTEMWIDE REV SER A AMBAC 5.0% 11/01/17 — Interest CA STWD JOHN MUIR HLTH W/I 5% O8/152021 — Interest CA STWD ST JOSEPHS HLTH FSA 4.5% 0701110 — Interest CALIFORNIA ST ECON REC (9A 5% 07/01/19 — Interest — Buy CALIFORNIA ST G/O BDS SER 5% 11/012013 — Interest CAMECO CORP USS — Int/Div — BUY CAMECO CORP USS — BUY CAMECO CORP USS — BLY CAMECO CORP USS — Sold (part) CAMECO CORP USS — Sold (part) CAMECO CORP USS — Sold CANON INC ADR (CA) — None CANADIAN NATURAL RESOURCES LTD LSS — Int/Div — Sold (part) CANADIAN NATURAL RESOURCES LTD USS — Sold (part) CANADIAN NATURAL RESOURCES LTD USS — Sold (part) CANADIAN NATURAL RESOURCES LTD USS — Sold (part) CANADIAN NATURAL RESOURCES LTD USS — Sold (part) CANADIAN NATURAL RESOURCES LTD USS — Sold (part) CANADIAN NATURAL RESOURCES LTD USS — Sold (part) CANADIAN NATURAL RESOURCES LTD USS — Sold CANON INC — Int/Div CARNIVAL CORP COMMON PAIRED STOCK (CCL) — Int/Div — Buy CARNIVAL CORP COMMON PAIRED STOCK (CCL) — Buy CARNIVAL CORP COMMON PAIRED STOCK (CCL) — Buy CATERPILLAR INC (CAT) — Int/Div — Buy CATERPILLAR INC (CAT) — Buy CATERPILLAR INC(CAT) — Buy CATERPILLAR INC (CAT) — Buy CATERPILLAR INC (CAT) — Buy CELGENE CORP — None — Sold (part) CELGENE CORP — Sold (part) CELGENE CORP — Sold (part) CELGENE CORP — Sold (part) CELGENE CORP — Sold CENOVLUS ENERGY INCI(CVE) — Int/Div — Buy CENOVLS ENERGY INC (CVE) — Buy CENOVLS ENERGY INC (CVE) — Buy CENOVLS ENERGY INC (CVE) — Buy CENOVLUS ENERGY INCI(CVE) — Buy CENOVLS ENERGY INC (CVE) — Buy CENOVLS ENERGY INC (CVE) — Buy CENOVLS ENERGY INC (CVE) — Buy CENTRAL VLY COGEN CARSON-ICE 3.589% 07012014 — Interest CERNER CORP (CERN) — None — Sold (part) CERNER CORP (CERN) — Buy CERNER CORP (CERN) — Sold (part) CERNER CORP (CERN) — Sold (part) CERNER CORP (CERN) — Sold (part) CERNER CORP (CERN) — Sold (part) CERNER CORP (CERN) — Sold (part) CHEVRON CORP (CVX) — Int/Div — Buy CISCO SYSTEMS INC — Int/Div — Sold (part) CISCOSYSTEMS INC — Sold (part) CISCO SYSTEMS INC — Sold CITIZENS PPTY INS CORP FL Al 6.0% 06/01/16, — Interest CLEARWATER FL WTR/SWR B 5.0% 12/01/18 — Interest COACH INC (COH) — Int/Div COLGATE-PALMOLIVE CO (CL) — Int/Div — Buy COLGATE-PALMOLIVE CO (CL) — Buy COLGATE-PALMOLIVE CO (CL) — Sold (part) COLGATE-PALMOLIVE CO (CL) — Sold (part) COMCASTCORPCL A — Int/Div — Buy CONTRA COSTA CA WTR SER A 3.5% 10001/13 — Interest COSTCO WHOLESALE CORP — Int/Div DANAHER CORP — Int/Div — Buy DAVITA INC — None DISCOVERY COMMUNICATIONS INC CL A(DISCA) — None DREAMWORKS ANIMATION SKG INC — None — Buy DREAMWORKS ANIMATION SKG INC — Buy DREAMWORKS ANIMATION SKG INC — Buy DREAMWORKS ANIMATION SKG INC — Buy DREAMWORKS ANIMATION SKG INC — Buy DREAMWORKS ANIMATION SKG INC — Sold (part) DREAMWORKS ANIMATION SKG INC — Sold (part) DREAMWORKS ANIMATION SKG INC — Sold (part) DREAMWORKS ANIMATION SKG INC — Sold (part) DREAMWORKS ANIMATION SKG INC — Sold (part) DREAMWORKS ANIMATION SKG INC — Sold (part) DREAMWORKS ANIMATION SKG INC — Sold (part) DREAMWORKS ANIMATION SKG INC — Sold (part) DREAMWORKS ANIMATION SKG INC — put) DREAMWORKS ANIMATION SKG INC — Sold (part) DREAMWORKS ANIMATION SKG INC — Sold (part) DREAMWORKS ANIMATION SKG INC — Sold (part) DREAMWORKS ANIMATION SKG INC — Sold (part) DREAMWORKS ANIMATION SKG INC — Sold (part) DREAMWORKS ANIMATION SKG INC — Sold (part) DREAMWORKS ANIMATION SKG INC — Sold (part) DRIL-QUIP INC (DRQ) — None — Buy DRIL-QUIP INC (DRO) — Buy DRIL-QUIP INC (DRQ) — Buy DRIL-QUIP INC (DRQ) — Buy DRIL-QUIP INC (DRQ) — Buy DRIL-QUIP INC (DRQ) — Buy EAST BAY CA SER Al SF VAR 06/01/2025 — None — Buy EBAY INC — None ECOLAB INC — Int/Div EDISON INTERNATIONAL — Int/Div EMERSON ELECTRIC CO — Int/Div ENCANA CORP COM USS (ECA) — Int/Div — Buy ENCANA CORP COM USS (ECA) — Buy ENCANA CORP COM USS (ECA) — Buy ENCANA CORP COM USS (ECA) — Buy ENCANA CORP COM USS (ECA) — Buy ENCANA CORP COM USS (ECA) — Buy ENCANA CORP COM USS (ECA) — Buy ENCANA CORP COM USS (ECA) — Buy ENCANA CORP COM USS (ECA) — Sold (part) ENCANA CORP COM USS (ECA) — Sold (part) ENCANA CORP COM USS (ECA) — Sold (part) ENERGIZER HOLDINGS INC — None — Sold (part) ENERGIZER HOLDINGS INC — Sold FOG RESOURCES INC — Int/Div AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F2 (AEPFX) — Int/Div EXPRESS SCRIPTS INC (ESRX) — None — Buy EXPRESS SCRIPTS INC (ESRX) — Buy EXPRESS SCRIPTS INC (ESRX) — Buy EXPRESS SCRIPTS INC (ESRX) — Buy EXPRESS SCRIPTS INC (ESRX) — Buy EXPRESS SCRIPTS INC (ESRX) — Buy EXPRESS SCRIPTS INC (ESRX) — Buy EXPRESS SCRIPTS INC (ESRX) — Buy EXXON MOBIL CORP — Int/Div FEDEX CORP — Int/Div — Sold (part) FEDEX CORP — Sold (part) FEDEX CORP — Sold (part) FIRST SOLAR INC (FSLR) — None — Buy FIRST SOLAR INC (FSLR) — Buy FIRST SOLAR INC (FSLR) — Buy FIRST SOLAR INC (FSLR) — Buy FIRST SOLAR INC (FSLR) — Sold (part) FIRST SOLAR INC (FSLR) — Sold (part) FL WTR PCR SER A SF 4.75% 01/15/25 — Interest FLUOR CORP (NEW) (FLR) — Int/Div GENERAL ELECTRIC CO — Int/Div — Buy GENERAL ELECTRIC CO — Buy GENERAL ELECTRIC CO — Sold GENERAL MILLS INC (GIS) — Int/Div — Sold (part) GENERAL MILLS INC (GIS) — Sold (part) GENERAL MILLS INC (GIS) — Sold (part) GENERAL MILLS INC (GIS) — Sold (part) GENERAL MILLS INC (GIS) — Sold (part) GENPACTLTD — None GOLDEN ST TOBACCO ST APPROP AMBAC 5.0% 06-01-14 — Interest GOLDEN ST TOBACCO CA 2003A SF PREREF 6.7% 06/01/39 — Interest GOLDMAN SACHS GROUP INC (GS) — Int/Div — Buy GOLDMAN SACHS GROUP INC (GS) — Buy GOOGLE INC CL A (GOOG) — None GUAM BUS PRIVILEGE TAX 11A 5.0% 01/01/18 — None — Buy HALLIBURTON CO (HAL) — Int/Div — Buy HALLIBURTON CO (HAL) — Buy HARRIS CO TX CHRISTUS HLTH A4 FSA ARC SF VAR 07/01/31 — Interest HEWLETT-PACKARD CO — Int/Div — Sold HOME DEPOT INC (HD) — Int/Div — Buy HUMAN GENOME SCIENCES INC — None — Buy HUMAN GENOME SCIENCES INC — Buy HUMAN GENOME SCIENCES INC — Buy HUMAN GENOME SCIENCES INC — Buy HUMAN GENOME SCIENCES INC — Sold ILLINOIS TOOL WORKS INC — Int/Div — Sold (part) ILLINOIS TOOL WORKS INC — Sold (part) ILLINOIS TOOL WORKS INC — Sold (part) ILLINOIS TOOL WORKS INC — Sold (part) IMPERIAL OILLTD USS — Int/Div IND LOCAL PUB IMPNATL-RE PREREF £59, 07/012014 — Interest INTERNATIONAL BUSINESS MACHINES CORP (IBM) — Int/Div IRON MOUNTAIN INC (IRM) — Int/Div — Buy IRON MOUNTAIN INC (IRM) — Sold (part) IRON MOUNTAIN INC (IRM) — Sold (part) IRON MOUNTAIN INC (IRM) — Sold (part) IRON MOUNTAIN INC (IRM) — Sold (part) IRON MOUNTAIN INC (IRM) — Sold (part) IRON MOUNTAIN INC (IRM) — Sold (part) IRON MOUNTAIN INC (IRM) — Sold (part) ISRAEL CHEMICALS LTD ADR UNSPON — Int/Div — Sold JACK HENRY & ASSOC INC JKHY) — Int/Div — Buy JACK HENRY & ASSOC INC JKHY) — Buy JACK HENRY & ASSOC INC JKHY) — Buy JACK HENRY & ASSOC INC UJKHY) — Buy JACK HENRY & ASSOC INC (JKHY) — Buy JACK HENRY & ASSOC INC UJKHY) — Buy JACK HENRY & ASSOC INC JKHY) — Buy JACK HENRY & ASSOC INC UJKHY) — Buy JACK HENRY & ASSOC INC (JKHY) — Buy JACK HENRY & ASSOC INC UJKHY) — Buy JACK HENRY & ASSOC INC JKHY) — Buy JACK HENRY & ASSOC INC UJKHY) — Buy JACK HENRY & ASSOC INC JKHY) — Buy JACK HENRY & ASSOC INC JKHY) — Buy JACK HENRY & ASSOC INC UJKHY) — Buy JACOBS ENGR GROUP — None — Sold (part) JACOBS ENGR GROUP — Sold (part) JACOBS ENGR GROUP — Sold JPMORGAN CHASE & CO — Int/Div JUNIPER NETWORKS INC — None — Sold KLA-TENCOR CORP — Int/Div — Buy KLA-TENCOR CORP — Buy KRAFT FOODS INCCLA — Int/Div — Buy KRAFT FOODS INCCLA — Sold (part) KRAFT FOODS INCCLA — Sold LA CA AIR LAX CA SR 10A 5.0% 05/18/22 — None — Sold LA CA DWAP FSA 5.25% 0701-20 — Interest — Sold LA CA HARBOR SER C 5.0 08/0126 — Interest LA CITY CA WSTWTR NATL 5.0% 06/0127 — Interest LA COCA MTA SALES TAX REV D 0% 0701/16 — Interest LOOPNET INC — None LOS ANGELES CNTY CA PUB WKS FING AUTH AMBAC 5% 06/01,2021 — Interest — Sold LOUISIANA ST LEASE REV 5.0% 03/01/16, — Interest LOWES COMPANIES INC — Int/Div — Sold (part) LOWES COMPANIES INC — Sold MARATHON OIL CORP COM — Int/Div — Sold (part) MARATHON OIL CORP COM — Sold MARSH & MCLENNAN COS INC (MMC) — Int/Div — Buy MARSH & MCLENNAN COS INC (MMC) — Buy MARSH & MCLENNAN COS INC (MMC) — Buy MARSH & MCLENNAN COS INC (MMC) — Buy MARSH & MCLENNAN COS INC (MMC) — Buy MAXIM INTEGRATED PRODS INC — Int/Div MCDONALDS CORP — Int/Div — Sold MEDTRONIC INC — Int/Div — Sold (part) MEDTRONIC INC — Sold MERCK & CO INC — Int/Div — Sold (part) MERCK & CO INC — Sold METROPOLITAN WTR DIST SO UTHN CALIF 3% 07/01/15 — None — Buy METROPOLITAN WTR DIST SO CAL SER B3 VAR 07/01/2035 ) — None — Buy MICROCHIP TECHNOLOGY INC (MCHM — Int/Div MICROSOFT CORP (MSF) — Int/Div MONSANTO CO (MON) — Int/Div — Buy MONSANTO CO (MON) — Buy NATIONAL GRID PLC «SP ADR (NGG) — Int/Div NATIONAL INSTRUMENTS CORP (NATH — Int/Div — Buy (add'l) — Part VII NC ST GO SER A 5.0% 03/01/14 — Interest NESTLE NAM SPON ADR INSRGY) — Int/Div AMERICAN FUNDS NEW WORLD FUND CL F2 INFFFX) — Int/Div NEW YORK TIMES COCL A — None — Sold (part) NEW YORK TIMES COCL A — Sold (part) NEW YORK TIMES COCL A — Sold (part) NEW YORK TIMES COCL A — Sold NIELSEN HOLDINGS NV USS (NLSN) — None — Buy NIELSEN HOLDINGS NV USS (NLSN) — Buy NIELSEN HOLDINGS NV USS (NLSN) — Buy NIELSEN HOLDINGS NV USS (NLSN) — Buy NIELSEN HOLDINGS NV USS (NLSN) — Buy NIELSEN HOLDINGS NV USS (NLSN) — Buy NIELSEN HOLDINGS NV USS (NLSN) — Buy NIELSEN HOLDINGS NV USS (NLSN) — Buy NIELSEN HOLDINGS NV USS (NLSN) — Buy NIELSEN HOLDINGS NV USS (NLSN) — Buy NIELSEN HOLDINGS NV USS (NLSN) — Buy NIELSEN HOLDINGS NV USS (NLSN) — Buy NIELSEN HOLDINGS NV USS INLSN) — Buy NIELSEN HOLDINGS NV USS (NLSN) — Buy NIKEINCCOCLB — Int/Div NINTENDO COLTD ADR UNSPON — Int/Div — Sold (part) NINTENDO CO LTD ADR UNSPON — Sold (part) NINTENDO CO LTD ADR UNSPON — Sold NOBLE ENERGY INC — Int/Div NORDSTROM INC — Int/Div NORFOLK SOUTHERN CORP (NSC) — Int/Div NOVO NORDISK A/'SCL B ADR (NV) — Int/Div NUCOR CORP (NUE) — Int/Div — Sold (part) OMNICOM GROUP INC — Int/Div OR ST DEPT OF ADMIN COPS 5.0% 05/01/18 — Interest ORACLE CORP (ORCL) — Int/Div PAYCHEX INC — Int/Div — Sold (part) PAYCHEX INC — Sold (part) PAYCHEX INC — Sold (part) PAYCHEX INC — Sold PEPSICO INC (PEP) — Int/Div — Sold (part) PEPSICO INC (PEP) — Sold (part) PEPSICO INC (PEP) — Sold (part) PFIZER INC (PFE) — Int/Div — Buy PG&E CORP (PCG) — Int/Div — Buy PG&E CORP (PCG) — Buy PHARMASSET INC (VRLS) — None — Buy PHARMASSET INC (VRUS) — Buy PHARMASSET INC (VRUS) — Buy PHILIP MORRIS INTERNATIONAL INC (PAY — Int/Div PHOENIX AZ CIVIC IMPROV WTR A L0% 07/0123 — Interest — Sold POLYCOM INC — None — Buy (add'l) — Part VII POTASH CORP OF SASKATCHEWAN IN USS — Int/Div — Sold PROCTER & GAMBLE CO — Int/Div — Sold (part) PROCTER & GAMBLE CO — Sold (part) PROCTER & GAMBLE CO — Sold (part) PROCTER & GAMBLE CO — Sold (part) PROCTER & GAMBLE CO — Sold PROGRESSIVE CORP OHIO (PGR) — Int/Div — Sold (part) PROGRESSIVE CORP OHIO (PGR) — Sold (part) PULTE GROUP INC (PHM) — None — Buy QUALCOMM INC (QCOM) — Int/Div — Sold (part) QUALCOMM INC (QCOM) — Sold (part) REPUBLIC SERVICES INC (RSG) — Int/Div — Buy REPUBLIC SERVICES INC (RSG)H — Buy REPUBLIC SERVICES INC (RSGH — Buy REPUBLIC SERVICES INC (RSGH — Buy REPUBLIC SERVICES INC (RSG) — Buy REPUBLIC SERVICES INC (RSGH — Buy REPUBLIC SERVICES INC (RSG) — Buy REPUBLIC SERVICES INC (RSGH — Buy RIO TINTO PLC ADR SPON — Int/Div SAN DIEGO CA REGL AIRPORT A 5.0% 070118 — Interest — Buy SANDIEGO CA SWR A 5.25% 08/15/25 — None — Sold SAN DIEGO CO WTR 5.0% 07/01/16 — None — Buy SAN DIEGO WTR NATL FGIC 5.25% 05/01/17 — None — Buy SAN FRAN ARPT 2ND 06F NATL-FGIC 5.25% 05/0120 — Interest — Buy SANTA MARGARITA TALEGA CFD 99-1 11A 5.0% 09/01/22 — None — Buy SAP AG SPON ADR (SAP) — Int/Div SCHLUMBERGER LTD (SLB) — Int/Div SCHWAB CHARLES NEW (SCHW) — Int/Div — Buy SCHWAB CHARLES NEW (SCHW) — Buy SCHWAB CHARLES NEW (SCHW) — Buy SCHWAB CHARLES NEW (SCHW) — Buy SCHWAB CHARLES NEW (SCHW) — Buy SCHWAB CHARLES NEW (SCHW) — Buy SCHWAB CHARLES NEW (SCHW) — Sold (part) SCHWAB CHARLES NEW (SCHW) — Sold (part) SCHWAB CHARLES NEW (SCHW) — Sold (part) SCPPA MAGNOLIA PWR 11-A 5.00% 0701/20 — None — Buy SCRIPPS NETWORKS INTERACTIVE CL A (SND — Int/Div — Buy SCRIPPS NETWORKS INTERACTIVE CL A (SND — Buy SEATTLE GENETICS INC (SGEN) — None — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SEATTLE GENETICS INC (SGEN) — Buy SHIRE PLC ADR — Int/Div SIGNET JEWELERS LTD (SIG) — Int/Div — Buy SIGNET JEWELERS LTD (SIG) — Buy SIGNET JEWELERS LTD (SIG) — Buy SIGNET JEWELERS LTD (SIG) — Buy SIGNET JEWELERS LTD (SIG) — Buy SIGNET JEWELERS LTD (SIG) — Buy SIGNET JEWELERS LTD (SIG) — Buy SIGNET JEWELERS LTD (SIG) — Buy SO CA PUB PWR AUTH SF 6.0% 07-01-27 — Interest SPECTRA ENERGY CORP (SE) — Int/Div SSGA MONEY MARKET FUND (SSGXX) — Int/Div STANLEY BLACK & DECKER (SWK) — Int/Div — Buy STANLEY BLACK & DECKER (SWK) — Buy STRAYER ED INC — Int/Div — Buy STRAYER ED INC — Buy STRAYER ED INC — Sold (part) STRAYER ED INC — Sold SUNCOR ENERGY INC (SU) — Int/Div TARGET CORP (TGT) — Int/Div — Sold (part) TARGET CORP (TGT) — Sold (part) TE CONNECTIVITY LTD USS (TEL) — Int/Div — Buy THE WALT DISNEY CO — Int/Div TIFFANY & CONEW — Int/Div TIME WARNER CABLE INC — Int/Div TITANIUM METALS CORPORATION — None — Sold (part) TITANIUM METALS CORPORATION — Sold (part) TITANIUM METALS CORPORATION — Sold TUOLUMNE WIND REV CA TURLOCK IRR DT 5.25% 01/01/24 — Interest TYCO ELECTRONICSLTD — Int/Div — Sold UNILEVER — Int/Div — Rvid Alberto Culver UNION PACIFIC CORP (UNP) — Int/Div — Sold (part) UNION PACIFIC CORP (LNP) — Sold (part) UNION PACIFIC CORP (UNP) — Sold (part) UNITED HEALTH GROUP INC — Int/Div UNITED PARCEL SERVICE INC CL B (UPS) — Int/Div UNITED TECHNOLOGIES CORP (UTX) — Int/Div — Buy UNITED TECHNOLOGIES CORP UTX) — Buy UNITED TECHNOLOGIES CORP UTX) — Buy UNITED TECHNOLOGIES CORP UTX) — Buy URBAN OUTFITTERS INC — None VERIZON COMMUNICATIONS — Int/Div VISA INCCLA(W) — Int/Div — Sold (part) VULCAN MATERIALS CO — Int/Div — Sold (part) VULCAN MATERIALS CO — Sold (part) VULCAN MATERIALS CO — Sold WEATHERFORD INTLLTD — None — Sold (part) WEATHERFORD INTLLTD — Sold WESTLANDS CA WTR DIST MBIA 5.25% 09-01-17 — Interest 0 Asset Acct Alameda Co CTFS 5.375% 12/1/16 — Interest Aruba Network Service (X) — None Banning CA Sch Dist. 4.75% 8/1/23 — Interest Berkeley CA Sch Dist. 3.875% 801/18 — Interest Burbank CA Pub Fling 5.250% 12/1/17 — Interest CA ST Dept Wir 5.00% 5/1/21 — Interest CA ed FACS 4.250% 1V1/18 — Interest Cal ST GO 4.500" 8/01/26 — Interest — Buy Cal ST GO 4.500" 8/01/26 — Buy Cal ST GO 4.500% 8/01/26 — Buy CA St Pub Works 5.25% 6/1/20 — Interest CA ST Pub Works 4.6000 12/1/20 — Interest CAST Pub Works 4.2000 5/1/19 — Interest CA ST Pub Works S.000% 6/1/18 — Interest Chino Hills CA Tax Rev 4.25% 9/1/24 — Interest Chula Vista CA Pub Fing 3.875% 9/1/17 — Interest Coachella CA Sch Dist. 5.000% 8/1/19 — Interest CSUCI Fing Auth 4.750% 9/1/14 — Interest — Sold Delano CA Sch. Dist. 4.000% 2/1/25 — None — Buy Desert CA Cmuty Coll. 5.00% 8/1/23 — Interest Dublin CA Sch Dist. 4.125% 8/1/21 — Interest East Bay CA Unl Dist. 5.000% 6/1/18 — Interest El Monte CA Sch Dist. S.0000% 6/1/22 — Interest Escondido CA CTFS 4.250% 9/1/19 — Interest Fairfield CA Sch. Dist. 4.000% 8/7/27 — None — Buy Fontana CA Pub Fing 4.000% 9/1/18 — Interest Gilroy CAFing Auth. 4.000% 11/01/24 — Interest — Buy Hollister CA Fing Auth, 5.000% 6/01/25 — Interest — Buy Jefferson CA Sch Dist. 5.000% 8/1/26 — None — Buy Lake Arrowhead CA Dist Wir 4.500% W126 — Interest — Buy Liberty CA High Sch. 4.250% 8/1/26 — Interest — Buy Lincoln CA Sch Dist. 4 500% 8/1/19 — Interest Los Angeles CA Sch Dist. 4.50% 7/1/22 — Interest Madera Co CTFS 4.250% 8/1/22 — Interest Montclair CA Fing Auth 3.875% 10¥1/16 — Interest Mountain View CA High School 4.125% R116 — Interest Napa Co CTFS 3.600% 2/1/17 — Interest Newport CA Sch Dist 5.000% 8/1/17 — Interest — Sold Oxnard CA Fing Auth. 4.750% 6/1/24 — Interest — Buy Palmdale CA Redev Agy 3.800% 9/1/16 — Interest Palm Desert CTFS S000 4/01/22 — Interest Pasadena CA Elec Rev 5.000% 6/1/16 — Interest Port Oakland CA Rev Ref 5.00% 11/01/21 — Interest Redlands CA Sch Dist. 5.000" 7/1/25 — None — Buy Riverside Co CTFS 3.875% 11/1114 — Interest Sacramento CA Unl Dist 5.000% 5/15/14 — Interest Sacramento CA CTFS 5.0001 12/01/21 — Interest Salinas CA CTFS 4.500% 9/1/20 — Interest San Diego Co Wir Auth 4.000% 5/1/20 — Interest San Juan Capistrano Co Fing Auth 4.000% 12/1/17 — Interest Santa Clara CA Sch Dist 3.500% 7/1/24 — None — Buy Santa Cruz Co CTFS 3.875% 8/1/16 — Interest Santa Cruz Co CTFS 4.2000 8/1/19 — Interest Santa Rosa CA Sch Dist 3.800% 8/1/17 — Interest So Cal Logistics 4.125% 12/1/20 — Interest So CA Pub Pwr Auth 5.150% 7/1/18 — Interest So CA Pub Pwr Auth 5.250% 1/1720 — Interest — Sold So Gate CA fing Auth 5.250% 9/1/19 — Interest Stockton CA Sch Dist S.000% 8/1/24 — Interest The Pantry common stock — None Tracy CA Jt Powers 4.2000 9/2/17 — Interest Turlock CA Pub Fing 4.300% 9/15/16 — Interest Western Riverside WTR 4.25006 9/1/21 — Interest Yountville CA Fin Auth 4.375% 10/1/24 — Interest MS Bank Deposit — Interest FS Equity Partners IV Sur La Table — None — Sold (part) Ross-Simmons — None — Sold (part) FS Equity Partners V Winebow Inc common stock — None — Sold NEW. Companies common stock — Int/Div HH. Gregg Inc common stock — None Bright Now Inc common stock — None Mattress Giant Corp common stock — None — Buy Savers Ine common stock — None — Buy PETCO Ammal Supply common stock — Int/Div El Polo Loco Inc common stock — None — Buy FS Equity Partners VI Paradies Holdings common stock — None BECO Holding Co common stock — None Floor and Decor common stock — None Boot Bam common stock — None — Buy First Watch common stock — None — Buy Riordan Venture Assoc. (LP. Inc.) RLH Silversado Dividend Pref. Stock debt — Interest Cymetrix Corp commont stock — None Con