# Ronald H. Sargis

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/4880

## Record

- **Judge:** Ronald H. Sargis
- **Year:** 2017
- **Report type:** Annual
- **Pages:** 14

## Text

BROKERAGE ACCOUNT #3
Rental Property. Sacramento, California — Rent
Bank of America Demand Accounts — Int/Div
Golden Credit Umon Demand Account — Interest
Bank of the West Demand Account — Interest
State Farm Whole Life Insurance — Interest
Mineral Rights, Livingston, CA — None
XXXXXXXXXXXXx
BROKERAGE ACCOUNT #1
Memil Lynch Direct Deposit (Cash) Account) — Int/Div
Adient PLC SHS «= ADNT — Int/Div
Johnson Controls Inter -- JCI — None
Mallinckrodt PLC - MNK (X) — None
Medtronic PLC « MDT (ka Covidien PLC) — Int/Div
Nokia Corp -- NOK — Int./y
Oracle Corp = ORCL — Ine — Sold (part)
Pentair PLC - PNR — Int/Div
Sirus SM -- SIRI — Int/Div
TE Connectivity = TEL — Int/Div
ecaddannaacane
Investments Completely Disposed of from Acct in2017
Cesca Theraeutics, Inc. - KOOL — Sold
XXXNXXXXXXXX
Insured Bank Deposit U.S. Bank — Int/Div
Dreyfus Technology Growth -- DTGRX — Distribution
Gateway CL C Remvestments GTECX — Int/Div
siiassasasiaansa
Investments Completely Disposed of from Acct 3 in 2017
None
ONOOOOXXXXXXX
BROKERAGE ACCOUNT #8 IRA ROLLOVER
General MMKT Class A Cash Fund — Int
First Trust Semor Loan Fund - FTSL — Int/Div — Buy
First Trust Semor Loan Fund - FTSL — Sold (part)
First Trust Utilities Alphadex -- FXL — Int/Div — Sold (part)
Flexshares Trust Qlty Div Index Fund - QDF — Int/Div — Sold (part) — Section VIII Note 1
Flexshares Trust Qlty Div Index Fund - QDF — Sold (part)
Global X MSZCI Norway ETF « NORW — Int/Div — Sold (part)
Goldman Sachs Activebeta US Large Cap Equity ETF -- GSLC — Int/Div — Sold (part)
Goldman Sachs Activebeta US Large Cap Equity ETF -- GSLC — Sold (part)
Ishares MSC Australia ETF «- EWA — Int/Div — Sold (part)
Ishares MSC Australia ETF «- EWA — Sold (part)
shares Core MSC EAFE ETF « IEFA — Int/Div — Buy
shares Core MSC EAFE ETF « IEFA — Buy (add'l)
shares Core MSC EAFE ETF « IEFA — Buy (add'l)
shares Core MSC EAFE ETF « IEFA — Buy (add'l)
shares Core MSC EAFE ETF « IEFA — Sold (part)
Ishares Core MSC Emerging Markets ETF — IEMG — Int/Div — Buy (add'l)
Ishares Core MSC Emerging Markets ETF — IEMG — Buy (add'l)
S10. — Sold (part)
shares Core S&P S00 ETF - IVV — Int/Div — Sold (part)
Ishares MSC EAFE ETF - EFA — Int/Div — Sold (part)
Ishares MSC! EAFE Value ETF -- EFV — Int/Div — Sold (part)
Ishares MSC EAFE Growth ETF -- EFG — Int/Div — Buy (add'l)
Ishares MSC EAFE Growth ETF -- EFG — Sold (part)
Ishares MSCI All Country Asia Ex Japan AAXJ — Int/Div — Buy
Ishares MSCI All Country Asia Ex Japan AAXJ — Sold (part)
Ishares U S Financial Services ETF << 1YG — Int/Div — Buy (add'l)
Ishares U S Financial Services ETF << 1YG — Sold (part)
Ishares Core S&P Small Cap ETF — UR — Int/Div — Sold (part)
Ishares U S Consumer Goods ETF - IYK — Int/Div
Ishares MSC Canada ETF - EW( — Int/Div — Buy
Ishares MSC Canada ETF - EW( — Sold (part)
shares Intl Select Dividend ETF -- IDV — Int/Div — Sold (part)
Powershares Aerospace & Defense ETF PPA — Int/Div — Sold (part)
Powershares QQQ ETF -- QQQ — Int/Div — Sold (part)
Powershares FTSE RAFI Emerering ETF PXH — Int/Div — Buy
Powershares FTSE RAFI Emerering ETF PXH — Sold (part)
SPDR Blackstone GSO SR LN - SRLN — Int/Div — Buy
0. — Iistnbution
Sector Healthcare Select Sector SPDR ETF «- XLV — Int/Div — Buy
Sector Financial Select Sector SPDR ETF - XLF — Int/Div — Sold (part)
Consumer Discretionary Select Sector SPDR ETF - XLY — Int/Div — Sold (part)
7s — Distribution
SPDR S&P Capital Markets ETF -- KCE — Int/Div
Vanguard Large Cap ETF -- VV — Int/Div — Sold (part)
Wisdomtree Trust Europe Hedged Equity Fund ETF « HED) — Int/Div — Sold (part)
Wisdomtree Trust Europe Hedged Equity Fund ETF « HED) — Sold (part)
Wisdomtree Trust Europe Hedged Equity Fund ETF « HED) — Buy (add'l)
Wisdomtree Trust Intl Hedged Quality Dividend Growth Fund ETF -- IHDG — Int/Div — Sold (part)
Wisdomtree Japan Small Cap Dividend ETF «= DF) — Int/Div — Sold (part)
ALPS Riverfront Strategic Income Fund RIGS — Int/Div — Sold (part)
Pimco Investment Grade Corporate Bond Index ETF - COPR — Distribution — Buy
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Investments Completely Disposed of From Tove Acct 8 in 2017
Ishares MSC Switzerland Capped ETF FWL — None — Sold
Ishares US Health Care Providers ETF « IHF — Int/Div — Sold (part)
Ishares US Health Care Providers ETF « IHF — Sold
Ishares NASDAQ Biotechnoloby EFT - IBB — None — Sold
Ishares Currency Hedged MSCI Japan ETF -HEWJ — Int/Div — Buy (add'l)
Ishares Currency Hedged MSCI Japan ETF -HEWJ — Sold
Powershares DBW Regional Banking ETF KBWR — Int/Div — Sold
Powershares S&P 500 Ex Rate Sensitivity Low Vity ETF - XKRV — Int/Div — Sold
Select Sector TR Real Estate SPDR EFT XLRE — Int/Div — Sold
SPDR S&P Transportation E11 « XTN — None — Sold
Wisdomtree Large Cap Value ETF - EZY — None — Sold
UBS AG Jersey Branch E Tracks LKD Alerian MLP Infrast Index « MLP1 — Int/Div — Sold (part)
UBS AG Jersey Branch E Tracks LKD Alerian MLP Infrast Index « MLP1 — Sold (part)
UBS AG Jersey Branch E Tracks LKD Alerian MLP Infrast Index « MLP1 — Sold
Pimco 0-5 YR High Yield Corp Bond Index ETF - HYS — Int/Div — Sold (part)
Pimco 0-5 YR High Yield Corp Bond Index ETF - HYS — Sold
SPDR Bloomberg Barclays Short Term High Yield Bond ETF - SINK — Int/Div — Sold (part)
SPDR Bloomberg Barclays Short Term High Yield Bond ETF - SINK — Sold
NXOUXXXXXXXXXXXX
Brokerage Account 9 IRA Rollover
CASH/MMONEY MARKET - RW Baird Genal MMK1t Class A — Int./y
Gateway CL A Reinvestments GATEX — Int/Div
Oakmark Intl OAKIX (Hareris Oakmark on Prior Statements) — Int/Div
110. — Distribution
shares Russell 1000 Growth EFT IWF — Int/Div
shares Russell Mid Cap IWR — Int/Div
Advisory Research MLP & Energy Income INFIX — Int/Div — Sold (part)
Advisory Research MLP & Energy Income INFIX — Sold (part)
Principal Mid Cap — Distribution — Sold (part)
116. — Int/Div
SPDR Series Trust S&P Dividend SDY — Int/Div
Sterling Capital Stratton Small Cap STSCX — Distribution — Sold (part)
120 — Int/Div
LOCORR Market Trend LOTIX — Int/Div
ASG (NATIXIS) Global Alternatives GAFYX — Int/Div — Sold (part)
ASG (NATIXIS) Global Alternatives GAFYX — Sold (part)
Principal Global Divversifed Income PGPDX — Int/Div
Blackrock Strategic Income Opptys BSIXX — Int/Div
Eaton Vance Global Macro Absolute Return EFIGMX — Int/Div
Looms Sayles Bond Inst] LSBDX — Int/Div — Sold (part)
128. — istnbution
Templeton Global Bond Advisor TGBAX — Int/Div
Investments Completely Disposed of in 2017 From Account 9
None
XOX XXXX
Trust #1
California Bank and Trust -- Deposit Accounts — Interest — Closed
Bank of America - Deposit Accounts — Interest
US Goverment Bonds — Interest — Sold (part)
Trurstee - Trust #1], Trust #1 Fmaily Member
Reimbursement — Bankruptcy Judges — Informational Meeting With Members of Congress — Airport Parking, Mileage
Reimbursement — Journalist Law School Program
Income — 1207 — University of Pacific, McGeorge School of Law -- Co-Teaching Bankruptcy Course — S3.087.00
Spouse's income — 2017 — State of California, California Department of Public Health --- Salary
Spouse's income — 2007 — CalPERS - State of Califorma Retirement
Part VII

Note | -

Line 36 the Stock Market abreviation for Flexshares Trust Qlty Div Index Fund is "QDF." In the 2016 it was listed as "QSF," a typographical error (the "s" key

being next to the "d" key). There has been no change in the investment, just correction of the typo in making the 2017 Annual Report.

Note 2 -

Line 75: Name Change from SPDR Series Trust SPDR Morgan Stanley Technology ETF to the the one listed on Line 75 of Section VII.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/4880. Public record. Not legal advice.