# Thomas Charles Rogers > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/4862 ## Record - **Judge:** Thomas Charles Rogers - **Year:** 2015 - **Report type:** Annual - **Pages:** 16 ## Text 1.25a Florence C (1/2011. $10,000) — None Brokerage account # (Marked as # ) First Clearing, LLC - Cash balance — None 1-AT&T Inc — Int/Div 1 - Softbank Corp ADR — Int/Div — Sold 1 «Verizon Communications Com — Int/Div 1-8C Jobs Econ DV Ath Stdnt 4.25% R124 "Y" — Int/Div Brokerage account # 2 {Marked as # 2) 2 Cash balance - First Clearing, LLC — Int/Div 2. Exxon Mobil Corp — Int/Div — Sold (part) Brokerage account # 3 (Marked as # 3) 3. Ameritrade MMDA Account - Cash balance — Int/Div 3-AT&T Inc Com (T) — None — Buy 3-AT&T Inc Com (T) — Sold 3-AT&T Inc Com (T) — None — Buy 3-AT&T Inc Com (T) — Sold 3 Aimmune Therapeutics Inc com (AIM) — None — Buy 3 Aimmune Therapeutics Inc com (AIM) — None — Buy (add'l) 3 Aimmune Therapeutics Inc com (AIM) — None — Buy (add'l) 3 Aimmune Therapeutics Inc com (AIM) — None — Buy (add'l) 3 Aimmune Therapeutics Inc com (AIM) — Sold (part) 3 Aimmune Therapeutics Inc com (AIM) — Sold (part) 3 Aimmune Therapeutics Inc com (AIM) — Sold (part) 3 Aimmune Therapeutics Inc com (AIM) — Sold 3 Aimmune Therapeutics Inc com (AIM) — None — Buy 3 Aimmune Therapeutics Inc com (AIM) — None — Buy (add'l) 3 Aimmune Therapeutics Inc com (AIM) — None — Buy (add'l) 3 Aimmune Therapeutics Inc com (AIM) — Sold (part) 3 Aimmune Therapeutics Inc com (AIM) — Sold (part) 3 Aimmune Therapeutics Inc com (AIM) — Sold 3. Aquinox Pharmaceuticals, Inc, Com (AQXP) — None — Buy 3. Aquinox Pharmaceuticals, Inc, Com (AQXP) — Sold 3. Aquinox Pharmaceuticals, Inc, Com (AQXP) — None — Buy 3. Aquinox Pharmaceuticals, Inc, Com (AQXP) — Sold 3. Sarepta Therapeutics Inc. Com — None — Sold 3. Dragonwave Inc Com — None — Sold (part) 3. Dragonwave Inc Com — Sold (part) 3. Dragonwave Inc Com — Sold (part) 3. Dragonwave Inc Com — Sold 3. Eleven Biotherapeutics Inc. Com ({EBIOY — None — Buy 3. Eleven Biotherapeutics Inc. Com ({EBIOY — None — Buy (add'l) 3. Eleven Biotherapeutics Inc. Com ({EBIOY — Sold (part) 3. Eleven Biotherapeutics Inc. Com ({EBIOY — Sold 3. One Horizon Group Ine Com (OHG) — None — Buy 3. One Horizon Group Ine Com (OHG) — None — Buy (add'l) 3. One Horizon Group Ine Com (OHG) — None — Buy (add'l) 3. One Horizon Group Ine Com (OHG) — Sold (part) 3. One Horizon Group Ine Com (OHG) — Sold (part) 3. One Horizon Group Ine Com (OHG) — Sold 3 - Second Sight Med Prods Inc Com (EYES) — None — Buy 3 - Second Sight Med Prods Inc Com (EYES) — Sold 3 - Second Sight Med Prods Inc Com (EYES) — None — Buy 3 - Second Sight Med Prods Inc Com (EYES) — Sold 3 - Second Sight Med Prods Inc Com (EYES) — None — Buy 3 - Second Sight Med Prods Inc Com (EYES) — Sold 3 - Second Sight Med Prods Inc Com (EYES) — None — Buy 3 - Second Sight Med Prods Inc Com (EYES) — Sold 3 - Second Sight Med Prods Inc Com (EYES) — None — Buy 3 - Second Sight Med Prods Inc Com (EYES) — Sold 3 - Second Sight Med Prods Inc Com (EYES) — None — Buy 3 - Second Sight Med Prods Inc Com (EYES) — Sold 3 - Second Sight Med Prods Inc Com (EYES) — None — Buy 3 - Second Sight Med Prods Inc Com (EYES) — Sold 3 - Second Sight Med Prods Inc Com (EYES) — None — Buy 3 - Second Sight Med Prods Inc Com (EYES) — Sold 3 - Second Sight Med Prods Inc Com (EYES) — None — Buy 3 - Second Sight Med Prods Inc Com (EYES) — Sold 3 - Second Sight Med Prods Inc Com (EYES) — None — Buy 3 - Second Sight Med Prods Inc Com (EYES) — Sold (part) 3 - Second Sight Med Prods Inc Com (EYES) — None — Buy (add'l) 3 - Second Sight Med Prods Inc Com (EYES) — Sold (part) 3 - Second Sight Med Prods Inc Com (EYES) — None — Buy 3 - Second Sight Med Prods Inc Com (EYES) — Sold 3 - Second Sight Med Prods Inc Com (EYES) — None — Buy 3 - Second Sight Med Prods Inc Com (EYES) — Sold 3 - Second Sight Med Prods Inc Com (EYES) — None — Buy 3 - Second Sight Med Prods Inc Com (EYES) — Sold 3 - Second Sight Med Prods Inc Com (EYES) — None — Buy 3 - Second Sight Med Prods Inc Com (EYES) — Sold (part) 3 - Second Sight Med Prods Inc Com (EYES) — None — Buy (add'l) 3 - Second Sight Med Prods Inc Com (EYES) — Sold 3 - Second Sight Med Prods Inc Com (EYES) — None — Buy 3 - Second Sight Med Prods Inc Com (EYES) — Sold 23. Weight Watchers Intl Inc Com (WTW) — None — Buy 23. Weight Watchers Intl Inc Com (WTW) — Sold 3 - Second Sight Med Prods Inc Eyes Oct 162015100 Call (EYES) — None — Buy 3 - Second Sight Med Prods Inc Eyes Oct 162015100 Call (EYES) — Sold 23 - Second Sight Med Prods Inc Eyes Oct 16 2015 (EYES) — None — Buy 23 - Second Sight Med Prods Inc Eyes Oct 16 2015 (EYES) — Sold 23 - Second Sight Med Prods Inc Eyes Oct 16 2015 (EYES) — None — Buy 23 - Second Sight Med Prods Inc Eyes Oct 16 2015 (EYES) — Sold 3. Second Sight Med Prods Inc Eyes Nov 202015 5.0 Put (EYES) — None — Buy 3. Second Sight Med Prods Inc Eyes Nov 202015 5.0 Put (EYES) — Sold 3 Second Sight Med Prods Inc Eyes Jan 15 2006 15.0 Call (EYES) — None — Buy 3 Second Sight Med Prods Inc Eyes Jan 15 2006 15.0 Call (EYES) — Sold 3. Second Sight Med Prods Inc Eyes Jan 152016 5.0 Call (EYES) — None — Buy 3. Second Sight Med Prods Inc Eyes Jan 152016 5.0 Call (EYES) — Sold 3. Second Sight Med Prods Inc Eyes Jan 152016 7.5 Call (EYES) — None — Buy 3. Second Sight Med Prods Inc Eyes Jan 152016 7.5 Call (EYES) — Sold SCB&T (also called South Carolina Bank & Trust) First Federal checking — None NBSC (also called National Bank of South Caroling) — Interest Wells Fargo, NA — Interest Equitable Variable: EQ Aggressive (whole life policy) — None Jefferson-Pilot Adjustable Life policy — None UGMA # A (Marked as £ A) A - Capital World Growth & Income Fund Ine C1 C(ICWGCX) — Int/Div A - Capital World Growth & Income Fund «Class F-1 (CWGFX) — Int/Div — from line 106) 2 A - First Clearing , LLC - Cash balance — Interest A American Fds Washington Mut (Edu Svs Acetino control) — Int/Div UGMA 2 A, Trust (Marked as £ ATI) ATI - First Clearing, LLC - Cash balance — Int/Div 2ATI - AT&T Ine. (T) — Int/Div ATI - Russell Invt Co Multi-stragegy Alternative Fd C1 S (RM (RMSSX) — None — Sold (part) ATI - Russell Invt Co Global Infrastructure Fd Class S (RGISX) — Int/Div — Sold (part) ATI - Russell Invt Co Commodity Strategies Fd C1S (RCCSX) — Int/Div ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — None — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — None — Buy (add'l) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part) ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold ATI - Russell Emerging Mkis C1 S (REMSX) — Int/Div ATI Russell Invt Co Global Real Estate Secs FA CIS (RRESX) — Int/Div 2 ATI - Russell GIbl Eqty Class S (RGESX) — Int/Div — Sold (part) ATI - Russell US Small Cap Equity Class S(RLESX) — Int/Div ATI - Russell Intl Develpd Mkts Fd Class S(RINTX) — Int/Div ATI - Russell Invt Co US Strategic Equity Fd Class S (RSESX) — Int/Div — Sold (part) UGMA # B (Marked ad # B) B - Capital Worl-Growth & Income Fund Ing, C1 C(CWGCX) — Int/Div B - Capital World Growth & Income Fund «Fl (CWGFX) — Int/Div — from line 166) B First Clearing , LLC - Cash balance — Interest B Columbia Mgmt Futre Schol 529 Collge Svng Pl (no control) — Int/Div 2B - BP PLC stock — Int/Div In Part VIL, page 4, line 1, Column B(1) for 1.25 acres Florence County received no rental mcome for the year therefore, column B(2) is "None". Part VII Investmenst and Trust, line 100 SCB&T (also known as South Carolina Bank & Trust) acquired First Federal in 2015. The surviving bank name is SCB&T or South Carolina Bank and Trust Company, Part VII Investments and Trust, line 107 and 167 Capital World Growth & Income Fd Inc C1 C (CWGCX) converts to Class F-1 shares after 10 years. Since the original purcahse was on 2/10/2005, this conversion took place on 2/11/2015. The converted shares are called Capital World Growth & Income Fund-Class F-1 (CWCFX). Part VIL, lines 3, 12, 108, 111 and 168 are the money market account portions of the brokerage accounts which act as sweep accounts for uninvested cash in that specific brokerage account. We believe these to be a widely held accounts because they are a part of the brokerage accounts. Part VII, lines 2, 8, 11, 105, 110, and 165 are header lines for the investments listed below the specific line. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/4862. Public record. Not legal advice.