# Susan Paradise Baxter

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/4837

## Record

- **Judge:** Susan Paradise Baxter
- **Year:** 2015
- **Report type:** Annual
- **Pages:** 10

## Text

PNC Bank Checking/Money Market Accounts — Interest
Navy Federal Credit Union Accounts — Interest
PA Tuition Account 529 - Guaranteed Savings Plan — None
I Erie County, PA — Reat
IE Erie County, PA — Rent
U.S Savings Bonds - Senes EE Bonds — Interest
UBS PMP ACCOUNTS:
ALPS Sprott Miners ETF (SGDM) — Int/Div — Sold (part)
Alpha Natural Resources (ANR) — None — Sold (part)
Cameco (CAD) — Int/Div — Sold (part)
Cash at UBS Financial — None
Centl Fund of CDA (CEF) — Int/Div — Sold (part)
Centl Fund of CDA (CEF) — Sold (part)
Global X Silver (SIL) — None — Sold (part)
Global Uranium (URA) — None — Sold (part)
Global Uranium (URA) — Sold (part)
Guggenheim 2015 Bond Fund (BSJF) — Int/Div — Sold (part)
Guggenheim 2015 Bond Fund (BSJF) — Sold (part)
Guggenheim 2015 Bond Fund (BSJF) — Matured
Guggenheim 2017 Bond Fund (BSJH) — Int/Div — Sold (part)
IShares Silver (SLV) — None — Sold (part)
IShares Silver (SLV) — Sold (part)
LMP Corporate Bond Fund (TLI) — Int/Div — Sold (part)
Market Vectors JPMorgan Emerging Mkt (EMLC) — Int/Div — Sold (part)
Market Vectors JPMorgan Emerging Mkt (EMLC) — Sold (part)
Market Vectors Gold Miner ETF (GDX) — Int/Div — Sold (part)
Market Vectors Gold Miner ETF (GDX) — Sold (part)
Market Vectors Jumor Mmer ETF (GDXJ) — Int/Div — Sold (part)
Silver Wheaton (SLW) — Int/Div
Thornburg Income Builder (TIBIX) — Int/Div — Buy
Thornburg Income Builder (TIBIX) — Buy (add'l)
T Rowe Price Balanced Fund (RPBAX) — Int/Div — Buy
T Rowe Price Balanced Fund (RPBAX) — Buy
T Rowe Price Balanced Fund (RPBAX) — Buy
T Rowe Price Balanced Fund (RPBAX) — Buy
UBS Bank USA Deposit Account — None
United States Gas LP (UNG) — None
Vanguard Short Term Fund (BSV) — Int/Div — Sold (part)
Vanguard World Fund Extd Duration Treasury (EDV) — Int/Div — Sold (part)
Wisdom Tree Bond Fund (ELD) — Int/Div — Sold (part)
Roval Inc. (RGDL)(Y)
PNC RETIREMENT ACCOUNT
American Beacon Funds (AAIEX) — Int/Div
Artisan International Fd (ARTIX) — None — Redeemed
Artisan International Fd (APDIX) — Int/Div — from line 44)
Baird Aggregate Bond Fund (BAGIX) — Int/Div
DB X-Trackers MSC Japan (DBP) — Int/Div
Deutsche X-Trackers MSC Eur (DBELU) — Int/Div
Dodge & Cox Income Fund (DODIX) — Int/Div
Dodge & Cox International Fund (DODFX) — Int/Div
Eaton Vance Floating Rate (EIBLX) — Int/Div
Fidelity Money Market FD (FMPXX) — Int/Div
Goldman Sachs Growth (GGOILX) — Int/Div
Harding Loevner International (HLMIX) — Int/Div
Shares MSC EAFE (SCZ) — Int/Div
1 Shares S&P Small Cap (11S) — Int/Div
Mamstay Epoch Global Equity (EPSYX) — Int/Div
Metropolitan West Unconstrained Bond (MWCIX) — Int/Div
MFS Value Fund (MEX) — Int/Div
Templeton Global Bond Fund (TGBAX) — Int/Div
Touchstone Sands Capital Select (CFSIX) — Int/Div
T Rowe Price Growth Stock (PRGFX) — Int/Div
T Rowe Price Mid Cap Value (TRMCX) — Int/Div
T Rowe Price New Horizons (PRNHX) — Int/Div
T Rowe Price Real Estate (TRREX) — Int/Div
Vanguard FTSE Emerging (VWO) — Int/Div
Vanguard Intermediate Term Bond (VFIDX) — Int/Div — Buy (add'l)
Vanguard Total Stock Market (VTI) — Int/Div
Croatian Fraternal Union Whole Life Insurance Policy — Int/Div
Crown Life Insurance Guaranted Universal ow — Interest
Crown Life Insurance Guaranteed Universal WH" — Interest
Board Member, Dramashop, Ernie, PA
Board of Trustees, Villa Maria Elementary School, Ene, PA
Board Member, Ene Arts and Culture, Ene, PA
#1 When | filed the 7/30/15 nomination report, | expected to be confirmed before the May annual report was due. Although | have not yet been confirmed, this

report should be compared to the nomination report and not to my prior annual filings.

#2 1 have reorganized Part VIT in alphabetical order within the separate accounts,

#3 Om Part VII, Line 3 - | had not previously reported withdrawals from this 529 savings account by error. | list all transactions below:

10/12/2007 $12,000 withdrawal

12/152008 $15,000 withdrawal

09/22/2009 $15,000 withdrawal

09/21/2010 $6,452.28 withdrawal

09/21/2010 $4,000

withdrawal

01/24/2011 $10,000 withdrawal

0172472011 $2,000

withdrawal

08/12/2011 $5,500

withdrawal

08/08/2011 $10,000 withdrawal

08/10/2011 $4.000

withdrawal

12/1422011 $2916

withdrawal

12/142011 $2,000

withdrawal

07/31/2012 $3,000

withdrawal

07/31/2012 $6,493.00 withdrawal

12/12/2012 $3,000 withdrawal

12/12/2012 $5,738.00 withdrawal

07/25/2013 $10,000 withdrawal

07/25/2013 $2,000 withdrawal

01/21/2014 $10.000 withdrawal

08/06/2014 $12,164 withdrawal

08/06/2014 82.836 withdrawal

01/15/2015 $2,000 withdrawal

017152015 $12,000 withdrawal

#4 Part VII, Line 11, There was always u small cash account with UBS Financial that held uninvested funds. This should have been included in the July 30, 2015

Nomination Report and it was omitted in error.

#5 Part VII, Line 12, Asset was reported on annual May 2015 Filing as "Central Fund of Canada". Tt was incorrectly omitted on July 30, 2015 Nominiation

Report.

#6 Part VIL, Line 36, There was always an invested cash account with UBS that held dividends, interest and other cash reserves. This should have been

included on July 30, 2015 Nomination Report and was omitted in error,

#7 Part VII, Line 41 - Royal Inc. (RGDL) had been liquidated prior to the nomination report of 7/30/2015 but was listed as currently held. 1 have placed a (Y) to

account for this error.

#8 Part VII, Lines 57, 58, 62 and 65 of the 7/30/15 report listed incorrect Ticker Symbols. They were corrected in this report on the respective lines 61, 63, 64,

and 50,

#9 Part VII, Lines 69, 70 & 71 - It was my understanding that the life insurance policies owned by my I and me were all term policies. | was mistaken and

1 have corrected that error,

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/4837. Public record. Not legal advice.
