# John Joseph Tharp jr > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/4758 ## Record - **Judge:** John Joseph Tharp jr - **Year:** 2016 - **Report type:** Annual - **Pages:** 19 ## Text AT&T (common stock) — Int/Div — Sold (part) Chemours (X) — Int/Div DuPont (common stock) — Int/Div — Sold (part) General Electric (common stock) — Int/Div 1BM (common stock) — Int/Div — Sold (part) JP Morgan Chase Bank Accounts — Interest Krispy Kreme Donuts (common stock) (X) — None — Sold Memill Lynch Bank Deposit Program — Interest Northwestern Mutual Insurance Policies (Whole Life) — Int/Div Pfizer (common stock) — Int/Div — Sold (part) United Pacific Life Ins. (Universal Life: no control) (nka Genworth) — Int/Div US. Savings Bonds — None Vanguard Dividend Growth Fund — Int/Div Vanguard Energy Fund — Int/Div Vanguard Federal Money Market Fund (X) — Ine Vanguard Information Tech ETF — Int/Div Vanguard International Value Fund (Y) Vanguard Mid-Cap ETF — Int/Div — Buy Vanguard Tax Exempt Money Market Fund xX) — Int/Div Vanguard Long-Term Tax Exempt Bond Fund — Int/Div Vanguard S&P 500 Index Fund — Int/Div IRA #1 (H) Vanguard Total International Stock Index Fund — Int/Div Vanguard Total Stock Market Index Fund — Int/Div Vanguard Total Bond Market Index Fund — Int/Div IRA #2 (H) Vanguard Total International Stock Index Fund — Int/Div Vanguard Total Stock Market Index Fund — Int/Div Vanguard Total Bond Market Index Fund — Int/Div IRA #3 (H) Fidelity Magellan Fund — Int/Div IRA HAH) Vanguard 500 Index Fund — Int/Div IRAES(H) CIVIX - MFO Causeway Cap Mgmt Tr Intl Value FD Inst! C1 — Int/Div DFCEX - MFO DFA Invt. Dimensions Group Inc Emerging Mkts — Int/Div DFEVX - MFO DFA Emerging Markets Value — Int/Div DFITX - MFO DFA Invt Dimensions Group Tne Intl Real Estate — Int/Div DFREX - MFO DFA Invt Dimensions Group Inc. Real Estate — Int/Div DVY - MFC IShares TR Dow Jones Select Divid Index Fund — Int/Div — Sold GUNR - MFC Flexshares TR Momingstar Global Upstream NRIF — Int/Div HLMIX - MFO Harding Loevner FDS Inc. Intl Equity Portfolio — Int/Div NMFIX MFB Northern Multimanager — Int/Div NOMIX - MFB Northern Mid Cap Index Fund — Int/Div NORXX - MFB Northern Funds Money Market Fund — Interest NOSIX - MFB Northern Funds Stock Index Fund — Int/Div NSIDX - MFB Northern Funds Small Cap Index Fund — Int/Div PHIYX - MFO Pimco Funds Pac Invt Mgmt Ser HY Inst] CL — Int/Div TDTF « MFC Flexshares Tr IBOXX 5 Yr Tgt Duration TIPS Indx — Int/Div QDF MFC Flexshares Trust Quality — Int/Div — Buy IRA #6 (H) Fidelity Blue Chip Growth — Int/Div Fidelity Independence — Int/Div IRAZT(H) Fidelity Independence — Int/Div Trust #2 (H) Allstate (common) — Int/Div Amencan Electric Power (common) — Int/Div Anadarko Petroleum (common) — Int/Div AT&T (common) — Int/Div Blackrock Global Allocation ( — Int/Div BP Amoco (ADR) — Int/Div Chemours(Y) LConoco Phillips (common) — Int/Div Dow Chemical (common) — Int/Div Duke Energy (common) — Int/Div DuPont (common) — Int/Div Exelon (common) — Int/Div — Sold Exxon (common) — Int/Div Fortune Brands Home & Security (common) — Int/Div Hershey (common) — Int/Div ISHARES Russell Mid Cap ETF — Int/Div ISHARES S&P Growth ETF (IVW) — Int/Div lvy Asset Strategy — Int/Div JP Morgan Chase Cash Accounts — Int/Div JP Morgan Tr US Small Co. C1 C — Int/Div JP Morgan Tr Dynamic Growth — Int/Div Lincoln National Group (common) — Int/Div Merck (common) — Int/Div Monsanto (common ) — Int/Div Pfizer (common) — Int/Div Phillips 66 (common) — Int/Div Spectra Energy (common) — Int/Div Sterling Cap FDS Mid Value FD (OVECX) — Int/Div Walgreen's Boots Alliance (common) — Int/Div Trust #3 (H) 3M (common) — Int/Div Allstate (common) — Int/Div Bank of America (common) — Int/Div Dow Chemical (common) — Int/Div Exelon (common) — Int/Div Exxon (common) — Int/Div IBM (common) — Int/Div JP Morgan Chase (common) — Int/Div JP Morgan Chase Cash Account — Int/Div Lincoln National Corp. (common) — Int/Div Pfizer (common) — Int/Div Sherwin Williams (common) — Int/Div Trust 24 (H) 3-M (common) — Int/Div Exxon Mobil (common) — Int/Div McDonald's (common) — Int/Div JP Morgan Chase Cash Account — Int/Div Trust 25 (H) JP Morgan Chase Cash Account — Interest 25% of Moles Family Partmership (H) NOTEX-Northern Funds Tax Exept Fund — Int/Div NSIDX-Northern Funds Sall Cap Index Fund — Int/Div NOSIX-Northern Funds Stock Index Fund — Int/Div NOMIX-Northern Mid Cap Index Fund — Int/Div TDTF-Flexshares TR IBOXX 5 yr Tet TIPS Index Fd — Int/Div DVY-IShares Tr Dow Jones Select Divid Index Fd — Int/Div — Sold (part) GUNR-Flexshares TR Momingstar Global Upstream Nat Resldx — Int/Div — Buy GUNR-Flexshares TR Momingstar Global Upstream Nat Resldx — Buy (add'l) DFCEX-Invt Dimensions Group Emerging Mkts Core Eq Prt — Int/Div DFITX-Invt Dimensions Group Int'l Real Estate Secs Ptf — Int/Div — Buy (add'l) HLMIX-Harding Loevner Funds Inc Intl Equity Prt — Int/Div CIVIX-Causeway Cap Mgmt Tr Int'l Value Fd — Int/Div DFREX-Invt Dimensions Group Real Estate Secs Prt — Int/Div — Buy (add'l) DFEVX-Emergmg Markets Value Fd — Int/Div NMFIX MFB Northern Multi-Manager — Int/Div MFR Northern Fds Cash Accounts — Int/Div XLE MFC Select SPDR Tr Energy — None — Sold BHYIX Blackrock Fed High Yield Bond Portfolio — Int/Div QDF MFC Flexshares Trust Quality Diy — Int/Div — Buy MFB Northern US Govt Money Mkt Fund (Cash Account) — Int/Div Trust #6 (H) Farm land, Christian County, Illinois — Distribution JP Morgan Chase Cash Account — istnbution Trust 27 (H) IShares Russell MidCap Index Fund (IWR) — Int/Div — Sold (part) IShares Russell MidCap Index Fund (IWR) — Buy (add'l) IShares MSC EAFE Index Fund (EFA) — Int/Div — Buy (add'l) IShares MSC EAFE Index Fund (EFA) — Sold (part) IShares MSC EAFE Index Fund (EFA) — Buy (add'l) IShares MSC EAFE Index Fund (EFA) — Buy (add'l) JP Morgan Inter. Tax Free Bond Fund Sel (Fund 1374) — Int/Div — Buy (add'l) JP Morgan Market Expansion Index Fund (PGMIX) — None — Sold Condominium Unit {real estate), Sarasota County, Florida — None Hartford Capital Appreciation Fd (ITHIX) — Int/Div — Sold (part) JPMorgan Large Cap Core Plus Fd-Select JLPSX) — Int/Div Neuberger Berman Multi Cap Opportunities Fd (NMULX) — Int/Div Spdr S&P 500 ETF Trust (SPY) — Int/Div — Buy (add'l) MFS Intl Value Fd-1 (MINIX) — Int/Div Capital Private Client SVCS Cap Non-US Equities (CNUSX) — Int/Div — Buy (add'l) Gateway Fund (GTEYX) — Int/Div — Sold Goldman Sachs TR Strg Income Inst (GSZIX) — Int/Div — Sold JP Morgan Global Res Enh Index Fund Select Fund JEITX) — Int/Div JP Morgan Tax Free Inst] Sweep Fund (4840) — Interest Metropolitan West Funds Total Return CL FHIMWTIX) — Int/Div Equinox Funds Trust Strategy (EBSIX) — None — Sold (part) Equinox Funds Trust Strategy (EBSIX) — Sold Brown Adv Japan Alpha (BAFJX) — Int/Div — Buy (add'l) Brown Adv Japan Alpha (BAFJX) — Sold (part) Gotham Absolute Return (GARIX) — None — Sold (part) Gotham Absolute Return (GARIX) — Sold is EAFE REN MAT 2/18/16 — None — Sold Deutsche X-Trackers MSCI EUR (DBEL) — None — Sold Vanguard FTSE Europe ETF (VGK) — Int/Div — Sold Deutsche X-Trackers MSCI Jap (DBJP) — None — Sold John Hancock Il Str Inc (JIPIX) — Int/Div — Sold (part) John Hancock Il Str Inc (JIPIX) — Buy (add'l) AMG Managers Pictet Intl (APCTX) — Int/Div — Buy Ishares Inc MSCI Japan New (EW) — Int/Div — Buy Vanguard Intm Trm Inc G Adm (VFIDX) — Int/Div — Buy Vanguard Intm Trm Inc G Adm (VFIDX) — Buy (add'l) Nueberger Berman Hi In B INS (NHLIX) — Int/Div — Buy Nueberger Berman Hi In B INS (NHLIX) — Buy (add'l) iShares JP Morgan EM Bond Fund (EMB) — Int/Div — Buy iShares Curr Hedged MSCI EAFE (HEFA) — Int/Div — Buy iShares Curr Hedged MSCI EAFE (HEFA) — Sold GS Note of Notes EAFE — None — Buy GS Note of Notes EAFE — Sold Equinox Funds Tr IPM (EQIPX) — None — Buy Equinox Funds Tr IPM (EQIPX) — Sold CRM Long/short Opportunities FD (CRHIX) — None — Buy CRM Long/short Opportunities FD (CRHIX) — Sold AQR Long-Short Equity (QLERX) — None — Buy AQR Long-Short Equity (QLERX) — Sold JP Morgan Cash Account (X) — Interest Trust #8 (H) JPMORGAN CASH ACCOUNT — Interest SPDR 500 ETF TR (SPY) — Int/Div — Buy (add'l) SPDR 500 ETF TR (SPY) — Buy (add'l) SPDR 500 ETF TR (SPY) — Buy (add'l) ISHARES TR RUSSEL MIDCAP INDEX FUND (IWR) — Int/Div — Sold (part) ISHARES TR RUSSEL MIDCAP INDEX FUND (IWR) — Buy (add'l) JPMORGAN TR INTERM TX FREE BDFD INST(FUND 1374) — Int/Div — Buy (add'l) JP MORGAN TR INTL VALUE FUND INUSX) — None — Sold MFS INTL VALUE I FUND (MINIX) — Int/Div PRIMECAP ODYSSEY FUNDS ODYSSEY STK FD (POSKX) — Int/Div — Sold (part) HARTFORD CAP APPRE CL MUTUAL FUND (ITHIX) — Int/Div — Sold (part) GATEWAY FD-Y (GTEYX) — Int/Div — Sold NEUBERGER BERMAN EQUITY FDS MULCAP OPP INS FUND INMLLXY — Int/Div — Sold (part) ISHARES MSC EAFE INDX FD (EFA) — Int/Div — Sold (part) ISHARES MSC EAFE INDX FD (EFA) — Sold (part) ISHARES MSC EAFE INDX FD (EFA) — Buy (add'l) JPM GLOBAL RES ENH INDEX FD- SELECT UEITX) — Int/Div EQUINOX FDS TR CB STGY H(EBSIX) — None — Sold (part) EQUINOX FDS TR CB STGY H(EBSIX) — Sold GOLDMAN SACHS TR STRG INCM INSTHGSZIX) — Int/Div — Sold Brown Adv Japan Alpha (BARIX) — None — Sold Gothan Absolute Return (GARIX) — Sold (part) Gothan Absolute Return (GARIX) — Sold Vanguard FTSE Europe EFT (VGX) — Int/Div — Sold GS EAFE Ren Mat 2/18/16 — None — Sold ISHA Curr Hedged MSC EAFE (HEFA) — Int/Div — Sold Doubleline total Ret Bond! (DBLTX) — Int/Div John Hancock 11 Str Inc-1 JIPIX) — Int/Div — Sold (part) John Hancock 11 Str Inc-1 JIPIX) — Buy (add'l) AMG Managers Pictet Intl (ACPTX) — Int/Div — Buy AMG Managers Pictet Intl (ACPTX) — Buy (add'l) Dodge & Cox Intl Stock Fd (DODFX) — Int/Div — Buy Dodge & Cox Intl Stock Fd (DODFX) — Buy (add'l) iShares Inc MSC Japan New (EWJ) — None — Buy Vanguard Intm Trm lov G Adm (VFIDX) — Int/Div — Buy Vanguard Intm Trm lov G Adm (VFIDX) — Buy (add'l) Nueberger Berman Hi In B-Ins (NHILX) — Int/Div — Buy Nueberger Berman Hi In B-Ins (NHILX) — Buy (add'l) iShares JP Morgan EM Bond Fund (EMB) — Int/Div — Buy iShares JP Morgan EM Bond Fund (EMB) — Buy (add'l) GS Note of Notes EAFE BSKT — None — Buy GS Note of Notes EAFE BSKT — Sold AQR Long-Short Equity (QLERX) — None — Buy AQR Long-Short Equity (QLERX) — Sold CRM Long/Short Opportunites (CRIHX) — None — Buy CRM Long/Short Opportunites (CRIHX) — Sold Equinox Funds Tr (EQIPX) — None — Buy Equinox Funds Tr (EQIPX) — Sold Co-Trustee, Trust £1 (family trust; no reportable assets because did not create the trust and have no beneficial interest in the trust) Agreement — 2017 — Mayer Brown LLP - Final reconciliation of compensation due. No further agreements Liability — United Pacific Life — Loan #1 Liability — United Pacific Lite — Loan #2 Liability — JP Morgan Chase — Credit Card Spouse's income — 2016 — Janus & Associates, salary Additional Information Concerning Part VII, Investments und Trusts: Trust #1 is not reported. | did not create the Trust and am not a beneficiary, 1 isthe sole beneficiary of Trusts #2-#5 and has u 25% beneficial interest in Trusts #6 through #8. 1 have reported only the value of [I beneficial interest in these trusts. Line 17: Vanguard Total Int'l Fund was erroneously reported as my asset in 2015; it should have been included in the assets that became non-reportable in 2015 because, who owns the asset, is no longer a dependent. Accordingly, this asset has been designated with # (Y) and not reported for 2016. Line 146: Capital Private Client SVCS (CNUSX) was erroneously reported as a partial sale on my 2015 report; it should have been a complete sale. The value and gain on the sale were correctly reported. Line 193: Prime Cap Odyssey Stock Fd (POSKX) was erroncously reported as a complete sale on my 2015 report; it should have been reported us a partial sale. Income was reported correctly in VILB.; VILC. should have listed Value Code K; Value Method T. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/4758. Public record. Not legal advice.