# Paul Adam Engelmayer > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/4715 ## Record - **Judge:** Paul Adam Engelmayer - **Year:** 2015 - **Report type:** Annual - **Pages:** 25 ## Text Brokerage #1 (H) Aberdeen Emerging Markets Instl — Int/Div — Sold (part) Eaton Vance Structured Emerging Markets — Int/Div Prudential Jennison Natural Resources Cl Z 1 — None First Eagle Global Inst CL — Int/Div Schwab NY AMT Tax-Free Money Fund — None FPA Crescent Fund — Int/Div — Buy Coho Relative Value Eqty Fd Inst] — Int/Div — Buy Energy Select Sector SPDR — Int/Div — Buy iShares MSC Emerging Market Index Fund — Int/Div — Buy Brokerage £2 (H) Schwab NY AMT Tax-Free Money Fund — None Brokerage #3 (H) iShare DJ Utility SEC IN — None — Buy (add'l) iShare DJ Utility SEC IN — Sold Schwab NY AMT Tax-Free Money Fund — None Comsumer Stap SPDR — None — Buy (add'l) Comsumer Stap SPDR — Sold Consumers Dis SS SPDR — None — Buy (add'l) Consumers Dis SS SPDR — Sold iShares Tr Dow Jones US Technology SE — None — Buy (add'l) iShares Tr Dow Jones US Technology SE — Sold iShares Dow Jones Financial Sector — None — Buy (add'l) iShares Dow Jones Financial Sector — Sold Brokerage #4 (H) Acadian Emergmg Markets — None — Sold BBH Core Select N — Int/Div Berkshire Hathaway Inc Del C1 A — None Berkshire Hathaway Inc Del B — None Wisdom Tree LargeCap Dividend — Int/Div Prudential Jennison Natural Resources Fund C1 Z — None — Sold RS Global Natural Resources C1'Y — None — Buy First Eagle Global Inst CL — Int/Div Schwab NY AMT Tax-Free Money Fund — Int/Div SGNMA 1 000644 (36202AWD) — Int/Div JPMorgan Strategic Income Opprts Sel — Int/Div — Sold (part) JPMorgan Strategic Income Opprts Sel — Sold (part) JPMorgan Strategic Income Opprts Sel — Sold (part) FPA Crescent Fund — Int/Div — Buy (add'l) FPA Crescent Fund — Buy (add'l) Energy Select Sector SPDR — Int/Div — Buy Energy Select Sector SPDR — Buy (add'l) Energy Select Sector SPDR — Buy (add'l) Pamassus Core Equity Fund-lnstitutional Shares — Int/Div — Buy Pamassus Core Equity Fund-lnstitutional Shares — Buy (add'l) Pamassus Core Equity Fund-lnstitutional Shares — Buy (add'l) Pamassus Core Equity Fund-lnstitutional Shares — Buy (add'l) WOM Focused International Growth Inst) — Int/Div — Buy Brokerage #5 (H) Long Island Pwr Authn Y Elec Sys Rev (5426902H4) — Int./hv Metropolitan Transn Auth NY Rev For (59259Y RFR) — Int/Div New York N'Y Go Bds Subseries L-1 Fiscal (64966G4H2) — Int/Div New York NY Go Bds Ser. H (64966JJ80) — Int/Div New York NY City Transitional Fin Auth Rev (6497 1QHRT) — Int/Div New York N'Y City Transitional Fin (64972HSFO) — Int/Div New York N'Y City Transitional Fin (64972HTMA) — Int/Div New York St Dorm Auth Revs Non St (6499060QFT) — hy New York St Dorm Auth Revs St (64990HFT2) — Int/Div New York St Dorm Auth Revs St (64990HMOD)Y — Int/Div New York St Dorm Auth Revs St (64990HPCR) — Int New York St Twy Authst Pers Income Tax(6S0028RX 3) — Int/Div Triborough Brdg & Tunl Auth N'Y Revs 05 (S9602NZETY — Int/Div New York St Twy Authgen Rev Gen Rey Bds (650009YC 1) — Int/Div — Buy (add'l) New York St Dorm Auth St Pers Income (64990F CGO) — Int/Div New York NY Go Bds Ser. Fiscal 2014 D-1 (64966K LS) — hy New York NY Go Bds Ser. Fiscal 2014 D-1 (64966K 3X9) — Int/Div New York St Dorm Auth Sales Tax Rev (64990AAL9) — Int/Div New York City Transitional (649710QXQ1) — Int/Div Schwab NY AMT Tax-Free Money Fund — Int Metropolitun Trans Auth NY Dedicated (59259NRS4) — Int/Div New York ST Dorm Auth Rev Non ST (649906PS7) — Int/Div Triborough Brdg & Tunl Auth NY Revs (89602NY RY) — Int/Div New York NY City Transitional Fin (649T2HTND) — None New York St Dorm Auth Revs St (64990HFT2) — None — Buy New York St Dorm Auth Revs St (64990HFT2) — Buy (add'l) New York St Dorm Auth St Pers Income (64990FEDF 1) — Int/Div — Buy New York St Dorm Auth St Pers Income (64990FEDF 1) — Buy (add'l) New York St Dorm Auth St Pers Income (64990F X85) — None — Buy IRA #1 (H) Aberdeen bmergimg Markets Inst! — Int/Div RS Global Natural Resources C1 Y — None BBH Core Select N — Int/Div — Buy (add'l) First Eagle Global Inst CI 1 — Int/Div Scout Unconstraimed Bond — None IRA 43 (H) Aberdeen Emerging Markets Instl — Int/Div RS Global Natural Resources C1'Y — None BBH Core Select N — Int/Div — Buy (add'l) First Eagle Global Inst Cl 1 — None Scout Unconstraimed Bond Inst! — None IRA #4 (H) RS Global Natural Resources C1'Y — None Scout Unconstramed Bond Inst! — Int/Div — Sold (part) IRA E#S(H) Aberdeen Emerging Markets Instl — Int/Div Scout Unconstramed Bond Inst! — Int/Div — Sold (part) IRA #6 (H) Balestra Global Lid — None — Sold Defimitive Guardian Fund, Ltd — None — Sold (part) Schwab Advisor Cash Reserves Premier Sweep — None FPA Crescent Fund — Int/Div RS Global Natural Resources C1 Y — None BlackGold Opportunity Offshore Fund, LTD — None — Buy JPMorgan Strategic Income Opports Sel — Int/Div — Buy Trust #1 (H) Aberdeen Emerging Markets Inst] — None — Sold BBH Core Select N — Int/Div — Buy (add'l) Berkshire Hathaway Inc Del B — None Wisdom Tree LargeCap Dividend Fund — Int/Div Wisdom Tree MidCap Dividend — None GRT Value Fund Advisor Class — None — Sold iShares Tr S&P 400 BARRA Midcap Growth — None Prudential Jennison Natural Resources Fund C12 — None First Eagle Global Inst CL — Int/Div Schwab Municipal Money Fund Sweep Shares — None Templeton Global Bond Fund C1 A — Int/Div Virtus Premium AlphaSector CL — None — Sold Credit Suisse Floating Rate Hi Inc A — Int/Div BlackRock Strategic Income Opps Inst] — hy Coho Relative Value Eqty Fd Inst] — hy — Buy Energy Select Sector SPDR — None — Buy FPA Crescent — Int/Div — Buy iShares MSCI Emerging Market Index Fund — None — Buy Trust #2 (H) Aberdeen Emerging Markets Inst] — None — Sold Berkshire Hathaway Inc Del B — None Wisdom Tree LargeCap Dividend Fund — Int/Div Wisdom Tree MidCap Dividend — None iShares Tr S&P 400 BARRA Midcap Growth — None Prudential Jenison Natural Resources Fund C1 Z — None First Eagle Global Inst CL — None Schwab Municipal Money Fund Sweep Shares — None Templeton Global Bond Fund C1 A — Int/Div Virtus Premium AlphaSector CL — None — Sold BBH Core Select N — Int/Div — Buy (add'l) Credit Suisse Floating Rate Hi Inc A — Int/Div BlackRock Strategic Income Opps Inst! — Int/Div Coho Relative Value Eqty Fd Inst] — Int/Div — Buy FPA Crescent — Int/Div — Buy iShares MSCI Emerging Market Index Fund — None — Buy UTMA #1 (H) Aberdeen Emerging Markets Instl — None Wisdom Tree LargeCap Dividend Fund — Int/Div Wisdom Tree MidCap Dividend — None Prudential Jennison Natural Resources Fund C172 — None First Eagle Global Inst CL — None Templeton Global Bond Fund C1 A — Int/Div — Sold (part) Schwab NY AMT Tax-Free Money Fund — None Energy Select Sector SPDR — None — Buy UTMA #2 (H) Aberdeen Emerging Markets Inst] — None Berkshire Hathaway Inc Del B — None Wisdom Tree LargeCap Dividend Fund — Int/Div Prudential Jennison Natural Resources Fund C17 — None First Eagle Global Inst CL — Int/Div Schwab NY AMT Tax-Free Money Fund — None UTMA #3 (H) Aberdeen Emerging Markets Inst] — None Wisdom Tree LargeCap Dividend Fund — Int/Div Wisdom Tree MidCap Dividend — None Prudential Jenison Natural Resources Fund C17 — None First Eagle Global Inst CL — None Templeton Global Bond Fund C1 A — Int/Div — Sold (part) Schwab NY AMT Tax-Free Money Fund — None Energy Select Sector SPDR — None — Buy UTMA #4 (H) Aberdeen Emerging Markets Inst] — None Berkshire Hathaway Inc Del B — None Wisdom Tree LargeCap Dividend Fund — Int/Div Prudential Jennison Natural Resources Fund C1 2 — None First Eagle Global Inst CL — Int/Div Schwab NY AMT Tax-Free Money Fund — None 529 Plan #1 (H) New York Saves Growth Stock Index Portfolio — None New York Saves Interest Accumulation Index Portfolio — None New York Saves Value Stock Index Portfolio — None New York Saves Bond Market Index Portfolio — None 529 Plan #2 (H) New York Saves Interest Accumulation Portfolio — None New York Saves Mid Cap Stock Index Portfolio — None New York Saves Developed Markets Income Portfolio — None New York Saves Aggressive Growth Portfolio — None 529 Plan #3 (H) New York Saves Mid Cap Stock Index Portfolio — None New York Saves Developed Markets Income Portfolio — None New York Interest Accumulation Portfolio — None New York Aggressive Growth Portfolio — None 529 Plan #4 (H) New York Saves Growth Stock Index Portfolio — None New York Saves Interest Accumulation Portfolio — None New York Saves Value Stock Index Portfolio — None New York Saves Bond Market Index Portfolio — None Teachers Retirement System of NY 403(b) #1 (H) Diversified Equity — None Stable Value — None — Buy (add'l) Intermational Equity — None Inflation Protection — None — Sold Citibank Checking Account — Interest Chase Checking Account — None Real Estate Parcels (H) Westchester County Real Estate Parcel #1 Westchester Co. NY — None — Sold — G. Rabkin, Trustee Westchester Co Real Estate Parcel #3 Westchester Co, NY — None — Sold — Ernest L Voglano Westchester Co Real Estate Parcel #6 Westchester Co, NY — None — Sold — Ernest L Vogliano Real Estate Investment Partnerships (H) TC Albuquerque- Private Estate Partnership — Rent Estate £2 - Brokerage A (H) Drevfus Opportunistic Small Cap Fund — None — Sold Dreyfus Technology Growth Fund-Cl A — None — Sold Dynamic Total Return Fund-Class A — None — Sold Estate #2 - Checking Account A (H) Chase Checking Account — None Estate #2 - Real Estate Parcels (H) Westchester Co Real Estate Parcel #1 Westchester Co. NY — None — Sold — Gi. Rabkin, Trustee Westchester Co Real Estate Parcel 24 Westchester Co, NY — None — Sold — Emest L Voghano Westchester Co Real Estate Parcel 45 Westchester Co, NY — None — Sold — Ernest L Vogliano Westchester Co Real Estate Parcel #6 Westchester Co, NY — None — Sold — Ernest L Voglhano Westchester Co Real Estate Parcel #7 Westchester Co, NY — None — Sold — Kenneth Lippmann Estate # 2- Private Company Investment (H) x) Manhattan Wine Company (x) — None — Sold — Lindsay Garrison Brokerage #7 (H) CapitalSpring Direct Lending Partners, LP (Priv Equity) — Distribution Brokerage #8 (H) Baron Growth — Int/Div BBH Core Select N — Int/Div Berkshire Hathaway Inc Del B — None BlackRock Global Allocation — Int/Div East Hampton Twn N Ypub Impt Go Bds Ser. (272731X08) — Int/Div Fidelity Contrafund — Int/Div Fidelity Low-Priced Stock Fund — Int/Div Ivy Asset Strategy C1 — None — Sold New York N'Y City Transitional Fin (64971K3TH — Int/Div — Matured New York St Go Bds Ser. 2005 A (6497RTK 80) — Int/Div — Redeemed Royce Total Return Fund — Int/Div SPDR S&P SOO ETF — Int/Div SPDR S&P Midcap 400 ETF Tr Unit — Int/Div Tweedy Browne Global Value Fund — Int/Div Schwab NY AMT Tax-Free Money Fund — None IRA #7 (H) Aberdeen Emerging Markets Inst] — Int/Div BBH Core Select N — Int/Div First Eagle Global Inst C1 1 — Int/Div Scout Unconstramed Bond Inst! — Ine — Sold (part) Schwab Advisor Cash Reserves Premier Sweep — None IRA #8 (Hh BBH Core Select N — Int/Div First Eagle Global Inst CI — Ine Scout Unconstramed Bond Inst] — Int/Div — Sold (part) Trust #3 (H) SPDR S&P S00 ETF Trust — Int./y — Sold (part) SPDR S&P Midcap 400 ETF Trust — Int Spartan Total Market Index Fid Advantage Class — hy — Buy (add'l) Spartan Total Market Index Fid Advantage Class — Sold (part) Fidelity Contrafund — Int/Div Fidelity Low Priced Stock — Int/Div — Sold (part) BBH Core Select N — Int/Div — Sold (part) Baron Growth Fund Retail Shares — Ine — Sold (part) BlackRock Global Allocation Fd Inst! — Int/Div — Sold (part) Ivy Asset Strategy Fund C11 — Sold Royce Total Return Fd Investment Cl — Int/Div — Sold Tweedy Browne Global Value Fund — Int/Div — Sold (part) Vanguard Intermediate Tax Exempt Admiral — Int/Div — Sold (part) Vanguard Limitd Term Tax Exempt Admiral — Int/Div Fidelity Municipal Money Market — Int/Div Baron Growth Fund Inst] Class — Int/Div — Sold BlackRock Strategic Mum Opportunities — Int/Div — Buy (add'l) BlackRock Strategic Mum Opportunities — Sold (part) Deutsche Intermediate Tax/Amt Free Fd Inst — Int/Div — Buy Deutsche Intermediate Tax/Amt Free Fd Inst — Sold (part) Spartan 500 Index FD Advantage Class — hy — Buy Spartan 500 Index FD Advantage Class — Sold iShares Core S&P Small Cap ETF — Int./y — Buy Trust #4 (H) Chase Checking Account — None UTMA (#5) (H) SPDR Series Trust Barclays 1-3 Month T Bill — None Wisdom Tree LargeCap Dividend Fund — None JPMorgan Strategic Income Opports. Sel — None Schwab Advisor Cash Reserves Premier Sweep — None UTMA (26) (H) First Trust Dow Jones Internet Index — None SPDR Series Trust Barclays 1-3 Mouth T Bill — None Wisdom Tree LargeCap Dividend Fund — None JPMorgan Strategic Income Opports. Sel — None Schwab Advisor Cash Reserves Premier Sweep — None Trust £5 (H) Aberdeen Emerging Markets Inst — None — Sold BBH Core Select N — Int/Div Berkshire Hathaway Inc Del B — None BlackRock Strategic Income Opps Inst] — Int/Div Credit Suisse Floating Rate Hi Inc — Int/Div First Eagle Global Inst CL — Ine GRT Value Fund Advisor Class — None — Sold iShares Tr S&P 400 BARRA Midcap Growth — None Prudential Jennison Natural Resources Fund C1 7 — None Schwab NY AMT Tax-Free Money Fund — None Scout Unconstramed Bond Inst! — None Templeton Global Bond Fund C] A — Int/Div Virtus Premium AlphaSector C11 — None — Sold Wisdom Tree LargeCap Dividend Fund — Int/Div Wisdom Tree MidCap Dividend Fund — None Coho Relative Value Eqty Fd Inst] — Int/Div — Buy Energy Select Sector SPDR — Int/Div — Buy Energy Select Sector SPDR — Buy (add'l) FPA Crescent — Int/Div — Buy iShares MSCI Emerging Market Index Fund — None — Buy Trust #6 (H) Aberdeen Emerging Markets Inst] — None — Sold BBH Core Select N — Int/Div Berkshire Hathaway Inc Del B — None BlackRock Strategic Income Opps Inst] — Int/Div Credit Suisse Floating Rate Hi Inc — Int/Div First Eagle Global Inst CL — Int/Div GRT Value Fund Advisor Class — None — Sold iShares Tr S&P 400 BARRA Midcap Growth — None Prudential Jennison Natural Resources Fund C12 — None Schwab NY AMT Tax-Free Money Fund — None Scout Unconstramed Bond Inst] — None Templeton Global Bond Fund C1 A — Int/Div Virtus Premium AlphaSector C11 — None — Sold WisdomTree LargeCap Dividend Fund — Int/Div Wisdom Tree MidCap Dividend Fund — Int Coho Relative Value Eqty Fd Inst] — Int/Div — Buy Energy Select Sector SPDR — Int/Div — Buy Energy Select Sector SPDR — Buy (add'l) FPA Crescent — Int/Div — Buy iShares MSC Emerging Market Index Fund — None — Buy Reimbursement — Harvard Law School — OIIS/I5-01/16/15 — Cambridge, MA — Teaching — Transportation, Meals and Lodging Reimbursement — Harvard Law School — 02/26/15 - 02/27/15 — Cambridge, MA — Teaching — Transportation, Meals and Lodging Reimbursement — United States District Court SDNY — 4/12/15 - 4/15/15 — Cambndge, MA — Federal Judicial Center Seminar — Transportation, Meals and Lodging Reimbursement — United States District Court SDNY — OS IVIS-06/12/15 — St, Paltz, NY — Second Circuit Judicial Conference — Transportation, Meals and Lodging Reimbursement — Harvard Law School — 10/07/15 - 10/08/15 — Cambridge, MA — Teaching — Transportation, Meals and Lodging --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/4715. Public record. Not legal advice.