# Graham Calder Mullen > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/4660 ## Record - **Judge:** Graham Calder Mullen - **Year:** 2012 - **Report type:** Annual - **Pages:** 19 ## Text Mosaic — Int/Div BRANCH BANK & TRUST CO. (Bank Accounts) — Interest Smith Bamey Money Market Fund (See explanation) — Int/Div Smith Bamey Money Market Fund (See explanation) — Int/Div Central Fund - Canada — Int/Div Intel Corp — Int/Div Merck & Co — Int/Div Proctor & Gamble — Int/Div General Electric — Int/Div Chart Indus — None IRA (See explanation) — Int/Div Loomis Sayles Funds IT Strategic Inc Fund — Sold (part) Loomis Sayles Funds IT Strategic Inc Fund — Sold (part) Loomis Sayles Funds IT Strategic Inc Fund — Sold (part) Oppenheimer Int'l Bond Fund — Sold (part) Oppenheimer Int'l Bond Fund — Sold (part) Oppenheimer Int'l Bond Fund — Sold (part) Oppenheimer Int'l Small Co Fund — Sold (part) Oppenheimer Int'l Small Co Fund — Buy (add'l) Satuit Cap Micro Cap Fund — Sold (part) Satuit Cap Micro Cap Fund — Sold (part) Satuit Cap Micro Cap Fund — Sold (part) Oppenhemmer Gold & Sp. Minerals — Buy (add'l) Oppenhemmer Gold & Sp. Minerals — Buy (add'l) Oppenhemmer Gold & Sp. Minerals — Sold (part) Oppenhemmer Gold & Sp. Minerals — Sold (part) Fidelity Advisor SPR 1 Leveraged Co Hb Fund — Sold (part) Fidelity Advisor SPR 1 Leveraged Co Hb Fund — Sold (part) Fidelity Advisor SPR 1 Leveraged Co Hb Fund — Sold (part) Permanent Portfolio Fd — Sold (part) Permanent Portfolio Fd — Sold (part) Blackrock Global Allocation — Sold (part) Blackrock Global Allocation — Sold (part) S10. — Sold (part) S10. — Sold (part) Columbia Select Large Cap Growth Fd — Sold (part) Columbia Select Large Cap Growth Fd — Sold (part) Columbia Select Large Cap Growth Fd — Sold (part) Delaware Pooled TR Diversified Inc Fd — Sold (part) Delaware Pooled TR Diversified Inc Fd — Sold (part) Delaware Pooled TR Diversified Inc Fd — Sold (part) First Eagle Fds Global Fd — Sold (part) First Eagle Fds Global Fd — Sold (part) First Eagle Fds Global Fd — Sold (part) First Eagle Fds Global Fd — Sold (part) Yacktman Fd — Sold (part) Yacktman Fd — Sold (part) Yacktman Fd — Sold (part) Pimco Fds - Total Return Fd — Sold (part) Pimco Fds - Total Return Fd — Sold (part) Pimco Fds - Total Return Fd — Sold (part) Pimco AllAsset AllAuthonity — Buy Pimco AllAsset AllAuthonity — Sold (part) Pimco AllAsset AllAuthonity — Sold (part) Rovee Premier Fd — Sold (part) Rovee Premier Fd — Sold (part) Templeton Fds « TR Global Bd Advisor — Sold (part) Templeton Fds « TR Global Bd Advisor — Sold (part) Templeton Fds « TR Global Bd Advisor — Sold (part) MFS - Int'l New Discovery Fd — Sold (part) MFS - Int'l New Discovery Fd — Sold (part) MFS - Int'l New Discovery Fd — Sold (part) JP Morgan Core Bond FD Select — Sold (part) JP Morgan Core Bond FD Select — Sold (part) JP Morgan Core Bond FD Select — Sold (part) Neuberger Berman Income New Strategic Fd — Sold (part) Neuberger Berman Income New Strategic Fd — Sold (part) Nuveen Invt Tradewinds Value Oppty {See explanation.) Hondo Minerals Corp — None ISORAY — None Valero Energy — Int/Div Hecla Mining — Int/Div — Sold GDX Goldminers ETF — Int/Div Curtiss-Wright — Int/Div — Sold NORTHWESTERN MUTUAL (NML) INSURANCE POLICIES Whole Life XXX113 — Int/Div NML Whole Life XXXI88 — Int/Div NML Whole Life XXX510 — Int/Div NML Whole Life XXX698 — Int/Div NML Extraord. Life 403 — Int/Div NML Adjustable Comp XXX 100 — Int/Div NML 6S Life 913 — Int/Div NML 6S Lifed473 — Int/Div NML Whole Life 437 — Int/Div NML Whole Life 800 — None Kinross Gold — Int/Div — Sold Select SPDR Energy — Int/Div Prudent Bear Fund — None Eldorado Gold — Int/Div Verizon Comm. — Int/Div — Sold Click Software Tech — None Chart Indus — None Nanoviricides — None Neural Stem Inc — None International Stem Cell Corp — None Galectin Therapeutics — None Brigus Gold — None Inovio Pharmaceuticals — None Argentex Mining — None First Trust High Income Long/Short FD — Int/Div — Sold CenturyLink Inc — Int/Div Morgan Stanley Smith Barney Unified Managed Acct-est1 2/10/10 Blackrock Inflation Preferred Bond Port — Int/Div — Sold Eaton Vance Commodity Strategy Fd — Int/Div — Sold Eaton Vance Income Fund of Boston — Int/Div — Sold Goldman Sachs TR Growth Opp. Fd. — Int/Div — Sold Goldman Sachs Absolute Return Tracker — Int/Div — Sold Ing Global Real Estate — Int/Div — Sold Ivy Mid Cap Growth 1 — Int/Div — Sold Legg Mason Western Asset Int. Muni — Int/Div — Sold Mainstay Large Cap Growth Fd — Int/Div — Sold Managers Systematic MD CP — Int/Div — Sold Pimco Funds Emerging Local Bond — Int/Div — Sold Pimco Short Term Fund CL P — Int/Div — Sold Guggenheim — Int/Div — Sold Thomburg Int'l Value Fund — Int/Div — Sold Mast Therapeutics (See Explanation.) — None — Buy Alliance Grain Traders — None — Buy Clearbridge Energy (EMO) — Int/Div — Buy Clearbridge Energy (EMO) — Buy (add'l) First Trust Cloud Computing {See explanation.) — Int/Div Star Scientifc — None — Buy Star Scientifc — Buy (add'l) Star Scientifc — Sold Thomas PPTY GRP — None — Buy Innospec — Int/Div — Sold USOil Fd — Int/Div — Sold SELF-INITIATED AMENDMENT FOR 2011 (See explanation.) USOilFd — Int/Div — Buy Innospec — Int/Div — Buy First Trust Cloud Computing — Int/Div — Buy (See Explanation ), (See Explanation 1) Homorary Lite Member, Duke Umiversity Law School Board of Visitors Member HOA Board, Royal Crest Home Owners Explanation of changes made to Part | I have deleted reference to the Deaprtment of Political Science UNC Charlotte because | have no realistic likelihood of teaching there again. If that should become a possibility, | will, of course, report that in the future. Explanation of line items contained in Part VIL Lines 3 and 5 - Smith Barney Money Market fund includes deposits m that fund which the broker has moved into their Bank Deposit program. Line 20 - The IRA was established from my Thrift Savings Plan, all capital gains and dividends are re-invested. Periodically, small numbers of shares are sold to pay the trustee's fees. These are reported. This income is aggregated and not reported for cach separate fund. Line 96 - This asset 1s apparently reported m error. Can find no record and do not know why it 1s reported. Will not report it further. Line 172 - The assets within the managed account are included in this report on lines 173 - 199, inclusive. The Managed Account has been terminated. Line 202 - Mast Therapeutics was initially purchased as Adventrx Pharmaceuticals Inc. Its name has been changed to Mast Therapeutics (MSTX) Line 209 - This is a transaction for First Trust Cloud Computing, which was bought in 2011 but inadvertently omitted from that report. (See also the explanation for Lines 220 - 222, which constitutes a Self-Initated Amendment to the 2011 Report.) Lines (223) and 224 - 226 - These transactions were inadvertently omitted from the 2011 Report. This is a Self-Initated Amendment to the 2011 Report. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/4660. Public record. Not legal advice.