# Karen LeCraft Henderson > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/4552 ## Record - **Judge:** Karen LeCraft Henderson - **Year:** 2012 - **Report type:** Annual - **Pages:** 16 ## Text Pfizer Co: Common — Int/Div Wells Fargo Bank Acccount — None Suntrust Bank Checking Account — Interest Suntrust Bank Investment Account Contams: Suntrust Cash Account — Int/Div Allis Chalmers Energy Inc.: Common — None Morgan Stanley Account Contains. Morgan Stanley Cash Accounts — Interest T*AT&T Inc: Common — Int/Div Alcatel-Lucent: Common — None NCR Corp: Common — None Teradata Corp: Common — None LSI Corporation: Common — None International Business Machines Common — Int/Div IRA CD: Wells Fargo Bank — Interest — istnbuted IRA: Morgan Stanley Contains. AT&T Inc: Common — Int/Div Citigroup Inc.: Common — Int/Div Alcatel-Lucent: Common — None Int] Business Machines Corp.: Common — Int/Div NCR Corp.: Common — None Teradata Corp: Common — None Morgun Stanley Cash Accounts — Interest LSI Corporation: Common — None Traveler's Companies: Common — Int/Div Memill Lynch Account Contains. Charlotte NC CTFS 4.0% — Interest — Redeemed New Jersey Econ Dev 5.0% — Interest — Redeemed New Jersey Econ Dev 5.0% — Interest — Redeemed Lgurens Co SC Wirswr 3.4% — Interest — Redeemed Mermrill Lynch Cash Accounts — Interest Memill Lynch IRA Contams: ATLT, Inc: Common — Int/Div Alcatel-Lucent: Common — None LSI Corporation: Common — None Muarathon Oil Corp: Common — Int/Div Marathon Petroleum: Common — Int/Div Mermrill Lynch Cash Accounts — Interest Wells Fargo Rollover IRA Contains: Wells Fargo PT Money Market Fund — Interest United States Treasury Bills Due 01032013 — None — Buy United States Treasury Bills Due 01/05.2012 — Interest — Redeemed United States Treasury Bills Due 0152012 — Interest — Buy United States Treasury Bills Due 0152012 — Redeemed Stanley Black & Decker Corp.: Common — Int/Div Bank America Corp.: Common — Int/Div The Boemg Co.: Common — Int/Div Campbell Soup Co.: Common — Int/Div Colgate-Palmolive Co.: Common — Int/Div General Electric Co: Common — Int/Div The Goodyear Tire & Rubber Co. :Common — None IBM Corp.: Common — Int/Div Exxon-Mobil Corp.: Common — Int/Div El Paso Energy: Common — Int/Div — Sold (part) El Paso Energy: Common — Distnbuted Kinder Morgan — Int/Div — from line 53) Marathon Group: Common — Int/Div Marathon Petroleum: Common — Int/Div Monsanto: Common — Int/Div Chevron Corporation: Common — Int/Div Weyerhaeuser Co.: Common — None US Steel Group: Common — Int/Div Allstate: Common — Int/Div Delhaize Group Spons: Common — Int/Div DirecTV Group, Inc.: Common — None Discover Financial Services: Common — Int/Div Federal Signal Corp: Common — None Halliburton Co.: Common — Int/Div Morgan Stanley: Common — Int/Div News Corp Ltd: Common — Int/Div Roval Dutch Shell: Common — Int/Div Schlumberger Lid.: Common — Int/Div Titanium Metals Corp: Common — Int/Div Transocean Inc.: Common — Int/Div Valhi Inc.: Commom — Int/Div Total S.A. Common Stock — Int/Div — Buy Springtree Associates Partnership: 1% Interest — Rent Wells Fargo Bank Accounts: — Interest First Citizens Bank Account — Interest NBSC Money Market Account — Interest BB&T Money Market Account — Interest SCB&T Money Market Account — Interest — Open 1D Bank Money Market Account — Interest — Open CD: TD Bank — Interest — Redeemed CD: South Carolina Bank & Trust — Interest — Redeemed CD: First Citizens Bank — Interest — Redeemed Mmnnesota Mutual Life Insurance Policy — Int/Div John Hancock Life Insurance Policy — Int/Div Memill Lynch SEP Contams: Merrill Lynch SEP Cash Accounts — Int/Div Chevron Corp: Common — Int/Div American Growth Fund of America — None — Sold American Euro Pacific Growth Fund — Int/Div Thomburg International Value Fund — Int/Div Wells Fargo Bank Trust Contains: Dodge & Cox International Stock Fund — Int/Div — Buy (add'l) Dodge & Cox International Stock Fund — Sold (part) Dodge & Cox International Stock Fund — Sold (part) Goldman Sachs Growth Opportunity Fund — None — Sold (part) Goldman Sachs Growth Opportunity Fund — Sold Nuveen Limited Term Muni Fund — Int/Div — Buy Nuveen Limited Term Muni Fund — Buy (add'l) Nuveen Limited Term Muni Fund — Sold (part) Nuveen Funds High Yield Muni Fund — Int/Div — Buy Nuveen Funds High Yield Muni Fund — Sold (part) Pimco Foreign Bond Fund — Int/Div — Buy (add'l) Pimco Foreign Bond Fund — Sold (part) Dreyfus Tax Exempt Cash Management Fund — Interest Dreyfus Emerging Markets Debt Fund — Int/Div — Buy (add'l) Dreyfus Emerging Markets Debt Fund — Buy (add'l) P Morgan Mid Cap Value Fund — Int/Div — Sold (part) P Morgan Mid Cap Value Fund — Sold (part) P Morgan Mid Cap Value Fund — Sold (part) Keeley Small Cap Value Fund — None — Buy Keeley Small Cap Value Fund — Buy (add'l) Keeley Small Cap Value Fund — Sold (part) Vanguard REIT Viper Fund — Int/Div — Sold (part) Vanguard REIT Viper Fund — Sold (part) Vanguard REIT Viper Fund — Sold (part) Vanguard REIT Viper Fund — Buy (add'l) TCW Small Cap Growth Fund — None — Buy (add'l) TCW Small Cap Growth Fund — Buy (add'l) TCW Small Cap Growth Fund — Buy (add'l) TCW Small Cap Growth Fund — Sold (part) TCW Small Cap Growth Fund — Sold Vunguard MSC1 Emerging Market Fund — Int/Div — Buy Vunguard MSC1 Emerging Market Fund — Buy (add'l) Vunguard MSC1 Emerging Market Fund — Buy (add'l) Goldman Sachs TR GS Duration Fund — Int/Div — Sold Harbor Capital Appreciation Fund — Int/Div — Sold (part) Harbor Capital Appreciation Fund — Buy (add'l) MFS Value Fund — Int/Div — Buy (add'l) MFS Value Fund — Buy (add'l) MFS Value Fund — Sold (part) Oppenheimer Developing Market — Int/Div — Buy Oppenheimer Developing Market — Buy (add'l) SPDR DJ Wilshire International Fund — Int/Div — Buy (add'l) SPDR DJ Wilshire International Fund — Sold (part) SPDR DJ Wilshire International Fund — Sold (part) Artisan International Fund — Int/Div — Sold (part) Credit Suisse Commodity Return — None — Buy (add'l) Credit Suisse Commodity Return — Buy (add'l) Credit Suisse Commodity Return — Sold (part) Ishares S&P 500 Index Fund — Int/Div — Sold (part) Ishares S&P 500 Index Fund — Sold (part) Ishares S&P 500 Index Fund — Buy (add'l) Nuveen Intermediate Duration Bond Fund — Int/Div — Buy (add'l) Nuveen Intermediate Duration Bond Fund — Sold (part) Nuveen Intermediate Duration Bond Fund — Buy (add'l) Nuveen Intermediate Duration Bond Fund — Buy (add'l) Ridgeworth SEIX HY Fund — Int/Div — Sold (part) Ridgeworth SEIX HY Fund — Sold (part) American Century Tax Free Bond Fund — Int/Div — Sold (part) American Century Tax Free Bond Fund — Sold (part) American Century Tax Free Bond Fund — Buy (add'l) American Century Tax Free Bond Fund — Sold (part) Diamond Hill Long-Short Fund — None — Buy (add'l) Hussman Strategic Growth Fund — Int/Div — Buy (add'l) Hussman Strategic Growth Fund — Sold (part) Laudus Mondrian Intemational Fixed Income Fund — Int/Div — Buy (add'l) Laudus Mondrian Intemational Fixed Income Fund — Sold (part) Mainstay Epoch US Equity Fund — None — Sold (part) Mainstay Epoch US Equity Fund — Sold (part) Mainstay Epoch US Equity Fund — Sold Merger Fund SH Ben mt — Int/Div — Sold (part) Cohen & Steers International Realty Fund — None — Buy (add'l) Cohen & Steers International Realty Fund — Sold Eaton Vance Structured Emerging Market Fund — None — Sold Ipath Dow Jones UBS Commodity Fund — None — Sold Ishares Barclays Intermediate Govement Fund — Int/Div — Sold Ishares Russell 2000 Fund — Int/Div — Sold Ishares Russell 2000 Fund — Buy Ishares Russell 2000 Fund — Buy (add'l) Ishares TR Russell 1000 Index — None — Sold SPDR Dow Jones REIT Fund — None — Sold Artisan Mid Cap Fund — Int/Div — Buy Artisan Mid Cap Fund — Buy (add'l) Artisan Mid Cap Fund — Buy (add'l) Drichaus Active Income Fund — Int/Div — Buy Gateway Fund — Int/Div — Buy Wells Fargo Brokerage Account Contains: US Treasury Bill Due 09/13/12 — Interest — Buy US Treasury Bill Due 09/13/12 — Redeemed US Treasury Bill Due 03/15/12 — Interest — Redeemed US Treasury Bill Due 03/14/13 — None — Buy Part VII, Line |: Wells Fargo & Company merged with Wachovia Corporation on January 1, 2009. The newly merged company became known as Wells Fargo, Part VIL, Line 6: On Januay 13, 2009 Morgan Stanley and Citigroup announced that Citigroup would sell 51% of Smith Bamey to Morgan Stanley, creating Morgan Stanley Smith Barney. On September 25, 2012, Morgan Stanley announced that its U.S. wealth management business was renamed "Morgan Stanley Wealth Management” and the company would be known as Morgan Stanley. Part VII, Line 7: On Junuay 13, 2009 Morgan Stanley and Citigroup announced that Citigroup would sell 51% of Smith Bamey to Morgan Stanley, creating Morgan Stanley Smith Barney. On September 25, 2012, Morgan Stanley announced that its U.S. wealth management business wus renamed "Morgan Stanley Wealth Management” and the company would be known as Morgan Stanley. Part VII, Line 14: Wells Fargo & Company merged with Wachovia Corporation on January 1, 2009, The newly merged company became known as Wells Fargo. Part VIL, Line 15: On Januay 13, 2009 Morgan Stanley and Citigroup announced that Citigroup would sell 51% of Smith Barney to Morgan Stanley, creating Morgan Stanley Smith Barney. On September 25, 2012, Morgan Stanley announced that its US. wealth management business was renamed "Morgan Stanley Wealth Management” and the company would be known as Morgan Stanley. Part VII, Line 22: On Januay 13, 2009 Morgan Stanley and Citigroup announced that Citigroup would sell 51% of Smith Barmey to Morgan Stanley, creating Morgan Stanley Smith Barney. On September 25, 2012, Morgan Stanley announced that its U.S. wealth management business wus renamed "Morgan Stanley Wealth Management” and the company would be known as Morgan Stanley. Part VII, Lines 53, 34 & 55 : Kinder Morgan and El Paso Energy merged on May 24, 2012, The merger of the two companies contained a mixed consideration option. The owners of the EI Paso energy stock would receive 4187 of a share of Kinder Morgan stock and $14.65 in cash. On May 24, 2012 2,512 shares of Kinder Morgan stock and $87,906 in cash was received as part of the merger. Part VII, Line 75: On May 2, 2012, Valhi Inc. shareholders received a 3-for-1 stock split of its common stock. Part VII, Line 78: Wells Fargo & Company merged with Wachovia Corporation on January 1, 2009. The newly merged company became known as Wells Fargo. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/4552. Public record. Not legal advice.