# Carolyn Chiechi > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/4343 ## Record - **Judge:** Carolyn Chiechi - **Year:** 2012 - **Report type:** Annual - **Pages:** 14 ## Text SAB HR 10 Plan — Int/Div Coca Cola Co.. Common Stock — Int/Div BP PLC. Common Stock — Int/Div Merck & Co.. Common stock — Int/Div MEDCO Health Solutions, Inc., Common Stk — None — with line 6) — cash & stk in merger Express Scripts Holding Co., common stk — None — in merger wi LL 5 Stryker Corp., Common stock — Int/Div — Sold (part) Stryker Corp., Common stock — Sold (part) RBC Wealth Management US Government Money Market Fund — None WalMart Stores, Inc... Common Stk — Int/Div Marriott Int'l, Inc. New, Class A, Common Stk — Int/Div Marmot Vacations Worldwide Corp cmn stk — None Host Hotels and Resorts Ine.. Common Stk — None PNC Fmancial Corp., Common Stk — Int/Div Microsoft Corp., Common Stk — Int/Div — Sold (part) Bank of America (MM/Ckg Accts) — Interest Medtronic Common Stk — Int/Div Boeing, Co.. Common Stock — Int/Div NIKE, Class B Common Stock — Int/Div Dell Computer, Common Stk — Int/Div Citigroup, Inc. Com New cmn stk — None — Sold Apple Inc., common stk — Int/Div — Buy Google Inc., common stk — None — Buy Amgen. Inc., Common Stk — Int/Div General Electric. Common Stk — Int/Div UBS Bank USA Deposit (Money Market Fund) — None Berkshire Hathaway B, Common Stock — None Cisco Systems Inc. Common Stock — Int/Div Johnson & Johnson, Common Stock — Int/Div Liberty Media Hldg. Ser. A Inter, Common Stock — None Liberty Media Corp. cmn stk — None The DIRECTV Group CL A., Common Stock — None — changed to . 33 DIRECTV, common stock — None — change of 1. 32 Amazon.com, Inc, Common Stock — None American Int'l Group, Common Stock — None Anadarko Pete... Common Stock — Int/Div Autodesk Inc. Delaware. Common Stock — None Bed Bath & Bevond Inc.. Common Stock — None Biogen Idec Inc., Common Stock — None Broadcom Corp. Cl A, Common Stock — Int/Div Cablevision Systems Corp., Common Stock — Int/Div AMC Networks. Inc... cmn stk — None Madison Square Garden Inc., Common Stock — None Charming Shoppes Inc., Common Stock — None — Redeemed Cree Research Inc., Common Stock — None Electronic Arts Inc... Common Stock — None Expedia Inc., Common Stock — Int/Div Trip Advisors, Inc., cmn stk — None Forest Laboratories Inc.. Common Stock — None Contingent Value Rights rec'd from Sanofi Adventis — None Nat'l Oilwell Varco Inc.. Common Stock — Int/Div Home Depot Inc., Common Stock — Int/Div JAC Interactive Corp. New, Common Stock — Int/Div Liberty Ventures Series A, Common Stock — None — from lime 53) HSN Ine.. Common Stock — Int/Div Interval Leisure Group, Common Stock — Int/Div Tree. Com. Common Stock — Int/Div Intel Corp, Common Stock — Int/Div L-3 Comm. Hldg Inc., Common Stock — Int/Div Engility Holdings, Inc., Common Stock — None — from line 59) Lehman Bros Hidg Inc., Common Stock — None — Redeemed — VII for explanation Beneficial. interest in Lehman Bros Holdings Inc Plan Trust — None — Open — VII tor explanation Liberty Global Inc. C1 A, Common Stock — None Bank of America Corp., Common Stock — Int/Div Micron Tech lnc.. Common Stock — None Pall Corp, Common Stock — Int/Div Pepsico Inc, Common Stock — Int/Div Phizer Inc. Common Stock — Int/Div Proctor & Gamble, Common Stock — Int/Div Sandisk Corp, Common Stock — None Seagate Corp, Common Stock — Int/Div Texas Instruments. Common Stock — Int/Div Time Wamer Inc New, Common Stock — Int/Div Time Warmer Cable. Inc.. Common Stock — Int/Div AOL. Inc.. Common Stock — None Tyco Intemational Ltd.. Common Stock — Int/Div ADT Corp. Com, Common Stock — None — from line 76) Pentair Ltd., Common Stock — Int/Div — from line 76) TE Connectivity Ltd., Common Stock) — Int/Div Covidien PLC, Common Stock — Int/Div United Health Gp Inc. Common Stock — Int/Div Walt Disney Co, Common Stock — Int/Div Weatherford Int'l Ltd... Common Stock — None Yahoo Inc, Common Stock — None EBay, Inc., Common Stk — None Live Nation Entm’t Inc, Com Stk — None Apple, Inc., Common Stock — Int/Div — Buy (add'l) UBS IRA — Int/Div BP PLC. Common Stk General Electric. Common Stock Goldman Sachs. Common Stock CATET Inc. Common Stock Schlumberger, Common Stock Target, Common Stock St. Paul Travelers, Common Stock Columbia Marsico Focus Eq. A Mutual Fund — Buy Columbia Marsico Focus Eq. A Mutual Fund — Buy (add'l) Hartford Cap Appreciation A Mutual Fund — Buy Kinetics New Paradigm Fund C1 A Mutual Fund — Buy Kinetics New Paradigm Fund C1 A Mutual Fund — Buy (add'l) UBS Bank USA Deposit ((Money Market Fund) GE Money Bank [ — Redeemed Beal Bank NV pum fixed rate CD, py [ — Redeemed Sovereign Bank J fixed rate CD, [ — Buy Sovereign Bank J fixed rate CD, [ — Redeemed Bank of India gy fixed rate CD, J [_ — Buy Bank of India gy fixed rate CD, J [_ — Redeemed Beal Bunk fm fixed rate CD, i) [ — Buy Beal Bunk fm fixed rate CD, i) [ — Redeemed GE Capital Bank [uu fixed rate CD, due [] — Buy GE Capital Bank [uu fixed rate CD, due [] — Redeemed First Niagara Bank [mixed rate CD, due mam — Buy Bank of India gm fixed rate CD, due [ — Buy Abbott Labs common stock Johmson & Johnson common stock Apple Inc, common stock UBS IRA PACEMLLTY — Int/Div — Closed — w/ 1. 88 and 101 UBS Bank USA Deposit (Money Market Fund) — Closed — w/ 1. 88 and 101 Estate of J — hy 1/3 mterest in certain real property — Distributed — VII tor explanation Wells Fargo Ckg./Savings Accounts Investors Bank CD — Redeemed — VII for explanation Investors Bank CD — Redeemed — VII for explanation Investors Bank CD — Redeemed — VII tor explanation Huodson Bank CD — Redeemed — VII tor explanation Hudson Bank CD — Redeemed — VII for explanation Hudson Bank CD — Redeemed — VII for explanation Hudson Bank CD — Redeemed — VII tor explanation Hudson Bank CD — Redeemed — VII for explanation Hudson Bank CD — Redeemed — VII tor explanation Keay Federal Bank CD — Redeemed — VII for explanation Kearny Federal Bank CD — Redeemed — VII tor explanation Garden State Community Bank CD — Redeemed — VII for explanation Provident Bank CD — Redeemed — VII tor explanation Provident Bank CD — Redeemed — VII for explanation Fidelity Bank--IRA — Distributed — VII tor explanation Exxon Mobil common stock Centerpoint Energy common stock Colgate Palmolive common stock Genon Energy common stock Southern Co. common stock Executor, Estate of [70 Agreement — 09/1992 — Sutherland, Ashill & Brennan (SAB) (See VIL Additional Information or Explanations) 11. AGREEMENTS (Cont'd). At least for the foreseeable future, | decided to continue to have certain of the amounts | had accumulated in the HR 10 Plan, which is sponsored by SAB of which I was a partner through September 30, 1992, and which is an independently managed, fully funded, defined contribution plan that allows for self-directed investments, to be managed by the advisor retained by SAB. In July 2000, 1 rolled over into an IRA at Morgan Stanley the balance of those amounts. In 2007, 1 rolled over my Morgan Stanley IRA accounts into IRA accounts at UBS Financial Services, Inc. (UBS). I have a vested interest in the Sutherland, Asbill & Brennan Defined Benefit Plan for Partners and Nonlegal Personnel. The benefit | am entitled to receive under that plan is an annual income on a straight-line basis of $6,782.15 per year, commencing at normal retirement age of 635 and which became effective as of 1/1/09. Annual amount is paid equally over 12 months. Pursuant to the terms of the plan, 1 was not entitled to a lump-sum payout when | withdrew as a partner from SAB effective October 1, 1992, because, as a relatively new plan, the benefits to the participants of the plan were not fully funded. The plan provides that pension payments will begin automatically after | attain the normal retirement age of 65. The amount of the pension payments are in no way affected by the profitability of SAB or by the performance of the trust fund. If the trustee of the plan was to realize a better or a worse investment rate than assumed in the actuarial calculations for the plan, SAB either would contribute less or more to provide the defined benefit of all participants, The plan may be terminated either because of u change in the law or a decision by the partners of SAB to discontinue this benefit. In the event of plan termination, ERISA provides very specific rules for the allocation of plan assets among participants, with those who have already retired being given fully funded benefits first. If SAB were not able to provide all benefits, the Pension Benefit Guaranty Corporation would pick up the liability for any shortfall up to the benefit levels msured by that agency. It is my understanding that, except in that unlikely event, my benefit under the plan is a fixed amount, VIL INVESTMENTS AND TRUSTS P.4, line 6 In addition to receiving stock shown on line 6, 1 received cash in licu of & fractional share of such stock resulting in a small gain. P. 7, lines 61 and 62 Lehman Bros. Holdings, Inc., commenced bankruptcy proceedings, its stock was canceled, and its stockholders received proportionate beneficial interests in the Lehman Bros Holdings, Inc. plan trust. P10, line 119 Assets of Estate of [|] were valued using market method except for miscellancous personal property (e.g, clothing, fumiture, costume jewelry) whose value was estimated and a one-third interest in certain real property that was valued by having an appraisul of that real property and tuking one-third of that appraisal as the value of the one-third interest. 1 was bequeathed the one-third interest in the real property just discussed. P11, line 120 One-third interest in certain real property bequeathed to me was distributed to me per [0 will. P. 11, line 122 One CD issued by Investors Bank was in joint name of aunt and myl [ redeemd one-half of that CD in January 2012 and the other half in December 2012. P11, lines 125 and 126 Two CDs issued by Hudson City Bank were in joint name of 7 and me. I redeemed one-half of each of those CDs in February 2012 and the other half of each of those CDs in November 2012. P11, lines 123, 124, and 127 through 135 All CDs listed on the lines indicated were redeemed in order to pay New Jersey inheritance tax and estate's legal fees. POLL line 136 I was beneficiary of [1 RA. The proceeds of that IRA were rolled over into an IRA at Fidelity Bank in my name. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/4343. Public record. Not legal advice.