# Jon Ormond Newman

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/4231

## Record

- **Judge:** Jon Ormond Newman
- **Year:** 2018
- **Report type:** Annual
- **Pages:** 60

## Text

Cooper Co. — Int/Div
Copart — None
Qualcomm — Sold
Sysmex — Int/Div
HP Inc — Sold
Apple Inc — Int/Div
Other (H):
Citrix — Int/Div
bonds (H):
Comcast — Int/Div
Trust No. 4 (H):
accounts and cash (H)
Bank of America Sarasota FL — Int/Div
Wells Fargo Bank — Int/Div
Morgan Stanley account (H):
Morgan Stanley Active Assets Tax Free Trust — Interest
stocks (H):
Adient — None
Air Products — Int/Div
Cigna — None — Buy
Cisco — Int/Div
Cummins — Int/Div
Devon Energy — Int/Div
Express Scripts — None — Sold
Johnson and Johnson — Int/Div
Johnson Controls — Int/Div
Johnson Control Intl — None
Merck — Int/Div
Microsoft — Int/Div
Minnesota Mining and Manufacturing — Int/Div
Roval Dutch Shell — Int/Div
Total Fina — Int/Div
Versum — None
mutual funds and Exchange-Traded Funds (Hy
Calamos Growth & Income C Fund — Distribution
Dreyfus Premier Technology Fund — Distribution
Fed Max Cap Fund — Distribution
Henderson Int'l Op. Fund (see note part vin — None — Expired
Invesco Balanced Risk Alloc. C Fund — istmbution
Janus Henderson Intl Fund (see note Part vin — None
Mainstay Large Cap Fund — Int/Div
Oppenheimer Mid Cap Revenue Fund — Int/Div
Oppenheimer Roch AMT Free Mu C Fund — None
Oppenheimer Small Cap Revenue Fund 2777? — Int/Div
Prudential Jennison Small Cap C1 C Fund — Distribution
Schwab 1000 Fund — Iistnbution
SPDR Barcap Short Term Hi Yield Fund — Int/Div
bonds (H):
Bound Brook NJ 221 4.0 — Interest
Clark Cry Nev, '21 5.0 — Interest — Matured
CT Health & Ed. '195.0 — Interest — Redeemed
Danbury CT.'192.5 — Interest
Davenport lowa 21 2.0 — Interest
Duncanville TX'I180 — None — Matured
Elkhorn Minn 23 2.0 — None — Buy
Harris Cnty TX 22 30 — Interest
Hawaii GO. "184.0 — Interest — Matured
Holdingford Minn School 23 5.0 — None — Buy
Jackson County '18 4.0 — Interest — Matured
Kenton Cnty KY 202.0 — Interest
LaPorte Ind — Interest
Mich St Strat. 205.0 — Interest
N.Y. Housing Develop. '18 2.25 — Interest — Matured
Oxford Mass G.O.'192.0 — Interest
Penn. Higher Ed — Interest — Redeemed
Phoenix Ariz'193.0 — Interest
Peoria IL Pub. Bldg. 21 0.0 — None
Sonova — Int/Div
Rhode Island Comm Corp 22 5.0 — Interest — Buy
South Amboy NJ1'224.0 — Interest
Spokane Wash. 220 5.0 — Interest — Redeemed
Tampa Bay FL. Water '18 5.0 — Interest — Matured
Umv, CT2250 — Interest — Buy
West Wildwood, NJ 21 3.0 — Interest
Wells Fargo Account (H):
Wells Fargo Advisors, Sarasota FL Money Market Acct — Interest
stocks (H):
Aflac — Int/Div
AT&T — Int/Div — Buy (add'l)
Amgen — Int/Div
Apple — Int/Div — Buy (add'l)
Berkshire Hathaway — None
Broadcom — None — Buy
Broadcom — Buy (add'l)
Cisco — Int/Div
Colgate-Palmolive — Int/Div — Sold
Dow Chemical — Int/Div
ExxonMobil — Int/Div
General Mills — Int/Div — Buy (add'l)
General Mills — Sold (part)
General Mills — Sold
Home Depot — Int/Div
Nimois Tool Works — Int/Div — Sold
Intel — Int/Div
Johnson & Johnson — Int/Div
JP Morgan Chase — Int/Div
Kimberly-Clark — Int/Div — Sold (part)
Merck — Int/Div
Minnesota Mining & Manufacturing — Int/Div
Newell Brands — None — Buy
Nextera Energy — Int/Div
Phizer — Int/Div
Procter & Gamble — Int/Div
Raytheon — Int/Div — Sold
US Bancorp — Int/Div
Verizon — Int/Div
Memill Edge Account (H)
Memill Lynch direct deposit program — None
ETF and Mutual Funds (H)
AB Large Capital Growth Fund — None
Ishares core S&P small cap etf fund — Int/Div
Ishares S&P small cap 600 growth fund — Int/Div
Janus Henderson Enterprise Fund — Int/Div
Powershares QQQ Trust Units Ser. Fund — Int/Div
Vanguard Mid-Cap Value Index Fund — Int/Div
bonds (H)
Mass. G.O.55'19 — Interest — Buy
Wisc. Environmental 5.020 — Interest — Buy
Miami-Dade Cty. 5.020 — Interest — Buy
NY.St Dorm. ‘215.0 — Interest — Buy
stocks (H)
1/2 Int. W. Hid. CT., Condo purchased R988 $115.000 — None — Donated
Thames & Hudson Royalty Contract — Rovalty
AIG Annuity (IRA) — Interest
AIG Annuity (IRA) — Interest
Trust No. 1 (H):
Morgan Stanley Active Assets Tax Free Trust — Interest
stocks (H):
Corning — Int/Div
Exxon Mobil — Int/Div
Honeywell — Int/Div
Insteel — Int/Div
Johnson Controls Intl — Int/Div
Koninklijke Phillips — Int/Div
M & T Bank — Int/Div
Medtronic — Int/Div
Norfolk Southern — Int/Div
Phizer — Int/Div
mutual funds (H):
Federated Municipal High Yield Advantage A Fund — Int
Bridgeport, CT 195.5 — Interest
CT StSpl Tux 2039 — Interest
Penn. ST Higher ed. '18 5.0 — Interest — Matured
Washmgton State mtr fuel '20 5.0 — Interest — Redeemed
Trust No. 2 (H):
brokerage account No. (H):
Morgan Stanley Active Assets Tax Free Trust — Interest
stocks (H):
IM — Int/Div
Adobe Systems — None
Agilent — Int/Div
American Express — Int/Div
Automatic Data Processing — Int/Div
Baxter Int'l — Int/Div
Becton Dickinson — Int/Div
CDK Global — Int/Div
Cigna — Int/Div
Dommion Resources — Int/Div
Edwards Life Resources — None
Emerson Electric — Int/Div
Express Scripts — None — Redeemed
General Mills — Int/Div
Home Depot — Int/Div
Intel — Int/Div
IBM — Int/Div
Keysight Technologies — None
McDonalds — Int/Div
Microsoft — Int/Div
Procter & Gamble — Int/Div
RPM Int) — Int/Div
Shire — Int/Div
Travelers — Int/Div
T Rowe Price — Int/Div
Weyerhauser — None
bonds (H):
Baltimore MD '22 5.0 — Interest
Brainard Minn "21 1.75 — Interest
Cape Coral FL '40 6.0 — Interest
Carbon Cnty PA 20 5.0 — Interest
Cromwell CT 204.0 — Interest
Delton Kellogg MY Sch '22 4.0 — Interest
FYIPPTYS Wash. Lease ‘18 5.0 — Interest — Matured
Harmison NJ 203.0 — Interest
Indiana St Fm ‘195.0 — Interest
Morgan Stanley Active AssetsTax Free Trust (see note Part VIII — None — Closed
New York City Trust for Cultural Reserve 150 — Interest
New York ST Urban Dev '19 5.50 — Interest
Oklahoma '19 5.0 — Interest
Tampa FL'18 4.0 — Interest — Matured
Vancouver Wash. '22 5.0 — Interest
Washington Health '23 5.25 — Interest — Redeemed
West Orange NY 22 2.0 — Interest
brokerage account No, 2 (H).
Morgan Stanley, New Haven, CT Money Market Acct. — Interest
stocks (H):
Abbott Labs — Int/Div
Abbvie — Int/Div — Buy (add'l)
Abbvie — Buy (add'l)
Abbvie — Buy (add'l)
Air Products — Int/Div — Sold (part)
Alphabet Inc — None
Amazon — None — Buy
Amazon — Buy (add'l)
American Express — Int/Div — Sold (part)
American Express — Buy (add'l)
Anheuser Busch — Int/Div — Buy (add'l)
Anheuser Busch — Sold (part)
Apple — Int/Div — Sold (part)
Apple — Buy (add'l)
ASML Holding — Int/Div — Sold (part)
ASML Holding — Buy (add'l)
ASML Holding — Buy (add'l)
Automatic Data Processing — Int/Div
Blackrock — Int/Div — Buy (add'l)
CDN Pacific RY — Int/Div
Chevron — Int/Div
Chubb — Int/Div — Buy (add'l)
Chubb — Buy (add'l)
Coca-cola — Int/Div — Buy (add'l)
Coca-cola — Sold (part)
Comcast — Int/Div — Buy (add'l)
Comcast — Buy (add'l)
Comcast — Sold (part)
Conoco — Int/Div — Sold (part)
Constellation Brands — Int/Div — Sold (part)
Estee Lauder — Int/Div — Sold (part)
Exxon Mobil — Int/Div — Buy (add'l)
Exxon Mobil — prt)
Exxon Mobil — Buy (add'l)
Facebook — None — Buy (add'l)
Facebook — Buy (add'l)
Infineon — Int/Div — Buy
Infineon — Buy (add'l)
Infineon — Buy (add'l)
Infineon — Buy (add'l)
Intercontinental Exchange Group — Int/Div — Sold (part)
Intuitive Surgical — None
JP Morgan Chase — Int/Div — Sold (part)
JP Morgan Chase — Buy (add'l)
Linde PLC — Int/Div — Buy
Mastercard — Int/Div — Buy
Mastercard — Buy (add'l)
McDonalds — Int/Div — Sold (part)
McDonalds — Buy (add'l)
Microsoft — Int/Div
Nestle — Int/Div — Buy (add'l)
Nestle — Sold (part)
Nike — Int/Div
Novartis — Int/Div — Buy (add'l)
Novartis — Sold
Novo-Nordisk — Int/Div
Oracle — Int/Div — Sold
Pepsico — Int/Div — Buy (add'l)
Pepsico — Sold (part)
Phillip Morris — Int/Div — Buy (add'l)
Phillip Morris — Sold (part)
Phillip Morris — Sold (part)
Phillip Morris — Buy (add'l)
Praxair — Int/Div — Sold
Procter & Gamble — Int/Div — Sold
Roche Holding — Int/Div — Buy (add'l)
MATS — Sold (part)
Sherwm Williams — Int/Div — Buy
State St. Corp — Int/Div — Buy (add'l)
State St. Corp — Buy (add'l)
State St. Corp — Buy (add'l)
Texas Instruments — Int/Div — Sold (part)
Texas Instruments — Buy (add'l)
Texas Instruments — Buy (add'l)
Total — Int/Div
Twenty-first Century Fox — Int/Div — Sold (part)
Twenty-first Century Fox — Buy (add'l)
Union Pacific — Int/Div
United Health — Int/Div
United Technologies — Int/Div
Verisk Analytics — None — Buy
Visa — Int/Div
Walgreen — Int/Div — Sold (part)
Walt Disney — Int/Div — Buy (add'l)
Walt Disney — Sold (part)
pak) — Sold (part)
Wells Fargo — Int/Div — Buy (add'l)
Wells Fargo — Sold (part)
exchange traded and closed end funds (H):
Alerian MLP Exchange Traded Fund — Interest — Buy (add'l)
Alerian MLP Exchange Traded Fund — Buy (add'l)
Alerian MLP Exchange Traded Fund — Buy (add'l)
PowerShares Russell Midcap Pure Growth Fund — Int/Div — Sold (part)
PowerShares Russell Midcap Pure Value Fund — Int/Div — Buy (add'l)
SPDR Dow Jones Wilshire Int'l Real Est Fund — Int/Div — Buy (add'l)
SPDR Dow Jones Wilshire Int'l Real Est Fund — Buy (add'l)
SPDR Dow Jones Wilshire Int'l Real Est Fund — Buy (add'l)
SPDR Nuveen Barclays Mun. Fund (see Part VIII) — Int/Div — Buy (add'l)
Vanguard TTL World Stk Index Fund — Int/Div
mutual funds (H):
Brandes Emergins Markets Fund — Int/Div
Cohen & Steers Realty Fund — Distribution — Buy (add'l)
Davis NY Venture Fund — Distribution — Buy (add'l)
Davis NY Venture Fund — Buy (add'l)
Davis NY Venture Fund — Buy (add'l)
Invesco Russell Midcap Fund — Int/Div — Buy
Franklin Conv. Sec. Adv. Fund — Distribution
Invesco Premier Tx Exempt Inst. Fund — Ine — Buy (add'l)
Invesco Small Cap Value Fund — Distribution — Buy (add'l)
Invesco Small Cap Value Fund — Buy (add'l)
Invesco Small Cap Value Fund — Buy (add'l)
JHF Seaport Long/Short Fund — Distribution — Buy
JP Morgan Dynamic Sm Cp Gr Sel Fund — Distribution — Buy (add'l)
Lege Mason WA Emerg. Mkt. Debt Fund — Int/Div — Buy (add'l)
Lege Mason WA Emerg. Mkt. Debt Fund — Buy (add'l)
Mainstay Large Cap Grw Fund — Distribution — Buy (add'l)
Mamstay Marketfield Fund — None — Buy (add'l)
Mamstay Marketfield Fund — Sold
Nuveen limited term muni bond Fund — Int/Div — Buy (add'l)
Oppenheier Int'l Bond Y Fund — Distribution — Buy (add'l)
Oppenheier Int'l Bond Y Fund — Buy (add'l)
Prudential Jenmison Mid Cap GW Z Fund — istnbution — Buy (add'l)
Prudential Jenmison Mid Cap GW Z Fund — Buy (add'l)
Prudential Jenmison Mid Cap GW Z Fund — Buy (add'l)
Trust No. 3 (H):
Brokerage Account No. 1 (H),
Morgan Stanley Active Assets Tax Free Trust — Interest
stocks (H):
3M Co. — Int/Div
Air Products — Int/Div
Apple — Int/Div
Danaher — Int/Div
Fortive — Int/Div
Johnson & Johnson — Int/Div
Versum — Int/Div
bonds (H):
Bay County FL School '18 3.5 — Interest — Matured
Gnswold '18 3.0 — Interest — Matured
Janesville Wis. Sch. "194.125 — Interest
Okla. Water Resources '19 5.0 — Interest
brokerage account No. 2 (H)
Morgan Stanley Active Assets Tax Free Trust — Interest
stocks (H):
Amencan Express — Int/Div — Sold (part)
Amensourcebergen — None — Buy
Amensourcebergen — Buy (add'l)
Amnaly Capital Mnmgt — Int/Div — Buy (add'l)
Amnaly Capital Mnmgt — Buy (add'l)
Amnaly Capital Mnmgt — Sold
Cisco — Int/Div — Sold (part)
Cisco — Buy (add'l)
Cisco — Sold (part)
Cisco — Buy (add'l)
Conoco Philips — Int/Div — Sold (part)
Conoco Philips — Buy (add'l)
CVS Health — Int/Div — Buy (add'l)
CVS Health — Sold
Diamond Offshore Drilling — None — Sold (part)
Adb6 — Buy (add'l)
Ebay — None — Sold (part)
RETH — Buy (add'l)
RETH — Buy (add'l)
RETH — Buy (add'l)
RETH — Buy (add'l)
RETH — Buy (add'l)
Exelon — Int/Div — Sold (part)
Exxon Mobil — Int/Div — Buy (add'l)
Exxon Mobil — Buy (add'l)
Facebook — None — Buy
Facebook — Buy (add'l)
Facebook — Buy (add'l)
Facebook — Buy (add'l)
Franklin Resources — Int/Div — Buy (add'l)
Franklin Resources — Buy (add'l)
Franklin Resources — Buy (add'l)
Franklin Resources — Buy (add'l)
Glaxo Smith Kline — Int/Div — Buy (add'l)
Hartford Financial Services — None — Buy
Honda — Int/Div — Buy (add'l)
Honda — Buy (add'l)
Johnson & Johnson — Int/Div — Buy (add'l)
Johnson & Johnson — Buy (add'l)
Johnson & Johnson — Buy (add'l)
Johnson & Johnson — Buy (add'l)
Johnson & Johnson — Buy (add'l)
Kroger — Int/Div — Buy (add'l)
Kroger — Sold (part)
Kroger — Buy (add'l)
Lowes — Int/Div — Sold (part)
Lowes — Buy (add'l)
Mack Cali Realty — Int/Div — Buy (add'l)
Mack Cali Realty — Buy (add'l)
McKesson — Int/Div — Buy (add'l)
McKesson — Buy (add'l)
McKesson — Buy (add'l)
assy — Buy (add'l)
Medtronic — Int/Div
Microsoft — Int/Div — Sold (part)
Microsoft — Sold
Mohawk — None — Buy
Mohawk — Buy (add'l)
Molson — Int/Div — Buy
Molson — Buy (add'l)
Molson — Buy (add'l)
National Grid — Int/Div — Buy
National Grid — Buy (add'l)
Pepsico — Int/Div — Buy (add'l)
Pepsico — Buy (add'l)
PNC Funancial — Int/Div — Sold (part)
PNC Funancial — Buy (add'l)
PNC Funancial — Buy (add'l)
PNC Funancial — Buy (add'l)
PPG — Int/Div
Procter & Gamble — Int/Div — Buy (add'l)
Procter & Gamble — Buy (add'l)
Procter & Gamble — Buy (add'l)
Procter & Gamble — Sold (part)
Qualcomm — Int/Div
Schlumberger — Int/Div — Buy (add'l)
Schlumberger — Buy (add'l)
Schlumberger — Buy (add'l)
Suntrust — Int/Div — Buy (add'l)
Suntrust — Buy (add'l)
Taiwan Semiconductor — Int/Div — Sold
Target — Int/Div — Sold (part)
Target — Buy (add'l)
Target — Buy (add'l)
Torchmark — Int/Div — Sold (part)
Torchmark — Buy (add'l)
Travelers — Int/Div
US Bancorp — Int/Div — Buy (add'l)
US Bancorp — Buy (add'l)
US Bancorp — Buy (add'l)
US Bancorp — Buy (add'l)
United Parcel — Int/Div — Buy (add'l)
United Parcel — Buy (add'l)
United Parcel — Buy (add'l)
United Parcel — Buy (add'l)
Verizon — Int/Div — Buy (add'l)
Verizon — Buy (add'l)
Verizon — Buy (add'l)
Wal-Mart — Int/Div — Buy (add'l)
Wal-Mart — Buy (add'l)
Wal-Mart — Sold
Wells Fargo — Int/Div — Buy (add'l)
Wells Fargo — Buy (add'l)
Wells Fargo — Buy (add'l)
Wells Fargo — Buy (add'l)
Exchange Traded & Closed End Funds (Hy
Deutsche X-Trackers MSC Fund — Int/Div — Buy (add'l)
Deutsche X-Trackers MSC Fund — Buy (add'l)
IShares MSCI Small Cap Fund — Int/Div
Ishares JP Morgan EM bond Fund — Int/Div — Buy (add'l)
Ishares JP Morgan EM bond Fund — Buy (add'l)
Ishares JP Morgan EM bond Fund — Buy (add'l)
Ishares JP Morgan EM bond Fund — Buy (add'l)
IShares Short Treasury bond fund — Int/Div — Buy
IShares Short Treasury bond fund — Buy (add'l)
IShares Short Treasury bond fund — Sold (part)
Mutual Funds (H):
American Inf! Lokd Fund — Int/Div — Buy (add'l)
American Inf! Lokd Fund — Buy (add'l)
Brandes Int'l small cap equity’ Fund — Int/Div — Buy (add'l)
Brandes Int'l small cap equity’ Fund — Buy (add'l)
Brandes Int'l small cap equity’ Fund — Buy (add'l)
Brandes Int'l small cap equity’ Fund — Buy (add'l)
Franklin Fed. Intm. Trm, Tx. Fr. Adv Fund — Int/Div — Buy (add'l)
Franklin Fed. Intm. Trm, Tx. Fr. Adv Fund — Buy (add'l)
Franklin Fed. Intm. Trm, Tx. Fr. Adv Fund — Buy (add'l)
Gabelli Equity Fund — Int/Div — Buy (add'l)
Gabelli Equity Fund — Buy (add'l)
Gabelli Equity Fund — Buy (add'l)
Gabelli Equity Fund — Buy (add'l)
Gabelli Equity Fund — Buy (add'l)
Invesco Premier Fund — Int/Div — Buy (add'l)
Invesco Premier Fund — Buy (add'l)
Invesco Premier Fund — Buy (add'l)
Lord Abbett Conv. Fund — Int/Div
Nuance Mid Cap Value Fund — Int/Div — Buy (add'l)
Nuance Mid Cap Value Fund — Buy (add'l)
Nuance Mid Cap Value Fund — Buy (add'l)
Nuveen Ltd. Term Mun. Bond Fund — Int/Div — Buy (add'l)
Nuveen Ltd. Term Mun. Bond Fund — Buy (add'l)
Oppenheimer Int'l Bond Fund — Int/Div — Buy (add'l)
Oppenheimer Int'l Bond Fund — Buy (add'l)
Oppenheimer Int'l Bond Fund — Buy (add'l)
Oppenheimer Int'l Bond Fund — Buy (add'l)
Tweedy Browne Fund — Int/Div — Buy (add'l)
brokerage account No. (H)
Morgan Stanley Active Assets Tax Free Trust — Interest
stocks (H):
Apple — Int/Div
Automatic Data Processing — Int/Div
CDK Global — Int/Div
Danaher — Int/Div
Ecolab — Int/Div
Fortive — Int/Div
Nike Class B — Int/Div
United Technologies — Int/Div
bonds (H):
Kentucky St Prop '19 4.0 — Interest
U.S. Treasury '189.0 — Interest — Matured
brokerage account No. 2 (H)
Morgan Stanley Active Assets Tax Free Trust — None
stocks (H):
AIA Group — Int/Div — Sold (part)
Air Liquide — Int/Div — Sold (part)
Alfa Laval — Int/Div
Allergan — Int/Div — Buy (add'l)
Allianz — Int/Div
Ambey — None — Buy
AMC — None
AMN Healthcare — None — Buy
Anadarko Petroleum — Int/Div
Anasys — None
Aspen Pharmacare — Int/Div — Buy (add'l)
Aspen Pharmacare — Buy (add'l)
AspenTechnology — None — Sold (part)
Atlas Copco — Int/Div — Buy (add'l)
S08. — Buy (add'l)
Autodesk — None
Baidu — None
Banco Bilbao — Int/Div
Bank of the Ozacks — Int/Div — Sold
Bayer — Int/Div
Bavensche Motoren Werke — Int/Div
BBA Aviation — Int/Div — Sold (part)
S16. — Sold
Berkley W.R — Int/Div
Biogen — None
Bioveratiy — Int/Div — Sold
Broadcom — Int/Div — Sold
Canadian Nat. Ry — Int/Div
Carlisle — Int/Div — Buy (add'l)
Carlisle — Sold
Carlisle — Int/Div — Sold (part)
Charles River Labs — None — Buy
Charles River Labs — Buy (add'l)
Charles River Labs — Buy (add'l)
Check Pomt — None — Buy (add'l)
Cheese Cake Factory — Int/Div
Core Labs — Int/Div — Sold (part)
Core Labs — Sold
Cotiviti — None — Buy (add'l)
Cotiviti — Sold
Cree — None
Cree — None — Sold (part)
Cree — Sold
Daito Tr Constr Co. — Int/Div — Buy
Daito Tr Constr Co. — Sold
Dassault — Int/Div — Sold (part)
DBS — Int/Div
Discovery Communications — None
Dolby — Int/Div
DrillQuip — None — Sold
Elanco Animal Health — None — Buy
Epiroc Aktiebolag — None — Buy
Epiroc Aktiebolag — Buy (add'l)
Expeditors Int'l — Int/Div
Fanuc — Int/Div
Flir Systems — Int/Div — Buy
Symrise — Int/Div
Flir Systems — Buy (add'l)
Flir Systems — Buy (add'l)
Fluor — Int/Div — Buy (add'l)
Fomento Economico — None — Buy
Fomento Economico — Buy (add'l)
Freeport McMoran — Int/Div
Fresenius — Int/Div — Sold
Fuchs Petrolub — Int/Div
GCI Liberty Class A (see note, part VIII) — None — from line 584)
Gnfols S.A — Int/Div
Grupo Financiero — Int/Div
HDFC Bank — Int/Div
HSBC Holdings — Int/Div
cic — Int/Div
Immunogen — None
Infineon Technologies — Int/Div — Buy (add'l)
Interactive Brokers Group — None — Buy
Interactive Brokers Group — Buy (add'l)
loms Pharmaceuticals — None
tau Unibanco — Int/Div
Juck Henry — Int/Div
JOC — Int/Div
Johnson Controls Intl — Int/Div — Buy (add'l)
Johnson Controls Intl — Buy (add'l)
Kubota — Int/Div
L'Oreal — Int/Div
L3 Comm — Int/Div
Landstar — Int/Div — Sold
Lennox Int'l — Int/Div
Liberty Broadband — None — Buy (add'l)
Liberty Interactive Co. Inter A (see note Pant VIII — None — Closed
Liberty Media — None
Linde PLC — Int/Div — Buy
Lions Gate — Int/Div — Buy (add'l)
Lions Gate — Buy (add'l)
Logmem — Int/Div — Buy (add'l)
Lonza Group — None — Buy
Lonza Group — Buy (add'l)
LVMH Moet — Int/Div
Manhattan Assoc — None — Sold
Medtronics — Int/Div
Mitsubishi — None — Sold
Monotaro — Int/Div
MSC! Inc Com — Int/Div
Naspers Ltd. — Int/Div — Sold (part)
National Oilwell — Int/Div — Buy (add'l)
Nestle — Int/Div
Nordson — Int/Div
Novozymes — None — Buy
NOW Inc — None
Nuance Comm. — None — Buy (add'l)
Nucor — Int/Div
Park24 — Int/Div
Pentair — Int/Div — Buy (add'l)
Pentair — Buy (add'l)
Pool Corp — Int/Div
Primerica — Int/Div — Sold (part)
Qurate Retail Inc. (see note Part VIII) — None — Open
Qurate Retail Inc. (see note Part VIII) — Buy (add'l)
RBC Bearngs — None — Sold (part)
RBC Bearngs — Sold (part)
Roche — Int/Div
Royal Dutch Shell — Int/Div
SAP AG — Int/Div — Sold (part)
Sasol — Int/Div
Schlumberger — Int/Div
Seagate Tech — Int/Div
Shire — Int/Div — Sold
Signature Bank — Int/Div
Siteone Landscape Supply — None — Buy
Siteone Landscape Supply — Buy (add'l)
Snap-on — Int/Div
Taiwan Semiconductor — Int/Div
TE Connectivity — Int/Div
Temenos — None — Buy
Tenaris — Int/Div
Teradyne — Int/Div — Buy (add'l)
Teradyne — Buy (add'l)
The Scotts Miracle-Gro — Int/Div — Buy
The Scotts Miracle-Gro — Buy (add'l)
The Scotts Miracle-Gro — Buy (add'l)
The Scotts Miracle-Gro — Buy (add'l)
Thor Industries — Int/Div — Buy
Thor Industries — Buy (add'l)
Turkiye Garanti — Int/Div — Sold
Twitter — None
Unilever — Int/Div
United Health — Int/Div
Vertex — None
Wabco Holdings — None — Buy (add'l)
Weatherford nt'l — None
Weibo — None
Western Digital Corp. — Int/Div — Buy (add'l)
Western Digital Corp. — Int/Div — Sold
Wynn Resorts — Int/Div — Sold (part)
Wynn Resorts — Sold
Exchange Traded Closed End Funds (H):
Ishares MSC EAFE Value Fund — Int/Div — Buy (add'l)
Ishares Russell 3000 Fund — Int/Div
Mutual funds (H):
Alliance Bernstein Global Bond Advisor Fund — Int/Div — Buy (add'l)
Brandes Emergimg Markets Fund — Int/Div — Buy (add'l)
Columbia Acorn Fund — Int/Div — Buy (add'l)
Franklin Federated Intermediate-Term Tax Free Fund — Int/Div — Buy (add'l)
Invesco Premier Tax Exempt — Int/Div
Lateef Fund — None — Buy (add'l)
Lord Abbett Conv. Fund — Int/Div
Lord Abbett Emer. Mkts. Fund — None — Sold
Pimco Real Return Fund — Int/Div — Buy (add'l)
TCW Emerging Markets Fund — Int/Div — Buy
TCW Total Return Bond Fund — Int/Div — Buy (add'l)
IRA consisting of Stocks and Corporate (H): Bonds:
brokerage account No. (H)
Morgan Stanley Bank (see note, part VIII) — Interest
brokerage account No. 2 (H)
Morgan Stanley, New Haven, CT liquid asset fund — Interest
stocks (H):
Abbott Laboratories — Int/Div — Buy
Abbott Laboratories — Sold
Abbvie — Int/Div — Sold (part)
Abbvie — Sold (part)
Abbvie — Sold (part)
Abbvie — Sold
Allstate — Int/Div
Allstate — Buy (add'l)
Allstate — Buy (add'l)
American Electric Power — None — Sold
Amencan Express — Int/Div — Sold (part)
Amencan Express — Sold
Amenprise Financial — istnbution — Sold (part)
Amenprise Financial — Sold (part)
Amenprise Financial — Sold
Amgen — Int/Div — Buy
Amgen — Buy (add'l)
Amgen — Sold
Anthem — Int/Div — Sold
Apple — Int/Div — Sold (part)
Apple — Sold (part)
Apple — Sold (part)
Apple — Buy (add'l)
Apple — Sold
AT&T — Int/Div — Buy (add'l)
AT&T — Sold (part)
T00. — Sold
Bank of America — Int/Div — Sold (part)
Bank of America — Buy (add'l)
Bank of America — Sold
BB&T — Int/Div — Sold (part)
BB&T — Sold
Camival — Int/Div — Sold
Celanese — None — Buy
T08. — Sold
Chevron — Int/Div — Sold (part)
Chevron — Sold
Cisco — Int/Div — Sold (part)
Cisco — Sold (part)
T13. — Sold (part)
T13. — Sold
Citizens Financial — Int/Div — Sold (part)
Citizens Financial — Buy (add'l)
Citizens Financial — Buy (add'l)
TIS. — Sold
Comcast — Int/Div — Buy
Comcast — Sold (part)
Comcast — Sold (part)
Comcast — Sold
Comerica — Int/Div — Buy
Comerica — Buy (add'l)
Comerica — Buy (add'l)
Comerica — Sold
Conagra Brands — None — Buy
Conagra Brands — Buy (add'l)
Conagra Brands — Sold
Conoco Pillips — Int/Div — Sold (part)
Conoco Pillips — Sold (part)
Conoco Pillips — Sold (part)
Conoco Pillips — Buy (add'l)
Conoco Pillips — Sold
Devon Energy — Int/Div — Buy
T16. — Sold
Dr. Pepper Snapple Group — Int/Div — Redeemed
Eastman Chemical — Int/Div — Sold (part)
Eastman Chemical — Buy (add'l)
Eastman Chemical — Buy (add'l)
Eastman Chemical — Sold (part)
Eastman Chemical — Sold
Eaton — Int/Div — Sold
Eli Lilly — Int/Div — Buy
Eli Lilly — Buy (add'l)
Eli Lilly — Sold (part)
Eli Lilly — Sold
Entergy — Int/Div — Buy (add'l)
Entergy — Sold (part)
Entergy — Sold
Exelon — Int/Div — Buy
Exelon — Sold
Exxon Mobil — None — Sold
General Dynamics — Int/Div — Sold (part)
General Dynamics — Sold
General Motors — Int/Div — Sold (part)
General Motors — Buy (add'l)
General Motors — Buy (add'l)
General Motors — Sold (part)
T60). — Sold
Goldman Sachs — Int/Div — Buy
Goldman Sachs — Sold
Honeywell — Int/Div — Sold
Host Hotels & Resorts — Int/Div — Buy
Host Hotels & Resorts — Buy (add'l)
T66. — Buy (add'l)
T66. — Sold
HP Inc — Int/Div — Sold (part)
HP Inc — Sold (part)
HP Inc — Buy (add'l)
Ingredion — Int/Div — Buy (add'l)
Ingredion — Buy (add'l)
Ingredion — Sold
Intel — Int/Div — Sold (part)
Intel — Sold (part)
bail — Buy (add'l)
bail — Buy (add'l)
bail — Sold
Intemational Paper — Int/Div — Buy (add'l)
Intemational Paper — Sold (part)
Intemational Paper — Buy (add'l)
Intemational Paper — Sold (part)
Intemational Paper — Sold
Johnson & Johnson — Int/Div — Sold (part)
Johnson & Johnson — Sold
JP Morgan Chase — Int/Div — Sold (part)
JP Morgan Chase — Sold
Kansas City Southern — Int/Div — Buy (add'l)
Kansas City Southern — Sold
Lam Research — Int/Div — Sold (part)
Lam Research — Sold
Lockheed Martin — Int/Div — Buy
Lockheed Martin — Sold
Medtronic — Int/Div — Sold
Merck — Int/Div — Buy
Merck — Sold (part)
Metlife — Int/Div — Buy (add'l)
Metlife — Buy (add'l)
Metlife — Buy (add'l)
Metlife — Sold
Mondelez Int) — Int/Div — Buy
Mondelez Int) — Buy (add'l)
Mondelez Int) — Buy (add'l)
Mondelez Int) — Sold (part)
Mondelez Int) — Sold
Morgan Stanley — Int/Div — Buy (add'l)
Morgan Stanley — Buy (add'l)
Morgan Stanley — Buy (add'l)
Morgan Stanley — Sold
Occidental Petroleum — Int/Div — Buy
Occidental Petroleum — Buy (add'l)
R13. — Sold
Onacle — Int/Div — Sold
Plizer — Int/Div — Sold (part)
R16. — Sold
Procter & Gamble — Int/Div — Sold
Public Service Enterprise — Int/Div — Sold (part)
Qualcomm — Int/Div — Buy
Qualcomm — Buy (add'l)
Quest Diagnostics — Int/Div — Sold (part)
Quest Diagnostics — Sold (part)
Quest Diagnostics — Sold (part)
Quest Diagnostics — Buy (add'l)
Quest Diagnostics — Sold
Reinsurance Corp. of America — Int/Div — Buy (add'l)
Reinsurance Corp. of America — Sold
Royal Dutch Shell — Int/Div — Sold
Schlumberger — Int/Div — Buy (add'l)
Schlumberger — Buy (add'l)
Schlumberger — Sold
Suntrust — Int/Div — Sold
Target — Int/Div — Buy
Target — Buy (add'l)
Target — Buy (add'l)
Target — Sold
Time Wamer — None — Buy
Time Wamer — Sold
Total — Int/Div — Buy
Total — Buy (add'l)
Total — Sold
United Technologies — Int/Div — Sold (part)
United Technologies — Sold
U.S. Bancorp — Int/Div — Sold (part)
U.S. Bancorp — Sold
Valero — Int/Div — Buy
Valero — Buy (add'l)
Valero — Buy (add'l)
Valero — Sold
Verizon — Int/Div — Buy (add'l)
Verizon — Sold
VF Comp. — Int/Div — Sold (part)
R54, — Sold
Walmart — Int/Div — Sold
Walt Disney — None — Buy
Walt Disney — Sold
Exchange Traded and Closed End Funds (Hy
Deutsche X-Trackers MSC Fund — Int/Div — Buy (add'l)
Shi) — Buy (add'l)
Shi) — Sold (part)
Invesco Dynamic Large Cup Fund — Int/Div — Buy
Invesco Dynamic Large Cup Fund — Buy (add'l)
Ishares Barclays 7-10 Year Treasury Fund — Int/Div — Buy (add'l)
Ishares Barclays 7-10 Year Treasury Fund — Buy (add'l)
Ishares Barclays 7-10 Year Treasury Fund — Buy (add'l)
Ishares Barclays 7-10 Year Treasury Fund — Buy (add'l)
Ishares Barclays 7-10 Year Treasury Fund — Sold (part)
Ishares MSC EAFE Index Fund — Int/Div — Buy (add'l)
R70. — Buy (add'l)
R70. — Buy (add'l)
R70. — Sold (part)
Ishares Russell 1000 Index Fund — Int/Div — Sold (part)
Ishares Russell 1000 Index Fund — Buy (add'l)
Ishares Russell 1000 Index Fund — Sold (part)
Ishares Russell 1000 Value Fund — Int/Div — Sold (part)
Ishares Russell 1000 Value Fund — Sold (part)
Ishares Russell 3000 Fund — Int/Div — Sold (part)
Ishares Russell 3000 Fund — Buy (add'l)
Ishares Russell 3000 Fund — Sold (part)
Ishares Russell mid-cap Fund — Int/Div — Buy (add'l)
Ishares Russell mid-cap Fund — Sold (part)
Ishares TIPS Bond Fund — Int/Div — Buy (add'l)
Ishares TIPS Bond Fund — Buy (add'l)
Ishares TIPS Bond Fund — Buy (add'l)
Ishares TIPS Bond Fund — Buy (add'l)
Ishares TIPS Bond Fund — Buy (add'l)
Ishares TIPS Bond Fund — Buy (add'l)
Ishares TIPS Bond Fund — Sold (part)
SPDR DJ Wilshire Int'l Real Estate — Int/Div — Buy (add'l)
SPDR DJ Wilshire Int'l Real Estate — Buy (add'l)
SPDR DJ Wilshire Int'l Real Estate — Buy (add'l)
EUR) — Sold (part)
Vanguard Utilities Fund — Iistnbution — Sold (part)
Vanguard Utilities Fund — Sold (part)
Mutual Funds (H):
Cohen & Steers Pref, Sec. & Inc. — Int/Div — Buy (add'l)
Cohen & Steers Pref, Sec. & Inc. — Buy (add'l)
Cohen & Steers Pref, Sec. & Inc. — Buy (add'l)
Cohen & Steers Pref, Sec. & Inc. — Sold (part)
Cohen & Steers Pref, Sec. & Inc. — Buy (add'l)
Cohen & Steers Pref, Sec. & Inc. — Buy (add'l)
Guggenheim Total Return BD 1 Fund — Int/Div — Buy (add'l)
Guggenheim Total Return BD 1 Fund — Buy (add'l)
Guggenheim Total Return BD 1 Fund — Buy (add'l)
Guggenheim Total Return BD 1 Fund — Buy (add'l)
Guggenheim Total Return BD 1 Fund — Sold (part)
Invesco AIM ATST Premier Fund — Int/Div — Buy (add'l)
éwW9 — Buy (add'l)
éwW9 — Buy (add'l)
éwW9 — Buy (add'l)
éwW9 — Buy (add'l)
JHF Seaport Long/Short Fund — Distribution — Buy
Legg Mason Western Asset Emerging Markets Fund — Int/Div — Buy (add'l)
Legg Mason Western Asset Emerging Markets Fund — Buy (add'l)
Legg Mason Western Asset Emerging Markets Fund — Buy (add'l)
Legg Mason Western Asset Emerging Markets Fund — Buy (add'l)
Legg Mason Western Asset Emerging Markets Fund — Buy (add'l)
Mamstay Marketfield Fund — None — Sold
Oppenheimer Int'l Fund — Int/Div — Buy (add'l)
Oppenheimer Int'l Fund — Buy (add'l)
Oppenheimer Int'l Fund — Buy (add'l)
Oppenheimer Int'l Fund — Buy (add'l)
Oppenheimer Int'l Fund — Buy (add'l)
Corporator, Institute of Living
Elector, Hartford Atheneum
Life Regent, University of Hartford
Trustee, Martha Newman Family Trust (assets listed in Part VII, lines 117-135 for Trust No. 1)
Gift — Duke University — five nights lodgmg, lunches, and dimners at Junst m Resadence prograsm — $1,325.00
Gift — Yale Umversity — three mghts lodging, lunches, and dinners at Global Constitutional seminar — $900.00
Reimbursement — Yale Umversity — Sept. 16-19, 2018 — New Haven, CT — attend Global Constitutional Seminar — breakfasts and parking three days
Income — 19/1/18 — North Carolina Univ. Press, book rovalty — S109.00
Income — 10126/18 — William S. Hem & Co, book rovalty — $2621.83
Spouse's income — 19/19/18 — University of North Carolina Press rovalty
Line 27: This mutual fund, which was listed on the 2017 report, changed its name to Janus Henderson Intl Fund, which is listed on this report on line 29.

Line 176: This is a duplicate entry for line 138.

Line 562: This transaction is classified us a spin-off because that was the closest label available; the acquisition was in fact an exchange.

Line 584 and 611. Liberty Interactive changed its name to Qurate Retail Inc.

Line 670: Morgan Stanley Bank account was formerly Citibank deposit

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/4231. Public record. Not legal advice.