# James S. Gwin > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/4021 ## Record - **Judge:** James S. Gwin - **Year:** 2015 - **Report type:** Annual - **Pages:** 9 ## Text IBM common stock (IBM) — Int/Div Berkshire Hathaway common stock (BRKA — Int/Div Vanguard Total Stock Market Index Fund. tax deferred — Int/Div — Buy (add'l) Vanguard Total Stock Market Index Fund. tax deferred — Buy (add'l) Vanguard Total Stock Market Index Fund. tax deferred — Buy (add'l) Vanguard Total Stock Market Index Fund. tax deferred — Buy (add'l) Heidrick & Struggles Co., common stock, (HSI — Int/Div Ohio Deferred Compensation LifePath 2035 — Int/Div Schwab Money Market Fund — Int/Div Public Square Partners, LLC — Int/Div Ishares S&P Midcap 400 Growth Index Fund (UK) — Int/Div — Sold (part) Guggenheim ETF S&P 500 Equal Weight RSP} — Int/Div — Sold Energy Select Sector SPDR Fund (XLE) — Int/Div — Sold iShares Barclays Intermediate Credit Bond Fund (CU) — Int/Div — Sold PowerShares DB Commodity Index Tracking Trust (DBC) — Int/Div — Sold Consumer Discretionary Select Sector SPDR Fund (XLY) — Int/Div — Sold Rydex ETF Trust S&P Equal Weight Financials (RYF) — Int/Div — Sold Health Care Select Sector SPDR Fund (XLV) — Int/Div — Sold AQR Managed Futures Strategy Fund (AOMNX) — Int/Div — Sold Wasatch Long Short Fund (FMLSX) — Int/Div — Sold iShares MSC Pacific ex-Japan Fund (EPP) — Int/Div — Sold iShares MSC United Kingdom Index Fund (EWL) — Int/Div — Sold iShares S&P Smallcap 600 Growth Index Fund (UT) — Int/Div iShares Barclays 3-7 Year Treasury Bond Fund (IED — Int/Div — Sold PowerShares Fundamental High Yield Bond Portfolio (PHB) — Int/Div — Sold PowerShares Exchange Traded Funds, Emerging Mkts. (PIE) — Int/Div — Sold Industrial Select Sector SPDR Fund (XL) — Int/Div — Sold Consumer Staples Select Sector SPDR Fund XLm — Int/Div — Sold SPDR S&P MidCap 400 ETF (MDY) — Int/Div Vanguard FTSE ETF Small Cap (VSS) — Int/Div — Sold Vanguard Mortgage-Backed Securities ETF (VMBS) — Int/Div — Sold Vanguard FTSE Emerging Markets ETF (VWO) — Int/Div — Sold First Trust Dow Jones Internet Index (FDN) — Int/Div — Sold First Trust Materials AlphaDEX (FXZ) — Int/Div — Sold IQ Hedge Multi-Strategy Tracker ETF (OAD — Int/Div — Buy (add'l) iShares US Aerospace & Defense (ITA) — Int/Div — Sold iShares Core S&P Small-Cap (IR) — Int/Div — Buy (add'l) iShares MSC Canada (EWC) — Int/Div — Sold iShares MSC EMU Index (EZL) — Int/Div — Sold iShares MSC Germany (EWG) — Int/Div — Sold iShares North American Tech (IGM) — Int/Div — Sold PowerShares Dynamic Media (PBS) — Int/Div — Sold Vanguard REIT Index ETF (VNQ) — Int/Div — Buy Vanguard Telecom Services ETF (VOX) — Int/Div — Sold iShares US Home Construction {1TB) — Int/Div — Sold iShares Regional Banks (IAT) — Int/Div — Sold AQR Diversified Arbitrage (ADAIX) — Int/Div — Sold iShares Core US Aggregate Bond ETF (AGG) — Int/Div — Buy iShares S&P S00 Growth (IVW) — Int/Div — Buy iShares S&P S00 Value (IVE) — Int/Div — Buy SPDR Barclays Short Term Hi Y1d Bd ETF (SINK) — Int/Div — Buy SPDR DoubleLine Total Return Tuct ETF (TOTL) — Int/Div — Buy Vanguard FTSE Europe E11 (VGK) — Int/Div — Buy Vanguard FTSE Pacific ETF (VPL) — Int/Div — Buy Vanguard Target Retirement 2030 In IVTHRX) — Int/Div — Buy Agreement — STATE OF OHIO PUBLIC EMPLOYEE RETIREMENT SYSTEM AND OHIO STATE TEACHERS RETIREMENT SYSTEM. RIGHT TO RETIREMENT BENEFITS Spouse's income — HEIDRICK & STRUGGLES, Inc. salary, bonus, restricted stock Regarding the mvestment in the Vanguard Fund, this investment is made through an employer 401 plan sponsored at my wife's employer. The yearly statutory maximum is met in the first quarter although we do not know the exact dates of purchase. Regarding the Thrift Savings Plan Common Stock Index Fund, this investment is made through an employer 401 plan sponsored by the U.S. Courts. Maximum allowable deductions and purchases are made cach month. Regarding Schwab Money Market Fund (Part VIL, 7) this investment is a money market fund to which investments are made relatively frequently and infrequent withdrawls occur, The account is used as a savings type account, Regarding Galaxy Mutual Funds, this was a smaller mutual fund investment that | established at least ten years ago. The investment was sold at some time more than six years ago but | madvertantly failed to record the sale and failed to delete the former mvestment from my subsequent financial reports. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/4021. Public record. Not legal advice.