# Joan N. Ericksen

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/4011

## Record

- **Judge:** Joan N. Ericksen
- **Year:** 2014
- **Report type:** Annual
- **Pages:** 10

## Text

Mmmnesota State Retirement System Judges’ Retirement Plan — Int/Div
Fidelity Adv 529 Plan Portfolio 2019C (no control) — Int/Div
Amenprise Money Market — Interest
Columbia Acorn International (LAIAX) — Int/Div
Columbia Acorn International (LAIAX) — Buy
Columbia Acorn International (LAIAX) — Buy (add'l)
Columbia Acorn International (LAIAX) — Buy (add'l)
Columbia Acorn International (LAIAX) — Buy (add'l)
Columbia Acorn International (LAIAX) — Buy (add'l)
Columbia Acorn International (LAIAX) — Buy (add'l)
Columbia Acorn International (LAIAX) — Buy (add'l)
Columbia Acorn International (LAIAX) — Sold (part)
Columbia Floating Rate Bond Fund ({RFRAX) — Int/Div
Columbia Floating Rate Bond Fund (RFRAX) — Buy
Columbia Floating Rate Bond Fund (RFRAX) — Sold
Columbia Floating Rate Bond Fund (RFRAX) — Sold
Columbia Floating Rate Bond Fund (RFRAX) — Sold (part)
Credit Suisse Commodity Retum Strategy ({CRSAX) — None
Eagle Small Cap Growth (HRSCX) — None
Eagle Small Cap Growth (HRSCX) — Buy
Eagle Small Cap Growth (HRSCX) — Buy (add'l)
Eagle Small Cap Growth (HRSCX) — Buy (add'l)
Eagle Small Cap Growth (HRSCX) — Buy (add'l)
Eagle Small Cap Growth (HRSCX) — Buy (add'l)
Eagle Small Cap Growth (HRSCX) — Buy (add'l)
Invesco Global Real Estate (AGREX) — Int/Div
Merger Fund (MERFX) — Int/Div
Merger Fund (MERFX) — Buy
Merger Fund (MERFX) — Sold
Merger Fund (MERFX) — Sold
Oppenheimer International Bond A {OIBAX) — Int/Div
Oppenheimer International Bond A {OIBAX) — Sold
Oppenheimer International Bond A {OIBAX) — Buy
Oppenheimer Developing Markets A {ODMAX) — Int/Div
Oppenheimer SteelPath MLP Select 40 IMLPFX) — Int/Div
Pimco Foreign Bond (PFUAX) — Int/Div
Pimeo Foreign Bond (PFUAX) — Buy
Pimco Foreign Bond (PFUAX) — Sold (part)
Prudential Global Real Estate (PURAX) — Int/Div
Prudential Global Real Estate (PURAX) — Buy
Schwab Intemational Equity ETF (SCHF) — Int/Div
Schwab Intemational Equity ETF (SCHF) — Buy
Undiscovered Managers Behavioral Value (UBVAX) — Int
Undiscovered Managers Behavioral Value {(UBVAX) — Buy
Undiscovered Managers Behavioral Value (UBVAX) — Buy (add'l)
Undiscovered Managers Behavioral Value (UBVAX) — Sold
Vanguard FTSE Developed Markets ETF (VEA) — Int/Div
Vanguard FTSE Developed Markets ETF (VEA) — Buy
Vanguard FTSE Developed Markets ETF (VEA) — Buy (add'l)
Vanguard FTSE Developed Markets ETF (VEA) — Buy (add'l)
Vanguard FTSE Developed Markets ETF (VEA) — Sold (part)
Vanguard Mid-Cap Value ETF (VOE) — Int
Vanguard Mid-Cap Value ETF (VOE) — Buy
Vanguard Mid-Cap Growth ETF (VOT) — Int/Div
Vanguard Mid-Cap Growth ETF (VOT) — Buy
Vanguard Mid-Cap Growth ETF (VOT) — Buy (add'l)
Vanguard Mid-Cap Growth ETF (VOT) — Sold
Vanguard Growth ETr (VUG) — Int/Div
Vanguard Growth ETF (VUG) — Buy
Vanguard Value ETF (VTV) — Int/Div
Vanguard Value ETF (VTV) — Buy
Wells Fargo Short Term High Yield (SSTHX) — Int/Div
Wells Fargo Short Term High Yield (SSTHX) — Buy
Wells Fargo Short Term High Yield (SSTHX) — Sold
President, Federal Bar Association, Mmnesota Chapter
Committee Member, NCBE, Multistate Bar Drafting Committee
Board of Directors, Friends of the Children Foundation
Agreement — 2002 — Minnesota State Judge Retirement Plan - Former Employer - No Control
Reimbursement — ACI Patent Conference — March 23-25, 2014 — Chicago, IL — Speaker — Transportation, Meals, Lodging
Reimbursement — FBA National Council Mid } Yeur Meeting — March 28-29, 2014 — Arlington, VA — President, MN Chapter of FBA — Transportation, Meals, Lodging
Reimbursement — NCBE — May 23-26, 2014 — Sun Francisco, CA — Evidence Drafting Committee — Transportation, Meals, Lodging
Reimbursement — The American Antitrust : Institute — August 13-16, 2014 — Palo Alto, CA — Judges’ Seminar — Transportation, Meals, Lodging
Reimbursement — NCBE — November 21-24, 2014 — Napa, CA — Evidence Drafting Committee — Transportation, Meals, Lodging
Note: Mutual fund PNVAX was sold in 2013. Total position less than $7,000. Realized gains less than $1,000,

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/4011. Public record. Not legal advice.