# A. Richard Caputo > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/3997 ## Record - **Judge:** A. Richard Caputo - **Year:** 2014 - **Report type:** Annual - **Pages:** 10 ## Text Estate #1 - IEEE vacant land, Slocum Twp, Luzeme Cry, PA — Int/Div — Closed Bard CR. Incorporated - Common Stock — Distnbuted Carmval Corp Paired CTF- Common Stock — Sold Chevron Corp. “Common Stock — Distributed Conoco Phillips- Common Stock — Distnbuted Commg Incorporated - Common Stock — Distnbuted Dow Chemical- Common Stock — Distnbuted Intel Corp. - Common Stock — Sold Johnson & Johnson - Common Stock — Distnbuted LPL Insured Cash Account — Distnbuted LPL Insured Cash Account — Distnbuted LPL Insured Cash Account — Distributed Merck & Company, Inc. «- Common Stock — Distnbuted Microsof Corp. - Common Stock — istnbuted Noble Corp. - Common Stock — Distnbuted PPL Corp. - Common Stock — Distnibuted Waste Management, Inc. - Common Stock — Distnbuted Coach. Inc. «- Common Stock — Distributed EMC Corp. Mass - Common Stock — Distnbuted Nuance Communications Inc. - Common Stock — Distnbuted Plum Creek Trader - Common Stock — Distnbuted Paragon Offshore PLC- Common Stock — from line 15) Paragon Offshore PLC - Common Stock — Sold Venizon Commumcation - Common Stock — Buy Venzon Commumcations - Common Stock — Distnbuted IRA #1 — Int/Div Chevron Corp. - Common Stk Crimson Wine Group - Common Stk Frontier Communications Corp. - Common Stk Leucadia National Corp. - Common Stk LPL Insured Cash Account McDonalds Corp. «- Common Stock — Sold PPL Corp. - Common Stk Venzon Commumcations, Inc. - Common Stk Whole Foods Market, Inc. - Common Stk Goldman Sachs Bank, 0.50% Cert of Dep, Due 03/28/16 — Buy Ally Bank, .65% Certificate of Dep, Due 0126/15 — Interest Discover Bank, 0.75% Cert of Dep, Due 08/01/16 — None — Buy GE Capital Retail Bank, .35% Cert of Dep, Due 4/21/14 — Interest — Redeemed LPL Financial Insured Cash Account — Interest Luzerne Bank Accounts — None Wells Fargo Bank - Insured Cash Acct Formerly Wachovia Bank) — Interest Wells Fargo Bank - Savings Account — Interest IRA #2 — Int/Div LPL Financial Insured Cash Account Whole Food Market. Inc. - Common Stock Bard C R Inc. Common Stock (X) — None Chevron Corp- Common Stock (X) — None Coach Inc. - Common Stock (X) — Int/Div Conocophillips- Common Stock (X) — None Corning Inc.- Common Stock (X) — None Direct TV Group, Inc. - Common Stock — None Dow Chemical Company- Common Stock XxX) — None EMC Corp- Common Stock (X) — None Johnson & Johnson- Common Stock (X) — None Merck & Company Inc- Common Stock (X) — None Microsoft Corp- Common Stock (X) — None News Corp New- Common Stock — None Noble Corp- Common Stock (X) — None Nuance Communication Inc- Common Stock (X) — None Plum Creek Timber Company Inc Common Stock (X) — None PPL Corp.- Common Stock (X) — None Twenty First Century Fox- Common Stock — Int/Div Verizon Communications- Common Stock xX) — None Waste Manegement Inc.- Common Stock (xX) — Int/Div Ally Bank. 8%, Certificate of Dep, Due 0724/15 — Interest Discover Bunk Greenwood, 1.2%, Certificate of Dep, Due 07/31/17 — None — Buy Discover Bank Greenwood, . 70% Cert of Dep, Due 04/04/14 — Interest — Redeemed Goldman Sachs Bank USA, .7%, Certificate of Dep. Due 09/26/16 — Interest — Buy Sallie Mae Bank, 2%, Certificate of Dep, Due 1210/18 — None — Buy GE Capital Retail Bank, 9% Cert of Dep, Due 1201/14 — Interest — Redeemed LPL Financial Insured Cash Account — Interest IEE vecant land - Orange County Florida — None Estate #1 - IEEE vacant land, Slocum Twp, Luzeme Cry, PA — None Co-Trustee, BR Trust - Terminated in 2014 Part VII - Line 1 - [Jl Trust - Information reported, as in prior years, represents 100% of the trust assets. However, the reporting person's Jl] is one of three beneficiaries who share equally in the trust. The trust was terminated in 2014, and all assets were distributed pro-ristu to the three beneficiaries of the trust. All assets that were distributed to the beneficiaries and assets that were sold during the 2014 year are reported separately on fines 2 through 25. In addition, the total value of the trust assets that have been distributed has been identified on Line 1, column D(3), Part VII - Line 10, 11, 12 - LPL Financial Insured Cash Account - Bank sccount(s) maintained by LPL Financial which are made up of deposits at various FDIC banks. Cash in the insured cash account is transferred to various banks throughout the year at the discretion of LPL Financial. LPL Financial does not provide information to the filer with respect to the dates that the interbank transfers occur. Therefore, the filer is precluded from indicating the open and close dates of the underlying bank accounts where the cash has been invested. The Filer cannot direct, influence or in any other manner control the transfer of the cash from one financial institution to another. Part VII « Line 31 - LPL Financial Insured Cash Account - Bank account(s) maintained by LPL Financial which are made up of deposits at various FDIC banks, Cash in the insured cash account is transferred to various banks throughout the year at the discretion of LPL Financial. LPL Financial does not provide information to the filer with respect to the dates that the interbank transfers occur. Therefore, the filer is precluded from indicating the open and close dates of the underlying bank accounts where the cash has been mvested. The Filer cannot direct, influence or in any other manner control the transfer of the cash from one financial institution to another. Part VII - Line 40 - LPL Financial Insured Cash Account - Bank account(s) maintained by LPL Financial which are made up of deposits at various FDIC banks. Cash in the insured cash account is transferred to various banks throughout the year at the discretion of LPL Financial, LPL Financial does not provide information to the filer with respect to the dates that the interbank transfers occur. Therefore, the filer is precluded from indicating the open and close dates of the underlying bank accounts where the cash has been invested. The Filer cannot direct, influence or in any other manner control the transfer of the cash from one financial institution to another. Part VII - Line 45 - LPL Financial Insured Cash Account - Bank account(s) maintained by LPL Financial which are made up of deposits at various FDIC banks. Cash in the insured cash account is transferred to various banks throughout the year at the discretion of LPL Financial. LPL Financial does not provide information to the filer with respect to the dates that the interbank transfers occur. Therefore, the filer is precluded from indicating the open and close dates of the underlying bank accounts where the cash has been mvested. The Filer cannot direct, influence or in any other manner control the transfer of the cash from one financial institution to another, Part VII - Line 72 - LPL Financial Insured Cash Account - Bank account(s) maintained by LPL Financial which are made up of deposits at various FDIC banks. Cash m the insured cash account is transferred to various banks throughout the year at the discretion of LPL Financial. LPL Financial does not provide information to the filer with respect to the dates that the mterbank transfers occur. Therefore, the filer is precluded from indicating the open and close dates of the underlying bank accounts where the cash has been invested. The Filer cannot direct, influence or in any other manner control the transfer of the cash from one financial institution to another, Part VII - Line 54 - Orange County, Florida property - Information reported, as in prior years, represents 100% of the value. However, the reporting person's I is one of three individuals who own the property in equal shares. Part VII - Line 55 - This is property in Estate #1. Part VII - Lines 47, 48, 49,50, 51, 53, 54, 55, 56, 57, 59, 60. 61.62.64, 65. - The assets reported on these lines represent the 1/3 share of investment assets distributed from Trust #1, --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/3997. Public record. Not legal advice.