# Richard Brooke Jackson

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/3901

## Record

- **Judge:** Richard Brooke Jackson
- **Year:** 2013
- **Report type:** Annual
- **Pages:** 22

## Text

IRA #1
VANGUARD VALUE VIPERS — Int/Div — Sold (part)
VANGUARD FTSE ALL WORLD EX US INDEX — Int/Div
DREYFUS BASICS AND P 500 — Int/Div — Buy
VANGUARD EXTENDED MKT VIPERS — Int/Div — Sold (part)
VANGUARD GROWTH VIPERS — Int/Div — Sold (part)
VANGUARD EMERGING MKTS ETF — Int/Div
BNY MELLON MUNICIPAL OPPORTUNITIES FUND — Int/Div — Buy (add'l)
BNY MELLON NATIONAL SHOR TERM MUNICIPAL BOND FUND — Int/Div — Buy (add'l)
DREYFUS HIGH YIELD FUND — Int/Div — Buy (add'l)
DREYFUS EMERGING MKTS DEBT LOCAL CURRENCY FD — Int/Div — Buy (add'l)
TCW EMERGING MKTS INCOME FUND — Int/Div — Buy
ISHARES MSCI EAFE INDEX FD — Int/Div
ADVANTAGE GLOBAL ALPHA FUND — Int/Div
DFA EMERGING MARKIETS CORE EQUITY — Int/Div — Buy
USTREASLRY NOTE 07/13 — Sold
BROKERAGE ACCOUNT #1
FED HOME LN MTG CORP — Int/Div
FED HOME LOAN BANKS — Int/Div
US TREAS INFLATION IND BOND — Sold
USTREASLRY NOTE 62016 — Interest
JUS TREASLRY NOTE 1216 — Interest
USTREASLRY NOTE 7/17 — Interest
USTREASLRY NOTE 2% 11/21 — Interest — Buy
USTREASLRY NOTE 2% 2/23 — Interest — Buy
GENELECT CAP CPR Y17 — Interest
PFIZER INC — Interest — Sold (part)
GOLDMAN SACHS GROUP INC — Interest
AT&T INC — Interest
AIM STIT TREASURY PORTFOLIO — Interest
SPDR TRUST SERIES — Int/Div
JSHARES TR MIDCAP — Int/Div
SPDR DOW JONES INDUSTRIAL AVERAGE — Int/Div
JSHARES MSCT EAFE INDX FUND — Int/Div
RYDEX MANAGED FUTURES STRATEGY FD — Int/Div
CISHARES RUSSELL 1000 INDEX FUND — Int/Div
VANGUARD EMERGING MARKETS FTF — Int/Div — Sold
FED HOME LN MTG CORP — Int/Div
FED NAT MTG ASSN — Int/Div — Sold (part)
HIGHBRIDGE DYNAMIC COMM STRATFUND 2? — Int/Div — Sold
US TREAS NOTE 2.125% S/31/18 — Interest
BEAR STEARRNS CO 4.65% 7218 — Int/Div
DFA EMERGING CORE EQUITY — Int/Div — Buy
DREYFUS HIGH YIELD — Int/Div
DREYFUS EMERGING MKTS DEBT LOCAL — Int/Div
TCW EMERGING MARKETS INCME FUND — Int/Div — Buy (add'l)
DREYFUS SELECT MGER SCAP — Int/Div — Buy (add'l)
SBNY MELLON INCOME STOCK FUND — Int/Div — Buy (add'l)
BNY MELLONINTL EQUITY INCOME FUND — Int/Div
BANK NY EMERGING MKTS — Sold
ASG MANAGED FUTURES STRATEGY FD — Int/Div
JOHN DEERE CAPITAL CORP 2% 113/17 — Int/Div
AMAZON — Int/Div
AON PLC — Int/Div
BEAM INC — Int/Div — Buy
JCOVIDIEN — Int/Div — Sold
EATON CORP — Int/Div — Sold
JNGERSOLL RAND PLC — Int/Div — Buy (add'l)
INVESCOLTD — Int/Div
NXP SEMICONDUCTORS NV — Sold
ADOBE SYSTEMS — Int/Div — Buy
AT AND T INC — Int/Div
AIR PRDS AND CHEMICALS — Sold
ALCATEL-LUCENT — Int/Div — Buy
ALLERGAN — Int/Div — Buy
AMGEN — Int/Div — Buy
AVAGO TECH — Int/Div — Buy
APPLE INC — Int/Div — Sold (part)
ACCENTURE — Int/Div — Sold (part)
ASTRAZENECA PLC — Interest
BBAND T CORP — Sold
BRISTOL MEYERS — Int/Div — Buy
BROADCOM CORP — Sold
SCABOT OIL — Int/Div — Buy
CAPITAL 1 FINANCIAL — Int/Div — Buy
CARNIVAL CORP — Int/Div — Sold
CATERPILLAR INC — Int/Div
CATERPILLAR INC 2.6% 6/22 — Interest
CELANESE CORP SERIES — Int/Div
CENTERPOINT ENERGY INC — Int/Div
CHEVRON CORP — Int/Div — Sold (part)
CITRIX SYSTEMS — Int/Div — Buy
COCA COLACO — Int/Div — Sold (part)
COMCAST CORP — Int/Div — Sold (part)
COSTCO — Int/Div
WALT DISNEY — Int/Div — Sold (part)
DOVER CORP — Int/Div
EMC CORP MASS — Sold
EXPRESS SCRIPTS HOLDINGS INC — Int/Div — Sold (part)
EXXON MOBILCORP — Int/Div — Sold (part)
FACEBOOK INC — Int/Div — Buy
FAMILY DR STORES — Int/Div
FIDELITY NATIONAL FINANCIAL — Int/Div — Buy
FREEPORT MCMORAN COOPER AND GOLD — Int/Div
GENERAL ELECTRIC CO — Int/Div — Buy (add'l)
GILEAD SCIENCES INC — Int/Div — Sold (part)
GOOGLE — Distribution — Buy
JHALLIBLRTONCO — Int/Div — Sold (part)
HARLEY DAVIDSON — Distribution — Buy
HOME DEPOT INC — Int/Div — Sold (part)
HONEYWELL INC — Int/Div
INTERCONTINENTAL EXCHANGE GROUP — Distribution — Buy
JP MORGAN CHASE & CO — Int/Div
JOHNSON CONTROLS IN — Int/Div
KLA TENCOR — Distribution — Buy
LAS VEGAS SANDS CORP — Int/Div
LILLY ELI — Sold
MARATHON OIL CORP — Int/Div — Sold (part)
MEAD JOHNSON NUTR CO — Sold
METLIFE INC — Int/Div — Buy (add'l)
MONDELEZ INTL — Int/Div
NATIONAL OILWELL VARCO — Int/Div — Buy
NUCOR COPR — Int/Div — Buy
OCCIDENTAL PETROLEUM — Sold
OCWEN FINANCIAL — Int/Div — Buy
PNC FINANCIAL SERVICES — Int/Div — Sold (part)
PVH CORP — Int/Div — Buy
PEPSICO INC — Int/Div — Buy (add'l)
PEPSICO INC 3.125% 1120 — Interest
PFIZER INC — Int/Div
PHILIP MORRIS INTL — Int/Div
PROCTER AND GAMBLE — Int/Div
QUALCOMM INC — Sold
SALESFORCE COM — Int/Div — Sold (part)
SCHLUMBERGER LTD — Int/Div — Sold (part)
SEMPRA ENERGY — Int/Div
SERVICENOW INC — Int/Div — Buy
SHIRE PLC — Int/Div — Buy (add'l)
SOUTHWESTERN ENERGY CO — Int/Div — Buy (add'l)
STATE ST CORP — Int/Div
TAIWAN SEMICONDUCTOR MFG CO — Int/Div — Buy
TERADATA CORP — Sold
TEVA PHARMA — Int/Div — Buy (add'l)
THE TRAVELERS COMPANIES — Sold
THERMOFISHER SCIENTIFIC — Int/Div — Buy
US BANCORP — Sold
US BANCORP — Int/Div — Sold (part)
UNION PAC — Int/Div — Sold (part)
UNITED TECHNOLOGIES — Int/Div
VALERO ENERGY — Int/Div — Sold (part)
VERIZON COMM — Int/Div — Buy (add'l)
VERIZON COMM INCL 355 11/21 — Interest
VMWARE INC — Int/Div — Buy
WATSON PHARM — Sold
WELLS FARGO AND CO — Int/Div
YAHOO — Int/Div — Sold (part)
YUMI BRANDS — Int/Div — Buy (add'l)
401k) #1
PERAdvantage Income Fund — Int/Div
PERAdvantage Fixed Income — Int/Div
PERAdvantgage US Large Cap Stk — Int/Div
PERAdvantage Intl Stock Fd — Int/Div
BROKERAGE ACCOUNT #2
CHEVRON CORP — Int/Div
EXXON MOBIL — Int/Div
AIR PRDTS AND CHEMICALS INC — Int/Div — Sold
GENERAL ELECTRIC CO — Int/Div
UNION PAC CORP — Int/Div
UNITED TECHNOLOGIES CORP — Int/Div
WALT DISNEY CO — Int/Div
JOHNSON CTLS INC — Int/Div
STARBUCKS CORP — Int/Div
NESTLE S A SPONSORED ADR REPSTG REG — Int/Div
PEPSICO INC — Int/Div
PROCTER & GAMBLE CO — Int/Div
JOHNSON & JOHNSON — Int/Div
PFIZER INC — Int/Div
AON CORP — Int/Div
BB AND T CORP — Int/Div — Sold
INVESCOLTD — Int/Div
JP MORGAN CHASE & CO — Int/Div
STATE STREET CORP — Int/Div
US BANCORP — Sold
WELLS FARGO AND CO — Int/Div
ACCENTURE PLC — Int/Div
APPLE INC — Int/Div
GOOGLE INC — Int/Div — Buy
FLORHAM PARK NJ 8% 2/16 — Int/Div
SALESFORCE.COM INC — Int/Div
SEMPRA ENERGY — Int/Div
WATSON PHARMACEUTICALS INC — Int/Div
ZIMMER HOLDINGS INC — Int/Div — Sold
ISHARES MSCT1 EAFE INDEX FD — Int/Div
VANGUARD EXTENDED MARKET VIPERS INDEX FUND — Int/Div — Sold (part)
THORNTON CO DTD — Interest — Sold
RANGELY COSCHDISTRE4 — Interest
SNOWMASS IG CO — Interest
METROPOLITAN TRANSN AUTH NY — Interest
METRO WASTEWTR RECLAM DSTR CO — Interest
EL PASOCTY CO REV — Interest
BNY MELLON MUNICIPAL OPPORTUNITIES — Int/Div — Buy (add'l)
BNY MELLON NATL MUNI MONEY MKT FUND — Int/Div
QUALCOMM — Int/Div — Sold
TUALATIN HILL OR 6.21 — Interest
DOVER CORP — Int/Div
IBM CORP — Int/Div
PROVO UTAH 4% 1/20 — Interest
EMC CORP MASS — Int/Div
BEACHWOOD OHIL 12/19 — Interest
VERIZON COMMUNCATIONS — Int/Div
MICROSOFT TECHNOLOGY INC — Int/Div — Sold
TEVA PHARM — Int/Div
BROADCOM — Int/Div — Sold
AMAZON COM INC — Int/Div
TERADATA CORP — Sold
INTERCONTINENTAL EXCHANGE — Int/Div — Buy
ADOBE SYSTEMS INC — Int/Div — Buy
CELANESE CORP — Int/Div — Buy
EXPRESS SCRIPTS HOLDING — Int/Div — Buy
CAPITAL FINANCIAL CORP — Int/Div — Buy
NUCOR CORP — Int/Div — Buy
EAGLE GARFIELD 4.006 12/22 — Interest — Buy
TAIWAN SEMICONDUCTOR — Int/Div — Buy
FACEBOOK INC — Int/Div — Buy
DFA EMERGING MARKETS CORE EQUITY — Int/Div — Buy
ADVANTAGE GLOBAL ALPHA FUND — Int/Div
DREYFUS HIGH YIELD FD — Int/Div
DREYFUS EMERGING MKTS DEBT LOCAL CUR FD — Int/Div
TCW EMERGING MKTS INCOME FUND — Int/Div
IRA #2
BNY MELLON INTERM BOND FUND CLASS M — Int/Div
DREYFUS PREMIER LTD TERM HIGH YIELD FD — Int/Div
AIM STIT TREASURY PORTFOLIO — Sold
ADVANTAGE GLOBAL ALPHA 1 — Int/Div — Buy
BNY MELLON SMALL MID CAP FUND — Int/Div — Buy (add'l)
DREYFUL DIVERSIFIED INTERNATTIONAL FUND — Int/Div
DREYFUS EMERGING MKTS DEBT FUND — Int/Div
TCWEMERGING MKTS INCOME FUND — Int/Div
DREYFUS BASIC S AND P 500 STOCK INDEX FD — Int/Div — Buy (add'l)
ASG MANAGED FUTURES STRATEGY FUND — Int/Div
HIGHBRIDGE DYNAMIC COMMODITIES STRATEGY FUND — Int/Div — Sold
BROKERAGE ACCOUNT #3
DREYFUS LARGE FUND GROWTH FUND CLASS — Int/Div
BROKERAGE ACCOUNT #4
AMERICAN STRATEGIC INCOME PORTFOLIO — Int/Div
CIT GROUP INC NEW — Int/Div
GABELLI DIVIDEND & INCOME TRLST — Int/Div
AIM INV INVESCO VAN KAMPEN CORP BOND FD, — Int/Div
AIM INV INVESTCO VAN KAMPEN HIGH YD FD CLASS A — Int/Div
PLUM CREEK THMBER CO INC — Int/Div
QWEST CORP PREFERRED 7/5% 015/16 — Interest
WELLSFARGO WEALTH BUILDER MODERATE BALANCE FUND — Int/Div
GENERAL ELEC CAPITAL CORP MID TERM NOTE — Sold
WELLS FARGO BANK (VARIOUS ACCOUNTS) — Interest
TRUST #1
SPDR S AND P SOO FD — Int/Div — Buy (add'l)
SPDR DOW JONES INDUSTRIAL AVER TRUST — Int/Div
SHARES MSC! EMERGING MKTS FD — Int/Div
VANGUARD EXTENDED MKT VIPERS INDX FD — Int/Div — Sold (part)
VANGUARD EMERGING MKTS FUND — Int/Div
BNY MELLON NATL INTER MUN BD FUND — Int/Div
BNY MELLON NATL MUNI MONEY MKT FD — Int/Div
BNY MELLON NAT S/T MIN BD FUND — Int/Div
DREYFUS HIGH YIELD FD — Int/Div
DREYFUS EMERGING MKT DEBT LOCAL FD — Int/Div
DFA EMERGING MARKETS CORE EQUITY — Int/Div — Buy
TCW EMERGING MKTS INCOME FD — Int/Div
TRUST #2
SPDR S&PSO0ETF(fnaSPDR TRust series 1) — Int/Div — Buy (add'l)
COLORADO STATE BOARD OF GOVERNORS — Sold
SPDR DOW JONES INDUSTRIAL AV TRUST — Int/Div — Sold (part)
ISHARES MSC! EAFE INDX FD — Int/Div
VANGUARD EXTENDED MTK VIPERS — Int/Div — Sold (part)
VANGUARD FTSE EMERGING MARKETS — Int/Div — Sold
BNY MELLON INT MUN BD FD — Int/Div — Buy (add'l)
BNY MELLONNATL MUNI MONEY MKTFD — Int/Div — Buy (add'l)
TCWEMERGING MKTS INCOME FUND — Int/Div — Buy
DREYFUS HIGH YIELD FUND — Int/Div — Buy
DFA EMERGING MARKETS CORE EQUITY — Int/Div — Buy
DREYFUS EMERGING MKTS DEBT LOCAL CURRENCY FD — Int/Div — Buy
VANGUARD EMERGING MKTS FUND — Int/Div — Buy
BNYMELLON NATIONAL SHORT TERM MUN FUND — Int/Div — Buy (add'l)
Spouse's income — 2013 — SELF-EMPLOYED TRAVEL AGENT

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/3901. Public record. Not legal advice.