# Andrew David Hurwitz

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/3882

## Record

- **Judge:** Andrew David Hurwitz
- **Year:** 2016
- **Report type:** Annual
- **Pages:** 24

## Text

RITS — Buy
US. Bank (Checking/Savings) — Interest
PIMCOSHORT TERM Pp — Int/Div — Sold
Real Estate Limited Partnership (Avondale Acres) Avondale AZ — Distribution
H) Trust £1 ComProp 664 — Int/Div
MORGAN STANLEY BANK NA — Int/Div
ACTIVE BEAR — Int/Div — Buy
BARON REAL ESTATE INST — Int/Div
COLUMBIA SELECT LG CP GROWTH by A — Int/Div — Sold (part)
DOUBLELINE SHILLER ENH CAPE — Int/Div — Buy (add'l)
DOUBLELINE TOTAL RETURN — Int/Div — Sold (part)
FIRST EAGLE GOLD — Int/Div — Buy
FIRST TRUST DORSEY WRIGHT FD — Int/Div — Sold (part)
FIRST TRUST DORSEY WRIGHT FD — Sold
GUGGENHEIM S7P 500 PURE VALE — Int/Div — Sold
HENDERSON EUROPEAN FOCUS — Int/Div — Buy
HENDERSON EUROPEAN FOCUS — Sold (part)
HIGHLAND GLOBAL ALLOCATION — Int/Div — Sold
ISHSARES CURR HEDGED MSC EMU — Int/Div — Sold
ISHARES MORTGAGE REAL ESTATE — Int/Div — Buy
ISHARES MSCI JAPAN ETF — Int/Div — Sold
ISHARES MSCTJAPAN MIN VOL — Int/Div — Buy
ISHARES MSC1 USA MIN VOL ETF — Int/Div — Buy (add'l)
MATTHEWS ASIAN JAPAN INV — Int/Div — Sold (part)
METROPOLITANWEST TOT RETBD — Int/Div — Sold (part)
NORHERN AZ TAX EXEMPT FUND — Int/Div — Buy
OAKMARK — Int/Div — Sold
PIMCO INCOME P — Int/Div — Sold (part)
PIMCO INCOME P — Sold (part)
PIMCOINTLSTOCKPLUS ARSTRP — Int/Div — Sold
PIMCO SHORT TERM P — Int/Div — Sold
SUNAMERICA NEW FOC DIV STRA — Int — Buy
TOUCHSTONE SANDS CAP SEL GR — Int/Div — Buy
TOUCHSTONE SANDS CAP SEL GR — Sold
TROWE PRICE DVRSFD SM CP GR — Int/Div — Sold
TROWE PRICEMID CAP GR ADV — Int/Div — Sold
VANGUARD GROWTH ETF — Int/Div — Buy
WELLS FARGO MUNI — Int/Div — Buy
WISDOMTREE EUROPE HEDGED EQUITY — Int/Div — Buy
H) TRUST #2 A S&S 663" — hy
MORGAN STANLEY BANK NA — Int/Div
ACTIVE BEAR ETF — Int — Buy
BARON REAL ESTATE INST — Int/Div — Sold (part)
COHEN & STEERS PREF SEC&INC — Int/Div — Buy (add'l)
COLUMBIA SELECT LG CP GROWTH Zz — Int/Div — Buy (add'l)
COLUMBIA SELECT LG CP GROWTH Zz — Sold (part)
DOUBLELINE SHILLER ENH CAPE — Int/Div — Buy (add'l)
DOUBLELINE TOTAL RETURN — Int/Div — Sold (part)
FIRST EAGLE GOLD — Int/Div — Buy
FIRST TRUST DORSEY WRIGHT FD — Int./hv — Sold
GUGGENHEIM S&P PURE VALE (X) — Int/Div — Sold
HENDERSON EUROPEAN FOCUS — Int/Div — Buy
HENDERSON EUROPEAN FOCUS — Sold (part)
HIGHLAND GLOBAL ALLOCATION — Int/Div — Sold
LSHSARES CLRR HEDGED MSC EMU — Int/Div — Sold
JSHARES MORTGAGE REAL ESTATE — Int/Div — Buy
ISHARES MSC JAPAN ETF — hy — Sold
JSHARES MSCHIAPAN MIN VOL — Int/Div — Buy
ISHARES MSC1 USA MIN VOL ETF — Int/Div — Buy (add'l)
MATIHEWS ASIAN JAPAN — Int — Sold (part)
METROPOLITANWEST TOT RET BD — Int/Div — Sold (part)
NORTHERN AZ TAX EXEMPT FUND — Int/Div — Buy
PIMCO INCOME P — Int/Div — Sold (part)
PIMCO INCOME P — Sold (part)
PIMCOINTLSTOCKPLUS ARSTR P — hy — Sold
SUNAMERICA NEW FOC DIV STRA A — Int/Div — Buy (add'l)
TOLCHSTONE SANDS CAP SEL GR — Int/Div — Buy (add'l)
TOLCHSTONE SANDS CAP SEL GR — Sold
TROWE PRICE DVRSFD SM CP GR — Int/Div — Sold
T ROWE PRICE MID CAP GR ADV — Int/Div — Sold (part)
VANGUARD GROWTH ETF — Int/Div — Buy
SWELLS FARGO MUNI BOND INST — Int/Div — Buy
WISDOMTREE EUROPE HEDGED ELOQITY — Int/Div — Buy
H) Trust #3 S S&S 662° — Int/Div
MORGAN STANLEY BANK NA — Int/Div
ACTIVE BEAR ETF — Int/Div — Buy
BARON REAL ESTATE INST (X) — Int/Div
COHEN & STEERS PREF SEC&INC — Int/Div — Buy (add'l)
COLUMBIA SELECT LG CP GROWTH yA — Int/Div — Buy (add'l)
COLUMBIA SELECT LG CP GROWTH yA — Sold (part)
DOUBLELINE SHILLER ENH CAPE — Int/Div — Buy (add'l)
DOUBLELINE TOTAL RETURN — Int/Div — Sold (part)
FIRST EAGLE GOLD — Int/Div — Buy
FIRST TRUST DORSEY WRIGHT FD — Int/Div — Sold
GUGGENHEIM S7P S00 PURE VALE — Int/Div — Sold
HENDERSON EUROPEAN FOCUS — Int/Div — Buy
HIGHLAND GLOBAL ALLOCATION — Int/Div — Sold
JISHSARES CLRR HEDGED MSC EMU — Int/Div — Sold
SHARES MORTGAGE REAL ESTATE — Int/Div — Buy
ISHARES MSC1 JAPAN ETF — Int — Sold
ISHARES MSCIHJAPAN MIN VOL — Int/Div — Buy
SHARES MSCT USA MIN VOL ETF — Int/Div — Buy (add'l)
MATTHEWS ASIAN JAPAN — Int/Div — Sold (part)
METROPOLITANWEST TOT RETBD 1 — Int/Div — Sold (part)
METROPOLITANWEST TOT RETBD 1 — Sold (part)
NORTHERN AZ TAX EXEMPT FUND — Int/Div — Buy
OAKMARK I — Int/Div — Sold
PIMCO INCOME — Int/Div — Sold (part)
PIMCO INCOME — Sold (part)
PIMCO INTL STOCKPLLUS ARSTR — Int/Div — Sold
PIMCO SHORT TERM P — Int/Div — Sold
SUNAMERICA NEW FOC DIV STRA A — Int/Div — Buy
TOUCHSTONE SANDS CAP SEL GR — Int/Div — Buy
TOUCHSTONE SANDS CAP SEL GR — Buy (add'l)
TOUCHSTONE SANDS CAP SEL GR — Sold
T ROWE PRICE DVRSFD SM CP GR — Int/Div — Sold
T ROWE PRICE MID CAP GR ADV — Int./y
VANGUARD GROWTH ETF — Int/Div — Buy
WELLS FARGO MUNI BOND — Int/Div — Buy
WISDOMTREE EUROPE HEDGED EQUITY — Int/Div — Buy
H)IRA 21 A RO 665 — Int/Div
MORGAN STANLEY BANK NA — Inv
ACTIVE BEAR ETF — Int/Div — Buy
ACTIVE BEAR ETF — Buy (add'l)
COHEN & STEERS PREF SEC&INC — Int/Div — Buy (add'l)
COHEN & STEERS PREF SEC&INC — Buy (add'l)
COHEN & STEERS PREF SEC&INC — Buy (add'l)
COLUMBIA SELECT LG CP GROWTH yA — hy — Buy (add'l)
COLUMBIA SELECT LG CP GROWTH yA — Sold (part)
COLUMBIA SELECT LG CP GROWTH yA — Buy (add'l)
DOUBLELINE SHILLER ENH CAPE — Int/Div — Buy
DOUBLELINE SHILLER ENH CAPE — Buy (add'l)
DOUBLELINE SHILLER ENH CAPE — Sold (part)
DOUBLELINE TOTAL RETURN — Int/Div — Sold (part)
DOUBLELINE TOTAL RETURN — Buy (add'l)
DOUBLELINE TOTAL RETURN — Sold (part)
FIRST EAGLE GOLD — Int/Div — Buy
FIRST EAGLE GOLD — Sold (part)
FIRST TRUST DORSEY WRIGHT FD — Int — Sold (part)
FIRST TRUST DORSEY WRIGHT FD — Sold
FIRST TRUST MORTGAGE INCOME — Int/Div — Buy
GUGGENHEIM S&P 500 PURE VALE — Int/Div — Sold
HENDERSON EUROPEAN FOCUS — Int — Buy
HENDERSON EUROPEAN FOCUS — Sold (part)
HENDERSON EUROPEAN FOCUS — Buy (add'l)
HIGHLAND GLOBAL ALLOCATION — Int/Div — Sold
SHARES MORTGAGE REAL ESTATE — Int/Div — Buy
ISHARES MSCI JAPAN ETF — Int/Div — Sold
ISHARES MSC1 JAPAN MIN VOL ETF — Int/Div — Buy
ISHARES MSC1 JAPAN MIN VOL ETF — Sold (part)
ISHARES MSC1 JAPAN MIN VOL ETF — Buy (add'l)
ISHARES MSCI USA MIN VOL ETF — Int/Div — Buy
ISHARES MSCI USA MIN VOL ETF — Buy (add'l)
1443, — Sold (part)
JOHN HANCOCK SEAPORT — Int/Div — Sold
MATTHEWS ASIAN JAPAN — Int/Div — Sold (part)
MATTHEWS ASIAN JAPAN — Buy (add'l)
MATTHEWS ASIAN JAPAN — Sold
METROPOLITAN WEST TOT RETBD — Int/Div — Sold (part)
METROPOLITAN WEST TOT RETBD — Buy (add'l)
METROPOLITAN WEST TOT RETBD — Sold (part)
OAKMARK — Int/Div — Sold
PIMCO INCOME — Int/Div — Sold (part)
PIMCO INCOME — Buy (add'l)
PIMCO INTL STOCKPLUS AR STR — Int/Div — Sold
PIMCO SHORT TERM P — Int/Div — Sold (part)
PIMCO SHORT TERM P — Buy (add'l)
PIMCO SHORT TERM P — Sold (part)
SUNAMERICA NEW FOC DIV STRA A — Int/Div — Sold (part)
SUNAMERICA NEW FOC DIV STRA A — Buy (add'l)
SUNAMERICA NEW FOC DIV STRA A — Sold (part)
T ROWE PRICE DVRSFD SM CP GR — Int/Div — Sold
T ROWE PRICE MID CAP GR ADV — Int/Div — Sold (part)
T ROWE PRICE MID CAP GR ADV — Sold (part)
T ROWE PRICE MID CAP GR ADV — Sold (part)
TOLCHSTONE SANDS CAP SEL GR — Int/Div — Buy (add'l)
TOLCHSTONE SANDS CAP SEL GR — Buy (add'l)
TOLCHSTONE SANDS CAP SEL GR — Buy (add'l)
VANGUARD INFLAT PROT SEC FUND — Int/Div — Buy
WISDOMTREE EUROPE HEDGED EQUITY — Int/Div — Sold (part)
WISDOMTREE EUROPE HEDGED EQUITY — Sold (part)
WISDOMTREE EUROPE HEDGED EQUITY — Buy (add'l)
WISDOMTREE TRUST JAPN HEDGE EQ — Int/Div — Buy
H) IRA #2 A Annty 451 — Int
John Hancock Venture Annuity Lifestyle Moderate Fund — Int/Div
H) IRA 23S S08 — hy
MORGAN STANLEY BANK NA — Int/Div
ACTIVE BEAR ETF — Int/Div — Buy
COHEN & STEERS PREF SEC&INC — Int/Div — Buy (add'l)
COHEN & STEERS PREF SEC&INC — Buy (add'l)
COHEN & STEERS PREF SEC&INC — Buy (add'l)
COLUMBIA SELECT LG CP GROWTH Va — Int/Div — Buy (add'l)
COLUMBIA SELECT LG CP GROWTH Va — Buy (add'l)
COLUMBIA SELECT LG CP GROWTH Va — Buy (add'l)
DOUBLELINESHILLER ENH CAPE — Int/Div — Buy
DOUBLELINESHILLER ENH CAPE — Buy (add'l)
DOUBLELINESHILLER ENH CAPE — Sold (part)
DOUBLELINE TOTAL RETURN — Int/Div — Sold (part)
DOUBLELINE TOTAL RETURN — Buy (add'l)
DOUBLELINE TOTAL RETURN — Sold (part)
FIRST EAGLE GOLD — Int/Div — Buy
FIRST EAGLE GOLD — Sold (part)
FIRST TRUST DORSEY WRIGHT FD — Int/Div — Sold (part)
FIRST TRUST DORSEY WRIGHT FD — Buy (add'l)
FIRST TRUST DORSEY WRIGHT FD — Sold
FIRST TRUST MORTGAGE INCOME FTF — Int/Div — Buy
GUGGENHEIM S&P 500 PURE VALE — Int/Div — Sold
HENDERSON EUROPEAN FOCUS — Int/Div — Buy
HENDERSON EUROPEAN FOCUS — Sold (part)
HENDERSON EUROPEAN FOCUS — Buy (add'l)
HIGHLAND GLOBAL ALLOCATION — hy — Sold
ISHARES MSC USA MIN VOL — Int/Div — Buy
ISHARES MSC USA MIN VOL — Buy (add'l)
ISHARES MSC USA MIN VOL — Sold (part)
ISHARES MORTGAGE REAL ESTATE — Int/Div — Buy
ISHARES MSC JAPAN ETF — Ine — Sold
ISHARES MSC JAPAN MIN VOL — Int/Div — Buy
ISHARES MSC JAPAN MIN VOL — Buy (add'l)
JOHN HANCOCK SEAPORT) — Int/Div — Sold
MATIHEWS ASIAN JAPAN — Sold (part)
MATIHEWS ASIAN JAPAN — Buy (add'l)
MATIHEWS ASIAN JAPAN — Sold
METROPOLITAN WEST TOT RET BD — Int/Div — Sold (part)
METROPOLITAN WEST TOT RET BD — Buy (add'l)
METROPOLITAN WEST TOT RET BD — Sold (part)
OAKMARK — Int/Div — Sold
PIMCO INCOME — Int/Div — Sold (part)
PIMCO INCOME — Buy (add'l)
PIMCO INTL STOCKPLUS ARSTR — Int/Div — Sold
PIMCO SHORT TERM P — Int/Div — Sold (part)
PIMCO SHORT TERM P — Buy (add'l)
PIMCO SHORT TERM P — Sold (part)
SUNAMERICA NEW FOC DIV STRA A — Int/Div — Sold (part)
SUNAMERICA NEW FOC DIV STRA A — Buy (add'l)
SUNAMERICA NEW FOC DIV STRA A — Sold (part)
T ROWE PRICE DVRSFD SM CP GR — Int/Div — Sold
T ROWE PRICE MID CAP GR ADV — Int/Div — Sold (part)
T ROWE PRICE MID CAP GR ADV — Buy (add'l)
TOLCHSTONE SANDS CAP SEL GR — Int/Div — Buy (add'l)
TOLCHSTONE SANDS CAP SEL GR — Buy (add'l)
TOLCHSTONE SANDS CAP SEL GR — Buy (add'l)
VANGUARD INFLAT PROT SEC FUND — Int/Div — Buy
WISDOMTREE EUROPE HEDGED EQUITY — Int/Div — Sold (part)
WISDOMTREE EUROPE HEDGED EQUITY — Sold (part)
WISDOMTREE EUROPE HEDGED EQUITY — Buy (add'l)
WISDOMTREE TRUST JAPN HEDGE — Int/Div — Buy
HY IRA #4 A Inh S09 — Int/Div
MORGAN STANLEY BANK NA — Int/Div
ACTIVE BEAR ETF — Int/Div — Buy
ACTIVE BEAR ETF — Sold (part)
COHEN & STEERS PREF SEC & INC (X] — Ine — Buy (add'l)
COHEN & STEERS PREF SEC & INC (X] — Sold (part)
COHEN & STEERS PREF SEC & INC (X] — Buy (add'l)
COLUMBIA SELECT LG CP GROWTH Zz — Int/Div — Buy (add'l)
COLUMBIA SELECT LG CP GROWTH Zz — Sold (part)
COLUMBIA SELECT LG CP GROWTH Zz — Buy (add'l)
DOUBLELINE SHILLER ENH CAPE — Int/Div — Buy
DOUBLELINE SHILLER ENH CAPE — Buy (add'l)
DOUBLELINE SHILLER ENH CAPE — Sold (part)
DOUBLELINE TOTAL RETURN — hy — Sold (part)
DOUBLELINE TOTAL RETURN — Sold (part)
DOUBLELINE TOTAL RETURN — Sold (part)
FIRST EAGLE GOLD — Int/Div — Buy
FIRST EAGLE GOLD — Sold (part)
FIRST TRUST DORSEY WRIGHT FD — Ine — Sold (part)
FIRST TRUST DORSEY WRIGHT FD — Sold (part)
FIRST TRUST DORSEY WRIGHT FD — Sold
FIRST TRUST MORTGAGE INCOME — Int/Div — Buy
GUGGENHEIM S&P S00 PURE VALE — Int/Div — Sold
HENDERSON EUROPEAN FOCUS — Int/Div — Buy
HENDERSON EUROPEAN FOCUS — Sold (part)
HENDERSON EUROPEAN FOCUS — Buy (add'l)
HIGHLAND GLOBAL ALLOCATION — Int/Div — Sold
ISHARES MSCI JAPAN ETF — Int/Div — Sold
ISHARES MSCIHJAPAN MIN VOL — Int/Div — Buy
ISHARES MSCIHJAPAN MIN VOL — Sold (part)
ISHARES MSCI MIN VOL USA — Int/Div — Buy
ISHARES MSCI MIN VOL USA — Sold (part)
ISHARES MSCI MIN VOL USA — Sold (part)
ISHARES MORTGAGE REAL ESTATE — Int./y — Buy
JOHN HANCOCK SEAPORT — Int/Div — Sold
MATTHEWS ASIAN JAPAN INV — Int/Div — Sold (part)
MATTHEWS ASIAN JAPAN INV — Buy (add'l)
MATTHEWS ASIAN JAPAN INV — Sold
METROPOLITANWEST TOT RETBD 1 — Int/Div — Sold (part)
METROPOLITANWEST TOT RETBD 1 — Sold (part)
METROPOLITANWEST TOT RETBD 1 — Sold (part)
OAKMARK — Int/Div — Sold
PIMCO INCOME — Int/Div — Sold (part)
PIMCO INCOME — Sold (part)
PIMCO INCOME — Sold (part)
PIMCO SHORT TERM P — Int/Div — Sold (part)
PIMCO SHORT TERM P — Sold (part)
PIMCO SHORT TERM P — Sold (part)
PIMCO INTL STOCKPLUS ARSTR — Int/Div — Sold
SUNAMERICA NEW FOC DIV STRA A — Int/Div — Sold (part)
SUNAMERICA NEW FOC DIV STRA A — Buy (add'l)
SUNAMERICA NEW FOC DIV STRA A — Sold (part)
T ROWE PRICE DVRSFD SM CP GR — Ine — Sold
T ROWE PRICE MID CAP GR ADV — Int./y — Sold (part)
T ROWE PRICE MID CAP GR ADV — Sold (part)
TOLCHSTONE SANDS CAP SEL GR — Int/Div — Buy (add'l)
TOLCHSTONE SANDS CAP SEL GR — Buy (add'l)
TOLCHSTONE SANDS CAP SEL GR — Buy (add'l)
VANGUARD INFLAT PROT SEC — Int/Div — Buy
WISDOMTREE EUROPE HEDGED EQUITY — Int/Div — Sold (part)
WISDOMTREE EUROPE HEDGED EQUITY — Sold (part)
WISDOMTREE EUROPE HEDGED EQUITY — Buy (add'l)
WISDOMTREE TRUST JAPN HEDGE EQUIT — Int/Div — Buy (add'l)
H)52941 mm 697 — Int/Div
MORGAN STANLEY BANK NA — Int/Div
AMERICAN AMCAP 529A — Int/Div — Buy
RTIY) — Buy
RTIY) — Buy
AMERICAN MUTUAL 529A — Int/Div — Buy
AMERICAN MUTUAL 529A — Buy
H) 529 42 pom 699 — Int/Div
MORGAN STANLEY BANK NA — Int/Div
AMERICAN AMCAP 529A — Int/Div — Buy
AMERICAN AMCAP 529A — Buy
AMERICAN AMCAP 529A — Buy
AMERICAN MUTUAL 529A — Int/Div — Buy
AMERICAN MUTUAL 529A — Buy
AMERICAN MUTUAL 529A — Buy
Agreement — 2013 — Arizona Elected Officials Retirement System: no control
Trust #2

“GUGGENHEIM S&P PURE VALE (X) is marked (X) because it was inadvertently indicated on the prior report as sold when in fact it was only partially sold. It

was actually still owned at the beginning of the 2016.

Trust #3

Baron Real Estate is marked (X) because it was inadvertently indicated on the prior report as sold when in fact it was only partially sold. It was actually still owned

at the beginning of the 2016 and was owned at the end of year with no transcations during the 2016.

IRA #3

RS Select Growth has a (Y) because it was owned at the beginning of the year but the sale was not reportable and none was owned at the end of year

IRA #4

Cohen & Steers Pref Sec & Inc has an (X) because it was purchased this year in multiple transactions that were less than $1,000 each but it was owned at the end

of year and the value was greater than $1,000,

First Dorsey Wright Fd has a (Y) because it was on the prior year report but it was sold in multiple transactions that were less than $1,000 cach.

Putnam Equity Spectrum has a (Y) because it was on the prior yeur report but it was sold in multiple transactions that were less than $1,000 each.

T Rowe Price Dvrsfd Sm Cp Gr has a (Y) because it was owned at the begining of the year but it was sold m multiple transactions that were less than $1,000

euch,

WisdomTree Europe Hedged Equity has a (Y) because it was on the prior year report but it has fallen to less than $1,000.

WisdomTree Trust Japn Hedge Equity has a (Y) because it was on the prior year report but it has fallen to less than $1,000,

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/3882. Public record. Not legal advice.