# Howard R Tallman > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/3830 ## Record - **Judge:** Howard R Tallman - **Year:** 2013 - **Report type:** Annual - **Pages:** 8 ## Text KeyBank -- Accounts — Interest ENTCU(X) — Interest — Open IRA No. l(a) - SEI Group (X) — Int/Div — Sold (part) — Part VIII Note 2 Large Cap Value Large Cap Growth Small Cap Value Small Cap Growth Core Fixed Income eeclnternational Fixed Income Emerging Markets Debt High Yield Bonds International Equity Emerging Markets Equity Domestic Fixed Income (X) Prime Obligation IRA No. I(b) = SEI Group (X) — None — Open — Part VII, Note 2 Prime Obligation — Buy IRA No. 1{¢) = SEI Group (X) — None — Open — Part VII, Note 2 Fixed Income: Corporate Laddered Bonds — Buy Prime Obligation IRA No. 2 — Oppenheimer Fund — None — Redeemed Mutual Fund 1 - SEI Group Tax Managed Large Cap — Int/Div — Sold (part) Small Cap Value — Int/Div — Sold (part) Small Cap Growth — Int/Div — Sold (part) Intermediate-Term Municipal — Int/Div — Sold (part) eeIntermational Fixed Income — Int/Div — Sold (part) Emerging Markets Debt — Int/Div — Sold (part) High Yield Bonds — Int/Div — Sold (part) Intemational Equity — Int/Div — Sold (part) Emerging Markets Equity — Int/Div — Sold (part) Tax-Free Fund — Interest — Sold (part) Mutual Fund 2 - SEI Group Tax Free Fund — Interest Tax Managed Vol. Fund — Int/Div Tax Managed Large Cap — Int/Div Short Duration Muni — Int/Div Tax Advantage Income — Int/Div eeclntermediate Term Mum — Int/Div Jackson National Life — Interest Genworth Life Ins. Co — Interest Icon Income Fund Eleven — Distribution Pacific Life Vanable Annuity — None — Part VIII, No. Reimbursement — American Bankruptcy Institute — January 24-25, 2013 — Denver, Colorado — Speaker at national CLE — Semnar registration and meals 1. Part VII, Line 38. The income and value are reported in an aggregate amount for the investment as reflected in the annuity’s price per unit/share. The only input that 1 or my financial adviser had in this annuity investment was to provide an initial risk profile. Neither of us has any control over the choice of investment sub-accounts or the allocation of funds among those various sub-accounts. Funds are re-invested or re-balinced by the issuer using either existing, replacement or additions! sub-accounts, without prior notice to or input from us. 2. Part VIL, Lines 3 and 16-19. These listings show acquistion activity starting in December, 2013, to further diversify holdings held in IRA No, 1, now designated No. (a). Cash equivalent funds were transferred from IRA No. 1(a) into new IRA No, 1(b) to purchase cash equivalent funds. Shortly thereafter, these funds were used to purchase investments in IRA No. 1(c¢), a professionally managed laddered bond account. The sequisition process by the fund manager for IRA No. l(c) began in mid-December, 2013 und continued for several nonths into 2014. IRA No. l(c) will hold the bonds so purchased, plus some amount of cash equivalents to cover fund expenses. IRA No. 1(b) will hold the net interest income generated by the bonds to keep it separate and available for possible other investments, which woukl be reported as provided by the disclosure rules. The only input that | or my financial adviser had in the process of opening the new IRA accounts and the subsequent bond investments was to determine the total amount of the IRA funds to be transferred to this new investment. Note that the total amount of the investments in IRAs No. 1(4), (b) and (c) as of Dexcember 31, 2013 were included in the total value of IRA No. 1 in the original 2013 financial report. This amendment has been filed to now show in more detail how this diversification was sccomplished by the bond fund manager. Going forward, since these funds are all within IRA accounts, | will continue to report the total values of each of the three IRA. but only the names and not the balances for the underlying individual fund investments within each IRA. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/3830. Public record. Not legal advice.