# Theresa L. Fricke

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/3689

## Record

- **Judge:** Theresa L. Fricke
- **Year:** 2017
- **Report type:** Annual
- **Pages:** 26

## Text

Adb6
Brokerage #1 (H)
JPMorgan US Governemnt Money Market Fund (QVESQ) — Int/Div
Blackrock Fds Mid Cap Index Fd C1 K (BRMKX) — Int/Div — Sold (part)
Blackrock Fds Mid Cap Index Fd C1 K (BRMKX) — Sold
Blackock Index Fds Inc (BTMKX) — Int/Div — Buy (add'l)
Blackock Index Fds Inc (BTMKX) — Buy (add'l)
Blackock Index Fds Inc (BTMKX) — Buy (add'l)
Brown Advisory Fds (BAFHX) — Int/Div
Causeway Cap Mgmt Tr (CIVIX) — Int/Div — Buy
Dodge & Cox Funds International Stock Fund (DODFX) — Int/Div
Harms Assoc Invt Tr (OANMX) — Int/Div — Buy
iShares Inc (EW) — Int/Div — Buy (add'l)
iShares Inc (EW) — Buy (add'l)
iShares MSC EAFE EFT (EFA) — Int/Div
JPMorgan Tr JUEMX) — Int/Div — Buy
JPMorgan Tr JUEMX) — Sold (part)
Massachusetts Investors Trust-Cl (MITIX) — Int/Div — Buy
MFS Research (MRSIX) N/K/A MFS Ser Tr 1HMRSKX) — Int/Div
SPDR S&P S00 Eft Trust (SPY) — Int/Div — Sold (part)
Vanguard Index Tr (VFIAX) — Int/Div — Buy
Vanguard Index Tr (VFIAX) — Buy (add'l)
Vanguard Index Tr (VFIAX) — Buy (add'l)
Vanguard Index Tr (VFIAX) — Buy (add'l)
Vanguard Intl Equity (VGK) — Int/Div — Buy
American Century (AXBIX) N/K/A American Centy Mun Tr (ATBYX) — Int/Div — Buy (add'l)
American Century (AXBIX) N/K/A American Centy Mun Tr (ATBYX) — Buy (add'l)
Bemstem Sanford C Fd Inc (AIDYX) — Int/Div — Buy (add'l)
Bemstem Sanford C Fd Inc (AIDYX) — Buy (add'l)
Bemstem Sanford C Fd Inc (AIDYX) — Buy (add'l)
Blackrock Mun Bd Fd Inc (BNMLX) — Int/Div — Buy
John Hancock Income Fund C11 (JSTIX) — Int/Div
JPMorgan TR 11 {OHYFX) N/K/A JPMorgan TR [1 (JHYUK) — Int/Div — Sold (part)
JPMorgan TR 11 {OHYFX) N/K/A JPMorgan TR [1 (JHYUK) — Sold
JPMorgan Tr Il (JIMIX) — Int/Div — Buy (add'l)
Lord Abbett Invt Tr (LOLDX) — Int/Div — Buy (add'l)
Lord Abbett Invt Tr (LOLDX) — Sold (part)
Mainstay High Yield (MHYIX) N/K/A Mainstay Fds (MHYSX) — Int/Div — Sold (part)
Pimco Low Duration Fund (PTLDX) — Int/Div — Buy (add'l)
Pimco Low Duration Fund (PTLDX) — Buy (add'l)
Pimco Low Duration Fund (PTLDX) — Buy (add'l)
Pimco Total Return Fund (PTTRX) — Int/Div — Buy (add'l)
Rowe T Price Intl Fds (PRXIX) — Int/Div
T Rowe Price Summit (PRSMX) — Int/Div — Buy (add'l)
Abbott Laboratories (ABT) (X) — Int/Div — Sold
Accenture PLC Ireland (ACN) (X) — Int/Div — Sold
Adobe Systems Inc (ADBE) (X) — Int/Div — Sold
Aetna Inc New (AET) (X) — Int/Div — Sold
Agilent Technologies Inc (A) (X) — Int/Div — Sold
Alexion Pharmaceuticals Inc (ALXN) (X) — Int/Div — Sold
Allegion Public Limited Company (ALLE) (X) — Int/Div — Sold
Allergan PLC (AGN) (X) — Int/Div — Sold
Alphabet Inc Class A (GOOGL) (X) — Int/Div — Sold
Alphabet Inc Class C (GOOG) (X) — Int/Div — Sold
Amazon.com Inc (AMZN) (X) — Int/Div — Sold
American International Group Inc (AIG) (X) — Int/Div — Sold
Anadarko Petroleum Corp (APC) (X) — Int/Div — Sold
Analog Devices Inc (AD1) {X) — Int/Div — Sold
Apple Inc (AAPL) (X) — Int/Div — Sold
AT&T Inc(T)(X) — Int/Div — Sold
Bank of New York Mellon Corp (BK) (X) — Int/Div — Sold
Bank of America Corp (BAC) (X) — Int/Div — Sold
Biogen Inc (BIB) (X) — Int/Div — Sold
Bioverativ Inc (BIVV)(X) — Int/Div — from line 62)
Bioverativ Inc (BIVV)(X) — Sold
Blackrock Inc (BLK) (X) — Int/Div — Sold
Boston Scientific Corp (BSX) (X) — Int/Div — Sold
Bristol Myers Squibb Co (BMY) (X) — Int/Div — Sold
Broadcom Limited (AVGO) (X) — Int/Div — Sold
Camival Corp (CCL) (X) — Int/Div — Sold
Celgene Corp (CELG) (X) — Int/Div — Sold
Charles Schwab Corp New (SCHW) (X) — Int/Div — Sold
Charter Communications Inc New C1 A (CHTR (XX) — Int/Div — Sold
Chubb LTD (CB) (X) — Int/Div — Sold
Citigroup Inc (C) (X) — Int/Div — Sold
CMS Energy Corp (CMS) (X) — Int/Div — Sold
Comcast Corp C1 A (CMCSA) (X) — Int/Div — Sold
Concho Resources Inc (CXO) (X) — Int/Div — Sold
Costco Wholesale Corp-New (COST) (X) — Int/Div — Sold
Discover Financial Services (DFS) (X) — Int/Div — Sold
Dish Network Corp Cl A (DISH) (X) — Int/Div — Sold
Dow Chemical Company (The) (DOW) (X) — Int/Div — Sold
Eastman Chemical Co (EMN)(X) — Int/Div — Sold
Eli Lilly & Co (LLY) (X) — Int/Div — Sold
EOG Res Inc (EOG) (X) — Int/Div — Sold
EQT Corporation (EQT) (X) — Int/Div — Sold
Facebook Inc C1 A (FB) (X) — Int/Div — Sold
Fidelity National Information Services Inc {FIS1 X) — Int/Div — Sold
General Dynamics Corp (GD) (X) — Int/Div — Sold
General Electric Company (GE) (X) — Int/Div — Sold
General Motors Company (GM) (X) — Int/Div — Sold
Gilead Sciences Inc (GILD) (X) — Int/Div — Sold
Goldman Sachs Group Inc (GS) (X) — Int/Div — Sold
Hartford Fmancial Services Group Inc (HIG (X) — Int/Div — Sold
Home Depot Inc (HD) (X) — Int/Div — Sold
Honeywell Intl Inc (HON) (X) — Int/Div — Sold
Humana Inc (HUM) (X) — Int/Div — Sold
Mumina Inc (ILMN) (X) — Int/Div — Sold
Ingersoll Rand PLC (IR) (X) — Int/Div — Buy
Ingersoll Rand PLC (IR) (X) — Sold
Intercontinental Exchange Inc (ICE) (X) — Int/Div — Buy
Intercontinental Exchange Inc (ICE) (X) — Sold
Johnson Controls International PLC (JCI) (xX) — Int/Div — Sold
Key Corp New (KEY) (X) — Int/Div — Sold
Kraft Heinz Company (The) (KHC) (X) — Int/Div — Sold
Lam Research Corp (LRCX) (X) — Int/Div — Sold
Lennox Intl Inc (LI (X) — Int/Div — Sold
Lowes Companies Inc (LOW) (X) — Int/Div — Sold
Marsh & McClennan Companies Inc IMMCYHX) — Int/Div — Sold
Martin Manetta Materials Inc (MLM) (X) — Int/Div — Sold
Masco Corp (MAS) (X) — Int/Div — Sold
Mastercard Incorporated (MA) (X) — Int/Div — Sold
Merck & Co Inc (MRK) (X) — Int/Div — Sold
Metlife Inc (IMETY (X) — Int/Div — Sold
Microsoft Corp (MSFT) (X) — Int/Div — Sold
Molson Coors Brewing Co C1 B (TAP) (X) — Int/Div — Sold
Mondelez International Inc (MDLZ) (X) — Int/Div — Sold
Morgan Stanley (MS) (X) — Int/Div — Sold
Nextera Energy Inc (NEE) (X) — Int/Div — Sold
Nike Inc Class B (NKE) (X) — Int/Div — Buy
Nike Inc Class B (NKE) (X) — Sold
NiSource Inc (ND (X) — Int/Div — Sold
Norfolk Southern Corp (NSC) (X) — Int/Div — Buy
Norfolk Southern Corp (NSC) (X) — Sold
Northrop Grumman Corp (NOC) (X) — Int/Div — Sold
O Reilly Automotive Inc (ORLY) (X) — Int/Div — Sold
Occidental Pete Corp (OXY) (X) — Int/Div — Sold
Pepsico Inc (PEP) (X) — Int/Div — Sold
Pfizer Inc (PFE) (X) — Int/Div — Sold
Pioneer Natural Resources Company (PXD) xX) — Int/Div — Sold
PPG Industries Inc (PPG) (X) — Int/Div — Sold
Proctor & Gamble Co (PG) (X) — Int/Div — Sold
Schlumberger LTD (SLB) (X) — Int/Div — Sold
Stanley Black & Becker Inc (SWK) (X) — Int/Div — Sold
SVB Financial Group (SIVB) (X) — Int/Div — Sold
T Mobile US Inc (TMUS) (X) — Int/Div — Sold
Texas Instruments Incorporated (TXN) (X) — Int/Div — Sold
Time Wamer Inc (TWX) (X) — Int/Div — Sold
TIX Companies Inc New (TIX) (X) — Int/Div — Sold
Transcanada Corporation (TRP) (X) — Int/Div — Sold
Twenty First Century Fox Inc Class A (FOXA(X) — Int/Div — Sold
Union Pacific Corp (UNP) (X) — Int/Div — Sold
United Continental Hldgs Inc (UAL) (X) — Int/Div — Sold
UnitedHealth Group Inc (UNH) (X) — Int/Div — Sold
Vertex Pharmaceuticals Inc (VRTX) (X) — Int/Div — Sold
Visa Inc (V(X) — Int/Div — Sold
Walgreen Boots Alliance Inc (WBA) (X) — Int/Div — Buy
Walgreen Boots Alliance Inc (WBA) (X) — Sold
Walt Disney Co (DIS) (X) — Int/Div — Sold
Waste Connections Inc (WON) (X) — Int/Div — Buy
Waste Connections Inc (WON) (X) — Sold
Wells Fargo & Co (WFC) (X) — Int/Div — Sold
Wex Inc (WEX) (X) — Int/Div — Sold
Workday Inc C1 A (WDAY)(X) — Int/Div — Sold
Yum Brands Inc (YUM) (X) — Int/Div — Sold
Pimco Fds Pac Invt Mgmt (PIGIX) (X) — Int/Div — Sold
Vanguard Fixed Income (VFIDX) (X) — Int/Div — Sold
Checking & Savings Accounts (H)
JPMorgan Chase Bank, N.A — Interest
JPMorgan Chase Bank, N.A — Interest
JPMorgan Chase Bank, N.A — Interest
Brokerage #2 SEP (H)
IP Morgan US Government Money Market Fund (QVESQ) — Int/Div
Abbot Laboratories (ABT) — Int/Div
Accenture PLC Ireland (ACN) — Int/Div
Adobe Systems Inc (ADBE) — Int/Div
Agilent Technologies Inc (A) — Int/Div
Alexion Pharmaceuticals (ALXN) — Int/Div — Sold
Allegion Public Limited Company (ALLE) — Int/Div
Allergan PLC (AGN) — Int/Div
Alphabet Inc - Class A (GOOGL) — Int/Div
Alphabet Inc - Class C (GOOG) — Int/Div — Buy (add'l)
Amazon.com Inc (AMZN) — Int/Div
American International Group Inc (AIG) — Int/Div
Anadarko Petroleum Corp (APC) — Int/Div
Analog Devices Inc (ADI) — Int/Div
Apple Inc (AAPL) — Int/Div
AT&T Inc(T) — Int/Div — Sold
Bank of New York Mellon Corp (BK) — Int/Div
Bank of America Corp (BAC) — Int/Div
Berkshire Hathaway Inc (BRKB) — Int/Div — Buy
Biogen Inc (BIIB) — Int/Div
Blackrock Inc (BLK) — Int/Div
Blackrock Index FDS Inc (BTMKX) — Int/Div — Buy (add'l)
Blackrock Index FDS Inc (BTMKX) — Buy (add'l)
Boston Scientific Corp (BSX) — Int/Div
Bristol Myers Squibb Co (BMY) — Int/Div
Broadcom Limited (AVGO) — Int/Div
Brown Advisory FDS (BAFHX) — Int/Div
Causeway Cap Mgmt Tr (CIVIX) — Int/Div — Buy (add'l)
Celgene Corp (CELG) — Int/Div
Charles Schwab Corp New (SCHW) — Int/Div
Charter Communications Inc New Cl A ({CHTR) — Int/Div
Chubb LTD (CB) — Int/Div
Cigna Corporation (CI) — Int/Div — Buy
Citigroup Inc (C) — Int/Div
CMS Energy Corp (CMS) — Int/Div
Comcast Corp Cl A (CMCSA) — Int/Div
Concho Resources Inc (CXO) — Int/Div
Delphi Automotive PLC (DLPH) N/K/A Aptiv PLC (APTV) — Int/Div — Buy
Delphi Technologies PLC (DLPH) — Int/Div — Buy
Delta Arrlines Inc Del (DAL) — Int/Div — Buy
Diamondback Energy Inc (FANG) — Int/Div — Buy
Dish Network Corp C1 A (DISH) — Int/Div
Dodge & Cox Funds Internataional Stock Fund (DODFX) — Int/Div — Buy (add'l)
Dollar Tree Inc (DLTR) — Int/Div — Buy
Dow Chemical Company {The) (DOW) NJ K/A DowDuPont Inc (DWDP) — Int/Div
E 1 DuPont De Nemours (DD) — Int/Div — with line 206)
Eastman Chemical Co (EMN) — Int/Div
Eli Lilly & Co (LLY) — Int/Div
Eog Res Inc (EOG) — Int/Div
Eqt Corporation (EQT) — Int/Div
Facebook Inc C1 A (FB) — Int/Div
Fidelity National Information Services Inc (FIS) — Int/Div
General Dynamics Corp (GD) — Int/Div
General Electric Company (GE) — Int/Div — Sold
Gilead Sciences Inc (GILD) — Int/Div
Goldman Sachs Group Inc (GS) — Int/Div
Hartford Financial Services Group Inc (HIG) — Int/Div
Home Depot Inc (HD) — Int/Div
Honeywell Intl lnc (HON) — Int/Div
Humana Inc (HUM) — Int/Div — Sold
Ingersoll Rand PLC (IR) — Int/Div — Buy
Intercontinental Exchange Inc (ICE) — Int/Div — Buy
International Business (IBM) — Int/Div — Buy
iShares Inc (EW) — Int/Div — Buy (add'l)
iShares MSC EAFE ETF (EFA) — Int/Div
KeyCorp New (KEY) — Int/Div
Kraft Heinz Company (The) (KHC) — Int/Div
Lowes Companies Inc (LOW) — Int/Div
Martin Manetta Materials Inc (MLM) — Int/Div
Masco Corp (MAS) — Int/Div
Mastercard Incorporated (MA) — Int/Div
Merck & Co Inc (MRK) — Int/Div
MetLife Inc (MET) — Int/Div
MFS Research (MRSIX) N/K/A MFS Ser Tr 1IMRSKX) — Int/Div
Microchip Technology Inc (MCHP) — Int/Div — Buy
Microsoft Corp (MSFT) — Int/Div
Molson Coors Brewing Co C1 B (TAP) — Int/Div
Mondelez International (MDLZ) — Int/Div
Morgan Stanley (MS) — Int/Div
Nextera Energy Inc (NEE) — Int/Div
Nike Inc (NKE) — Int/Div — Buy
NiSource Inc (NI) — Int/Div
Norfolk Southern Corp (NSC) — Int/Div — Buy
Northrop Grumman Corp (NOC) — Int/Div
NVIDIA Corp (NVDA) — Int/Div — Buy
OReilly Automotive Inc (ORLY) — Int/Div
Occidental Pete Corp (OXY) — Int/Div
Pepsico Inc (PEP) — Int/Div
Pfizer Inc (PFE) — Int/Div
Philip Morris (PM) — Int/Div
Pioneer National Resources Company rx — Int/Div
SPDR S&P S00 EFT Trust (SPY) — Int/Div
Stanley Black & Decker Inc (SWK) — Int/Div
Starbucks Corp (SBUX) — Int/Div — Buy
Starbucks Corp (SBUX) — Sold
SVB Fmancial Group (SIVB) — Int/Div
T Mobile US Inc ((TMUS) — Int/Div — Sold
Texas Instruments Incorporated (T1) — Int/Div
TIX Companies Inc New (TIX) — Int/Div
Twenty First Century Fox (FOXA) — Int/Div
Union Pacific Corp (UNP) — Int/Div
United Continental Hldgs Inc (UAL) — Int/Div
United Technologies Corp (UTX) — Int/Div — Buy
UnitedHealth Group Inc (UNH) — Int/Div
Vanguard Index Tr (VFIAX) — Int/Div — Buy
Vanguard Intl Equity (VGK) — Int/Div — Buy
Vantiv Inc (VNTV) — Int/Div — Buy
Vertex Pharmaceuticals Inc (VRTX) — Int/Div
Visa lnc (V) — Int/Div
Walgreen Boots Alliance (WBA) — Int/Div — Buy
Walt Disney Co (DIS) — Int/Div
Waste Connections Inc (WON) — Int/Div
Wells Fargo & Co (WFC) — Int/Div
Wex Inc (WEX) — Int/Div
Workday Inc C1 A (WDAY) — Int/Div
Zimmer Biomet Holdings (ZBH) — Int/Div — Buy
Dodge & Cox Income Fund (DODIX) — Int/Div
Federated Inst] High Yield Bond Fund (FIHLX) — Int/Div
John Hancock Income Fund C11 (JSTIX) — Int/Div
JP Morgan Tr [1 (WOBDX) N'K/A JP Morgan TR 11 (JCBUX) — Int/Div — Sold (part)
IP Morgan TR 11 High Yield Fd C11 {OHYFX) — Int/Div — Sold
Lord Abbett lnvt Tr (LOLDX) — Int/Div
Mainstay High Yield (MHY IX) N/K/A Mainstay Fds (MHYSX) — Int/Div
Pimco Fds Pac Invt Mgmt (PIGIX) — Int/Div — Buy (add'l)
Pimco Total Return Fund (PTTRX) — Int/Div — Buy (add'l)
Rowe T Price Intl Fds (PRXIX) — Int/Div
Rowe T Price New Income (PRXEX) — Int/Div — Buy (add'l)
Vanguard Charlotie Fds (VTABX) — Int/Div — Buy (add'l)
Vanguard Charlotie Fds (VTABX) — Buy (add'l)
Vanguard Fixed Income (VFIDX) — Int/Div
Vanguard Short Term Bond Index Fund {(VBIRX) — Int/Div — Buy (add'l)
Aetna Inc New (AETY (X) — Int/Div — Sold
Blackrock FDS Mid Cap Index Fd C1 K (BRMKXO(X) — Int/Div — Sold
Camival Corp (CCL) (X) — Int/Div — Sold
Costco Wholesale Corp-New (COST) (X) — Int/Div — Sold
Discover Financial Services (DFS) (X) — Int/Div — Sold
General Motors Company (GM) (X) — Int/Div — Sold
Mumina Inc (ILMN) (X) — Int/Div — Sold
Johnson Controls International PLC (JCI) XxX) — Int/Div — Sold
Lam Research Corp (LRCX) (X) — Int/Div — Sold
Lennox Intl Inc (LI (X) — Int/Div — Sold
Marsh & McClennan Companies Ing (IMMOCYX) — Int/Div — Sold
PPG Industries Inc (PPG) (X) — Int/Div — Sold
Proctor & Gamble Co (PG) (X) — Int/Div — Sold
Schlumberger LTD (SLB) (X) — Int/Div — Sold
Time Wamer Inc (TWX) (X) — Int/Div — Sold
TransCanada Corporation (TRP) (X) — Int/Div — Sold
Yum Brands Inc (YUM) (X) — Int/Div — Sold
Vanguard Bond Index Fd Inc (VBTLX) (X) — Int/Div — Sold
BROKERAGE #3 SEP(H)
JP Morgan US Government Money Market Fund (QVESQ) — Int/Div
Blackrock Index Fds Inc (BTMKX) — Int/Div — Buy (add'l)
Blackrock Index Fds Inc (BTMKX) — Buy (add'l)
Brown Advisory Fds (BAFHX) — Int/Div
Causeway Cap Mgmt Tr Intl Value Fd (CIVIX) — Int/Div — Buy (add'l)
Dodge & Cox Funds International Stock Fund (DODFX) — Int/Div — Buy (add'l)
Harris Assoc lnvt Tr (OANMX) — Int/Div
iShares Inc (EWH (X) — Int/Div
iShares MSCI1 EAFE ETF (EFA) — Int/Div
JP Morgan Tr US Equity Fd Class L JUEMX) — Int/Div
Massachusetts Investors Trust-CL 1 IMITIX) — Int/Div
MFS Research (MRSIX) N/K/A MFS Ser Tr 1IMRSKX) — Int/Div — Buy (add'l)
SPDR S&P S00 ETF Trust (SPY) — Int/Div
Vanguard Index Tr (VFIAX) — Int/Div — Buy (add'l)
Blackrock High Yield Bond Portfolio Class K(BRHYX) — Int/Div — Sold (part)
Dodge & Cox Income Fund (DODIX) — Int/Div
Federated Inst] Tr High Yield Bd Fd (FIHLX) — Int/Div
John Hancock Income Fund C11 (JSTIX) — Int/Div
JP Morgan TR 11 {OHYFX) NK/A JPMorgan Tr IT JHYUX) — Int/Div — Sold (part)
JP Morgan TR 11 {OHYFX) NK/A JPMorgan Tr IT JHYUX) — Sold
Pimco Fds Pac lnvt Mgmt (PIGIX) — Int/Div
Pimco Short Term Fund Inst] CHPTSHX) — Int/Div
Pimco Total Return Fund (PTTRX) — Int/Div — Buy
Rowe T Price Intl Fds (PRXIX) — Int/Div — Sold (part)
Vanguard Charlotte Fds (VTABX) — Int/Div — Buy (add'l)
Vanguard Fixed Income (VFIDX) — Int/Div
Vanguard Short Term Bond Index Fund (VBIRX) — Int/Div
Blackrock FDS Mid Cap Index Fd C1 K (BRMKX)(X) — Int/Div — Sold
JP Morgan TR 11 Core Bd FD (WOBDX) (1X) — Int/Div — Sold
Principal Financial Group, Inc. {Whole Life Policy) — Int/Div
State Retirement PERS 2 (H)
State of Washington Department of Retirement Systems — Interest
Rental Property #1 1/3 Ownership (Tacoma , WA) — Rent
Liability — CHASE VISA — Credit Card
Income — 2017 — Washington State Attorney General W-2 Wages — S24.368.81
Spouse's income — 2017 — Hester Law Group, Inc. PS. W-2 Wages

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/3689. Public record. Not legal advice.
