# Patti B. Saris

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/3625

## Record

- **Judge:** Patti B. Saris
- **Year:** 2012
- **Report type:** Annual
- **Pages:** 71

## Text

Mass. St Port Authority, Muni Bonds — Interest — Matured
Mass. St G/O Cons Ln Series. Muni Bonds — Interest
Mass. Bay Trans Authority, Municipal Bonds — Interest — Matured
Venture Investors Fund. LP — None
Bank of America (formerly Fleet Natl Bank), Bank Accounts — None
Realty Assoc Fund IV, LLC — None
Tucker Anthony Private Equity Fund 1, LP — istrnibution
TA Conference LLC — None
Realty Associates Fund V, LLC — None — Sold (part) — Part VII
Realty Associates Fund V, LLC — Sold (part) — Part VII
Maricopa Cty, AZ Municipal bds — Interest
Tucker Anthony Private Equity Fund 11 — Distribution — Sold (part) — Part VII
Mass. In] Fin Agy Municipal Bonds — Interest
Tucker Anthony Private Equity Fund 111 — Distribution — Sold (part) — Part VII
Tucker Anthony Private Equity Technology LP — Distribution
Trust#$ — Int/Div
Baupost Value Partners LP
Kensico Offshore Fd Lid LP
Global Fixed Inc Brandywine lny Tr Mututal Fd — Sold (part)
Global Fixed Inc Brandywine lny Tr Mututal Fd — Redeemed
Van Eck Int] Invest Gold-A Mutual Fd — Sold (part)
Van Eck Int] Invest Gold-A Mutual Fd — Buy (add'l)
Dodge & Cox Income Fd mutual Fd
Federated US Treas Cash money market (cash equiv) — Buy (add'l)
Federated US Treas Cash money market (cash equiv) — Buy (add'l)
Federated US Treas Cash money market (cash equiv) — Buy (add'l)
Federated US Treas Cash money market (cash equiv) — Buy (add'l)
Federated US Treas Cash money market (cash equiv) — Buy (add'l)
Federated US Treas Cash money market (cash equiv) — Buy (add'l)
Federated US Treas Cash money market (cash equiv) — Buy (add'l)
Federated US Treas Cash money market (cash equiv) — Buy (add'l)
Federated US Treas Cash money market (cash equiv) — Buy (add'l)
Federated US Treas Cash money market (cash equiv) — Buy (add'l)
Federated US Treas Cash money market (cash equiv) — Buy (add'l)
Federated US Treas Cash money market (cash equiv) — Buy (add'l)
Federated US Treas Cash money market (cash equiv) — Buy (add'l)
Federated US Treas Cash money market (cash equiv) — Buy (add'l)
Federated US Treas Cash money market (cash equiv) — Buy (add'l)
Federated US Treas Cash money market (cash equiv) — Buy (add'l)
Federated US Treas Cash money market (cash equiv) — Buy (add'l)
Federated US Treas Cash money market (cash equiv) — Sold (part)
Federated US Treas Cash money market (cash equiv) — Sold (part)
Federated US Treas Cash money market (cash equiv) — Sold (part)
Federated US Treas Cash money market (cash equiv) — Sold (part)
Federated US Treas Cash money market (cash equiv) — Sold (part)
Federated US Treas Cash money market (cash equiv) — Sold (part)
Federated US Treas Cash money market (cash equiv) — Sold (part)
Federated US Treas Cash money market (cash equiv) — Sold (part)
Federated US Treas Cash money market (cash equiv) — Sold (part)
Federated US Treas Cash money market (cash equiv) — Sold (part)
S10. — Sold (part)
S10. — Sold (part)
S10. — Sold (part)
S10. — Sold (part)
S10. — Sold (part)
S10. — Sold (part)
S10. — Sold (part)
S10. — Sold (part)
S10. — Sold (part)
Vanguard S/T Invest Gr Inv (Mutual fd) — Sold
PIMCO Emerging Mkts Curr Instl (mt fd)- name chgd 8/16/11 — Open — Part VII
Vanguard Dividend Appre, mutual fd (x) — Open — Part VII
Vanguard Developed Mkts Index, mutual fd (v)
Vanguard Emerging Markets, mutual fd (y)
Trust#9 — Int/Div
Ishares MSC Brazil Index Fd (mutual fd)
SPDR Gold Trust (mutual fd)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)
RIT) — Sold (part)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)
Vanguard Dividend Appre, mutual fd
Vanguard Emerging Markets, mutual fd
Trust 10 — None
Travelers Life & Annuity Ins Co, universal life insurance
Trust#11 — Int/Div
Manulife Fin'l Corp (formerly JHancock Finl Svcs), common
Sun Life Assurance, universal life insurance
Manufacturers Life Ins, universal life (John Hancock)
Federated USTreas Cash Rsv cash eq mututal fd
MA Water Pollution Municipal Bonds — Interest — Sold (part)
Tucker Anthony Private Equity Fund 1V — Distribution
IRA Rollover
Federated USTreas Cash Rsv cash eq mutual fd — Int/Div
Zoom Information Inc Cl B closely held — None
Battery Ventures VIL.P — istmbution
Friends of Lime Rock II L.P — None
Park St Capl Natural Res Fd L.P — Distribution
Patron Capital L.P. — None
US Fidenza LLC — None
US Wertheim LLC — None — Redeemed — Part VII
MFB Northern Trust Co Funds Muni MM cash equiv. — Int/Div — Part VII
Northn AZ Univ Revs Municipal Bond — Interest
Phoenix AZ Civic Impt Municipal Bond — Interest — Matured — Part VII
Trust# 14 — None — Part VII
Federated USTreas Cash Rsv cash eq mutual fd — Sold
Intin MECM Investments LLC (closely held) (x) — Distnbuted
Trust#15 — None — Part VII
Federated USTreas Cash Rsv cash eq mutual fd — Sold
Intin MECM Investments LLC (closely held) (x) — Distnbuted
Trust # 16 — None — Part VII
Federated USTreas Cash Rsv cash eq mutual fd — Sold
Int in MECM Investments LLC (closely held) (x) — Distnibuted
Trust #17 — None — Part VII
Federated USTreas Cash Rsv cash eq mutual fd — Sold
Int in MECM Investments LLC (closely held) — Distnbuted
Park St Capital V LP — Distribution
Plymouth Rock Co Inc OC CI A - common stock — Int/Div
Buenos Aires Residential Co 11 LLC — Distribution — Part VII
Friends of Lime Rock 111 LP — None — Buy (add'l)
Highfields Capital 11 LP — Distribution
Park St Natural Resource Fund 11 Combined (Private Equity) — Distribution — Buy (add'l)
Park St Natural Resource Fund 11 Combined (Private Equity) — Buy (add'l)
Park Street Capital VI (Private Equity Fd) — Distribution — Buy (add'l)
Park Street Capital VI (Private Equity Fd) — Buy (add'l)
Patron Capital LP 11 {private equity) — Distribution — Buy (add'l) — Part VII
Orion Eruopean Real Estate Fd IL, CV, LP — None — Buy (add'l)
US Dublin LLC — None
Europa Fund Il US LP — Distribution
Weston Presidio V LP — Distribution — Buy (add'l)
Weston Presidio V LP — Buy (add'l)
IL St Municipal Bds — Interest — Sold
NJ Dev Auth Municipal Bds — Interest
Trust #18 — Distribution
Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Int in MECM Investments LLC (closely held) — Open — Part VII
Trust#19 — Distribution
Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Int in MECM Investments LLC (closely held) — Open — Part VII
Trust £ 20 — istnbution
Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Int in MECM Investments LLC (closely held) — Open — Part VII
Trust#21 — istmbution
Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Int in MECM Investments LLC (closely held) — Open — Part VII
TA Investors L.P — None
Wavemark Inc Ser A pfd stock — None
Centerbridge Cap Ptors LPs (Priv. Eq) — Distribution — Buy (add'l)
Lime Rock Parters IV LP {combined) (private equities) — Distribution — Buy (add'l)
Lime Rock Parters IV LP {combined) (private equities) — Buy (add'l)
Lime Rock Parters IV LP {combined) (private equities) — Buy (add'l)
Lime Rock Parters IV LP {combined) (private equities) — Buy (add'l)
Park St Cap Priv Eq Fd VII A LP — Distribution — Buy (add'l)
Park St Cap Priv Eq Fd VII A LP — Buy (add'l)
Park St Cap Priv Eq Fd VII A LP — Buy (add'l)
Park St Cap Priv Eq Fd VII A LP — Buy (add'l)
Park St Cap Priv Eq Fd VII A LP — Buy (add'l)
Park St Cap Natural Res Fd 111 LP combined {priv Eq) — Distribution — Buy (add'l)
Park St Cap Natural Res Fd 111 LP combined {priv Eq) — Buy (add'l)
Park St Cap Natural Res Fd 111 LP combined {priv Eq) — Buy (add'l)
Park St Cap Natural Res Fd 111 LP combined {priv Eq) — Buy (add'l)
Park St Cap Natural Res Fd 111 LP combined {priv Eq) — Buy (add'l)
Park St Cap Natural Res Fd 111 LP combined {priv Eq) — Buy (add'l)
Polaris Vent Part Entrep Fd V LP — Distribution — Buy (add'l)
Polaris Vent Part Entrep Fd V LP — Buy (add'l)
Summit Pins Priv Eq Fd VIIA — None — Buy (add'l)
Summit Pins Priv Eq Fd VIIA — Sold (part)
Summit Pins Priv Eq Fd VIIA — Buy (add'l)
TA X LP (Priv Eq) — istnbution
RIT) — Sold (part)
SPDR Gold Tr (formerly Streettracks Gold Trust) mutual fd — None
Realty Assoc Fd V Corp (REIT) — None
Minneapolis, MN Municipal bds — Interest
University Idaho Municipal bds — Interest
Federated US Treas Cash Rsv cash eq mutual fd — Int/Div — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)
MATS — Buy (add'l)
MATS — Buy (add'l)
MATS — Buy (add'l)
MATS — Buy (add'l)
MATS — Buy (add'l)
MATS — Buy (add'l)
MATS — Buy (add'l)
MATS — Buy (add'l)
MATS — Buy (add'l)
MATS — Buy (add'l)
MATS — Buy (add'l)
MATS — Buy (add'l)
MATS — Buy (add'l)
MATS — Buy (add'l)
MATS — Buy (add'l)
MATS — Buy (add'l)
MATS — Buy (add'l)
bad) — Buy (add'l)
bad) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — a
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
pak) — Buy (add'l)
RITES — Buy (add'l)
RITES — Buy (add'l)
RITES — Buy (add'l)
RITES — Buy (add'l)
RITES — Sold (part)
RIT) — Sold (part)
RIT) — Sold (part)
RIT) — Sold (part)
RIT) — Sold (part)
RIT) — Sold (part)
RIT) — Sold (part)
RIT) — Sold (part)
RIT) — Sold (part)
RIT) — Sold (part)
RIT) — Sold (part)
RIT) — Sold (part)
RIT) — Sold (part)
RIT) — Sold (part)
RIT) — Sold (part)
RIT) — Sold (part)
RIT) — Sold (part)
RIT) — Sold (part)
RIT) — Sold (part)
RIT) — Sold (part)
RIT) — Sold (part)
RIT) — Sold (part)
RIT) — Sold (part)
RIT) — Sold (part)
RE¥S — Sold (part)
RE¥S — Sold (part)
RE¥S — Sold (part)
RE¥S — Sold (part)
RE¥S — Sold (part)
RE¥S — Sold (part)
RE¥S — Sold (part)
RE¥S — Sold (part)
RE¥S — Sold (part)
RE¥S — Sold (part)
RE¥S — Sold (part)
RE¥S — Sold (part)
Adb6 — Sold (part)
Adb6 — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
RETH — Sold (part)
ARO. — Sold (part)
ARO. — Sold (part)
ARO. — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
assy — Sold (part)
Local Motors Series A pfd closely held — None
PIMCO Emerging Mkts Curr Inst Fd mutual fd-name chgd 8/16/11 — Int/Div — Sold (part)
PIMCO Emerging Mkts Curr Inst Fd mutual fd-name chgd 8/16/11 — Sold
Van Eck Int] Invest Gold A mutual fd — Int/Div — Buy (add'l)
Hephaestion I LP priv eq — Distribution — Buy (add'l)
Hephaestion Retail LP priv eq — Distribution — Buy (add'l)
Hephaestion Retail LP priv eq — Buy (add'l)
Portland Global Real Est Sec Fd LP — None
Blackstone Distressed Securities Fd LP — None
Penta Asia Domestic Partners LP — Distribution
PSC Luxembourg Hidgs LLC — Distribution
Trust #22 — istnbution
Int in MECM Assoc Il LLC closely held
Hephaestion LP — Buy (add'l)
Hephaestion LP — Buy (add'l)
Hephaestion Co-invest LP — Buy (add'l)
Hephaestion Co-invest LP — Buy (add'l)
Porus Invt Hidg Co Ltd LP
Xander Master Fund LLC
Federated US Treas Cash reserve money mrkt mutual fd — Buy (add'l)
Federated US Treas Cash reserve money mrkt mutual fd — Buy (add'l)
Federated US Treas Cash reserve money mrkt mutual fd — Buy (add'l)
Federated US Treas Cash reserve money mrkt mutual fd — Buy (add'l)
Federated US Treas Cash reserve money mrkt mutual fd — Buy (add'l)
Federated US Treas Cash reserve money mrkt mutual fd — Buy (add'l)
Federated US Treas Cash reserve money mrkt mutual fd — Buy (add'l)
Federated US Treas Cash reserve money mrkt mutual fd — Sold (part)
Federated US Treas Cash reserve money mrkt mutual fd — Sold (part)
Federated US Treas Cash reserve money mrkt mutual fd — Sold (part)
Federated US Treas Cash reserve money mrkt mutual fd — Sold (part)
Federated US Treas Cash reserve money mrkt mutual fd — Sold (part)
Federated US Treas Cash reserve money mrkt mutual fd — Sold (part)
Trust #23 — Int/Div
SPDR Gold Tr mutual fund
Federated US Treas Cash Rsv mutual fund — Buy (add'l)
Federated US Treas Cash Rsv mutual fund — Buy (add'l)
Federated US Treas Cash Rsv mutual fund — Buy (add'l)
Federated US Treas Cash Rsv mutual fund — Sold (part)
Realty Associates Fd IV LLC
Int in MECM Investments LLC (closely held)
Trust #24 — hy
SPDR Gold Tr mutual fund
Federated US Treas Cash Rsv mutual fund — Buy (add'l)
Federated US Treas Cash Rsv mutual fund — Buy (add'l)
Federated US Treas Cash Rsv mutual fund — Buy (add'l)
Federated US Treas Cash Rsv mutual fund — Sold (part)
Realty Associates Fd IV LLC
Int in MECM Investments LLC (closely held)
Trust #25 — Int/Div
SPDR Gold Tr mutual fund
Federated US Treas Cash Rsv mutual fund — Buy (add'l)
Federated US Treas Cash Rsv mutual fund — Buy (add'l)
Federated US Treas Cash Rsv mutual fund — Buy (add'l)
Federated US Treas Cash Rsv mutual fund — Sold (part)
Realty Associates Fd IV LLC
Int in MECM Investments LLC (closely held)
Trust £ 26 — Int/Div
SPDR Gold Tr mutual fund
Federated US Treas Cash Rsv mutual fund — Buy (add'l)
Federated US Treas Cash Rsv mutual fund — Buy (add'l)
Federated US Treas Cash Rsv mutual fund — Buy (add'l)
Federated US Treas Cash Rsv mutual fund — Sold (part)
Realty Associates Fd IV LLC
Int in MECM Investments LLC (closely held) (v) — Part VII
Liveprocess Crop Ser A pfd stock — None
Neurophage Pharmls Inc Series A cv pfd stock — None
Wavemark Inc Ser B pfd stock — None
Meridia Capital LP — None
Metad Group Ltd LP — None
Elhott Associates, LP — None
Hony Capital Fund 2008, LP — Distribution — Buy (add'l)
Hony Capital Fund 2008, LP — Buy (add'l)
Hony Capital Fund 2008, LP — Buy (add'l)
S16. — Buy (add'l)
S16. — Buy (add'l)
Line Rock Partners V. LP combined — Distribution — Buy (add'l)
Line Rock Partners V. LP combined — Buy (add'l)
Line Rock Partners V. LP combined — Buy (add'l)
Line Rock Partners V. LP combined — Buy (add'l)
Line Rock Partners V. LP combined — Buy (add'l)
Lome Star Fund VI (US), LP — Distribution
Lone Star Europe Holdings (US), LP — Distribution
Lome Star Real Estate Fund (US), LP — istnibution
Middle East North Africa Opportunities Fd. LP — None
Portland Capital LLP — None — Redeemed
MA Health & Ed Mumcipal Bds — Interest — Sold (part)
MA Health & Ed Mumcipal Bds — Buy (add'l)
MECM Associates LLC closely held — Int/Div — Part VII
Abrams Capital Partners 11 LP — None
Baupost Value Partners LP 1 — None
Brookside Cap Partners Fd LP — None
Kensico Associates LP — None
Federated US Treas Cash Rsv cash eq mutual fd — Int/Div — Sold (part)
Federated US Treas Cash Rsv cash eq mutual fd — Sold (part)
PAR Investment Partners LP (private equity) (x) — None — Buy
PAR Investment Partners LP (private equity) (x) — Buy (add'l)
Auburndale FL Municipal bds — Interest
Berkeley Cty SC Municipal bd — Interest
Birmingham AL Municipal Bds — Interest — Matured — Part VII {called 0 en
Hawaii St Municipal Bds — Interest — Sold (part) — Part VII (partl call)
Chatham Cty GA Mumcipal Bds — Interest
MA St College Bds Municipal Bds — Interest
Trust #27 — Int./y
Ishares MSC Brazil Index Fd
Int in MECM Investments LLC (closely held)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Sold (part)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Sold (part)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Sold (part)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Sold (part)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Sold (part)
SH). — Sold (part)
SH). — Sold (part)
Vanguard Dividend Appre, mutual fd
Vanguard Emergmg Markets, mutual fd
Trust #28 — Int/Div
Ishares MSC Brazil Index Fd
Int in MECM Investments LLC (closely held)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Sold (part)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Sold (part)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Sold (part)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Sold (part)
Federated US Treas Cash Rsv money mrkt (mutual fd) — Sold (part)
Vanguard Dividend Appre, mutual fd
Vanguard Emerging Markets, mutual fd
Chilton Gobal Natural Res Partners LP — None — Redeemed — Part VII
CX Partmers Fd Limited (private eq) — Distribution — Buy (add'l)
CX Partmers Fd Limited (private eq) — Buy (add'l)
CX Partmers Fd Limited (private eq) — Buy (add'l)
CX Partmers Fd Limited (private eq) — Buy (add'l)
CX Partmers Fd Limited (private eq) — Buy (add'l)
CX Partmers Fd Limited (private eq) — Buy (add'l)
Hephaestion HI LP — istmbution — Buy (add'l)
Hephaestion HI LP — Buy (add'l)
Mondrian Intl Fixed Income Fd LP — None — Redeemed — Part VII
Orion European Real Estate Fd 111 CV (priv eq) — istmbution — Buy (add'l)
Orion European Real Estate Fd 111 CV (priv eq) — Buy (add'l)
RBC (Royal Bank of Canada), bank accounts — Interest
RBC Dominion Securities Inc — Interest
Government of Canada Provincial Treasury Bills — Sold (part)
Canada Housimg Trust Mtge Bds
HSBC Bank GIC — Matured
National Bank of Canada GIC (annual due R614)
Royal Bank of Canada GIC (ammual due R613)
Province of Ontario Notes
Province of Quebec Notes
Province of British Columbia Notes (semi- anual package) — Redeemed
Hydro Quebec notes (int only package)
Alberta Cap Fin Auth Bonds
Financement Quebec Bonds
AGF Turst GIC (annual due 2/18/2014)
Homequity Bank GIC (annual due 2/17/15)
Laurentian Bank GIC (annual due 21772013)
Farm Credit Canada Notes
Ville de Montreal Bds
Province of New Brunswick, Canada debentures
Province of Alberta. Canada debentures
RBMC GIC — Matured
Pacific & Westem GIC (annual due 22872015) (x) — Buy
Resmor Trust Company GIC (annual due 3/2/2016) (x) — Buy
Equitable Trust GIC (annual due 8/9/2017) x) — Buy
Natcan GIC {annual due 3/2/2016) (x) — Buy
Home Trust Company GIC (annual due RO9201T) (x) — Buy
Manulife Trust GIC (annual due 89/2017) ix — Buy
Royal Trust Company GIC (annual due R1372018) (x) — Buy
B2B Trust GIC (annual due 8/13/2015) (x) — Buy
RBC Mortgage Corp GIC (annual due 12/52016) (x) — Buy
Royal Trust Corp GIC (annual due 12/5/2016) (x) — Buy
ICICI Bank GIC (annual due 12/5/2017) x) — Buy
Gold boullion — None
MECM Investments LLC (closely held) — Int/Div
Auburndale FL Municipal Bds
Berkeley Cty SC Municipal Bds
Easley SC Municipal Bds
IL St Municipal Bds — Matured — Part VII
Mame St Municipal Bds
Reg Trans Dist CO Municipal Bds — Matured
Pimco Foreign Bd Fd mutual fd — Sold
Ishares MSC Brazil Index Fd mutual fd
SPDR Gold Trust mutual fd
Int in MECM Associates Il LLC (closely held) — Part VII
Chatham Cry GA Municipal Bds
MA St College Bldg Auth Municipal Bds
NJ St Trans Mumicipal Bds
Chilton Global Natural Res Priners LP — Redeemed — Part VII
PIMCO Emerging Mkts Curr Inst! (mt Fd)-name chgd 8/16/11 — Sold
Gold Bullion
Federated US Treas Cash Rsv money markt (mutual fd) — Buy (add'l)
Federated US Treas Cash Rsv money markt (mutual fd) — Buy (add'l)
T13. — Sold (part)
Federated US Treas Cash Rsv money markt (mutual fd) — Buy (add'l)
Federated US Treas Cash Rsv money markt (mutual fd) — Buy (add'l)
Federated US Treas Cash Rsv money markt (mutual fd) — Buy (add'l)
Federated US Treas Cash Rsv money markt (mutual fd) — Buy (add'l)
Federated US Treas Cash Rsv money markt (mutual fd) — Buy (add'l)
Federated US Treas Cash Rsv money markt (mutual fd) — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
650), — Buy (add'l)
T00. — Buy (add'l)
T00. — Buy (add'l)
T00. — Buy (add'l)
T00. — Buy (add'l)
T00. — Buy (add'l)
T00. — Buy (add'l)
T00. — Buy (add'l)
T00. — Buy (add'l)
T08. — Buy (add'l)
T08. — Buy (add'l)
T08. — Buy (add'l)
T08. — Buy (add'l)
T08. — Sold (part)
T13. — Sold (part)
T13. — Sold (part)
T13. — Sold (part)
T13. — Sold (part)
TIS. — Sold (part)
TIS. — Sold (part)
TIS. — Sold (part)
TIS. — Sold (part)
TIS. — Sold (part)
TIS. — Sold (part)
TIS. — Sold (part)
TIS. — Sold (part)
TIS. — Sold (part)
TIS. — Sold (part)
TIS. — Sold (part)
TIS. — Sold (part)
TIS. — Sold (part)
TIS. — Sold (part)
TIS. — Sold (part)
TIS. — Sold (part)
TIS. — Sold (part)
TIS. — Sold (part)
T16. — Sold (part)
T16. — Sold (part)
T16. — Sold (part)
T16. — Sold (part)
T16. — Sold (part)
T16. — Sold (part)
T16. — Sold (part)
T16. — Sold (part)
T16. — Sold (part)
T16. — Sold (part)
T16. — Sold (part)
T16. — Sold (part)
T16. — Sold (part)
T16. — Sold (part)
T16. — Sold (part)
T16. — Sold (part)
T16. — Sold (part)
T16. — Sold (part)
T16. — Sold (part)
T16. — Sold (part)
T16. — Sold (part)
T16. — Sold (part)
T16. — Sold (part)
T16. — Sold (part)
T60). — Sold (part)
T60). — Sold (part)
T60). — Sold (part)
T60). — Sold (part)
T60). — Sold (part)
T60). — Sold (part)
Vanguard Developed Mkts Index, mutual fd
Vanguard Dividend Appre, mutual fd
Vanguard Emerging Mkts, mutual fd
Buckeve Partners LP, PTP — Buy (add'l)
Buckeve Partners LP, PTP — Sold (part)
Buckeve Partners LP, PTP — Sold (part)
Buckeve Partners LP, PTP — Sold (part)
Buckeve Partners LP, PTP — Sold (part)
Buckeve Partners LP, PTP — Sold (part)
Access Midstream Partners LP, PTP (f/k/a Chesapeake Mid.) — Buy (add'l) — Part VII
Access Midstream Partners LP, PTP (f/k/a Chesapeake Mid.) — Buy (add'l)
bail — Buy (add'l)
Copano Energy LLC, PTP — Buy (add'l)
Copano Energy LLC, PTP — Buy (add'l)
Copano Energy LLC, PTP — Sold (part)
DCP Midstream Partners LP, PTP — Buy (add'l)
El Paso Pipeline Partners LP, PTP — Buy (add'l)
El Paso Pipeline Partners LP, PTP — Buy (add'l)
El Paso Pipeline Partners LP, PTP — Buy (add'l)
El Paso Pipeline Partners LP, PTP — Sold (part)
El Paso Pipeline Partners LP, PTP — Sold (part)
Enbridge Energy Partners LP, PTP — Buy (add'l)
Enbridge Energy Partners LP, PTP — Buy (add'l)
Enbridge Energy Partners LP, PTP — Sold (part)
Enbridge Energy Partners LP, PTP — Sold (part)
Enbridge Energy Partners LP, PTP — Sold (part)
Energy Transfer Partmers LP, PTP — Buy (add'l)
Energy Transfer Partmers LP, PTP — Buy (add'l)
Energy Transfer Equity LP, PTP — Buy (add'l) — Part VII
Energy Transfer Equity LP, PTP — Buy (add'l)
Energy Transfer Equity LP, PTP — Buy (add'l)
Energy Transfer Equity LP, PTP — Sold (part)
Enterprise Prods Partners LP, PTP — Buy (add'l)
Enterprise Prods Partners LP, PTP — Buy (add'l)
Enterprise Prods Partners LP, PTP — Buy (add'l)
Enterprise Prods Partners LP, PTP — Sold (part)
Enterprise Prods Partners LP, PTP — Sold (part)
Enterprise Prods Partners LP, PTP — Sold (part)
Holly Energy Partners LP, PTP — Sold (part)
Holly Energy Partners LP, PTP — Buy (add'l)
Inergy LP, PTP (y) — Part VII
Kinder Morgan Energy Partners LP, PTP — Buy (add'l)
Kinder Morgan Energy Partners LP, PTP — Buy (add'l)
Kinder Morgan Energy Partners LP, PTP — Buy (add'l)
Kinder Morgan Energy Partners LP, PTP — Buy (add'l)
Kinder Morgan Energy Partners LP, PTP — Buy (add'l)
Kinder Morgan Inc — Sold (part)
R13. — Buy (add'l)
R14, — Buy (add'l)
Kinder Morgan Management LLC, PTP — Sold
Magellan Midstream Partners, PTP — Buy (add'l)
Magellan Midstream Partners, PTP — Buy (add'l)
Magellan Midstream Partners, PTP — Sold (part)
Magellan Midstream Partners, PTP — Sold (part)
Magellan Midstream Partners, PTP — Sold (part)
Magellan Midstream Partners, PTP — Sold (part)
Markwest Energy LP, PTP — Buy (add'l)
Markwest Energy LP, PTP — Buy (add'l)
Markwest Energy LP, PTP — Buy (add'l)
Markwest Energy LP, PTP — Buy (add'l)
Oneok Partners LP, PTP — Buy (add'l)
Oneok Partners LP, PTP — Buy (add'l)
Oneok Partners LP, PTP — Buy (add'l)
Oneok Partners LP, PTP — Sold (part)
Plains All American Pipeline LP, PTP — Buy (add'l)
Plains All American Pipeline LP, PTP — Buy (add'l)
Plains All American Pipeline LP, PTP — Buy (add'l)
Plains All American Pipeline LP, PTP — Buy (add'l)
ERrS — Buy (add'l)
ERrS — Sold (part)
ERrS — Sold (part)
Regency Energy Partners LP, PTP — Buy (add'l)
Regency Energy Partners LP, PTP — Buy (add'l)
Regency Energy Partners LP, PTP — Sold (part)
Spectra Energy Partners LP, PTP — Buy (add'l)
Spectra Energy Partners LP, PTP — Sold (part)
Sunoco Logistics Partners LP, P17 — Sold (part)
Sunoco Logistics Partners LP, P17 — Sold (part)
Sunoco Logistics Partners LP, P17 — Buy (add'l)
Sunoco Logistics Partners LP, P17 — Sold (part)
Targa Resources Partners LP, PTP — Buy (add'l)
Targa Resources Partners LP, PTP — Buy (add'l)
Targa Resources Partners LP, PTP — Sold (part)
Targa Resources Partners LP, PTP — Buy (add'l)
Weston Gas Partners LP, PTP — Buy (add'l)
Weston Gas Partners LP, PTP — Buy (add'l)
Weston Gas Partners LP, PTP — Sold (part)
Williams Partners PTP — Buy (add'l)
R54, — Buy (add'l)
R54, — Buy (add'l)
R54, — Buy (add'l)
R54, — Buy (add'l)
R54, — Buy (add'l)
R54, — Buy (add'l)
Shi) — Sold (part)
Shi) — Sold (part)
Hawaii St bds, municipal bds
Loudoun Cty VA Bds, municipal bds
MA St Dev Fin Agy Bds, municipal bds
TX St Bds, municipal bds
WI St Trans Rev Bds, municipal bds
Charleston Cty SC municipal bds
Energy Northwest WA Elec Rev municipal bds
Farmington CT municipal bds
Frederick Cty MD municipal bds
Henrico Cty VA municipal bds — Matured
Mecklenburg Cty NC municipal bds
Pima Cty AZ munidipal bds — Sold
Suffolk Cty NY municipal bds — Sold
MF Norther Funds mun money mkt (cash equiv) — Part VII
Vanguard Energy Fd-Adm (mutual fd) — Buy (add'l)
Vanguard Energy Fd-Adm (mutual fd) — Sold (part)
Lone Star Real Estate Fd 11 (US.), LP (priv equity) — Buy (add'l)
Lone Star Real Estate Fd 11 (US.), LP (priv equity) — Buy (add'l)
Lone Star Real Estate Fd 11 (US.), LP (priv equity) — Buy (add'l)
Lone Star Real Estate Fd 11 (US.), LP (priv equity) — Buy (add'l)
Lone Star Real Estate Fd 11 (US.), LP (priv equity) — Buy (add'l)
Lone Star Real Estate Fd 11 (US.), LP (priv equity) — Buy (add'l)
Lone Star Real Estate Fd 11 (US.), LP (priv equity) — Buy (add'l)
Lone Star Fund VII (U.S.), LP (priv equity) — Buy (add'l)
Lone Star Fund VII (U.S.), LP (priv equity) — Buy (add'l)
Lone Star Fund VII (U.S.), LP (priv equity) — Buy (add'l)
Lone Star Fund VII (U.S.), LP (priv equity) — Buy (add'l)
Lone Star Fund VII (U.S.), LP (priv equity) — Buy (add'l)
KOM) — Buy (add'l)
KOM) — Buy (add'l)
KOM) — Buy (add'l)
EUR) — Buy (add'l)
EUR) — Buy (add'l)
PS Opportunities Onshore LP (priv equity)
Crestwood Midstream Partners LP (PTP) — Sold
Oiltanking Partners LP (PTP) — Buy (add'l)
Tesoro Logistics LP (PTP) — Sold (part)
Tesoro Logistics LP (PTP) — Buy (add'l)
Tesoro Logistics LP (PTP) — Buy (add'l)
Tesoro Logistics LP (PTP) — Buy (add'l)
MPLX LP (PTP) (x) — Buy
MPLX LP (PTP) (x) — Buy (add'l)
Southcross Energy Partners LP (PTP) (x) — Buy
Western Gas Equity Partners LP (PTP) (x) — Buy
EQT Midstream Partmers, LP (PTP) (x) — Buy
EQT Midstream Partmers, LP (PTP) (x) — Buy (add'l)
Williams Cs Inc common (WMB) (x) — Buy
Chester Cnty, PA municipal bds (x) — Buy
Honolulu, HI City & County municipal bds x) — Buy
Massachusetts St Transn Fd municiapal bds (x) — Buy
Massachusetts St Transn Fd municiapal bds (x) — Sold
Massachusetts St Wir Pollutn Abate municipal bds (x) — Buy
North Reading MA municipal bds (x) — Buy
North Reading MA municipal bds (x) — Sold
Oregon St Dept Admin Sves municipal bds x) — Buy
Oregon St Dept Admin Sves municipal bds x) — Sold
PA Econ Dev Fing Auth municipal bds (x) — Buy
Pflugerville, TX municipal bds (x) — Buy
WA Multnomah & Yamhill Catys municipal bds (x) — Buy
Falcon Edge Glocal, LP (private equity) x) — Buy
Falcon Edge Glocal, LP (private equity) x) — Buy (add'l)
MECM Associates 11 LLC (closely held) — Int/Div
Baupost Value Partners LP 11
Elliott Associates LP
HighVista LP
Penta Asia Long Short Fd Ltd LP — Sold (part)
X Investment Holdings co Ltd LP — Buy (add'l)
Federated US Teas Cash Rsv money market (mutual fd) — Buy (add'l)
Federated US Teas Cash Rsv money market (mutual fd) — Buy (add'l)
Federated US Teas Cash Rsv money market (mutual fd) — Buy (add'l)
Federated US Teas Cash Rsv money market (mutual fd) — Buy (add'l)
Federated US Teas Cash Rsv money market (mutual fd) — Buy (add'l)
Federated US Teas Cash Rsv money market (mutual fd) — Buy (add'l)
Federated US Teas Cash Rsv money market (mutual fd) — Buy (add'l)
Federated US Teas Cash Rsv money market (mutual fd) — Buy (add'l)
Federated US Teas Cash Rsv money market (mutual fd) — hw
Federated US Teas Cash Rsv money market (mutual fd) — Buy (add'l)
Federated US Teas Cash Rsv money market (mutual fd) — Buy (add'l)
Federated US Teas Cash Rsv money market (mutual fd) — Buy (add'l)
Federated US Teas Cash Rsv money market (mutual fd) — Sold (part)
Federated US Teas Cash Rsv money market (mutual fd) — Sold (part)
Federated US Teas Cash Rsv money market (mutual fd) — Sold (part)
Federated US Teas Cash Rsv money market (mutual fd) — Sold (part)
Federated US Teas Cash Rsv money market (mutual fd) — Sold (part)
Vanguard Dividend Appre (mutual fd) — Sold (part)
Vanguard Dividend Appre (mutual fd) — Sold (part)
Ishares MSC Brazil Index Fd (mutual fd) — Int/Div
First Republic Bank, Bank account — Interest
ity) LP (private equi 950. Perry Partners, — Int/Div
Local Motors Inc Ser B pfd, closely held stock — None
Local Motors Inc Ser C pfd, closely held stock — None
Adorme Inc-seed pfd (fka WebcamGen Inc Ser A pid) cisly held — None
Northeast Bancorp (Ticker: NBN NASDAQ) — Int/Div
Highland Capital Partners VIL, LP — Distribution — Buy (add'l)
Highland Capital Partners VIL, LP — Buy (add'l)
Highland Capital Partners VIL, LP — Buy (add'l)
Highland Capital Partners VIL, LP — Buy (add'l)
Highland Capital Partners VIL, LP — Buy (add'l)
Highland Capital Partners VIL, LP — Buy (add'l)
Hawaii Cnty, HI bds, municipal bds — Interest — Sold
New Jersey St bds, municipal bds — Interest
TX St Bds, municipal bds — Interest
WI St Trans Rev Bds, municipal bds — Interest
Chaleston Cry SC municipal bds — Interest
Colorado Springs CO municipal bds — Interest — Matured
Energy Northwest WA municipal bds — Interest
Farmington CT municipal bds — Interest
MA St Sch Bldg municipal bds — Interest
Medina Cty OH municipal bds — Interest
Oregon St municipal bds — Interest — Buy (add'l)
Oregon St municipal bds — Sold (part)
Salt River Proj AZ municipal bds — Interest — Matured
Salt River Proj AZ municipal bds — Buy (add'l)
Suffolk Cty NY municipal bds — Interest — Sold
Sutton, MA municipal bds — Interest
Vanguard Developed Mkts Index-Iny (mutual fd) — Int/Div
Vanguard Dividend Appre (mutual fd) — Int/Div — Open — Part VII
Vanguard Dividend Appre (mutual fd) — Donated
Vanguard Energy Fd-Adm (mutual fd) — Int/Div — Buy (add'l)
Artemis Real Est Partnrs Fd I LP — Distribution — Buy (add'l)
Artemis Real Est Partnrs Fd I LP — Buy (add'l)
Artemis Real Est Partnrs Fd I LP — Buy (add'l)
Artemis Real Est Partnrs Fd I LP — Buy (add'l)
Merchants Gate Onshore Fd LP (priv equity) — None
Propentas Real Est Partners [11 LP (private equity) — istnbution — Buy (add'l)
Propentas Real Est Partners [11 LP (private equity) — Buy (add'l)
Propentas Real Est Partners [11 LP (private equity) — Buy (add'l)
Propentas Real Est Partners [11 LP (private equity) — Buy (add'l)
Propentas Real Est Partners [11 LP (private equity) — Buy (add'l)
Propentas Real Est Partners [11 LP (private equity) — Buy (add'l)
Propentas Real Est Partners [11 LP (private equity) — Buy (add'l)
Propentas Real Est Partners [11 LP (private equity) — Buy (add'l)
Propentas Real Est Partners [11 LP (private equity) — Buy (add'l)
Propentas Real Est Partners [11 LP (private equity) — Buy (add'l)
Propentas Real Est Partners [11 LP (private equity) — Buy (add'l)
Propentas Real Est Partners [11 LP (private equity) — Buy (add'l)
Propentas Real Est Partners [11 LP (private equity) — Buy (add'l)
Propentas Real Est Partners [11 LP (private equity) — Buy (add'l)
1000), — Buy (add'l)
Properitas Real Est Partners IIA LP (private equity) — Distribution — Buy (add'l)
Properitas Real Est Partners IIA LP (private equity) — Buy (add'l)
1003, — Buy (add'l)
1003, — Buy (add'l)
1003, — Buy (add'l)
1003, — Buy (add'l)
1003, — Buy (add'l)
1003, — Buy (add'l)
1009, — Buy (add'l)
1010, — Buy (add'l)
1010, — Buy (add'l)
1010, — Buy (add'l)
1013, — Buy (add'l)
1014, — Buy (add'l)
1014, — Buy (add'l)
Properitas Real Est Partners [1B LP (private equity) — Distribution — Buy (add'l)
Properitas Real Est Partners [1B LP (private equity) — Buy (add'l)
1018, — Buy (add'l)
1019, — Buy (add'l)
1019, — Buy (add'l)
1019, — Buy (add'l)
1019, — Buy (add'l)
1019, — Buy (add'l)
1019, — Buy (add'l)
1019, — Buy (add'l)
1026, — Buy (add'l)
1026, — Buy (add'l)
1026, — Buy (add'l)
1026, — Buy (add'l)
1030, — Buy (add'l)
PS Opportunities Onshore LP (priv equity) — None
Liveprocess Corp Ser B pfd — None
Local Motors Inc CV Note 4% due 12/31/99 — None
USHI Incorporated ord shs (closely held stock) (x) — None
UBS Bank USA deb account (cash equiv IRA asset) — Interest
Trust # 29
Vanguard Dividend Appre (mutual fd) — Int/Div — Buy (add'l)
1038, — Buy (add'l)
1038, — Buy (add'l)
1040, — Buy (add'l)
PIMCO Emerging Mkts Curr Instl (mutual fd) — Int/Div — Buy (add'l)
PIMCO Emerging Mkts Curr Instl (mutual fd) — Buy (add'l)
PIMCO Emerging Mkts Curr Instl (mutual fd) — Buy (add'l)
PIMCO Emerging Mkts Curr Instl (mutual fd) — Buy (add'l)
PIMCO Emerging Mkts Curr Instl (mutual fd) — Buy (add'l)
PIMCO Emerging Mkts Curr Instl (mutual fd) — Buy (add'l)
PIMCO Emerging Mkts Curr Instl (mutual fd) — Buy (add'l)
1048, — Buy (add'l)
1049, — Buy (add'l)
1050, — Buy (add'l)
1050, — Sold
Plymouth Rock Co Inc OC C1 A com stock (closely held) — Int/Div
Merchants Gate Onshore Fund LP (priv equity) (x) — None
Federated US Treas Cash Rsv money mkt — Int/Div — Buy (add'l)
Federated US Treas Cash Rsv money mkt — Buy (add'l)
Federated US Treas Cash Rsv money mkt — Buy (add'l)
Federated US Treas Cash Rsv money mkt — Buy (add'l)
1058, — Sold (part)
1059, — Sold (part)
1064), — Sold (part)
1064), — Sold (part)
Hephaestion 1V LP (private equity (x) — istnibution — Buy
MECM Assoc LLC (closely held) (x) — None — Open — Part VII
Aberdeen Emerging Mkis-inst, mutual fd x) — None — Buy
Trust # 30
Vanguard Dividend Appre (mutual fd) — Int/Div — Sold (part)
Polemy Fiance LLC (private equity) — None
Federated Govt Obli Fd-1 money market (cash equiv) — Int/Div — Buy (add'l)
Federated Govt Obli Fd-1 money market (cash equiv) — Buy (add'l)
Federated Govt Obli Fd-1 money market (cash equiv) — Buy (add'l)
Federated Govt Obli Fd-1 money market (cash equiv) — Sold (part)
Federated Govt Obli Fd-1 money market (cash equiv) — Sold
Federated US Treas Cash Rsv money mkt cash equiv (x) — Int/Div — Buy (add'l)
1074, — a
Trust # 31 (x) — Int/Div — Part VII
iShares MSCI Brazil Index Fd (mutual fd) x) — Open
SPDR Gold Trust (mutual fd) (x) — Open
Vanguard Dividend Appre (mutual £d) (x) — Open
Vanguard Emerging Markets (mutual fd) x) — Open
Int in MECM Investments LLC (closely held) (x) — Open
Federated US Treas Cash Rsv money mkt cash equiv (x) — Buy
Federated US Treas Cash Rsv money mkt cash equiv (x) — Buy (add'l)
Federated US Treas Cash Rsv money mkt cash equiv (x) — Buy (add'l)
Federated US Treas Cash Rsv money mkt cash equiv (x) — Buy (add'l)
Federated US Treas Cash Rsv money mkt cash equiv (x) — Buy (add'l)
Federated US Treas Cash Rsv money mkt cash equiv (x) — Buy (add'l)
Federated US Treas Cash Rsv money mkt cash equiv (x) — Buy (add'l)
1088, — Buy (add'l)
1088, — Buy (add'l)
1088, — Sold (part)
1088, — Sold (part)
Hephaestion IV LP (private equity) (x) — Distribution — Buy
Hephaestion IV LP (private equity) (x) — Buy (add'l)
Learn Our History LLC (private equity) (x) — None — Buy
Patagonia Sur, LLC (private equity) (x) — None — Buy
Tekne Partners, LP (private equity) (x) — None — Buy
Lime Rock Partners V1 LP (private equitu) x) — None — Buy
Lime Rock Partners V1 LP (private equitu) x) — Buy (add'l)
Buenos Aires Residential Co LLC (y) — Distribution — Part VII
100. Rutley Russia Property Fd Ltd (closely held) {yv) — Distribution — Part VII
Collin Cnty, Tx municiapl bds (x) — Interest — Buy
Collin Cnty, Tx municiapl bds (x) — Sold
North Reading, MA municipal bds (x) — Interest — Buy
1104, — Sold
Wichita KS municipal bds (x) — Interest — Buy
1106, — Sold
MA St Fed Hwy municipal bds (x) — None — Buy
Boston MA municipal bds (x) — None — Buy
Honolulu, H1 City & Cnty municipal Bd (x) — None — Buy
Cherry Hill Twp NJ municipal bd (x) — None — Buy
Metropolican St Louis, MO municipal fd (x) — None — Buy
Nebraska Pub Pwer municipal bd (x) — None — Buy
PA Exon Dev Auth municipal bds (x) — None — Buy
WA Mutnomah & Yamhill Cntys municipal bds (x) — None — Buy
Aberdeen Emerging Mkts-Inst (mututal fd) x) — None — Buy
Glidewell Ltd Ser A Pid stock (x) — None — Buy
Good Life Beverages Inc convertible note ad 15/12 (x) — None — Buy
Instinct Health Science Inc Ser seed pfd (x) — None — Buy
Local Motors converticle Note & warrants (pfd stk agmt) (xX) — None — Buy
Neurophage Pharmls Inc Ser B-1 pfd (x) — None — Buy
Ubiquiti Network, common stock (NASDAQ: ULBNT) (x) — None — line 182)
Ubiquiti Network, common stock (NASDAQ: ULBNT) (x) — Sold
Director, Bottom Line Inc., Boston, MA
Member Board of Directors, Federal Judges Association (FJA)
Member Board of Directors (term ended 6/2012), 21st Century Fund, Brookline High School, Brookline, MA
Dwrector, Codman Academy Foundation Inc, Dorchester, MA
Reimbursement — educational seminar speaker
Reimbursement — NYU — 4172012 — New York, NY — NYU School of Law educational seminar — Transportation, meals & lodging
Spouse's income — 2012 — HIGHVISTA STATEGIES LLC, MA - Advisory fee
Spouse's income — 2012 — HARVARD BUSINESS SCHOOL INTERACTIVE, INC, MA - seminar compensation
Part VIL Investments and Trusts -

A. Items listed on calendar year 2011 Financial Disclosure Report (FDR) and excluded for calendar year 2012 do no meet the aggregate income, or aggregate

value levels outlined in the Financial Disclosure Report Filing Instructions for Judicial Officers and Employees (said instructions referencing Sections 102(a)3)

and 102(a)(1 KB).

B. 2012 FDR, Part VII, notations -

In Column D{1) Type: "Open has been used when any financial accounts were opened. “Open” has also been used as the "Type" for all in-kind security

contributions or receipts,

In Column D{(1) Type: "Closed" has been used when a separate financial account was closed.

Items 9, 10, 11 & 13: Column D(1) reports a partial redemption of interests in the respective assets. Column D(4) correctly reflects no reportable gain for cach

item.

Item 60: "Open" has been used to report the receipt of additional PIMCO Emerging Mkts Curr Inst] mutual fd shares by Trust # 5,

Item 61: "Open has been used to report the receipt of Vanguard Dividend Appre mutual fd shares by Trust # 5,

Item 90: US Wetheim LLC - Column D(1) reports a full withdrawal of interest on 12/31/12 resulting in no reportable gain,

Item 91: MFB Northern municipal money market daily detail activity was not available at filing. The asset value in column C(1) reflects the actual "gross value"

as of 12/31/12.

Item 93: Phoemx AZ Civic lmpt Municipal Bond - "Matured” has been used to report the proceeds received from the called bond. There was no reportable gain.

Items 94, 97, 100, & 103: Trust #s 14, 15, 16, & 17 In 2012 the referenced four trusts terminated and all assets were distributed ro/added to Trust #5 18, 19, 20 &

21 (ie, items 123, 132, 141 & 151).

Item 108: Buenos Aires Residential Co 11 LLC - The LLC remitted an additional distribution in 2012 following the 3/24/2011 redemption of interest. The asset

correctly had no value on 12/31/12.

Item 115: Patron Capital LP II (private equiy) - The 12/31/12 value and method have been changed to reflect information provided by the partnership.

Items 131, 140, 150, & 160; Int in MECM Investments LLC (closely held) - "Open™ has been used to report the receipt on 01/09/12 of an additional interst in the

LLC from terminated Trusts 14, 15, 16, & 17 referenced above in Items 94, 97, 100, & 103.

Item 506: Int in MECM Investments LLC (closely held) - The asset was inadvertently omitted in prior year although 12/31 total Trust #26 values for all years have

been reported correctly.

Item 530: MECM Associates LLC closely held - The LLC being items 531 through 538 was contributed to Trust # 29 (item # 1036) as item # 1063. The LLC's

assets, values and activity will continue to be separately stated.

Item 541: Birmingham AL Municipal Bds - "Matured" has been used to report the proceeds received from the called bonds. There was no reportable gain,

Item 542: Hawaii St Municipal Bds - "Matured (part)" has been used to report the proceeds received from a partial call. There was no reportable gain.

Item 580: Chilton Global Res Partners LP - Column D{1) reports u full withdrawal of mterest on 12/31/12 resulting im no reportable gain.

Item $89: Mondrian Intl Fixed Income Fd LP - Column D represents the final residual interest distribution held in reserve following the 1/31/11 partial redemption

of interest, There was no reportable gain.

Ttem 629: TL St Municipal Bds - "Matured™ has been used to report the proceeds received from the called bonds. There was no reportable gain,

Item 635: Int in MECM Associates 11 LLC (closely held) - See 2012 FDR items # 923 through 947 for assets, values and activity.

Item 639: Chilton Global Res Partners LP - Column DY 1) reports a full withdrawal of mterest on 12/31/12 resulting in no reportable gain.

Item 775: Access Midstream Partners LP PTP - In 2012 the publicly traded partnership Chesapeake Midstream Partners LP changed its name to Access Midstream

Partners LP,

Ttem 794: Energy Transfer Equity LP, PTP - The asset description has been updated to include "Equity and reflect the asset's proper long name (formerly listed on

FDR as Encrgy Transfer LP, PTP).

Item 806: Inergy LP, PTP - This asset should have been reported as fully sold on 2011 FDR item # 871. This entry will be deleted on the 2013 FDR.

Item 875: MFB Northen municipal money market daily detail activity was not available at filing. The net asset value as of 12/31/12 held in MECM Investments

LLC was unchanged from 12/31/11, therefore there are correctly no entries in Columns D.

Item 978: Vanguard Dividend Appre (mutual fd) - "Open has been used to report the receipt of Vanguard Dividend Appre mutual fd shares from Item # 1066 of

Trust # 30.

Item 1063: MECM Assoc LLC (closely held) - "Open™ has been used to report the receipt of 100% interest in the LLC on 12/31/12. The 12/31/12 value has

properly been left blank to avoid duplication since all assets, values, and activity within the LLC have and will continue to be separately stated (see items 530

through 53%).

Item 1075: Trust # 31 - this is a new reportable trust. “Open” has been used to report the receipt of the trust's assets (ref. items 1076 through 1080).

Item 1099: Buenos Aires Residential Co I LLC - receipt of a final distribution held in reserve since the 7/21/2010 redemption of interest (ref.: 2010 FDR item #

171). The asset correctly has no value on 12/31/12.

Item 1100: Rutley Russia Prperty Fd Ltd - receipt of a distribution from a residual reserve since the 12/10/2008 redemption of interest (ref: 2008 FDR item #

777). The asset correctly has no value on 12/31/12,

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/3625. Public record. Not legal advice.