# A. Richard Caputo > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/3589 ## Record - **Judge:** A. Richard Caputo - **Year:** 2017 - **Report type:** Annual - **Pages:** 8 ## Text IRA Z(H) Alphabet Inc - CL C fka Google Inc — None Chevron Corp. - Common Stk — Int/Div Crimson Wine Group - Common Stk — None Frontier Communications Corp. - Common Stk — Int/Div — Sold (part) LPL Insured Cash Account — Int/Div PPL Corp. - Common Stk — Int/Div Venzon Commumcations, Inc. - Common Stk — Int/Div Weverhaeuser Company - Common Stk — Int/Div Whole Foods Market. Inc. - Common Stk — Int/Div — Sold Goldman Sachs Bank, 600%, Certificate of Dep., Due 3/30/17 — Interest — Redeemed Goldman Sachs Bank, 1.050% Certificate of Dep, Due 8/11/17 — Interest — Redeemed Capital One. NA, 1.150% Certificate of Dep, Due 10/05/18 — Interest American Express, 1.70%, Certificate of Deposit, Due 8/22/19 — None — Buy LPL Financial Insured Cash Account — Interest Luzerne Bank Account — None Wells Fargo Bank - Insured Cash Acct — Interest Wells Fargo Bank - Savings Account — Interest IRA #2 (H) LPL Fmancial Insured Cash Account — Interest Whole Food Market. Inc. - Common Stock — Int/Div — Sold AT&T Ine - Common Stock — None — Buy AT Ine - Common Stock (formerly Direct TV Group, Inc.) — Int/Div Bard C R Inc. Common Stock — Int/Div — with line 25) Becton Dickinson Company - Common Stock (Merger from Line 24) — None — Sold (part) Chevron Corp- Common Stock — Int/Div Conocophillips- Common Stock — Int/Div Commg Inc,- Common Stock — Int/Div Dell Technologies, Inc - Common Stock — None Dow Chemical Company- Common Stock — Int/Div — with line 48) Gnlead Sciences Ine « Common Stock — Int/Div Johnson & Johnson- Common Stock — Int/Div Merck & Company Inc- Common Stock — Int/Div Microsoft Corp Common Stock — Int/Div PPL Corp.- Common Stock — Int/Div Verizon Communications Common Stock — Int/Div Waste Manegement Inc.- Common Stock — Int/Div Weyerhaeuser Company - Common Stk — Int/Div American Express Bank, 0.900%, Certificate of Deposit, Due 01/30/17 — Interest — Redeemed Capital One NA, 1.300%, Certificate of Deposit, Due 1V7/19 — Interest Discover Bank Greenwood, 1.2%, Certificate of Dep, Due 07/31/17 — Interest — Redeemed Sallie Mae Bank, 2%, Certificate of Dep, Due 1210/18 — Interest Wells Fargo Bank, 1.1%, Certificate of Dep, Due 03/15/18 — Interest — Buy LPL Fmancial Insured Cash Account — Interest 10 acres vacant land Orange County, Florida (Appraisal Date 8/18/2014) — None Estate #1 - 16 acres vacant land, Slocum Twp, Luzeme Cry, PA — None American Express Bank 1.900% Certficate of Deposit Due 8/24/20 — None — Buy DowDupont - Common Stock (Merger from Line 30) — Int/Div Part VII - Line 6 - LPL Financial Insured Cash Account - Bank account(s) maintained by LPL Financial which are made up of deposits at various FDIC banks. Cash in the insured cash account is transferred to various banks throughout the year at the discretion of LPL Financial. LPL Financial does not provide information to the filer with respect to the dates that the interbank transfers occur. Therefore, the filer is precluded from indicating the open and close dates of the underlying bank accounts where the cash has been invested. The Filer cannot direct, influence or in any other manner control the transfer of the cash from one financial stitution to another. Part VII - Line 15 - LPL Financial Insured Cash Account - Bank account(s) maintained by LPL Financial which are made up of deposits at various FDIC banks. Cash in the insured cash account is transferred to various banks throughout the year at the discretion of LPL Financial. LPL Financial does not provide information to the filer with respect to the dates that the interbank transfers occur. Therefore, the filer is precluded from indicating the open and close dates of the underlying bank accounts where the cash has been vested. The Filer cannot direct, influence or in any other manner control the transfer of the cash from one financial institution to another. Part VII - Line 20 - LPL Financial Insured Cash Account - Bank account(s) maintained by LPL Financial which are made up of deposits at various FDIC banks. Cash in the insured cash account is transferred to various banks throughout the year at the discretion of LPL Financial. LPL Financial does not provide information to the filer with respect to the dates that the interbank transfers occur. Therefore, the filer is precluded from mdicating the open and close dates of the underlying bank accounts where the cash has been mvested. The Filer cannot direct, influence or in any other manner control the transfer of the cash from one financial institution to another. Part VII - Line 44 - LPL Financial Insured Cash Account - Bank account(s) maintained by LPL Financial which are made up of deposits at various FDIC banks. Cash in the insured cash account is transferred to various banks throughout the year at the discretion of LPL Financial. LPL Financial does not provide information to the filer with respect to the dates that the interbank transfers occur. Therefore, the filer 1s precluded from mdicating the open and close dates of the underlying bank accounts where the cash has been invested. The Filer cannot direct, influence or in any other manner control the transfer of the cash from one financial institution to another, Part VII - Line 45 - Orange County, Florida property - Information reported, as in prior years, represents 100% of the value. However, the reporting person's spouse owns a one-third interest in the property; one other individual also owns a one-third interest and two other individuals each own a one-sixth interest in the property. Part VII - Line 46 - This is property in Estate #1. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/3589. Public record. Not legal advice.