# Victor J Wolski

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/34173

## Record

- **Judge:** Victor J Wolski
- **Year:** 2020
- **Pages:** 33

## Text

YUM Common Stock — Dividend
U.S. Senate F.C.U. Accounts — Int./Div.
Fidelity Joint Brokerage Account (H)
Fidelity cash account (FDRXX) — Interest
Fidelity NASDAQ Comp Index (FNCMX) — Dividend
Apple Inc. (AAPL) — Dividend
General Electric Co. (GE) (Y)
Fidelity Total Market Index Fund (FSKAX) — Dividend
Fidelity Emerging Markets Index Inst'l Premium Fund (FPADX) — Dividend — Buy (add'l)
Fidelity Emerging Markets Index Inst'l Premium Fund (FPADX) — Sold (part)
Anheuser-Busch InBev (BUD) — Dividend
Pepsico, Inc (PEP) — Dividend
Fidelity Advisor Int'l Growth Class Z (FZAJX) — Dividend — Buy (add'l)
Fidelity Advisor Int'l Growth Class Z (FZAJX) — Sold (part)
Fidelity Advisor Int'l Growth Class Z (FZAJX) — Sold (part)
Fidelity Value Discovery (FVDFX) — None — Sold (part)
Fidelity Value Discovery (FVDFX) — Sold
Causeway Emerging Mrkts Fd Inv Cl (CEMVX) — None — Buy (add'l)
Causeway Emerging Mrkts Fd Inv Cl (CEMVX) — Sold (part)
Causeway Emerging Mrkts Fd Inv Cl (CEMVX) — Sold
Causeway Emerging Mrkts Fd Inv Cl (CEMVX) — Buy
Causeway Emerging Mrkts Fd Inv Cl (CEMVX) — Sold
Mainstay Mackay Tax Free Bond Class A (MTBAX) — Dividend — Buy (add'l)
Mainstay Mackay Tax Free Bond Class A (MTBAX) — Sold (part)
Mainstay Mackay Tax Free Bond Class A (MTBAX) — Sold (part)
Mainstay Mackay Tax Free Bond Class A (MTBAX) — Buy (add'l)
iShares Inc Core MSCI Emerging Mkts (IEMG) — None — Sold
Fidelity Overseas (FOSFX) — Dividend — Buy (add'l)
Fidelity Overseas (FOSFX) — Sold (part)
Fidelity Overseas (FOSFX) — Sold (part)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Dividend — Buy (add'l)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Sold (part)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Sold (part)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Buy (add'l)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Buy (add'l)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Buy (add'l)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Sold (part)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Buy (add'l)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Sold (part)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Buy (add'l)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Sold (part)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Buy (add'l)
Fidelity SAI Tax Free Bond Fund (FSAJX) — Dividend — Sold (part)
Fidelity SAI Tax Free Bond Fund (FSAJX) — Buy (add'l)
Fidelity SAI Tax Free Bond Fund (FSAJX) — Sold (part)
Fidelity SAI Tax Free Bond Fund (FSAJX) — Buy (add'l)
Fidelity SAI Tax Free Bond Fund (FSAJX) — Buy (add'l)
Blackrock National Muni Fund Class A (MDNLX) — Dividend — Sold (part)
William Blair Int'l Growth Class N (WBIGX) — None — Buy (add'l)
William Blair Int'l Growth Class N (WBIGX) — Merged (with line 51)
William Blair Int'l Growth I (BIGIX) — Dividend — Buy
William Blair Int'l Growth I (BIGIX) — Sold (part)
Causeway Int'l Value Investor (CIVVX) — None — Sold (part)
Causeway Int'l Value Investor (CIVVX) — Sold
JP Morgan Mid Cap Value Fund Class I (JMVSX) — Dividend — Sold (part)
JP Morgan Mid Cap Value Fund Class I (JMVSX) — Sold (part)
JP Morgan Mid Cap Value Fund Class I (JMVSX) — Buy (add'l)
JP Morgan Mid Cap Value Fund Class I (JMVSX) — Buy (add'l)
JP Morgan Mid Cap Value Fund Class I (JMVSX) — Buy (add'l)
JP Morgan Mid Cap Value Fund Class I (JMVSX) — Sold (part)
Oakmark Int'l Investor Cl (OAKIX) — None — Sold (part)
Oakmark Int'l Investor Cl (OAKIX) — Sold
iShares Core S&P 500 ETF (IVV) — Dividend — Buy (add'l)
iShares Core S&P 500 ETF (IVV) — Sold (part)
iShares Core S&P 500 ETF (IVV) — Sold (part)
iShares Russell 1000 Growth ETF (IWF) — Dividend — Buy (add'l)
iShares Russell 1000 Growth ETF (IWF) — Sold (part)
iShares Trust S&P Small Cap 600 Growth ETF (IJT) — Dividend — Buy (add'l)
iShares Trust S&P Small Cap 600 Growth ETF (IJT) — Buy (add'l)
iShares Trust S&P Small Cap 600 Growth ETF (IJT) — Buy (add'l)
iShares Trust S&P Small Cap 600 Growth ETF (IJT) — Sold
iShares Trust EAFE Small Cap ETF (SCZ) — None — Buy (add'l)
iShares Trust EAFE Small Cap ETF (SCZ) — Sold
iShares Edge MSCI Min Vol EAFE ETF (EFAV) — None — Buy (add'l)
iShares Edge MSCI Min Vol EAFE ETF (EFAV) — Sold (part)
iShares Edge MSCI Min Vol EAFE ETF (EFAV) — Sold
iShares Edge MSCI USA Quality Factor ETF (QUAL) — Dividend — Buy (add'l)
iShares Edge MSCI USA Quality Factor ETF (QUAL) — Sold (part)
iShares Edge MSCI USA Quality Factor ETF (QUAL) — Sold (part)
iShares Edge MSCI USA Quality Factor ETF (QUAL) — Buy (add'l)
iShares Edge MSCI USA Quality Factor ETF (QUAL) — Sold (part)
iShares Edge MSCI USA Quality Factor ETF (QUAL) — Buy (add'l)
iShares Edge MSCI USA Quality Factor ETF (QUAL) — Sold (part)
iShares Edge MSCI USA Quality Factor ETF (QUAL) — Buy (add'l)
iShares Edge MSCI USA Quality Factor ETF (QUAL) — Sold (part)
iShares Edge MSCI USA Value Factor ETF (VLUE) — Dividend — Sold
iShares Trust Core MSCI EAFE ETF (IEFA) — None — Sold (part)
iShares Trust Core MSCI EAFE ETF (IEFA) — Sold
MFS Int'l Intrinsic Value Fund Class A (MGIAX) — Dividend — Buy (add'l)
MFS Int'l Intrinsic Value Fund Class A (MGIAX) — Sold (part)
Mainstay MacKay High Yield Muni Bond Class A (MMHAX) — Dividend — Sold (part)
Mainstay MacKay High Yield Muni Bond Class A (MMHAX) — Sold
Invesco Oppenheimer Developing Markets R6 (ODVIX) — None — Sold
T Rowe Price VA Tax Free Bond (PRVAX) — Dividend — Sold (part)
T Rowe Price VA Tax Free Bond (PRVAX) — Buy (add'l)
T Rowe Price VA Tax Free Bond (PRVAX) — Buy (add'l)
T Rowe Price VA Tax Free Bond (PRVAX) — Buy (add'l)
T Rowe Price VA Tax Free Bond (PRVAX) — Sold (part)
Wells Fargo Muni Bond Fund Admin Class (WMFDX) — Dividend
Fidelity Large Cap Stock (FLCSX) — None — Sold
Fidelity Growth Co. (FDGRX) — Dividend — Buy (add'l)
Fidelity Blue Chip Growth (FBGRX) — Dividend
Fidelity Blue Chip Value (FBCVX) — None — Buy (add'l)
Fidelity Blue Chip Value (FBCVX) — Sold
LSV Value Equity Fund Investor (LVAEX) — None — Buy (add'l)
LSV Value Equity Fund Investor (LVAEX) — Sold
Dodge & Cox Intl. Stock Fund (DODFX) — None — Buy (add'l)
Dodge & Cox Intl. Stock Fund (DODFX) — Sold (part)
Dodge & Cox Intl. Stock Fund (DODFX) — Sold
Oakmark Fund Investor Class (OAKMX) — None — Sold (part)
Oakmark Fund Investor Class (OAKMX) — Sold (part)
Oakmark Fund Investor Class (OAKMX) — Sold
Janus Henderson Enterprise T (JAENX) — None — Buy (add'l)
Janus Henderson Enterprise T (JAENX) — Sold
Loomis Sayles Growth Class Y/A (LGRRX) — Dividend — Buy (add'l)
Loomis Sayles Growth Class Y/A (LGRRX) — Sold (part)
Loomis Sayles Growth Class Y/A (LGRRX) — Sold (part)
Loomis Sayles Growth Class Y/A (LGRRX) — Sold (part)
Loomis Sayles Growth Class Y/A (LGRRX) — Sold (part)
Primecap Odyssey Growth Fund (POGRX) — None — Sold
T Rowe Price New Era (PRNEX) — None — Buy (add'l)
T Rowe Price New Era (PRNEX) — Sold
T Rowe Price Emerging Markets Stock Fund I (PRZIX) — None — Buy (add'l)
T Rowe Price Emerging Markets Stock Fund I (PRZIX) — Sold
Transamerica Intl. Equity Cl I (TSWIX) — None — Buy (add'l)
Transamerica Intl. Equity Cl I (TSWIX) — Buy (add'l)
Transamerica Intl. Equity Cl I (TSWIX) — Sold
Flexshares Trust Morningstar Global Upstream Nat Res Idx (GUNR) — None — Sold
iShares S&P SmallCap 600 Value (IJS) — None — Sold
iShares Edge MSCI USA Momentum Factor ETF (MTUM) — Dividend — Buy (add'l)
iShares Edge MSCI USA Momentum Factor ETF (MTUM) — Sold
iShares Tr US Treas Bd ETF (GOVT) — Dividend — Buy (add'l)
iShares Tr US Treas Bd ETF (GOVT) — Sold (part)
iShares Tr US Treas Bd ETF (GOVT) — Buy (add'l)
iShares Tr US Treas Bd ETF (GOVT) — Sold (part)
iShares Tr US Treas Bd ETF (GOVT) — Sold (part)
iShares Tr US Treas Bd ETF (GOVT) — Sold (part)
iShares Tr US Treas Bd ETF (GOVT) — Sold (part)
iShares Tr US Treas Bd ETF (GOVT) — Sold (part)
iShares Tr US Treas Bd ETF (GOVT) — Sold (part)
iShares Tr US Treas Bd ETF (GOVT) — Sold (part)
iShares Tr US Treas Bd ETF (GOVT) — Sold (part)
Fidelity Advisor Focused Emerging Mkts Cl Z (FZAEX) — Dividend — Buy
Fidelity Advisor Focused Emerging Mkts Cl Z (FZAEX) — Buy (add'l)
Fidelity Advisor Mega Cap Stock Cl Z (FZALX) — Dividend — Buy
Fidelity SAI U.S. Treasury Bond Index (FUTBX) — Dividend — Buy
Fidelity SAI U.S. Treasury Bond Index (FUTBX) — Sold
Acadian Emerging Markets Port Invstr (AEMGX) — Dividend — Buy
Artisan Intl Value Fund Inv Cl (ARTKX) — Dividend — Buy
Artisan Intl Value Fund Inv Cl (ARTKX) — Buy (add'l)
Artisan Intl Value Fund Inv Cl (ARTKX) — Buy (add'l)
Artisan Intl Value Fund Inv Cl (ARTKX) — Sold (part)
DWS Strategic High Yld Tax Free Fund Class S (SHYTX) — Dividend — Buy
DWS Strategic High Yld Tax Free Fund Class S (SHYTX) — Sold
American EuroPacific Growth Fund Class F2 (AEPFX) — Dividend — Buy
Hotchkis & Wiley Large Cap Value Class I (HWLIX) — None — Buy
Hotchkis & Wiley Large Cap Value Class I (HWLIX) — Merged (with line 158)
Hotchkis & Wiley Large Cap Value Cl A (HWLAX) — Dividend — Buy
Invesco Exchange Traded Fd Tr S&P 500 Quality (SPHQ) — Dividend — Buy
Invesco Exch Traded Fd TR II FTSE RAFI (PXH) — Dividend — Buy
Invesco Exch Traded Fd TR II FTSE RAFI (PXH) — Sold (part)
Invesco Exch Traded Fd TR II FTSE RAFI (PXH) — Buy (add'l)
Invesco Exch Traded Fd TR II FTSE RAFI (PXH) — Buy (add'l)
Invesco Exch Traded Fd TR II FTSE RAFI (PXH) — Sold (part)
WCM Focused Intl Growth Fund Instl (WCMIX) — None — Buy
WCM Focused Intl Growth Fund Instl (WCMIX) — Merged (with line 167)
WCM Focused Intl Growth Fund Investor (WCMRX) — Dividend — Buy
iShares TIPS Bond ETF (TIP) — Dividend — Buy
iShares TIPS Bond ETF (TIP) — Sold
iShares MSCI EAFE ETF (EFA) — None — Buy
iShares MSCI EAFE ETF (EFA) — Sold
iShares Russell 1000 Value ETF (IWD) — Dividend — Buy
iShares Russell 1000 ETF (IWB) — Dividend — Buy
iShares S&P Midcap 400 Value ETF (IJJ) — Dividend — Buy
iShares S&P Midcap 400 Value ETF (IJJ) — Buy (add'l)
iShares S&P Midcap 400 Value ETF (IJJ) — Buy (add'l)
iShares Core S&P Small-Cap E (IJR) — Dividend — Buy
iShares Core S&P Small-Cap E (IJR) — Buy (add'l)
iShares Core S&P Small-Cap E (IJR) — Buy (add'l)
iShares Core S&P Small-Cap E (IJR) — Sold (part)
iShares Tr EAFE Value ETF (EFV) — Dividend — Buy
iShares Trust Core Divid Growth (DGRO) — Dividend — Buy
iShares Trust Core Divid Growth (DGRO) — Sold (part)
JPMorgan Tax Aware Equity Class I (JPDEX) — Dividend — Buy
MFS Municipal Income Class A (MFIAX) — Dividend — Buy
MFS Municipal Income Class A (MFIAX) — Buy (add'l)
MFS Municipal Income Class A (MFIAX) — Sold (part)
Morgan Stanley Inst Inc. Intl Equity A — None — Buy
Morgan Stanley Inst Inc. Intl Equity A — Merged (with line 190)
Morgan Stanley Inst. Inc. Intl. Equity Class I (MSIQX) — Dividend — Buy
Principal Blue Chip I Shares (PBCKX) — Dividend — Buy
T Rowe Price U.S. Equity Research Fd (PRCOX) — Dividend — Buy
T Rowe Price Overseas Stock I Cl (TROIX) — Dividend — Buy
Transmerica Intl. Small Cap Value I (TISVX) — Dividend — Buy
Transmerica Intl. Small Cap Value I (TISVX) — Buy (add'l)
Vanguard Tax-Managed Intl. Fund FTSE Dev. Market ETF (VEA) — Dividend — Buy
Vanguard Long Term Tax Exempt Admiral (VWLUX) — Dividend — Buy
Vanguard Real Estate ETF (VNQ) — Dividend — Buy
Vanguard Real Estate ETF (VNQ) — Sold (part)
Vanguard Real Estate ETF (VNQ) — Buy (add'l)
Vanguard Real Estate ETF (VNQ) — Sold (part)
Vanguard Index Fds Vanguard Value ETF (VTV) — Dividend — Buy
Vanguard Index Fds Vanguard Value ETF (VTV) — Sold
Fidelity Government Money Market (SPAXX) — Interest
iShares Core S&P U.S. Value ETF (IUSV) — Dividend
iShares Russell 3000 ETF (IWV) — Dividend
iShares Tr MSCI ACWI ETF (ACWI) — Dividend
Fidelity Rollover IRA #3 (H)
iShares Core S&P 500 ETF Index (IVV) — Dividend
iShares MSCI EAFE Value ETF (EFV) — Dividend
iShares Tr Russell Mid-Cap ETF (IWR) — Dividend
iShares Tr Short-Term Corporate Bond ETF (IGSB) — Dividend
iShares MSCI EAFE ETF (EFA) — Dividend
iShares Russell 2000 Value ETF (IWN) — Dividend
Vanguard Bd Index Fund Inc Total Bond Market ETF (BND) — Dividend
Vanguard Intl. Equity Index Fund FTSE Emerging Markets ETF (VWO) — Dividend
Vanguard Index Funds Vanguard Value ETF (VTV) — Dividend
Vanguard Scottsdale Fds Intermediate Term Corporate Bd Index (VCIT) — Dividend
Invesco Exchange Trd Slf Idx Fd BulletShares 2021 Corp Bond (BSCL) — Dividend
PIMCO ETF Tr Active Bond ETF (BOND) — Dividend
SSGA Active ETF Tr SPDR Tot Return Tactical (TOTL) — Dividend
iShares Tr Floating Rate NT ETF (FLOT) — Dividend
PIMCO ETF Trust Enhanced Short Maturity Active ETF USD (MINT) — Dividend
WisdomTree Tr US MidCap Dividend ETF (DON) — Dividend
Fidelity Government Money Market (SPAXX) — Interest
Fidelity IRA #1 (H)
Strategic Advisers Fidelity Intl Fund (FUSIX) — Dividend — Sold (part)
Strategic Advisers Fidelity Intl Fund (FUSIX) — Buy (add'l)
Strategic Advisers Fidelity Intl Fund (FUSIX) — Buy (add'l)
Strategic Advisers Fidelity Intl Fund (FUSIX) — Buy (add'l)
Strategic Advisers Fidelity Intl Fund (FUSIX) — Buy (add'l)
Strategic Advisers Fidelity Intl Fund (FUSIX) — Buy (add'l)
Strategic Advisers Fidelity Intl Fund (FUSIX) — Buy (add'l)
Strategic Advisers Fidelity Intl Fund (FUSIX) — Buy (add'l)
Strategic Advisers Fidelity Intl Fund (FUSIX) — Sold (part)
Strategic Advisers Fidelity Intl Fund (FUSIX) — Buy (add'l)
Fidelity SAI Intl Index (FIONX) — Dividend — Buy (add'l)
Fidelity SAI Intl Index (FIONX) — Sold (part)
Fidelity SAI Intl Index (FIONX) — Sold (part)
Fidelity SAI Intl Index (FIONX) — Sold (part)
Fidelity SAI Intl Index (FIONX) — Sold
Fidelity SAI Emerg Markets Index (FERGX) — Dividend — Buy (add'l)
Fidelity SAI Emerg Markets Index (FERGX) — Sold (part)
Fidelity SAI Emerg Markets Index (FERGX) — Sold (part)
Fidelity SAI Emerg Markets Index (FERGX) — Sold (part)
Fidelity Total Market Index Fund (FSKAX) — Dividend — Sold (part)
Fidelity Total Market Index Fund (FSKAX) — Sold
Strategic Advisers Fidelity Emerging Markets Fund (FGOMX) — Dividend — Buy (add'l)
Strategic Advisers Fidelity Emerging Markets Fund (FGOMX) — Buy (add'l)
Strategic Advisers Fidelity Emerging Markets Fund (FGOMX) — Buy (add'l)
Strategic Advisers Fidelity Emerging Markets Fund (FGOMX) — Buy (add'l)
Strategic Advisers Fidelity Emerging Markets Fund (FGOMX) — Buy (add'l)
Strategic Advisers Fidelity Emerging Markets Fund (FGOMX) — Sold (part)
Strategic Advisers Fidelity Emerging Markets Fund (FGOMX) — Sold (part)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Dividend — Sold (part)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Sold (part)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Sold (part)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Sold (part)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Sold (part)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Sold (part)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Sold (part)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Sold (part)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Sold (part)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Dividend — Sold (part)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Buy (add'l)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Buy (add'l)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Buy (add'l)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Sold (part)
Fidelity VIP Govt Money Market (9059) — None — Buy
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Buy (add'l)
Fidelity SAI Inflation Focused Fd (FIFGX) — Dividend — Sold
Fidelity Floating Rate High Income (FFRHX) — Dividend — Sold
Fidelity Advisor Strategic Inc Cl I (FSRIX) — Dividend — Buy (add'l)
Fidelity Capital & Income (FAGIX) — Dividend — Buy (add'l)
Fidelity Capital & Income (FAGIX) — Buy (add'l)
Fidelity Capital & Income (FAGIX) — Buy (add'l)
Fidelity Short Term Bond (FSHBX) — Dividend — Buy (add'l)
Fidelity Short Term Bond (FSHBX) — Sold (part)
Fidelity Short Term Bond (FSHBX) — Sold (part)
Fidelity Short Term Bond (FSHBX) — Sold (part)
Fidelity Short Term Bond (FSHBX) — Sold (part)
Fidelity Short Term Bond (FSHBX) — Sold
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Dividend — Buy (add'l)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Buy (add'l)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Sold (part)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Buy (add'l)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Buy (add'l)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Sold (part)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Sold (part)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Sold (part)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Sold
Fidelity Advisor High Income Fd Cl I (FGTMX) — Dividend — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Sold (part)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Government Cash Reserves (FDRXX) — Dividend
FIMM Government Portfolio: Instl Cl (FRGXX) — Dividend — Sold (part)
FIMM Government Portfolio: Instl Cl (FRGXX) — Buy (add'l)
FIMM Government Portfolio: Instl Cl (FRGXX) — Buy (add'l)
FIMM Government Portfolio: Instl Cl (FRGXX) — Buy (add'l)
FIMM Government Portfolio: Instl Cl (FRGXX) — Sold (part)
FIMM Government Portfolio: Instl Cl (FRGXX) — Sold (part)
FIMM Government Portfolio: Instl Cl (FRGXX) — Sold (part)
FIMM Government Portfolio: Instl Cl (FRGXX) — Sold
Fidelity Real Estate Investment (FRESX) — Dividend — Buy
Fidelity Real Estate Investment (FRESX) — Buy (add'l)
Fidelity Real Estate Investment (FRESX) — Buy (add'l)
Fidelity Real Estate Investment (FRESX) — Sold (part)
Fidelity Real Estate Investment (FRESX) — Buy (add'l)
Fidelity Real Estate Income (FRIFX) — Dividend — Buy
Fidelity Real Estate Income (FRIFX) — Sold (part)
Fidelity Real Estate Income (FRIFX) — Sold (part)
Fidelity SAI Short Term Bond Fund (FZOMX) — Dividend — Buy
Fidelity SAI Short Term Bond Fund (FZOMX) — Sold (part)
Fidelity SAI Low Duration Income Fund (FZOLX) — Dividend — Buy
Fidelity SAI Low Duration Income Fund (FZOLX) — Sold (part)
Fidelity SAI Low Duration Income Fund (FZOLX) — Sold (part)
Fidelity Rollover IRA #2 (H)
Strategic Advisers Intl II Fund (FUSIX) — Dividend — Sold (part)
Strategic Advisers Intl II Fund (FUSIX) — Buy (add'l)
Strategic Advisers Intl II Fund (FUSIX) — Buy (add'l)
Strategic Advisers Intl II Fund (FUSIX) — Buy (add'l)
Strategic Advisers Intl II Fund (FUSIX) — Buy (add'l)
Strategic Advisers Intl II Fund (FUSIX) — Buy (add'l)
Strategic Advisers Intl II Fund (FUSIX) — Buy (add'l)
Strategic Advisers Intl II Fund (FUSIX) — Buy (add'l)
Strategic Advisers Intl II Fund (FUSIX) — Buy (add'l)
Fidelity SAI Intl Index (FIONX) — Dividend — Buy (add'l)
Fidelity SAI Intl Index (FIONX) — Sold (part)
Fidelity SAI Intl Index (FIONX) — Sold (part)
Fidelity SAI Intl Index (FIONX) — Sold
Fidelity SAI Emerg Markets Index (FERGX) — Dividend — Buy (add'l)
Fidelity SAI Emerg Markets Index (FERGX) — Sold (part)
Fidelity SAI Emerg Markets Index (FERGX) — Sold (part)
Fidelity SAI Emerg Markets Index (FERGX) — Sold (part)
Fidelity Total Market Index Institutional Premium Cl Fund (FSKAX) — Dividend — Sold (part)
Fidelity Total Market Index Institutional Premium Cl Fund (FSKAX) — Sold
Strategic Advisers Fidelity Emerging Markets (FGOMX) — Dividend — Buy (add'l)
Strategic Advisers Fidelity Emerging Markets (FGOMX) — Buy (add'l)
Strategic Advisers Fidelity Emerging Markets (FGOMX) — Buy (add'l)
Strategic Advisers Fidelity Emerging Markets (FGOMX) — Buy (add'l)
Strategic Advisers Fidelity Emerging Markets (FGOMX) — Buy (add'l)
Strategic Advisers Fidelity Emerging Markets (FGOMX) — Sold (part)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Dividend — Sold (part)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Sold (part)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Sold (part)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Sold (part)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Sold (part)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Sold (part)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Sold (part)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Sold (part)
Strategic Advisers Fidelity Core Income (FIWGX) — Dividend — Buy (add'l)
Strategic Advisers Fidelity Core Income (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income (FIWGX) — Buy (add'l)
Strategic Advisers Fidelity Core Income (FIWGX) — Buy (add'l)
Strategic Advisers Fidelity Core Income (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income (FIWGX) — Buy (add'l)
Strategic Advisers Fidelity Core Income (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income (FIWGX) — Buy (add'l)
Fidelity SAI Inflation Focused Fd (FIFGX) — Dividend — Sold
Fidelity Floating Rate High Income (FFRHX) — Dividend — Sold
Fidelity Advisor Strategic Inc Cl I (FSRIX) — Dividend — Buy (add'l)
Fidelity Capital & Income (FAGIX) — Dividend — Buy (add'l)
Fidelity Capital & Income (FAGIX) — Buy (add'l)
Fidelity Short Term Bond (FSHBX) — Dividend — Buy (add'l)
Fidelity Short Term Bond (FSHBX) — Sold (part)
Fidelity Short Term Bond (FSHBX) — Sold (part)
Fidelity Short Term Bond (FSHBX) — Sold (part)
Fidelity Short Term Bond (FSHBX) — Sold (part)
Fidelity Short Term Bond (FSHBX) — Sold
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Dividend — Buy (add'l)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Buy (add'l)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Sold (part)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Buy (add'l)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Buy (add'l)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Sold (part)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Sold (part)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Sold (part)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Sold
Fidelity Advisor High Income Fd Cl I (FGTMX) — Dividend — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
FIMM Government Portfolio: Instl Cl (FRGXX) — Dividend — Sold (part)
FIMM Government Portfolio: Instl Cl (FRGXX) — Buy (add'l)
FIMM Government Portfolio: Instl Cl (FRGXX) — Buy (add'l)
FIMM Government Portfolio: Instl Cl (FRGXX) — Buy (add'l)
FIMM Government Portfolio: Instl Cl (FRGXX) — Sold (part)
FIMM Government Portfolio: Instl Cl (FRGXX) — Sold (part)
FIMM Government Portfolio: Instl Cl (FRGXX) — Sold (part)
FIMM Government Portfolio: Instl Cl (FRGXX) — Sold
Fidelity Real Estate Investment (FRESX) — Dividend — Buy
Fidelity Real Estate Investment (FRESX) — Buy (add'l)
Fidelity Real Estate Investment (FRESX) — Buy (add'l)
Fidelity Real Estate Investment (FRESX) — Buy (add'l)
Fidelity Real Estate Income (FRIFX) — Dividend — Buy
Fidelity Real Estate Income (FRIFX) — Sold (part)
Fidelity Real Estate Income (FRIFX) — Sold (part)
Fidelity SAI Short Term Bond Fund (FZOMX) — Dividend — Buy
Fidelity SAI Short Term Bond Fund (FZOMX) — Sold (part)
Fidelity SAI Low Duration Income Fund (FZOLX) — Dividend — Buy
Fidelity SAI Low Duration Income Fund (FZOLX) — Sold (part)
Fidelity Government Cash Reserves (FDRXX) — Dividend — Open
UBS Investment Account (H)
General Electric Co. (GE) — Dividend — Buy (add'l)
General Electric Co. (GE) — Buy (add'l)
General Electric Co. (GE) — Buy (add'l)
General Electric Co. (GE) — Buy (add'l)
Wabtec Inc. — Dividend
Fidelity Rollover IRA #4 (H)
Mgn Stnly Pvt I (QICNQ) — None — Sold (part)
Mgn Stnly Pvt I (QICNQ) — Buy (add'l)
Fidelity 500 Index Fund (FXAIX) — Dividend — Buy
Fidelity Annuity #1 (H)
Fidelity VIP Govt Money Market (9059) — Sold
Fidelity VIP Inv Grade Bond (9063) — None — Buy
Fidelity VIP Index 500 (9064) — None — Buy
Fidelity VIP Growth Opps (9068) — None — Buy
Fidelity Annuity #2 (H)
Fidelity VIP Govt Money Market (9059) — None — Buy
Fidelity VIP Govt Money Market (9059) — Sold
Fidelity VIP Inv Grade Bond (9063) — None — Buy
Fidelity VIP Index 500 (9064) — None — Buy
Fidelity VIP Growth Opps (9068) — None — Buy
YUM Common Stock — Dividend
U.S. Senate F.C.U. Accounts — Int./Div.
Fidelity Joint Brokerage Account (H)
Fidelity cash account (FDRXX) — Interest
Fidelity NASDAQ Comp Index (FNCMX) — Dividend
Apple Inc. (AAPL) — Dividend
General Electric Co. (GE) (Y)
Fidelity Total Market Index Fund (FSKAX) — Dividend
Fidelity Emerging Markets Index Inst'l Premium Fund (FPADX) — Dividend — Buy (add'l)
Fidelity Emerging Markets Index Inst'l Premium Fund (FPADX) — Sold (part)
Anheuser-Busch InBev (BUD) — Dividend
Pepsico, Inc (PEP) — Dividend
Fidelity Advisor Int'l Growth Class Z (FZAJX) — Dividend — Buy (add'l)
Fidelity Advisor Int'l Growth Class Z (FZAJX) — Sold (part)
Fidelity Advisor Int'l Growth Class Z (FZAJX) — Sold (part)
Fidelity Value Discovery (FVDFX) — None — Sold (part)
Fidelity Value Discovery (FVDFX) — Sold
Causeway Emerging Mrkts Fd Inv Cl (CEMVX) — None — Buy (add'l)
Causeway Emerging Mrkts Fd Inv Cl (CEMVX) — Sold (part)
Causeway Emerging Mrkts Fd Inv Cl (CEMVX) — Sold
Causeway Emerging Mrkts Fd Inv Cl (CEMVX) — Buy
Causeway Emerging Mrkts Fd Inv Cl (CEMVX) — Sold
Mainstay Mackay Tax Free Bond Class A (MTBAX) — Dividend — Buy (add'l)
Mainstay Mackay Tax Free Bond Class A (MTBAX) — Sold (part)
Mainstay Mackay Tax Free Bond Class A (MTBAX) — Sold (part)
Mainstay Mackay Tax Free Bond Class A (MTBAX) — Buy (add'l)
iShares Inc Core MSCI Emerging Mkts (IEMG) — None — Sold
Fidelity Overseas (FOSFX) — Dividend — Buy (add'l)
Fidelity Overseas (FOSFX) — Sold (part)
Fidelity Overseas (FOSFX) — Sold (part)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Dividend — Buy (add'l)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Sold (part)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Sold (part)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Buy (add'l)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Buy (add'l)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Buy (add'l)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Sold (part)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Buy (add'l)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Sold (part)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Buy (add'l)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Sold (part)
Strategic Advisers Tax-Sensitive Short Duration Fund (FGNSX) — Buy (add'l)
Fidelity SAI Tax Free Bond Fund (FSAJX) — Dividend — Sold (part)
Fidelity SAI Tax Free Bond Fund (FSAJX) — Buy (add'l)
Fidelity SAI Tax Free Bond Fund (FSAJX) — Sold (part)
Fidelity SAI Tax Free Bond Fund (FSAJX) — Buy (add'l)
Fidelity SAI Tax Free Bond Fund (FSAJX) — Buy (add'l)
Blackrock National Muni Fund Class A (MDNLX) — Dividend — Sold (part)
William Blair Int'l Growth Class N (WBIGX) — None — Buy (add'l)
William Blair Int'l Growth Class N (WBIGX) — Merged (with line 51)
William Blair Int'l Growth I (BIGIX) — Dividend — Buy
William Blair Int'l Growth I (BIGIX) — Sold (part)
Causeway Int'l Value Investor (CIVVX) — None — Sold (part)
Causeway Int'l Value Investor (CIVVX) — Sold
JP Morgan Mid Cap Value Fund Class I (JMVSX) — Dividend — Sold (part)
JP Morgan Mid Cap Value Fund Class I (JMVSX) — Sold (part)
JP Morgan Mid Cap Value Fund Class I (JMVSX) — Buy (add'l)
JP Morgan Mid Cap Value Fund Class I (JMVSX) — Buy (add'l)
JP Morgan Mid Cap Value Fund Class I (JMVSX) — Buy (add'l)
JP Morgan Mid Cap Value Fund Class I (JMVSX) — Sold (part)
Oakmark Int'l Investor Cl (OAKIX) — None — Sold (part)
Oakmark Int'l Investor Cl (OAKIX) — Sold
iShares Core S&P 500 ETF (IVV) — Dividend — Buy (add'l)
iShares Core S&P 500 ETF (IVV) — Sold (part)
iShares Core S&P 500 ETF (IVV) — Sold (part)
iShares Russell 1000 Growth ETF (IWF) — Dividend — Buy (add'l)
iShares Russell 1000 Growth ETF (IWF) — Sold (part)
iShares Trust S&P Small Cap 600 Growth ETF (IJT) — Dividend — Buy (add'l)
iShares Trust S&P Small Cap 600 Growth ETF (IJT) — Buy (add'l)
iShares Trust S&P Small Cap 600 Growth ETF (IJT) — Buy (add'l)
iShares Trust S&P Small Cap 600 Growth ETF (IJT) — Sold
iShares Trust EAFE Small Cap ETF (SCZ) — None — Buy (add'l)
iShares Trust EAFE Small Cap ETF (SCZ) — Sold
iShares Edge MSCI Min Vol EAFE ETF (EFAV) — None — Buy (add'l)
iShares Edge MSCI Min Vol EAFE ETF (EFAV) — Sold (part)
iShares Edge MSCI Min Vol EAFE ETF (EFAV) — Sold
iShares Edge MSCI USA Quality Factor ETF (QUAL) — Dividend — Buy (add'l)
iShares Edge MSCI USA Quality Factor ETF (QUAL) — Sold (part)
iShares Edge MSCI USA Quality Factor ETF (QUAL) — Sold (part)
iShares Edge MSCI USA Quality Factor ETF (QUAL) — Buy (add'l)
iShares Edge MSCI USA Quality Factor ETF (QUAL) — Sold (part)
iShares Edge MSCI USA Quality Factor ETF (QUAL) — Buy (add'l)
iShares Edge MSCI USA Quality Factor ETF (QUAL) — Sold (part)
iShares Edge MSCI USA Quality Factor ETF (QUAL) — Buy (add'l)
iShares Edge MSCI USA Quality Factor ETF (QUAL) — Sold (part)
iShares Edge MSCI USA Value Factor ETF (VLUE) — Dividend — Sold
iShares Trust Core MSCI EAFE ETF (IEFA) — None — Sold (part)
iShares Trust Core MSCI EAFE ETF (IEFA) — Sold
MFS Int'l Intrinsic Value Fund Class A (MGIAX) — Dividend — Buy (add'l)
MFS Int'l Intrinsic Value Fund Class A (MGIAX) — Sold (part)
Mainstay MacKay High Yield Muni Bond Class A (MMHAX) — Dividend — Sold (part)
Mainstay MacKay High Yield Muni Bond Class A (MMHAX) — Sold
Invesco Oppenheimer Developing Markets R6 (ODVIX) — None — Sold
T Rowe Price VA Tax Free Bond (PRVAX) — Dividend — Sold (part)
T Rowe Price VA Tax Free Bond (PRVAX) — Buy (add'l)
T Rowe Price VA Tax Free Bond (PRVAX) — Buy (add'l)
T Rowe Price VA Tax Free Bond (PRVAX) — Buy (add'l)
T Rowe Price VA Tax Free Bond (PRVAX) — Sold (part)
Wells Fargo Muni Bond Fund Admin Class (WMFDX) — Dividend
Fidelity Large Cap Stock (FLCSX) — None — Sold
Fidelity Growth Co. (FDGRX) — Dividend — Buy (add'l)
Fidelity Blue Chip Growth (FBGRX) — Dividend
Fidelity Blue Chip Value (FBCVX) — None — Buy (add'l)
Fidelity Blue Chip Value (FBCVX) — Sold
LSV Value Equity Fund Investor (LVAEX) — None — Buy (add'l)
LSV Value Equity Fund Investor (LVAEX) — Sold
Dodge & Cox Intl. Stock Fund (DODFX) — None — Buy (add'l)
Dodge & Cox Intl. Stock Fund (DODFX) — Sold (part)
Dodge & Cox Intl. Stock Fund (DODFX) — Sold
Oakmark Fund Investor Class (OAKMX) — None — Sold (part)
Oakmark Fund Investor Class (OAKMX) — Sold (part)
Oakmark Fund Investor Class (OAKMX) — Sold
Janus Henderson Enterprise T (JAENX) — None — Buy (add'l)
Janus Henderson Enterprise T (JAENX) — Sold
Loomis Sayles Growth Class Y/A (LGRRX) — Dividend — Buy (add'l)
Loomis Sayles Growth Class Y/A (LGRRX) — Sold (part)
Loomis Sayles Growth Class Y/A (LGRRX) — Sold (part)
Loomis Sayles Growth Class Y/A (LGRRX) — Sold (part)
Loomis Sayles Growth Class Y/A (LGRRX) — Sold (part)
Primecap Odyssey Growth Fund (POGRX) — None — Sold
T Rowe Price New Era (PRNEX) — None — Buy (add'l)
T Rowe Price New Era (PRNEX) — Sold
T Rowe Price Emerging Markets Stock Fund I (PRZIX) — None — Buy (add'l)
T Rowe Price Emerging Markets Stock Fund I (PRZIX) — Sold
Transamerica Intl. Equity Cl I (TSWIX) — None — Buy (add'l)
Transamerica Intl. Equity Cl I (TSWIX) — Buy (add'l)
Transamerica Intl. Equity Cl I (TSWIX) — Sold
Flexshares Trust Morningstar Global Upstream Nat Res Idx (GUNR) — None — Sold
iShares S&P SmallCap 600 Value (IJS) — None — Sold
iShares Edge MSCI USA Momentum Factor ETF (MTUM) — Dividend — Buy (add'l)
iShares Edge MSCI USA Momentum Factor ETF (MTUM) — Sold
iShares Tr US Treas Bd ETF (GOVT) — Dividend — Buy (add'l)
iShares Tr US Treas Bd ETF (GOVT) — Sold (part)
iShares Tr US Treas Bd ETF (GOVT) — Buy (add'l)
iShares Tr US Treas Bd ETF (GOVT) — Sold (part)
iShares Tr US Treas Bd ETF (GOVT) — Sold (part)
iShares Tr US Treas Bd ETF (GOVT) — Sold (part)
iShares Tr US Treas Bd ETF (GOVT) — Sold (part)
iShares Tr US Treas Bd ETF (GOVT) — Sold (part)
iShares Tr US Treas Bd ETF (GOVT) — Sold (part)
iShares Tr US Treas Bd ETF (GOVT) — Sold (part)
iShares Tr US Treas Bd ETF (GOVT) — Sold (part)
Fidelity Advisor Focused Emerging Mkts Cl Z (FZAEX) — Dividend — Buy
Fidelity Advisor Focused Emerging Mkts Cl Z (FZAEX) — Buy (add'l)
Fidelity Advisor Mega Cap Stock Cl Z (FZALX) — Dividend — Buy
Fidelity SAI U.S. Treasury Bond Index (FUTBX) — Dividend — Buy
Fidelity SAI U.S. Treasury Bond Index (FUTBX) — Sold
Acadian Emerging Markets Port Invstr (AEMGX) — Dividend — Buy
Artisan Intl Value Fund Inv Cl (ARTKX) — Dividend — Buy
Artisan Intl Value Fund Inv Cl (ARTKX) — Buy (add'l)
Artisan Intl Value Fund Inv Cl (ARTKX) — Buy (add'l)
Artisan Intl Value Fund Inv Cl (ARTKX) — Sold (part)
DWS Strategic High Yld Tax Free Fund Class S (SHYTX) — Dividend — Buy
DWS Strategic High Yld Tax Free Fund Class S (SHYTX) — Sold
American EuroPacific Growth Fund Class F2 (AEPFX) — Dividend — Buy
Hotchkis & Wiley Large Cap Value Class I (HWLIX) — None — Buy
Hotchkis & Wiley Large Cap Value Class I (HWLIX) — Merged (with line 158)
Hotchkis & Wiley Large Cap Value Cl A (HWLAX) — Dividend — Buy
Invesco Exchange Traded Fd Tr S&P 500 Quality (SPHQ) — Dividend — Buy
Invesco Exch Traded Fd TR II FTSE RAFI (PXH) — Dividend — Buy
Invesco Exch Traded Fd TR II FTSE RAFI (PXH) — Sold (part)
Invesco Exch Traded Fd TR II FTSE RAFI (PXH) — Buy (add'l)
Invesco Exch Traded Fd TR II FTSE RAFI (PXH) — Buy (add'l)
Invesco Exch Traded Fd TR II FTSE RAFI (PXH) — Sold (part)
WCM Focused Intl Growth Fund Instl (WCMIX) — None — Buy
WCM Focused Intl Growth Fund Instl (WCMIX) — Merged (with line 167)
WCM Focused Intl Growth Fund Investor (WCMRX) — Dividend — Buy
iShares TIPS Bond ETF (TIP) — Dividend — Buy
iShares TIPS Bond ETF (TIP) — Sold
iShares MSCI EAFE ETF (EFA) — None — Buy
iShares MSCI EAFE ETF (EFA) — Sold
iShares Russell 1000 Value ETF (IWD) — Dividend — Buy
iShares Russell 1000 ETF (IWB) — Dividend — Buy
iShares S&P Midcap 400 Value ETF (IJJ) — Dividend — Buy
iShares S&P Midcap 400 Value ETF (IJJ) — Buy (add'l)
iShares S&P Midcap 400 Value ETF (IJJ) — Buy (add'l)
iShares Core S&P Small-Cap E (IJR) — Dividend — Buy
iShares Core S&P Small-Cap E (IJR) — Buy (add'l)
iShares Core S&P Small-Cap E (IJR) — Buy (add'l)
iShares Core S&P Small-Cap E (IJR) — Sold (part)
iShares Tr EAFE Value ETF (EFV) — Dividend — Buy
iShares Trust Core Divid Growth (DGRO) — Dividend — Buy
iShares Trust Core Divid Growth (DGRO) — Sold (part)
JPMorgan Tax Aware Equity Class I (JPDEX) — Dividend — Buy
MFS Municipal Income Class A (MFIAX) — Dividend — Buy
MFS Municipal Income Class A (MFIAX) — Buy (add'l)
MFS Municipal Income Class A (MFIAX) — Sold (part)
Morgan Stanley Inst Inc. Intl Equity A — None — Buy
Morgan Stanley Inst Inc. Intl Equity A — Merged (with line 190)
Morgan Stanley Inst. Inc. Intl. Equity Class I (MSIQX) — Dividend — Buy
Principal Blue Chip I Shares (PBCKX) — Dividend — Buy
T Rowe Price U.S. Equity Research Fd (PRCOX) — Dividend — Buy
T Rowe Price Overseas Stock I Cl (TROIX) — Dividend — Buy
Transmerica Intl. Small Cap Value I (TISVX) — Dividend — Buy
Transmerica Intl. Small Cap Value I (TISVX) — Buy (add'l)
Vanguard Tax-Managed Intl. Fund FTSE Dev. Market ETF (VEA) — Dividend — Buy
Vanguard Long Term Tax Exempt Admiral (VWLUX) — Dividend — Buy
Vanguard Real Estate ETF (VNQ) — Dividend — Buy
Vanguard Real Estate ETF (VNQ) — Sold (part)
Vanguard Real Estate ETF (VNQ) — Buy (add'l)
Vanguard Real Estate ETF (VNQ) — Sold (part)
Vanguard Index Fds Vanguard Value ETF (VTV) — Dividend — Buy
Vanguard Index Fds Vanguard Value ETF (VTV) — Sold
Fidelity Government Money Market (SPAXX) — Interest
iShares Core S&P U.S. Value ETF (IUSV) — Dividend
iShares Russell 3000 ETF (IWV) — Dividend
iShares Tr MSCI ACWI ETF (ACWI) — Dividend
Fidelity Rollover IRA #3 (H)
iShares Core S&P 500 ETF Index (IVV) — Dividend
iShares MSCI EAFE Value ETF (EFV) — Dividend
iShares Tr Russell Mid-Cap ETF (IWR) — Dividend
iShares Tr Short-Term Corporate Bond ETF (IGSB) — Dividend
iShares MSCI EAFE ETF (EFA) — Dividend
iShares Russell 2000 Value ETF (IWN) — Dividend
Vanguard Bd Index Fund Inc Total Bond Market ETF (BND) — Dividend
Vanguard Intl. Equity Index Fund FTSE Emerging Markets ETF (VWO) — Dividend
Vanguard Index Funds Vanguard Value ETF (VTV) — Dividend
Vanguard Scottsdale Fds Intermediate Term Corporate Bd Index (VCIT) — Dividend
Invesco Exchange Trd Slf Idx Fd BulletShares 2021 Corp Bond (BSCL) — Dividend
PIMCO ETF Tr Active Bond ETF (BOND) — Dividend
SSGA Active ETF Tr SPDR Tot Return Tactical (TOTL) — Dividend
iShares Tr Floating Rate NT ETF (FLOT) — Dividend
PIMCO ETF Trust Enhanced Short Maturity Active ETF USD (MINT) — Dividend
WisdomTree Tr US MidCap Dividend ETF (DON) — Dividend
Fidelity Government Money Market (SPAXX) — Interest
Fidelity IRA #1 (H)
Strategic Advisers Fidelity Intl Fund (FUSIX) — Dividend — Sold (part)
Strategic Advisers Fidelity Intl Fund (FUSIX) — Buy (add'l)
Strategic Advisers Fidelity Intl Fund (FUSIX) — Buy (add'l)
Strategic Advisers Fidelity Intl Fund (FUSIX) — Buy (add'l)
Strategic Advisers Fidelity Intl Fund (FUSIX) — Buy (add'l)
Strategic Advisers Fidelity Intl Fund (FUSIX) — Buy (add'l)
Strategic Advisers Fidelity Intl Fund (FUSIX) — Buy (add'l)
Strategic Advisers Fidelity Intl Fund (FUSIX) — Buy (add'l)
Strategic Advisers Fidelity Intl Fund (FUSIX) — Sold (part)
Strategic Advisers Fidelity Intl Fund (FUSIX) — Buy (add'l)
Fidelity SAI Intl Index (FIONX) — Dividend — Buy (add'l)
Fidelity SAI Intl Index (FIONX) — Sold (part)
Fidelity SAI Intl Index (FIONX) — Sold (part)
Fidelity SAI Intl Index (FIONX) — Sold (part)
Fidelity SAI Intl Index (FIONX) — Sold
Fidelity SAI Emerg Markets Index (FERGX) — Dividend — Buy (add'l)
Fidelity SAI Emerg Markets Index (FERGX) — Sold (part)
Fidelity SAI Emerg Markets Index (FERGX) — Sold (part)
Fidelity SAI Emerg Markets Index (FERGX) — Sold (part)
Fidelity Total Market Index Fund (FSKAX) — Dividend — Sold (part)
Fidelity Total Market Index Fund (FSKAX) — Sold
Strategic Advisers Fidelity Emerging Markets Fund (FGOMX) — Dividend — Buy (add'l)
Strategic Advisers Fidelity Emerging Markets Fund (FGOMX) — Buy (add'l)
Strategic Advisers Fidelity Emerging Markets Fund (FGOMX) — Buy (add'l)
Strategic Advisers Fidelity Emerging Markets Fund (FGOMX) — Buy (add'l)
Strategic Advisers Fidelity Emerging Markets Fund (FGOMX) — Buy (add'l)
Strategic Advisers Fidelity Emerging Markets Fund (FGOMX) — Sold (part)
Strategic Advisers Fidelity Emerging Markets Fund (FGOMX) — Sold (part)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Dividend — Sold (part)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Sold (part)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Sold (part)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Sold (part)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Sold (part)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Sold (part)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Sold (part)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Sold (part)
Strategic Advisers Fidelity Total Stock Fund (FCTDX) — Sold (part)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Dividend — Sold (part)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Buy (add'l)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Buy (add'l)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Buy (add'l)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income Fund (FIWGX) — Buy (add'l)
Fidelity SAI Inflation Focused Fd (FIFGX) — Dividend — Sold
Fidelity Floating Rate High Income (FFRHX) — Dividend — Sold
Fidelity Advisor Strategic Inc Cl I (FSRIX) — Dividend — Buy (add'l)
Fidelity Capital & Income (FAGIX) — Dividend — Buy (add'l)
Fidelity Capital & Income (FAGIX) — Buy (add'l)
Fidelity Capital & Income (FAGIX) — Buy (add'l)
Fidelity Short Term Bond (FSHBX) — Dividend — Buy (add'l)
Fidelity Short Term Bond (FSHBX) — Sold (part)
Fidelity Short Term Bond (FSHBX) — Sold (part)
Fidelity Short Term Bond (FSHBX) — Sold (part)
Fidelity Short Term Bond (FSHBX) — Sold (part)
Fidelity Short Term Bond (FSHBX) — Sold
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Dividend — Buy (add'l)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Buy (add'l)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Sold (part)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Buy (add'l)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Buy (add'l)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Sold (part)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Sold (part)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Sold (part)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Sold
Fidelity Advisor High Income Fd Cl I (FGTMX) — Dividend — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Sold (part)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Government Cash Reserves (FDRXX) — Dividend
FIMM Government Portfolio: Instl Cl (FRGXX) — Dividend — Sold (part)
FIMM Government Portfolio: Instl Cl (FRGXX) — Buy (add'l)
FIMM Government Portfolio: Instl Cl (FRGXX) — Buy (add'l)
FIMM Government Portfolio: Instl Cl (FRGXX) — Buy (add'l)
FIMM Government Portfolio: Instl Cl (FRGXX) — Sold (part)
FIMM Government Portfolio: Instl Cl (FRGXX) — Sold (part)
FIMM Government Portfolio: Instl Cl (FRGXX) — Sold (part)
FIMM Government Portfolio: Instl Cl (FRGXX) — Sold
Fidelity Real Estate Investment (FRESX) — Dividend — Buy
Fidelity Real Estate Investment (FRESX) — Buy (add'l)
Fidelity Real Estate Investment (FRESX) — Buy (add'l)
Fidelity Real Estate Investment (FRESX) — Sold (part)
Fidelity Real Estate Investment (FRESX) — Buy (add'l)
Fidelity Real Estate Income (FRIFX) — Dividend — Buy
Fidelity Real Estate Income (FRIFX) — Sold (part)
Fidelity Real Estate Income (FRIFX) — Sold (part)
Fidelity SAI Short Term Bond Fund (FZOMX) — Dividend — Buy
Fidelity SAI Short Term Bond Fund (FZOMX) — Sold (part)
Fidelity SAI Low Duration Income Fund (FZOLX) — Dividend — Buy
Fidelity SAI Low Duration Income Fund (FZOLX) — Sold (part)
Fidelity SAI Low Duration Income Fund (FZOLX) — Sold (part)
Fidelity Rollover IRA #2 (H)
Strategic Advisers Intl II Fund (FUSIX) — Dividend — Sold (part)
Strategic Advisers Intl II Fund (FUSIX) — Buy (add'l)
Strategic Advisers Intl II Fund (FUSIX) — Buy (add'l)
Strategic Advisers Intl II Fund (FUSIX) — Buy (add'l)
Strategic Advisers Intl II Fund (FUSIX) — Buy (add'l)
Strategic Advisers Intl II Fund (FUSIX) — Buy (add'l)
Fidelity Short Term Bond (FSHBX) — Sold (part)
Strategic Advisers Intl II Fund (FUSIX) — Buy (add'l)
Strategic Advisers Intl II Fund (FUSIX) — Buy (add'l)
Strategic Advisers Intl II Fund (FUSIX) — Buy (add'l)
Fidelity SAI Intl Index (FIONX) — Dividend — Buy (add'l)
Fidelity SAI Intl Index (FIONX) — Sold (part)
Fidelity SAI Intl Index (FIONX) — Sold (part)
Fidelity SAI Intl Index (FIONX) — Sold
Fidelity SAI Emerg Markets Index (FERGX) — Dividend — Buy (add'l)
Fidelity SAI Emerg Markets Index (FERGX) — Sold (part)
Fidelity SAI Emerg Markets Index (FERGX) — Sold (part)
Fidelity SAI Emerg Markets Index (FERGX) — Sold (part)
Fidelity Total Market Index Institutional Premium Cl Fund (FSKAX) — Dividend — Sold (part)
Fidelity Total Market Index Institutional Premium Cl Fund (FSKAX) — Sold
Strategic Advisers Fidelity Emerging Markets (FGOMX) — Dividend — Buy (add'l)
Strategic Advisers Fidelity Emerging Markets (FGOMX) — Buy (add'l)
Strategic Advisers Fidelity Emerging Markets (FGOMX) — Buy (add'l)
Strategic Advisers Fidelity Emerging Markets (FGOMX) — Buy (add'l)
Strategic Advisers Fidelity Emerging Markets (FGOMX) — Buy (add'l)
Strategic Advisers Fidelity Emerging Markets (FGOMX) — Sold (part)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Dividend — Sold (part)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Sold (part)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Sold (part)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Sold (part)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Sold (part)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Sold (part)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Buy (add'l)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Sold (part)
Strategic Advisers Fidelity U.S. Total Stock (FCTDX) — Sold (part)
Strategic Advisers Fidelity Core Income (FIWGX) — Dividend — Buy (add'l)
Strategic Advisers Fidelity Core Income (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income (FIWGX) — Buy (add'l)
Strategic Advisers Fidelity Core Income (FIWGX) — Buy (add'l)
Strategic Advisers Fidelity Core Income (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income (FIWGX) — Buy (add'l)
Strategic Advisers Fidelity Core Income (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income (FIWGX) — Sold (part)
Strategic Advisers Fidelity Core Income (FIWGX) — Buy (add'l)
Fidelity SAI Inflation Focused Fd (FIFGX) — Dividend — Sold
Fidelity Floating Rate High Income (FFRHX) — Dividend — Sold
Fidelity Advisor Strategic Inc Cl I (FSRIX) — Dividend — Buy (add'l)
Fidelity Capital & Income (FAGIX) — Dividend — Buy (add'l)
Fidelity Capital & Income (FAGIX) — Buy (add'l)
Fidelity Short Term Bond (FSHBX) — Dividend — Buy (add'l)
Fidelity Short Term Bond (FSHBX) — Sold (part)
Fidelity Short Term Bond (FSHBX) — Sold (part)
Fidelity Short Term Bond (FSHBX) — Sold (part)
Fidelity Short Term Bond (FSHBX) — Sold
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Dividend — Buy (add'l)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Buy (add'l)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Sold (part)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Buy (add'l)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Buy (add'l)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Sold (part)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Sold (part)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Sold (part)
Fidelity Conservative Income Bond Fd Cl I (FCNVX) — Sold
Fidelity Advisor High Income Fd Cl I (FGTMX) — Dividend — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
Fidelity Advisor High Income Fd Cl I (FGTMX) — Buy (add'l)
FIMM Government Portfolio: Instl Cl (FRGXX) — Dividend — Sold (part)
FIMM Government Portfolio: Instl Cl (FRGXX) — Buy (add'l)
FIMM Government Portfolio: Instl Cl (FRGXX) — Buy (add'l)
FIMM Government Portfolio: Instl Cl (FRGXX) — Buy (add'l)
FIMM Government Portfolio: Instl Cl (FRGXX) — Sold (part)
FIMM Government Portfolio: Instl Cl (FRGXX) — Sold (part)
FIMM Government Portfolio: Instl Cl (FRGXX) — Sold (part)
FIMM Government Portfolio: Instl Cl (FRGXX) — Sold
Fidelity Real Estate Investment (FRESX) — Dividend — Buy
Fidelity Real Estate Investment (FRESX) — Buy (add'l)
Fidelity Real Estate Investment (FRESX) — Buy (add'l)
Fidelity Real Estate Investment (FRESX) — Buy (add'l)
Fidelity Real Estate Income (FRIFX) — Dividend — Buy
Fidelity Real Estate Income (FRIFX) — Sold (part)
Fidelity Real Estate Income (FRIFX) — Sold (part)
Fidelity SAI Short Term Bond Fund (FZOMX) — Dividend — Buy
Fidelity SAI Short Term Bond Fund (FZOMX) — Sold (part)
Fidelity SAI Low Duration Income Fund (FZOLX) — Dividend — Buy
Fidelity SAI Low Duration Income Fund (FZOLX) — Sold (part)
Fidelity Government Cash Reserves (FDRXX) — Dividend — Open
UBS Investment Account (H)
General Electric Co. (GE) — Dividend — Buy (add'l)
General Electric Co. (GE) — Buy (add'l)
General Electric Co. (GE) — Buy (add'l)
General Electric Co. (GE) — Buy (add'l)
Wabtec Inc. — Dividend
Fidelity Rollover IRA #4 (H)
Mgn Stnly Pvt I (QICNQ) — None — Sold (part)
Mgn Stnly Pvt I (QICNQ) — Buy (add'l)
Fidelity 500 Index Fund (FXAIX) — Dividend — Buy
Fidelity Annuity #1 (H)
Fidelity VIP Govt Money Market (9059) — None — Buy
Fidelity VIP Govt Money Market (9059) — Sold
Fidelity VIP Inv Grade Bond (9063) — None — Buy
Fidelity VIP Index 500 (9064) — None — Buy
Fidelity VIP Growth Opps (9068) — None — Buy
Fidelity Annuity #2 (H)
Fidelity VIP Govt Money Market (9059) — None — Buy
Fidelity VIP Govt Money Market (9059) — Sold
Fidelity VIP Inv Grade Bond (9063) — None — Buy
Fidelity VIP Index 500 (9064) — None — Buy
Fidelity VIP Growth Opps (9068) — None — Buy
Associate Editor, Public Contract Law Journal
Associate Editor, Public Contract Law Journal
Spouse's income — 2020 — General Electric Co. - salary
Spouse's income — 2020 — General Electric Co. - salary
Part VII: In four instances, shares held in the Fidelity Joint Brokerage Account were converted from one class to another:
- On 04/08/20, the Morgan Stanley Inst. Inc. Intl. Equity Class A shares were converted to Class I shares (lines 189-90);
- on 04/08/20, the William Blair Intl. Growth Class N shares were converted to Class I shares (lines 50-51);
- on 06/04/20, the Hotchkis & Wiley Large Cap Value Class I shares were converted to Class A shares (lines 157-58); and
- on 06/04/20, the WCM Focused Intl. Growth Fund Inst. Class shares were converted to Investor Class shares (lines 166-67).
I could not determine in the instructions how to account for such conversions, so I used the "Buy" designation for the new class.
Last year's report erroneously included GE stock held in the Fidelity Brokerage Account (line 7) at year's end. This stock was sold (a value code of J) for a
loss on December 17, 2018.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/34173. Public record. Not legal advice.