# Sarah Daggett Morrison > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/34112 ## Record - **Judge:** Sarah Daggett Morrison - **Year:** 2020 - **Pages:** 15 ## Text INDIVIDUAL ASSETS (H) KEY BANK (cash) — Interest USAA BANK (cash) — Interest WESTERN SOUTHERN WHOLE LIFE INSURANCE — Dividend — Redeemed NORTHWESTERN MUTUAL WHOLE LIFE INSURANCE #1 — Dividend NORTHWESTERN MUTUAL WHOLE LIFE INSURANCE #2 — Dividend ACCOUNT #1 (H) LPL FINANCIAL INSURED DEPOSIT ACCOUNT (cash) — Interest — Open BANK OF AMERICA (BAC) — Dividend — Buy BANK OF AMERICA (BAC) — Sold CARRIER GLOBAL CORP (CARR) — None — Buy CHEVRON CORP (CVX) — None — Buy COCA-COLA COMPANY (KO) — None — Buy COCA-COLA COMPANY (KO) — Buy (add'l) EXXON MOBIL CORP (XOM) — None — Buy INTEL CORP (INTC) — None — Buy JOHNSON & JOHNSON (JNJ) — None — Buy NEW ORIENTAL EDUCATION & TECH GROUP (EDU) — None — Buy QUEST DIAGNOSTICS INC (DGX) — None — Buy RAYTHEON TECHNOLOGIES (RTX) — None — Buy SCHWAB CHARLES CORP NEW (SCHW) — None — Buy VIATRIS INC (VTRS) — None — Buy WELLS FARGO & CO NEW (WFC) — None — Buy WELLS FARGO & CO NEW (WFC) — Buy (add'l) DAVIS FUNDAMENTAL SELECT US EQUITY (DUSA) — Dividend — Buy ACCOUNT #2 (H) OHIO DC LIFEPATH 2035 — Int./Div. ACCOUNT #3 (H) NWMUTUAL MSA/BLACKROCK GOVT MONEY MARKET — None — Buy NWMUTUAL DELAWARE DOMESTIC EQUITY — None — Sold NWMUTUAL MSA INDEX 500 STOCK — None — Sold NWMUTUAL FIDELITY VIP CONTRAFUND — None — Sold NWMUTUAL MSA INDEX 400 STOCK — None — Sold NWMUTUAL MSA WELLINGTON SMALL CAP GROWTH STOCK — None — Sold NWMUTUAL MFS RESEARCH INTERNATIONAL CORE — None — Sold NWMUTUAL FRANKLIN TEMP INTERNATIONAL EQUITY — None — Sold NWMUTUAL FIAM LLC INTERNATIONAL GROWTH — None — Sold NWMUTUAL ABERDEEN EMERGING MARKETS EQUITY — None — Sold NWMUTUAL WELLS CAPITAL MANAGEMENT SELECT BOND — None — Sold NWMUTUAL RIF STRATEGIC BOND — None — Sold NWMUTUAL AMERICAN CENTURY INFLATION PROTECTION — None — Sold NWMUTUAL PIMCO MULTI SECTOR BOND — None — Sold NWMUTUAL FEDERATED INV HIGH YIELD BOND — None — Sold NWMUTUAL RIF GLOBAL REAL ESTATE — None — Sold NWMUTUAL SUISSE COMMODITY STRATEGY — None — Sold ACCOUNT #4 (H) LPL FINANCIAL INSURED DEPOSIT ACCOUNT (cash) — Interest — Open ALIBABA GROUP HOLDING LTD (BABA) — None — Buy ALIBABA GROUP HOLDING LTD (BABA) — Buy (add'l) ALPHABET INC CL A (GOOGL) — None — Buy APPLE INC (AAPL) — None — Buy DAVIS FUNDAMENTAL SELECT WORLDWIDE (DWLD) — Dividend — Buy ACCOUNT #5 (H) LPL FINANCIAL INSURED DEPOSIT ACCOUNT (cash) — Interest — Open ACCOUNT #6 (H) ALPHABET INC CL C (GOOG) (X) — None APPLE INC (AAPL) — Dividend — Buy BANK OF AMERICA CORP (BAC) — Dividend — Buy BANK OF AMERICA CORP (BAC) — Buy (add'l) BANK OF AMERICA CORP (BAC) — Sold BRISTOL MYERS SQUIBB (BMY) — Dividend — Buy COPART INC (CPRT) — None — Buy DNB ASA SPON ADR (DNHBY) — None — Buy DNB ASA SPON ADR (DNHBY) — Buy (add'l) EXXON MOBIL CORP (XOM) (X) — Dividend — Sold HUNTINGTON BANCSHARES INC (HBAN) (X) — Dividend RAYTHEON TECHNOLOGIES CORP (RTX) (X) — Dividend — Sold SCHWAB CHARLES CORP (SCHW) — Dividend — Buy WELLS FARGO & CO (WFC) — Dividend — Buy WELLS FARGO & CO (WFC) — Buy (add'l) WELLS FARGO & CO (WFC) — Sold ACCOUNT #7 (H) NWM FDIC DEPOSIT (cash) — Interest — Closed INVESCO BALANCED-RISK COMMODITY STRATEGY FD CL Y (BRCYX) — None — Sold (part) INVESCO BALANCED-RISK COMMODITY STRATEGY FD CL Y (BRCYX) — Sold AMERICAN CENTURY SHORT DUR INFLATION PROTECTION BD FD CL I (APOHX) — None — Buy AMERICAN CENTURY SHORT DUR INFLATION PROTECTION BD FD CL I (APOHX) — Sold AMERICAN CENTURY SHORT DUR INFLATION PROTECTION BD FD INV CL (APOIX) — Dividend — Buy (add'l) AMERICAN CENTURY SHORT DUR INFLATION PROTECTION BD FD INV CL (APOIX) — Sold BARON ASSET FD INSTITUTIONAL CL (BARIX) — None — Sold DODGE & COX INCOME FD (DODIX) — Dividend — Sold AMERICAN FUNDS EUROPACIFIC GROWTH FD CL F-2 (AEPFX) — None — Sold FIDELITY ADVISOR NEW INSIGHTS FUND CLASS I (FINSX) — Dividend — Sold (part) FIDELITY ADVISOR NEW INSIGHTS FUND CLASS I (FINSX) — Sold GOLDMAN SACHS INTERNATIONAL SMALL CAP INSIGHTS FUNC CL I (GICIX) — None — Sold GOLDMAN SACHS ABSOLUTE RETURN TRACKER FD INST'L CL (GJRTX) — None — Sold OAKMARK INTERNATIONAL FUND ADVISOR CL (OAYIX) — None — Buy OAKMARK INTERNATIONAL FUND ADVISOR CL (OAYIX) — Buy (add'l) OAKMARK INTERNATIONAL FUND ADVISOR CL (OAYIX) — Sold THE OAKMARK INTERNATIONAL FD INVESTOR CLASS (OAKIX) — None — Sold JOHN HANCOCK DISCIPLINED VALUE MID CAP FD CL I ( JVMIX) — None — Sold MFS VALUE FUND CL I (MEIIX) — Dividend — Buy (add'l) MFS VALUE FUND CL I (MEIIX) — Sold (part) MFS VALUE FUND CL I (MEIIX) — Sold NEW WORLD FUND CLASS F-2 (NFFFX) — None — Sold NORTHERN SMALL CAP VALUE FUND (NOSGX) — None — Sold PIMCO INCOME FD CL 1-2 (PONPX) — Dividend — Sold PRINCIPAL REAL ESTATE SECURITIES FD CL 1 (PIREX) — Dividend — Sold PRINCIPAL GLOBAL MUTI STRATEGY FD CL I (PSMIX) — None — Sold T ROWE PRICE EMERGING MARKETS STOCK (PRMSX) — None — Sold TIAA-CREF BOND FD ADVISOR CL (TIBHX) — Dividend — Sold (part) TIAA-CREF BOND FD ADVISOR CL (TIBHX) — Sold GOLDMAN SACHS ETF TR ACTIVEBETA US LARGE CAP EQ (GSLC) — Dividend — Buy GOLDMAN SACHS ETF TR ACTIVEBETA US LARGE CAP EQ (GSLC) — Sold ISHARES GOLD TR SHARES (IAU) — None — Buy ISHARES GOLD TR SHARES (IAU) — Buy (add'l) ISHARES GOLD TR SHARES (IAU) — Sold ISHARES TR MSCI USA VALUE FACTOR ETF (VLUE) — Dividend — Buy ISHARES TR MSCI USA VALUE FACTOR ETF (VLUE) — Sold ACCOUNT #8 (H) INVESCO BALANCED-RISK COMMODITY STRATEGY FD CL Y (BRCYX) — None — Sold (part) INVESCO BALANCED-RISK COMMODITY STRATEGY FD CL Y (BRCYX) — Sold (part) INVESCO BALANCED-RISK COMMODITY STRATEGY FD CL Y (BRCYX) — Sold BARON ASSET FD INSTITUTIONAL CL (BARIX) — None — Sold (part) BARON ASSET FD INSTITUTIONAL CL (BARIX) — Sold DODGE & COX INTERNATIONAL FD (DODFX) — None — Sold (part) DODGE & COX INTERNATIONAL FD (DODFX) — Buy (add'l) DODGE & COX INTERNATIONAL FD (DODFX) — Sold AMERICAN FUNDS EUROPACIFIC GROWTH FD CL F-2 (AEPFX) — None — Sold (part) AMERICAN FUNDS EUROPACIFIC GROWTH FD CL F-2 (AEPFX) — Sold FIDELITY ADVISOR NEW INSIGHTS FD CL I (FINSX) — Dividend — Sold (part) FIDELITY ADVISOR NEW INSIGHTS FD CL I (FINSX) — Sold (part) FIDELITY ADVISOR NEW INSIGHTS FD CL I (FINSX) — Buy (add'l) FIDELITY ADVISOR NEW INSIGHTS FD CL I (FINSX) — Sold FIDELITY ADVISOR INTERMEDIATE MUNI INCOME FD CL I (FZIIX) — Distribution — Sold (part) FIDELITY ADVISOR INTERMEDIATE MUNI INCOME FD CL I (FZIIX) — Sold FRANKLIN FEDERAL INTERMEDIATE- TERM INC FD ADVISORS CL (FITZX) — Distribution — Sold (part) FRANKLIN FEDERAL INTERMEDIATE- TERM INC FD ADVISORS CL (FITZX) — Sold JOHN HANCOCK DISCIPLINED VALUE MID CAP FD CL I ( JVMIX) — None — Sold (part) JOHN HANCOCK DISCIPLINED VALUE MID CAP FD CL I ( JVMIX) — Sold MFS VALUE FUND CL I (MEIIX) — Dividend — Sold (part) MFS VALUE FUND CL I (MEIIX) — Sold (part) MFS VALUE FUND CL I (MEIIX) — Sold NEW WORLD FUND CLASS F-2 (NFFFX) — None — Sold (part) NEW WORLD FUND CLASS F-2 (NFFFX) — Sold NORTHERN SMALL CAP VALUE FUND (NOSGX) — None — Sold (part) NORTHERN SMALL CAP VALUE FUND (NOSGX) — Sold PRINCIPAL REAL ESTATE SECURITIES FD CL 1 (PIREX) — Dividend — Sold (part) PRINCIPAL REAL ESTATE SECURITIES FD CL 1 (PIREX) — Buy (add'l) PRINCIPAL REAL ESTATE SECURITIES FD CL 1 (PIREX) — Sold T ROWE PRICE EMERGING MARKETS STOCK (PRMSX) — None — Sold (part) T ROWE PRICE EMERGING MARKETS STOCK (PRMSX) — Sold THE TAX EXEMPT BOND FUND OF AMERICA F-2 (TEAFX) — Dividend — Buy THE TAX EXEMPT BOND FUND OF AMERICA F-2 (TEAFX) — Sold GOLDMAN SACHS ETF TR ACTIVEBETA LARGE CAP EQ (GSLC) — Dividend — Buy GOLDMAN SACHS ETF TR ACTIVEBETA LARGE CAP EQ (GSLC) — Sold ISHARES GOLD TR (IAU) — None — Buy ISHARES GOLD TR (IAU) — Buy (add'l) ISHARES GOLD TR (IAU) — Sold ISHARES TR MSCI USA VALUE FACTOR (VLUE) — Dividend — Buy ISHARES TR MSCI USA VALUE FACTOR (VLUE) — Sold ACCOUNT #9 (H) NWM FDIC DEPOSIT (cash) — Interest — Closed INDIVIDUAL ASSETS (H) KEY BANK (cash) — Interest USAA BANK (cash) — Interest WESTERN SOUTHERN WHOLE LIFE INSURANCE — Dividend — Redeemed NORTHWESTERN MUTUAL WHOLE LIFE INSURANCE #1 — Dividend NORTHWESTERN MUTUAL WHOLE LIFE INSURANCE #2 — Dividend ACCOUNT #1 (H) LPL FINANCIAL INSURED DEPOSIT ACCOUNT (cash) — Interest — Open BANK OF AMERICA (BAC) — Dividend — Buy BANK OF AMERICA (BAC) — Sold CARRIER GLOBAL CORP (CARR) — None — Buy CHEVRON CORP (CVX) — None — Buy COCA-COLA COMPANY (KO) — None — Buy COCA-COLA COMPANY (KO) — Buy (add'l) EXXON MOBIL CORP (XOM) — None — Buy INTEL CORP (INTC) — None — Buy JOHNSON & JOHNSON (JNJ) — None — Buy NEW ORIENTAL EDUCATION & TECH GROUP (EDU) — None — Buy QUEST DIAGNOSTICS INC (DGX) — None — Buy RAYTHEON TECHNOLOGIES (RTX) — None — Buy SCHWAB CHARLES CORP NEW (SCHW) — None — Buy VIATRIS INC (VTRS) — None — Buy WELLS FARGO & CO NEW (WFC) — None — Buy WELLS FARGO & CO NEW (WFC) — Buy (add'l) DAVIS FUNDAMENTAL SELECT US EQUITY (DUSA) — Dividend — Buy ACCOUNT #2 (H) OHIO DC LIFEPATH 2035 — Int./Div. ACCOUNT #3 (H) NWMUTUAL MSA/BLACKROCK GOVT MONEY MARKET — None — Buy NWMUTUAL DELAWARE DOMESTIC EQUITY — None — Sold NWMUTUAL MSA INDEX 500 STOCK — None — Sold NWMUTUAL FIDELITY VIP CONTRAFUND — None — Sold NWMUTUAL MSA INDEX 400 STOCK — None — Sold NWMUTUAL MSA WELLINGTON SMALL CAP GROWTH STOCK — None — Sold NWMUTUAL MFS RESEARCH INTERNATIONAL CORE — None — Sold NWMUTUAL FRANKLIN TEMP INTERNATIONAL EQUITY — None — Sold NWMUTUAL FIAM LLC INTERNATIONAL GROWTH — None — Sold NWMUTUAL ABERDEEN EMERGING MARKETS EQUITY — None — Sold NWMUTUAL WELLS CAPITAL MANAGEMENT SELECT BOND — None — Sold NWMUTUAL RIF STRATEGIC BOND — None — Sold NWMUTUAL AMERICAN CENTURY INFLATION PROTECTION — None — Sold NWMUTUAL PIMCO MULTI SECTOR BOND — None — Sold NWMUTUAL FEDERATED INV HIGH YIELD BOND — None — Sold NWMUTUAL RIF GLOBAL REAL ESTATE — None — Sold NWMUTUAL SUISSE COMMODITY STRATEGY — None — Sold ACCOUNT #4 (H) LPL FINANCIAL INSURED DEPOSIT ACCOUNT (cash) — Interest — Open ALIBABA GROUP HOLDING LTD (BABA) — None — Buy ALIBABA GROUP HOLDING LTD (BABA) — Buy (add'l) ALPHABET INC CL A (GOOGL) — None — Buy APPLE INC (AAPL) — None — Buy DAVIS FUNDAMENTAL SELECT WORLDWIDE (DWLD) — Dividend — Buy ACCOUNT #5 (H) LPL FINANCIAL INSURED DEPOSIT ACCOUNT (cash) — Interest — Open ACCOUNT #6 (H) ALPHABET INC CL C (GOOG) (X) — None APPLE INC (AAPL) — Dividend — Buy BANK OF AMERICA CORP (BAC) — Dividend — Buy BANK OF AMERICA CORP (BAC) — Buy (add'l) BANK OF AMERICA CORP (BAC) — Sold BRISTOL MYERS SQUIBB (BMY) — Dividend — Buy COPART INC (CPRT) — None — Buy DNB ASA SPON ADR (DNHBY) — None — Buy DNB ASA SPON ADR (DNHBY) — Buy (add'l) EXXON MOBIL CORP (XOM) (X) — Dividend — Sold HUNTINGTON BANCSHARES INC (HBAN) (X) — Dividend RAYTHEON TECHNOLOGIES CORP (RTX) (X) — Dividend — Sold SCHWAB CHARLES CORP (SCHW) — Dividend — Buy WELLS FARGO & CO (WFC) — Dividend — Buy WELLS FARGO & CO (WFC) — Buy (add'l) WELLS FARGO & CO (WFC) — Sold ACCOUNT #7 (H) NWM FDIC DEPOSIT (cash) — Interest — Closed INVESCO BALANCED-RISK COMMODITY STRATEGY FD CL Y (BRCYX) — None — Sold (part) INVESCO BALANCED-RISK COMMODITY STRATEGY FD CL Y (BRCYX) — Sold AMERICAN CENTURY SHORT DUR INFLATION PROTECTION BD FD CL I (APOHX) — None — Buy AMERICAN CENTURY SHORT DUR INFLATION PROTECTION BD FD CL I (APOHX) — Sold AMERICAN CENTURY SHORT DUR INFLATION PROTECTION BD FD INV CL (APOIX) — Dividend — Buy (add'l) AMERICAN CENTURY SHORT DUR INFLATION PROTECTION BD FD INV CL (APOIX) — Sold BARON ASSET FD INSTITUTIONAL CL (BARIX) — None — Sold DODGE & COX INCOME FD (DODIX) — Dividend — Sold AMERICAN FUNDS EUROPACIFIC GROWTH FD CL F-2 (AEPFX) — None — Sold FIDELITY ADVISOR NEW INSIGHTS FUND CLASS I (FINSX) — Dividend — Sold (part) FIDELITY ADVISOR NEW INSIGHTS FUND CLASS I (FINSX) — Sold GOLDMAN SACHS INTERNATIONAL SMALL CAP INSIGHTS FUNC CL I (GICIX) — None — Sold GOLDMAN SACHS ABSOLUTE RETURN TRACKER FD INST'L CL (GJRTX) — None — Sold OAKMARK INTERNATIONAL FUND ADVISOR CL (OAYIX) — None — Buy OAKMARK INTERNATIONAL FUND ADVISOR CL (OAYIX) — Buy (add'l) OAKMARK INTERNATIONAL FUND ADVISOR CL (OAYIX) — Sold THE OAKMARK INTERNATIONAL FD INVESTOR CLASS (OAKIX) — None — Sold JOHN HANCOCK DISCIPLINED VALUE MID CAP FD CL I ( JVMIX) — None — Sold MFS VALUE FUND CL I (MEIIX) — Dividend — Buy (add'l) MFS VALUE FUND CL I (MEIIX) — Sold (part) MFS VALUE FUND CL I (MEIIX) — Sold NEW WORLD FUND CLASS F-2 (NFFFX) — None — Sold NORTHERN SMALL CAP VALUE FUND (NOSGX) — None — Sold PIMCO INCOME FD CL 1-2 (PONPX) — Dividend — Sold PRINCIPAL REAL ESTATE SECURITIES FD CL 1 (PIREX) — Dividend — Sold PRINCIPAL GLOBAL MUTI STRATEGY FD CL I (PSMIX) — None — Sold T ROWE PRICE EMERGING MARKETS STOCK (PRMSX) — None — Sold TIAA-CREF BOND FD ADVISOR CL (TIBHX) — Dividend — Sold (part) TIAA-CREF BOND FD ADVISOR CL (TIBHX) — Sold GOLDMAN SACHS ETF TR ACTIVEBETA US LARGE CAP EQ (GSLC) — Dividend — Buy GOLDMAN SACHS ETF TR ACTIVEBETA US LARGE CAP EQ (GSLC) — Sold ISHARES GOLD TR SHARES (IAU) — None — Buy ISHARES GOLD TR SHARES (IAU) — Buy (add'l) ISHARES GOLD TR SHARES (IAU) — Sold ISHARES TR MSCI USA VALUE FACTOR ETF (VLUE) — Dividend — Buy ISHARES TR MSCI USA VALUE FACTOR ETF (VLUE) — Sold ACCOUNT #8 (H) INVESCO BALANCED-RISK COMMODITY STRATEGY FD CL Y (BRCYX) — None — Sold (part) INVESCO BALANCED-RISK COMMODITY STRATEGY FD CL Y (BRCYX) — Sold (part) INVESCO BALANCED-RISK COMMODITY STRATEGY FD CL Y (BRCYX) — Sold BARON ASSET FD INSTITUTIONAL CL (BARIX) — None — Sold (part) BARON ASSET FD INSTITUTIONAL CL (BARIX) — Sold DODGE & COX INTERNATIONAL FD (DODFX) — None — Sold (part) DODGE & COX INTERNATIONAL FD (DODFX) — Buy (add'l) DODGE & COX INTERNATIONAL FD (DODFX) — Sold AMERICAN FUNDS EUROPACIFIC GROWTH FD CL F-2 (AEPFX) — None — Sold (part) AMERICAN FUNDS EUROPACIFIC GROWTH FD CL F-2 (AEPFX) — Sold FIDELITY ADVISOR NEW INSIGHTS FD CL I (FINSX) — Dividend — Sold (part) FIDELITY ADVISOR NEW INSIGHTS FD CL I (FINSX) — Sold (part) FIDELITY ADVISOR NEW INSIGHTS FD CL I (FINSX) — Buy (add'l) FIDELITY ADVISOR NEW INSIGHTS FD CL I (FINSX) — Sold FIDELITY ADVISOR INTERMEDIATE MUNI INCOME FD CL I (FZIIX) — Distribution — Sold (part) FIDELITY ADVISOR INTERMEDIATE MUNI INCOME FD CL I (FZIIX) — Sold FRANKLIN FEDERAL INTERMEDIATE- TERM INC FD ADVISORS CL (FITZX) — Distribution — Sold (part) FRANKLIN FEDERAL INTERMEDIATE- TERM INC FD ADVISORS CL (FITZX) — Sold JOHN HANCOCK DISCIPLINED VALUE MID CAP FD CL I ( JVMIX) — None — Sold (part) JOHN HANCOCK DISCIPLINED VALUE MID CAP FD CL I ( JVMIX) — Sold MFS VALUE FUND CL I (MEIIX) — Dividend — Sold (part) MFS VALUE FUND CL I (MEIIX) — Sold (part) MFS VALUE FUND CL I (MEIIX) — Sold NEW WORLD FUND CLASS F-2 (NFFFX) — None — Sold (part) NEW WORLD FUND CLASS F-2 (NFFFX) — Sold NORTHERN SMALL CAP VALUE FUND (NOSGX) — None — Sold (part) NORTHERN SMALL CAP VALUE FUND (NOSGX) — Sold PRINCIPAL REAL ESTATE SECURITIES FD CL 1 (PIREX) — Dividend — Sold (part) PRINCIPAL REAL ESTATE SECURITIES FD CL 1 (PIREX) — Buy (add'l) PRINCIPAL REAL ESTATE SECURITIES FD CL 1 (PIREX) — Sold T ROWE PRICE EMERGING MARKETS STOCK (PRMSX) — None — Sold (part) T ROWE PRICE EMERGING MARKETS STOCK (PRMSX) — Sold THE TAX EXEMPT BOND FUND OF AMERICA F-2 (TEAFX) — Dividend — Buy THE TAX EXEMPT BOND FUND OF AMERICA F-2 (TEAFX) — Sold GOLDMAN SACHS ETF TR ACTIVEBETA LARGE CAP EQ (GSLC) — Dividend — Buy GOLDMAN SACHS ETF TR ACTIVEBETA LARGE CAP EQ (GSLC) — Sold ISHARES GOLD TR (IAU) — None — Buy ISHARES GOLD TR (IAU) — Buy (add'l) ISHARES GOLD TR (IAU) — Sold ISHARES TR MSCI USA VALUE FACTOR (VLUE) — Dividend — Buy ISHARES TR MSCI USA VALUE FACTOR (VLUE) — Sold ACCOUNT #9 (H) NWM FDIC DEPOSIT (cash) — Interest — Closed Agreement — 1991 — Ohio Public Employees Retirement Plan (defined benefit pension plan) Agreement — 1991 — Ohio Public Employees Retirement Plan (defined benefit pension plan) Spouse's income — 2020 — Self-employed (financial advisor) Spouse's income — 2020 — Self-employed (financial advisor) Account #3 is a NWM Individual Retirement Variable Annuity. The filer can select only the level of risk (aggressive) for this unit-based investment. Additional information on this investment is listed in Part VII to the best of the filer's information and belief. Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per page 42 of the filing instructions. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/34112. Public record. Not legal advice.