# Daniel A. Guy jr > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/34072 ## Record - **Judge:** Daniel A. Guy jr - **Year:** 2020 - **Pages:** 15 ## Text ETF: VNQ — Dividend Ameritrade Joint Brokerage Acct. (H) Ameritrade Money Market Account — Interest American Tower (Common) — Dividend — Sold Annaly Capital Mgmt. (Common) — Dividend Apple (Common) — Dividend — Sold (part) Archer Daniels Midland (Common) — Dividend — Buy Berkshire Hathaway — None — Buy (add'l) Compass Holdings (Common) — Dividend Ecolab (Common) — Dividend — Buy (add'l) Ecolab (Common) — Sold EOG Resources (Common) — Dividend Cyber Security HACK (ETF) — Dividend — Buy Ishares Biotech (ETF) — Dividend Ishares Silver (ETF) — None Ishare Clean Energy (ETF) — Dividend — Buy Kinder Morgan (Common) — Dividend Microsoft (Common) — Dividend — Buy (add'l) Monmouth Real Estate (REIT) — Distribution — Sold Pepsi Co (Common) — Dividend — Buy S&P Energy--XLE (ETF) — Dividend S&P Health--XLV (ETF) — Dividend SPDR Gold--GLD (ETF) — None Third Point Reinsurance (Common) — None — Sold Vanguard Short Corp Bond (ETF) — Interest — Sold Vanguard Inflation Protect (ETF) — Interest — Buy Vanguard Short Term Treasury (ETF) — Interest — Buy Vodaphone (Common) — Dividend Weyerhouser (Common) — Dividend Burlington Northern (Corp Bond) — Interest Citibank (Cert of Deposit) — Interest General Electric (Corp Bond) — Interest Goldman Sachs (Corp Bond) — Interest JP Morgan (Corp Bond) — Interest Marsh & McClellan (Corp Bond) — Interest PNC Bank (Cert of Deposit) — Interest — Redeemed RBS Citizens Bank (Cert of Deposit) — Interest — Redeemed Sysco (Corp Bond) — Interest Wells Fargo (Cert of Deposit) — Interest — Redeemed Ally Bank Accounts (H) Ally Bank Joint Money Market Account — Interest Ally Bank Joint 2-Year CD — Interest — Matured Ally No Penalty CD (Proceeds from 2-Year CD) — Interest — Open Ally Joint Savings Account — Interest Schwab Inherited IRA Account: (H) Money market account — Interest — Distributed (part) ETF--Emerging Markets (SCHE) — Dividend — Sold ETF--Common Stocks (SCHB) — Dividend — Buy (add'l) ETF: Large Caps (SCHV) — Dividend ETF--Bonds (EDV) — Interest — Sold (part) ETF--Bonds (EDV) — Sold (part) ETF: Gadsen (GDMA) — Dividend ETF: US Stocks (QUAL) — Dividend — Buy (add'l) ETF: Gold (SGOL) — Dividend — Buy (add'l) ETF: REIT (SCHH) — Dividend — Sold ETF: Ishares (MTUM) — Dividend — Sold ETF: Emer Mkts (FNDE) — Dividend — Sold ETF: International (SCHF) — Dividend ETF: Treasuries (SCHP) — Interest — Sold ETF: Resources (GNR) — Dividend — Sold ETF: International Quantitative (IMOM) — Dividend — Buy ETF: US Quantitative (QMOM) — Dividend — Buy ETF: Ishares Asia (AIA) — Dividend — Buy ETF: Ishares Tech (IGV) — Dividend — Buy ETF: Ishares Bonds (LQD) — Dividend — Buy ETF: Ishare Silver (SLV) — None — Buy ETF: Pimco Treasureies (LTPZ) — Interest — Buy ETF: Schwab Large Cap (SCHG) — Dividend — Buy ETF: Vaneck Gold (GDX) — Dividend — Buy ETF: China (ASHR) — Dividend — Buy Charles Schwab Trust Account (H) Charles Schwab Money Market/Cash — Interest — Distributed (part) Aflac Inc. (Bond due 2/15/22) — Interest — Redeemed Bank of America (Bond due 1/22/24) — Interest EMC Corp (Bond due 6/1/20) — Interest — Matured Florida Power (Bond due 8/15/21) — Interest HCP Inc (Bond due 11/15/23) — Interest U.S. Treasury Notes — Interest — Matured BNSF (Bond due 3/15/22) — Interest Wells Fargo (Cert. of Deposit) — Interest — Matured Morgan Stanley (Cert of Deposit) — Interest JP Morgan Chase (Cert of Deposit) — Interest — Redeemed Johnson & Johnson (Common) — Dividend — Buy (add'l) ETF: BAB — Interest — Buy ETF: CUT — Dividend — Buy Goldman Sachs (Common) — Dividend — Buy Goldman Sachs (Common) — Sold ETF: QQQ — Dividend — Sold (part) ETF: IVV — Dividend — Buy (add'l) ETF: ICLN — Dividend — Buy ETF: GDX — None — Buy (add'l) ETF: XLU — Dividend ETF: XLF — Dividend — Buy ETF: XLE — Dividend — Buy (add'l) ETF: XLB — Dividend ETF: XLK — Dividend — Sold (part) ETF: GLD — None — Buy (add'l) ETF: VWO — Dividend ETF: VO — Dividend ETF: VNQI — Dividend — Buy (add'l) ETF: VXUS — Dividend ETF: VTI — Dividend ETF: XBI — Dividend ETF: VMBS — Dividend — Sold ETF: VCSH — Interest — Sold ETF: VGSH — Interest — Buy Charles Schwab Joint Brokerage Acct: Almanac (H) PIMCO ETF: LTPZ — Interest — Buy (add'l) PIMCO ETF: LTPZ — Buy (add'l) PIMCO ETF: LTPZ — Buy (add'l) Select Sector ETF: GNR — Dividend Ishares ETF: EEM — Dividend — Sold Schwab ETF: SCHE — Dividend — Sold Schwab ETF: SCHX — Dividend — Buy (add'l) Schwab ETF: SCHX — Sold (part) Vanguard ETF: EDV — Dividend — Buy (add'l) Vanguard ETF: EDV — Sold (part) ETFS ETF: SGOL — Dividend — Buy (add'l) ETFS ETF: SGOL — Buy (add'l) ETFS ETF: SGOL — Buy (add'l) ETF: GDG — Dividend — Sold ETF: GDMA — Dividend — Buy (add'l) ETF: GDMA — Buy (add'l) ETF: IVAL — Dividend — Sold ETF: PDBC — Dividend — Sold ETF: SCHF — Dividend — Buy (add'l) ETF: EMLC — Dividend — Sold ETF: GDXJ — Dividend — Sold ETF: VDE — Dividend — Sold ETF: IMOM — Dividend — Buy ETF: QMOM — Dividend — Buy ETF: MLPA — Dividend — Buy ETF: AIA — Dividend — Buy ETF: SLV — None — Buy ETF: SCHB — Dividend — Buy ETF: SCHG — Dividend — Buy ETF: GDX — Dividend — Buy Navy Federal Credit Union Money Market Acct. — Interest — Closed Ameritrade IRA (H) Amazon (Common) — None — Sold Ericson (Common) — Dividend — Buy Ameritratde Money Market — Interest ING Variable Annuity (Growth Fund of America) — Dividend Mass Mutual Universal Life Policy — Dividend Mass Mutual Universal Life Policy — Dividend MFS Growth Fund (Inherited IRA) — Distribution — Redeemed (part) Kerisdale Partners Limited Partnership — Distribution — Buy (add'l) Double Eagle Inc. (Promissory Note) — Interest — Open Ameritrade Joint Brokerage Acct. (H) Ameritrade Money Market Account — Interest American Tower (Common) — Dividend — Sold Annaly Capital Mgmt. (Common) — Dividend Apple (Common) — Dividend — Sold (part) Archer Daniels Midland (Common) — Dividend — Buy Berkshire Hathaway — None — Buy (add'l) Compass Holdings (Common) — Dividend Ecolab (Common) — Dividend — Buy (add'l) Ecolab (Common) — Sold EOG Resources (Common) — Dividend Cyber Security HACK (ETF) — Dividend — Buy Ishares Biotech (ETF) — Dividend Ishares Silver (ETF) — None Ishare Clean Energy (ETF) — Dividend — Buy Kinder Morgan (Common) — Dividend Microsoft (Common) — Dividend — Buy (add'l) Monmouth Real Estate (REIT) — Distribution — Sold Pepsi Co (Common) — Dividend — Buy S&P Energy--XLE (ETF) — Dividend S&P Health--XLV (ETF) — Dividend SPDR Gold--GLD (ETF) — None Third Point Reinsurance (Common) — None — Sold Vanguard Short Corp Bond (ETF) — Interest — Sold Vanguard Inflation Protect (ETF) — Interest — Buy Vanguard Short Term Treasury (ETF) — Interest — Buy Vodaphone (Common) — Dividend Weyerhouser (Common) — Dividend Burlington Northern (Corp Bond) — Interest Citibank (Cert of Deposit) — Interest General Electric (Corp Bond) — Interest Goldman Sachs (Corp Bond) — Interest JP Morgan (Corp Bond) — Interest Marsh & McClellan (Corp Bond) — Interest PNC Bank (Cert of Deposit) — Interest — Redeemed RBS Citizens Bank (Cert of Deposit) — Interest — Redeemed Sysco (Corp Bond) — Interest Wells Fargo (Cert of Deposit) — Interest — Redeemed Ally Bank Accounts (H) Ally Bank Joint Money Market Account — Interest Ally Bank Joint 2-Year CD — Interest — Matured Ally No Penalty CD (Proceeds from 2-Year CD) — Interest — Open Ally Joint Savings Account — Interest Schwab Inherited IRA Account: (H) Money market account — Interest — Distributed (part) ETF--Emerging Markets (SCHE) — Dividend — Sold ETF--Common Stocks (SCHB) — Dividend — Buy (add'l) ETF: Large Caps (SCHV) — Dividend ETF--Bonds (EDV) — Interest — Sold (part) ETF--Bonds (EDV) — Sold (part) ETF: Gadsen (GDMA) — Dividend ETF: US Stocks (QUAL) — Dividend — Buy (add'l) ETF: Gold (SGOL) — Dividend — Buy (add'l) ETF: REIT (SCHH) — Dividend — Sold ETF: Ishares (MTUM) — Dividend — Sold ETF: Emer Mkts (FNDE) — Dividend — Sold ETF: International (SCHF) — Dividend ETF: Treasuries (SCHP) — Interest — Sold ETF: Resources (GNR) — Dividend — Sold ETF: International Quantitative (IMOM) — Dividend — Buy ETF: US Quantitative (QMOM) — Dividend — Buy ETF: Ishares Asia (AIA) — Dividend — Buy ETF: Ishares Tech (IGV) — Dividend — Buy ETF: Ishares Bonds (LQD) — Dividend — Buy ETF: Ishare Silver (SLV) — None — Buy ETF: Pimco Treasureies (LTPZ) — Interest — Buy ETF: Schwab Large Cap (SCHG) — Dividend — Buy ETF: Vaneck Gold (GDX) — Dividend — Buy ETF: China (ASHR) — Dividend — Buy Charles Schwab Trust Account (H) Charles Schwab Money Market/Cash — Interest — Distributed (part) Aflac Inc. (Bond due 2/15/22) — Interest — Redeemed Bank of America (Bond due 1/22/24) — Interest EMC Corp (Bond due 6/1/20) — Interest — Matured Florida Power (Bond due 8/15/21) — Interest HCP Inc (Bond due 11/15/23) — Interest U.S. Treasury Notes — Interest — Matured BNSF (Bond due 3/15/22) — Interest Wells Fargo (Cert. of Deposit) — Interest — Matured Morgan Stanley (Cert of Deposit) — Interest JP Morgan Chase (Cert of Deposit) — Interest — Redeemed Johnson & Johnson (Common) — Dividend — Buy (add'l) ETF: BAB — Interest — Buy ETF: CUT — Dividend — Buy Goldman Sachs (Common) — Dividend — Buy Goldman Sachs (Common) — Sold ETF: QQQ — Dividend — Sold (part) ETF: IVV — Dividend — Buy (add'l) ETF: ICLN — Dividend — Buy ETF: GDX — None — Buy (add'l) ETF: XLU — Dividend ETF: XLF — Dividend — Buy ETF: XLE — Dividend — Buy (add'l) ETF: XLB — Dividend ETF: XLK — Dividend — Sold (part) ETF: GLD — None — Buy (add'l) ETF: VWO — Dividend ETF: VO — Dividend ETF: VNQ — Dividend ETF: VNQI — Dividend — Buy (add'l) ETF: VXUS — Dividend ETF: VTI — Dividend ETF: XBI — Dividend ETF: VMBS — Dividend — Sold ETF: VCSH — Interest — Sold ETF: VGSH — Interest — Buy Charles Schwab Joint Brokerage Acct: Almanac (H) PIMCO ETF: LTPZ — Interest — Buy (add'l) PIMCO ETF: LTPZ — Buy (add'l) PIMCO ETF: LTPZ — Buy (add'l) Select Sector ETF: GNR — Dividend Ishares ETF: EEM — Dividend — Sold Schwab ETF: SCHE — Dividend — Sold Schwab ETF: SCHX — Dividend — Buy (add'l) Schwab ETF: SCHX — Sold (part) Vanguard ETF: EDV — Dividend — Buy (add'l) Vanguard ETF: EDV — Sold (part) ETFS ETF: SGOL — Dividend — Buy (add'l) ETFS ETF: SGOL — Buy (add'l) ETFS ETF: SGOL — Buy (add'l) ETF: GDG — Dividend — Sold ETF: GDMA — Dividend — Buy (add'l) ETF: GDMA — Buy (add'l) ETF: IVAL — Dividend — Sold ETF: PDBC — Dividend — Sold ETF: SCHF — Dividend — Buy (add'l) ETF: EMLC — Dividend — Sold ETF: GDXJ — Dividend — Sold ETF: VDE — Dividend — Sold ETF: IMOM — Dividend — Buy ETF: QMOM — Dividend — Buy ETF: MLPA — Dividend — Buy ETF: AIA — Dividend — Buy ETF: SLV — None — Buy ETF: SCHB — Dividend — Buy ETF: SCHG — Dividend — Buy ETF: GDX — Dividend — Buy Navy Federal Credit Union Money Market Acct. — Interest — Closed Ameritrade IRA (H) Amazon (Common) — None — Sold Ericson (Common) — Dividend — Buy Ameritratde Money Market — Interest ING Variable Annuity (Growth Fund of America) — Dividend Mass Mutual Universal Life Policy — Dividend Mass Mutual Universal Life Policy — Dividend MFS Growth Fund (Inherited IRA) — Distribution — Redeemed (part) Kerisdale Partners Limited Partnership — Distribution — Buy (add'l) Double Eagle Inc. (Promissory Note) — Interest — Open Ameritrade Joint Brokerage Acct. (H) Ameritrade Money Market Account — Interest American Tower (Common) — Dividend — Sold Annaly Capital Mgmt. (Common) — Dividend Apple (Common) — Dividend — Sold (part) Archer Daniels Midland (Common) — Dividend — Buy Berkshire Hathaway — None — Buy (add'l) Compass Holdings (Common) — Dividend Ecolab (Common) — Dividend — Buy (add'l) Ecolab (Common) — Sold EOG Resources (Common) — Dividend Cyber Security HACK (ETF) — Dividend — Buy Ishares Biotech (ETF) — Dividend Ishares Silver (ETF) — None Ishare Clean Energy (ETF) — Dividend — Buy Kinder Morgan (Common) — Dividend Microsoft (Common) — Dividend — Buy (add'l) Monmouth Real Estate (REIT) — Distribution — Sold Pepsi Co (Common) — Dividend — Buy S&P Energy--XLE (ETF) — Dividend S&P Health--XLV (ETF) — Dividend SPDR Gold--GLD (ETF) — None Third Point Reinsurance (Common) — None — Sold Vanguard Short Corp Bond (ETF) — Interest — Sold Vanguard Inflation Protect (ETF) — Interest — Buy Vanguard Short Term Treasury (ETF) — Interest — Buy Vodaphone (Common) — Dividend Weyerhouser (Common) — Dividend Burlington Northern (Corp Bond) — Interest Citibank (Cert of Deposit) — Interest General Electric (Corp Bond) — Interest Goldman Sachs (Corp Bond) — Interest JP Morgan (Corp Bond) — Interest Marsh & McClellan (Corp Bond) — Interest PNC Bank (Cert of Deposit) — Interest — Redeemed RBS Citizens Bank (Cert of Deposit) — Interest — Redeemed Sysco (Corp Bond) — Interest Wells Fargo (Cert of Deposit) — Interest — Redeemed Ally Bank Accounts (H) Ally Bank Joint Money Market Account — Interest Ally Bank Joint 2-Year CD — Interest — Matured Ally No Penalty CD (Proceeds from 2-Year CD) — Interest — Open Ally Joint Savings Account — Interest Schwab Inherited IRA Account: (H) Money market account — Interest — Distributed (part) ETF--Emerging Markets (SCHE) — Dividend — Sold ETF--Common Stocks (SCHB) — Dividend — Buy (add'l) ETF: Large Caps (SCHV) — Dividend ETF--Bonds (EDV) — Interest — Sold (part) ETF--Bonds (EDV) — Sold (part) ETF: Gadsen (GDMA) — Dividend ETF: US Stocks (QUAL) — Dividend — Buy (add'l) ETF: Gold (SGOL) — Dividend — Buy (add'l) ETF: REIT (SCHH) — Dividend — Sold ETF: Ishares (MTUM) — Dividend — Sold ETF: Emer Mkts (FNDE) — Dividend — Sold ETF: International (SCHF) — Dividend ETF: Treasuries (SCHP) — Interest — Sold ETF: Resources (GNR) — Dividend — Sold ETF: International Quantitative (IMOM) — Dividend — Buy ETF: US Quantitative (QMOM) — Dividend — Buy ETF: Ishares Asia (AIA) — Dividend — Buy ETF: Ishares Tech (IGV) — Dividend — Buy ETF: Ishares Bonds (LQD) — Dividend — Buy ETF: Ishare Silver (SLV) — None — Buy ETF: Pimco Treasureies (LTPZ) — Interest — Buy ETF: Schwab Large Cap (SCHG) — Dividend — Buy ETF: Vaneck Gold (GDX) — Dividend — Buy ETF: China (ASHR) — Dividend — Buy Charles Schwab Trust Account (H) Charles Schwab Money Market/Cash — Interest — Distributed (part) Aflac Inc. (Bond due 2/15/22) — Interest — Redeemed Bank of America (Bond due 1/22/24) — Interest EMC Corp (Bond due 6/1/20) — Interest — Matured Florida Power (Bond due 8/15/21) — Interest HCP Inc (Bond due 11/15/23) — Interest U.S. Treasury Notes — Interest — Matured BNSF (Bond due 3/15/22) — Interest Wells Fargo (Cert. of Deposit) — Interest — Matured Morgan Stanley (Cert of Deposit) — Interest JP Morgan Chase (Cert of Deposit) — Interest — Redeemed Johnson & Johnson (Common) — Dividend — Buy (add'l) ETF: BAB — Interest — Buy ETF: CUT — Dividend — Buy Goldman Sachs (Common) — Dividend — Buy Goldman Sachs (Common) — Sold ETF: QQQ — Dividend — Sold (part) ETF: IVV — Dividend — Buy (add'l) ETF: ICLN — Dividend — Buy ETF: GDX — None — Buy (add'l) ETF: XLU — Dividend ETF: XLF — Dividend — Buy ETF: XLE — Dividend — Buy (add'l) ETF: XLB — Dividend ETF: XLK — Dividend — Sold (part) ETF: GLD — None — Buy (add'l) ETF: VWO — Dividend ETF: VO — Dividend ETF: VNQ — Dividend ETF: VNQI — Dividend — Buy (add'l) ETF: VXUS — Dividend ETF: VTI — Dividend ETF: XBI — Dividend ETF: VMBS — Dividend — Sold ETF: VCSH — Interest — Sold ETF: VGSH — Interest — Buy Charles Schwab Joint Brokerage Acct: Almanac (H) PIMCO ETF: LTPZ — Interest — Buy (add'l) PIMCO ETF: LTPZ — Buy (add'l) PIMCO ETF: LTPZ — Buy (add'l) Select Sector ETF: GNR — Dividend Ishares ETF: EEM — Dividend — Sold Schwab ETF: SCHE — Dividend — Sold Schwab ETF: SCHX — Dividend — Buy (add'l) Schwab ETF: SCHX — Sold (part) Vanguard ETF: EDV — Dividend — Buy (add'l) Vanguard ETF: EDV — Sold (part) ETFS ETF: SGOL — Dividend — Buy (add'l) ETFS ETF: SGOL — Buy (add'l) ETFS ETF: SGOL — Buy (add'l) ETF: GDG — Dividend — Sold ETF: GDMA — Dividend — Buy (add'l) ETF: GDMA — Buy (add'l) ETF: IVAL — Dividend — Sold ETF: PDBC — Dividend — Sold ETF: SCHF — Dividend — Buy (add'l) ETF: EMLC — Dividend — Sold ETF: GDXJ — Dividend — Sold ETF: VDE — Dividend — Sold ETF: IMOM — Dividend — Buy ETF: QMOM — Dividend — Buy ETF: MLPA — Dividend — Buy ETF: AIA — Dividend — Buy ETF: SLV — None — Buy ETF: SCHB — Dividend — Buy ETF: SCHG — Dividend — Buy ETF: GDX — Dividend — Buy Navy Federal Credit Union Money Market Acct. — Interest — Closed Ameritrade IRA (H) Amazon (Common) — None — Sold Ericson (Common) — Dividend — Buy Ameritratde Money Market — Interest ING Variable Annuity (Growth Fund of America) — Dividend Mass Mutual Universal Life Policy — Dividend Mass Mutual Universal Life Policy — Dividend MFS Growth Fund (Inherited IRA) — Distribution — Redeemed (part) Kerisdale Partners Limited Partnership — Distribution — Buy (add'l) Double Eagle Inc. (Promissory Note) — Interest — Open The following is a response to the Committee on Financial Disclosure letter dated December 7, 2018: The second paragraph of the letter states that "In Part VII, lines 73, 116-120, 122-124, 127, 129 and 130, you listed various assets which were not in your prior (2016 amended) report." In fact, I reported these same assets on lines 63-64, lines 122-123, 125, and lines 127-137 of my 2016 amended report. The difference is that in my original report for 2017, I dropped the practice of providing a generic description of each exchange traded fund (ETF) in Column A, Description of Assets, and instead reported the asset as an ETF, followed by the ticker symbol, e.g., "ETF: IVV". ETF: IVV, reported on line 116 of my 2017 original report was formerly reported on line 122 of my 2016 amended report as "iShares S&P Index". As suggested in the third paragraph of the letter, I have reported "None" in Column B(2) for the income associated with the each of the assets in question. The fourth paragraph of the letter states that "In Part VII, lines 40-44, 46, 47, 49, 50, 53-57, 59, 122, 123, 125, 127-137, and 186-188, in your prior (2016 amended) report you listed various assets, but you did not list these assets in your current (2017) report." A. Lines 39-60, and 186-188 of my 2016 amended report identify assets owned in a brokerage account and college savings plans, respectively. Because the in 2017, as reported in the headers on lines 37 and 184-185 of my original 2017 report, I deleted those assets from the report. I now understand that I was expected to have reported the assets with a (Y) in Column A. As I no longer this specific issue will not reoccur in the future. B. As for lines 122, 123, 125, and 127-137 reported in my 2016 amended report, these same assets are reported on lines 116-130 of my original 2017 report. The difference is (as explained above) that in my original report for 2017, I dropped the practice of providing a generic description of each exchange traded fund (ETF) in Column A, Description of Assets, and instead reported the asset as an ETF, followed by the ticker symbol, e.g., "ETF: IVV". --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/34072. Public record. Not legal advice.