# Ferdinand Francis Fernandez

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/34054

## Record

- **Judge:** Ferdinand Francis Fernandez
- **Year:** 2020
- **Pages:** 13

## Text

Accts. at Wells Fargo Bank — Interest
Accts. at JP Morgan Chase — Interest
Accts. at Bank of America — Interest
Accts. at Union Bank — Interest
Accts. at California Bank and Trust — Interest
Accts. at Pacific Western Bank — Interest
Accts. at U.S. Bank — Interest
Accts. at Community Commerce Bank — Interest
Accts at Bank of the West — Interest
Accts. at Citizens Business Bank — Interest
Accts. at Pacific Premier Bank — Interest
Acct. at F&M Bank Clarksville Tenn. — Interest — Closed
Acct. at Morgan Stanley Private Bank — Interest — Closed
Acct. at BMO Harris Bank — Interest — Closed
Acct. at East West Bank — Interest
Acct. at Pinnacle Bank, Nashville, TN — Interest — Open
Acct. at Goldman Sachs Bank — Interest — Closed
Acct. at Bank of India — Interest — Open
Acct. at Westfield Bank, Mass. — Interest — Open
Fidelity MMKT Cap. Reserves CL — Dividend
Am. Fund Cap Income Builder; Cl A — Dividend
Am. Fund New Economy Cl A — Dividend
Income Fund of America Cl A — Dividend
Am. Cap. Fund Cl A — Dividend
Am. Fund Balanced Fund Cl A — Dividend
Am Fund Growth Fund Cl A — Dividend
Am Fund, Inv. Co. of America Cl A — Dividend
Am. Wash. Mut. Inv. Fund Cl A — Dividend
Invesco Van Kampen Am. Franchise Fund Cl A — Dividend
Invesco Van Kampen Real Estate Fund Cl A — Dividend
Invesco Van Kampen Comstock Fund Cl A — Dividend
Select Notes Trust Sec. LT #5 — Interest
GNMA Pool Cert. — Interest
Trust #1; Income Beneficiary, Wells Fargo, Trustee (Items 35-130)
(a) Wells Fargo Cash — Interest
(b) SPDR D.J. Wilshire Int'l. Real Estate — Dividend — Sold
(c-i) AMEX Consumer DISCT SPDR — Dividend — Sold
(d-i) Consumer Staples Sec SPDR — Dividend — Sold (part)
(d-ii) Same as (d-i) — Buy (add'l)
(e) Financial Select Sec. SPDR — Dividend — Sold
(f-i) Health Care Select Sec. SPDR — Dividend — Buy (add'l)
(f-ii) Same as (f-i) — Sold (part)
(f-iii) Same as (f-i) — Buy (add'l)
(f-iv) Same as (f-i) — Sold (part)
(g-i) AMEX Industrial SPDR — Dividend — Sold (part)
(g-ii) Same as (g-i) — Sold
(h-i) AMEX Technology SPDR — Dividend — Sold (part)
(h-ii) Same as (h-i) — Buy (add'l)
(h-iii) Same as (h-i) — Sold (part)
(h-iv) Same as (h-i) — Buy (add'l)
(i-i) I Shares S&P Midcap 400 Growth — Dividend — Buy (add'l)
(i-ii) Same as (i-i) — Sold (part)
(i-iii) Same as (i-i) — Sold
(j-i) I Shares S&P Midcap 400 Value — Dividend — Sold (part)
(j-ii) Same as (j-i) — Buy (add'l)
(j-iii) Same as (j-i) — Sold
(k-i) Fidelity New Markets Income Fund Class 1 — Dividend — Buy (add'l)
(k-ii) Same as (k-i) — Buy (add'l)
(l-i) Vanguard FTSE Developed Markets ETF — Dividend — Sold (part)
(l-ii) Same as (l-i) — Sold (part)
(l-iii) Same as (l-i) — Sold (part)
(l-iv) Same as (l-i) — Sold (part)
(l-v) Same as (l-i) — Sold (part)
(m) T Rowe Price Real Estate Fund #432 — Dividend — Sold
(n-i) Vanguard Intermediate Term B — Dividend — Buy (add'l)
(n-ii) Same as (n-i) — Buy (add'l)
(n-iii) Same as (n-i) — Sold (part)
(n-iv) Same as (n-i) — Sold (part)
(n-v) Same as (n-i) — Sold (part)
(o) Vanguard Short Term Bond ETF — Dividend — Sold
(p-i) Eaton Vance Global Macro Absolute Return Adv. Fund-Class R6#1072 — Dividend — Buy (add'l)
(cont. p-i) (Formerly Class I #208) See Part VIII
(p-ii) Same as (p-i) — Sold (part)
(p-iii) Same as (p-i) — Buy (add'l)
(p-iv) Same as (p-i) — Buy (add'l)
(p-v) Same as (p-i) — Buy (add'l)
(q-i) TCW Emrg Mkts Incm. 14721 — Dividend — Buy (add'l)
(q-ii) Same as (q-i) — Buy (add'l)
(q-iii) Same as (q-i) — Buy (add'l)
(r-i) I Shares Russell 2000 ETF — Dividend — Buy (add'l)
(r-ii) Same as (r-i) — Sold (part)
(r-iii) Same as (r-i) — Buy (add'l)
(r-iv) Same as (r-i) — Sold (part)
(r-v) Same as (r-i) — Buy (add'l)
(s-i) I Shares Core MSCI Emerging Mks. — Dividend — Sold (part)
(s-ii) Same as (s-i) — Sold (part)
(s-iii) Same as (s-i) — Sold (part)
(s-iv) Same as (s-i) — Buy (add'l)
(t-i) I Shares TRS and P 1500 Index Fd — Dividend — Buy (add'l)
(t-ii) Same as (t-i) — Sold (part)
(t-iii) Same as (t-i) — Sold (part)
(t-iv) Same as (t-i) — Sold (part)
(t-v) Same as (t-i) — Sold (part)
(u-i) Vanguard Midcap Viper — Dividend — Buy (add'l)
(u-ii) Same as (u-i) — Buy (add'l)
(u-iii) Same as (u-i) — Buy (add'l)
(u-iv) Same as (u-i) — Buy (add'l)
(u-v) Same as (u-i) — Buy (add'l)
(u-vi) Same as (u-i) — Sold (part)
(v-i) I Share Core U.S. Aggregate — Dividend — Buy (add'l)
(v-ii) Same as (v-i) — Buy (add'l)
(v-iii) Same as (v-i) — Buy (add'l)
(v-iv) Same as (v-i) — Sold (part)
(v-v) Same as (v-i) — Buy (add'l)
(v-vi) Same as (v-i) — Buy (add'l)
(w-i) Principal High Yield - R6#4264 — Dividend — Buy (add'l)
(w-ii) Same as (w-i) — Buy (add'l)
(w-iii) Same as (w-i) — Sold (part)
(x-i) PGIM High Yield DQ #1067 — Dividend — Buy
(x-ii) Same as (x-i) — Buy (add'l)
(y-i) PIMCO High Yield FD - INST #108 — Dividend — Buy
(y-ii) Same as (y-i) — Buy (add'l)
(z-i) I Shares MSCI USA Quality Factor — Dividend — Buy
(z-ii) Same as (z-i) — Buy (add'l)
(z-iii) Same as (z-i) — Sold (part)
(z-iv) Same as (z-i) — Sold (part)
(z-v) Same as (z-i) — Sold (part)
(aa-i) Vanguard Dividend Appreciation — Dividend — Buy
(aa-ii) Same as (aa-i) — Buy (add'l)
(aa-iii) Same as (aa-i) — Sold (part)
(aa-iv) Same as (aa-i) — Sold (part)
(bb-i) James Alpha GC Real Estate — Dividend — Buy
(bb-ii) Same as (bb-i) — Buy (add'l)
(bb-iii) Same as (bb-i) — Buy (add'l)
(bb-iv) Same as (bb-i) — Sold
(cc-i) PowerShares DB Optimum Yield Diversified (when purchased known — Dividend — Buy
(cc-i cont.) as Invesco Optimum Yield Diversified)
(cc-ii) Same as (cc-i) — Buy (add'l)
(cc-iii) Same as (cc-i) — Sold (part)
(cc-iv) Same as (cc-i) — Sold (part)
1) Item 71: On September 15, 2020, the shares of Eaton Vance Global Macro Absolute Return Adv. Fund Class I #208 were exchanged for shares of Eaton Vance
Global Macro Absolute Return Adv. Fund Class R6#1072 of same value and cost basis.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/34054. Public record. Not legal advice.