# Joseph A. Diclerico jr > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/34051 ## Record - **Judge:** Joseph A. Diclerico jr - **Year:** 2020 - **Pages:** 14 ## Text Brokerage Account #1 (H) Sh. Com. Coca-Cola Co. — Dividend Commonwealth Fin. Network-Bank Dep. Sweep Program — Interest Wabtec Corp. — Dividend IRA Brokerage Acct #2 (H) Commonwealth Fin. Network-Advisory Retirement SweepPrgm — Interest Fidelity Money Market Premium Cl. — Dividend — Closed FPA New Income (FPNIX) — Dividend IVA Worldwid Fnd Cl 1 (IVWIX) — Dividend — Sold PIMCO Inc. Fnd. Inst. Fnd (PIMIX) — Dividend Primecap Odyssey Growth Fnd (POGRX) — Dividend — Sold American Europacific Growth Fnd CL F2 (AEPFX) — Dividend — Sold Ishares Core S&P Small Cap ETF (IJR) — Dividend — Sold American New Perspective CLF 2 (ANWFX) — Dividend — Sold Invesco Oppenheimer Dev. Mkts CL Y (ODVYX) — Dividend — Sold Vanguard BD Index FD Inc Total Bd Mkt ETF (BND) — Dividend Vanguard Index S&P 500 ETF (VOO) — Dividend — Sold Vanguage Group Div App ETF (VIG) — Dividend — Sold IRA Brokerage Acct. #3 (H) Fidelity Money Market Prem. CL — Dividend — Sold Commonwealth Fin. Network-Advisory Retirement SweepPrgm — Dividend PIMCO Income Fnd Instit Fd (PIMIX) — Dividend IVA Worldwide Fnd CL1 (IVWIX) — Dividend — Sold Primecap Odyssey Growth Fd (POGRX) — Dividend — Sold American Europacific Growth Fnd CL F2 (AEPFX) — Dividend — Sold Ishares Core S&P Small Cap ETF (IJR) — Dividend — Sold American New Perspective CL F2 (ANWFX) — Dividend — Sold Invesco Oppenheimer Dev. Mkts CL Y (ODVYX) — Dividend — Sold Vanguard Bd. Index Fd Total Bd Market ETF (BND) — Dividend Vanguard Index S&P 500 ETF (VOO) — Dividend — Sold PIMCO All Asset FND (PAAIX) — Dividend — Sold Vanguard Fixed Inc. Secs Fd Inter-Term Invt. Grade Fd-Admiral (VFDIX) — Dividend Vanguard Group Div App ETF (VIG) — Dividend — Sold Trust I (H) Fidelity Money Market Prem. CL — Dividend — Sold Commonwealth Fin. Network-Bank Deposit Sweep Program — Interest Manchester NH Redev. Auth - Zero Cop. Bnd 1/1/20 — None — Redeemed Vanguard Index FDS Vanguard Total Stk Mkt ETF (VTI) — None — Sold Vanguard Limited Term Tax Exempt Admiral Shs (VMLUX) — Dividend — Buy (add'l) Vanguard Group Div App ETF (VIG) — None — Sold FPA New Income Inc. (FPNIX) — Dividend IVA Worldwide Fund CL I (IVWIX) — None — Sold Invesco Oppenheimer Dev. Mkts. CL Y (ODVYX) — None — Sold FPA FDSTR Crescent Portfolio (FPACX) — None — Sold Vanguard Mun BD FD Inter Term Tax Exempt FDA Admiral Shs. (VWIUX) — Dividend — Buy (add'l) Trust III (H) Commonwealth Fin. Network Bank Deposit Sweep Program — Interest Fidelity Money Market Premium CL — Dividend — Closed Sh. Com. Community Bancorp — Dividend Sh. Com. Bar Harbor Bankshares — Dividend American Funds Capital World Growth & Inc. Fnd (WGIFX) — Dividend — Sold American Funds Int'l Growth & Income FD (IGFFX) — None — Sold American Funds Fundamental Invs. Inc. Class F-2 (FINFX) — None — Sold IVA Worldwide Fund (IVWIX) — None — Sold American Funds Inc. New World (NFFX) — None — Sold Pimco All Asset Inst. CL (PAAIX) — Dividend — Sold American Lmt Term Tax Exempt Bond F2 (LTEFX) — Dividend FPA FDS TR FPA Crescent Portfolio Instl. (FRACX) — None — Sold Vanguard Specialized Portfolios Dividend Growth FD (VDIGX) — Dividend American Tax Exempt Bnd. of Am. F2 (TEAFX) — Dividend Vanguard Mun. Bd Fd Inc Tax Exempt Bd (VTEB) — Dividend Vanguard Index S&P 500 ETF (VOO) — Dividend — Sold TRUST IV (H) Fidelity Money Market Premium CL — Dividend — Closed Commonwealth Fin. Network-Bank Deposit Sweep Program — Interest Sh. Com. Community Bancorp — Dividend Bar Harbor Bankshares — Dividend American Mutual FD Inc. CL A (AMRMX) — Dividend American Funds International Growth and Income F2 (IGFFX) — Sold American Fund Fundamental Investors Inc. CL A (ANCFX) — Dividend American Fund New World Fund CL A (NEWFX) — Sold Dodge and Cox FDS Int'l Stk FD (DODFX) — Sold IVA Worldwide Fund (IVWIX) — Sold American Bond Fund of America-CLA (ABNDX) — Dividend — Buy PIMCO ALL Asset Inst. CL (PAAIX) — Dividend — Sold Invesco Oppenheimer Dev. Mkts CL Y- Name change-see Sec VIII (ODVYX) — Sold FPA New Income (FPNIX) — Dividend FPA FDS TR FPA Crescent Portfolio (FPACX) — Sold Fidelity Advisor Total Bnd CL2 (FBKWX) — Dividend — Buy (add'l) Vanguard Index Fnds Vanguard Total Stk Mkt ETF (VTI) — Dividend Primecap Odyssey Stock Fund (POSKX) — Sold Vanguard Group Div. App ETF (VIG) — Dividend — Sold Fidelity US Bond Index Fund (FXNAX) — Dividend — Buy TRUST V(a) (H) Commonwealth Fin. Network-Bank Deposit Sweep Program — Interest Fidelity Money Market Premium CL — Dividend — Closed Edgewood Growth Fnd Inst. CL (EGFIX) — Dividend Dodge & Cox Global Stock Fund (DODWX) — Dividend Vanguard Index FDS Vanguard Small Caps Vipers (VB) — Dividend Sh. Com. Exxon Mobil — Dividend Sh. Com. General Electric — Dividend IVA Worldwide Fund CL1 (IVWIX) — None — Sold Fidelity Adv. Interm. Mun. Inc. 2 (FIQZX) — Dividend Fuller & Thayer Behv Small Cap (FTHSX) — Dividend FPA Crescent (FPACX) — None — Sold Vanguard Mun BD FD Inter Term Tax Ex. FD (Admiral) (VWIUX) — Dividend T. Rowe Price Inst. Large Cap (TPLGX) — Dividend Fidelity Short Term Treasury Bnd. Index (FUMBX) — Dividend — Buy T Rowe Price Blue Chip Growth (TRBCX) — None — Buy — See Part VIII (Conversion to line 108) — See Part VIII T Rowe Price Blue Chip Growth Cl 1 (TBCIX) — Dividend — See Part VIII American Mutual Fund CL F2 (AMRFX) (Transferred to Trust VI(a).) — None — Buy TRUST VI (a) (H) Commonwealth Fin. Network Bank Deposit Sweep Program — Interest American Balanced Fund (CLA (ABALX) — Dividend American Funds - American Mutual Fund CLA (AMRMX) — Dividend American Funds: International Growth and Income Fund (IGAAX) — Dividend American Funds: Fundamental Investors CLA (ANCFX) — Dividend American Funds: New World CLA (NEWFX) — Dividend — Sold (part) American Amcap CLA (AMCPX) — Dividend — Sold American Mutual Fund CL 2 (AMRFX) (Transferred from Trust V(a)) — Dividend — See Part VIII American Short Term Bnd CL A (ASBAX — Dividend — Buy American Bond Fnd of America CL A (ABNDX) — Dividend — Buy TRUST VII (H) Commonwealth Fin. Network-Bank Deposit Sweep Program — Interest American Funds: International Growth and Income Fund CLA (IGAAX) — Dividend American Funds: New World Fund CLA Funds (NEWFX) — Dividend — Sold (part) American Mutual Fund CL F2 (Transferred from Trust VIII) (AMRFX) — Dividend — See Part VIII American Bond Fund of America CL A (ABNDX) — Dividend — Buy TRUST VIII (H) Fidelity Money Market Premium CL — Dividend — Closed Commonwealth Fin. Network-Bank Deposit Sweep Program — Interest Dodge & Cox Stk. FD (DODGX) — Dividend IVA Worldwide FD CL1 (IVWIX) — None — Sold Pimco All Asset FD (PAAIX) — Dividend — Sold FPA Crescent (FPACX) — None — Sold Vanguard Mun BD Fd Inter Term Tax Exempt FD Admiral Shs. (VWIUX) — Dividend Vanguard Mun BD FD Limited Term Tax Exempt FD Admiral Shs. (VMLUX) — Dividend Vanguard Dividend Growth Investor CL (VDIGX) — Dividend Edgewood Growth Fnd. Inst. CL (EGFIX) — Dividend — Sold (part) Fidelity Short Term Treasury Bond (FUMBX) — Dividend — Buy American Mutual Fund CLF2 (AMRFX) (Transferred to Trust VII.) — None — Buy Vanguard Index Fnds Vanguard Small Cap Vipers (VB) — Dividend — Buy Miscellaneous (H) Ledyard Bank Accounts — Interest Nassau Life Ins. Co.-Whole Life Insurance — Dividend Williams College Charitable Gift Annuity — None Brokerage Account #1 (H) Sh. Com. Coca-Cola Co. — Dividend Commonwealth Fin. Network-Bank Dep. Sweep Program — Interest Wabtec Corp. — Dividend IRA Brokerage Acct #2 (H) Commonwealth Fin. Network-Advisory Retirement SweepPrgm — Interest Fidelity Money Market Premium Cl. — Dividend — Closed FPA New Income (FPNIX) — Dividend IVA Worldwid Fnd Cl 1 (IVWIX) — Dividend — Sold PIMCO Inc. Fnd. Inst. Fnd (PIMIX) — Dividend Primecap Odyssey Growth Fnd (POGRX) — Dividend — Sold American Europacific Growth Fnd CL F2 (AEPFX) — Dividend — Sold Ishares Core S&P Small Cap ETF (IJR) — Dividend — Sold American New Perspective CLF 2 (ANWFX) — Dividend — Sold Invesco Oppenheimer Dev. Mkts CL Y (ODVYX) — Dividend — Sold Vanguard BD Index FD Inc Total Bd Mkt ETF (BND) — Dividend Vanguard Index S&P 500 ETF (VOO) — Dividend — Sold Vanguage Group Div App ETF (VIG) — Dividend — Sold IRA Brokerage Acct. #3 (H) Fidelity Money Market Prem. CL — Dividend — Sold Commonwealth Fin. Network-Advisory Retirement SweepPrgm — Dividend PIMCO Income Fnd Instit Fd (PIMIX) — Dividend IVA Worldwide Fnd CL1 (IVWIX) — Dividend — Sold Primecap Odyssey Growth Fd (POGRX) — Dividend — Sold American Europacific Growth Fnd CL F2 (AEPFX) — Dividend — Sold Ishares Core S&P Small Cap ETF (IJR) — Dividend — Sold American New Perspective CL F2 (ANWFX) — Dividend — Sold Invesco Oppenheimer Dev. Mkts CL Y (ODVYX) — Dividend — Sold Vanguard Bd. Index Fd Total Bd Market ETF (BND) — Dividend Vanguard Index S&P 500 ETF (VOO) — Dividend — Sold PIMCO All Asset FND (PAAIX) — Dividend — Sold Vanguard Fixed Inc. Secs Fd Inter-Term Invt. Grade Fd-Admiral (VFDIX) — Dividend Vanguard Group Div App ETF (VIG) — Dividend — Sold Trust I (H) Fidelity Money Market Prem. CL — Dividend — Sold Commonwealth Fin. Network-Bank Deposit Sweep Program — Interest Manchester NH Redev. Auth - Zero Cop. Bnd 1/1/20 — None — Redeemed Vanguard Index FDS Vanguard Total Stk Mkt ETF (VTI) — None — Sold Vanguard Limited Term Tax Exempt Admiral Shs (VMLUX) — Dividend — Buy (add'l) Vanguard Group Div App ETF (VIG) — None — Sold FPA New Income Inc. (FPNIX) — Dividend IVA Worldwide Fund CL I (IVWIX) — None — Sold Invesco Oppenheimer Dev. Mkts. CL Y (ODVYX) — None — Sold FPA FDSTR Crescent Portfolio (FPACX) — None — Sold Vanguard Mun BD FD Inter Term Tax Exempt FDA Admiral Shs. (VWIUX) — Dividend — Buy (add'l) Trust III (H) Commonwealth Fin. Network Bank Deposit Sweep Program — Interest Fidelity Money Market Premium CL — Dividend — Closed Sh. Com. Community Bancorp — Dividend Sh. Com. Bar Harbor Bankshares — Dividend American Funds Capital World Growth & Inc. Fnd (WGIFX) — Dividend — Sold American Funds Int'l Growth & Income FD (IGFFX) — None — Sold American Funds Fundamental Invs. Inc. Class F-2 (FINFX) — None — Sold IVA Worldwide Fund (IVWIX) — None — Sold American Funds Inc. New World (NFFX) — None — Sold Pimco All Asset Inst. CL (PAAIX) — Dividend — Sold American Lmt Term Tax Exempt Bond F2 (LTEFX) — Dividend FPA FDS TR FPA Crescent Portfolio Instl. (FRACX) — None — Sold Vanguard Specialized Portfolios Dividend Growth FD (VDIGX) — Dividend American Tax Exempt Bnd. of Am. F2 (TEAFX) — Dividend Vanguard Mun. Bd Fd Inc Tax Exempt Bd (VTEB) — Dividend Vanguard Index S&P 500 ETF (VOO) — Dividend — Sold TRUST IV (H) Fidelity Money Market Premium CL — Dividend — Closed Commonwealth Fin. Network-Bank Deposit Sweep Program — Interest Sh. Com. Community Bancorp — Dividend Bar Harbor Bankshares — Dividend American Mutual FD Inc. CL A (AMRMX) — Dividend American Funds International Growth and Income F2 (IGFFX) — Sold American Fund Fundamental Investors Inc. CL A (ANCFX) — Dividend American Fund New World Fund CL A (NEWFX) — Sold Dodge and Cox FDS Int'l Stk FD (DODFX) — Sold IVA Worldwide Fund (IVWIX) — Sold American Bond Fund of America-CLA (ABNDX) — Dividend — Buy PIMCO ALL Asset Inst. CL (PAAIX) — Dividend — Sold Invesco Oppenheimer Dev. Mkts CL Y- Name change-see Sec VIII (ODVYX) — Sold FPA New Income (FPNIX) — Dividend FPA FDS TR FPA Crescent Portfolio (FPACX) — Sold Fidelity Advisor Total Bnd CL2 (FBKWX) — Dividend — Buy (add'l) Vanguard Index Fnds Vanguard Total Stk Mkt ETF (VTI) — Dividend Primecap Odyssey Stock Fund (POSKX) — Sold Vanguard Group Div. App ETF (VIG) — Dividend — Sold Fidelity US Bond Index Fund (FXNAX) — Dividend — Buy TRUST V(a) (H) Commonwealth Fin. Network-Bank Deposit Sweep Program — Interest Fidelity Money Market Premium CL — Dividend — Closed Edgewood Growth Fnd Inst. CL (EGFIX) — Dividend Dodge & Cox Global Stock Fund (DODWX) — Dividend Vanguard Index FDS Vanguard Small Caps Vipers (VB) — Dividend Sh. Com. Exxon Mobil — Dividend Sh. Com. General Electric — Dividend IVA Worldwide Fund CL1 (IVWIX) — None — Sold Fidelity Adv. Interm. Mun. Inc. 2 (FIQZX) — Dividend Fuller & Thayer Behv Small Cap (FTHSX) — Dividend FPA Crescent (FPACX) — None — Sold Vanguard Mun BD FD Inter Term Tax Ex. FD (Admiral) (VWIUX) — Dividend T. Rowe Price Inst. Large Cap (TPLGX) — Dividend Fidelity Short Term Treasury Bnd. Index (FUMBX) — Dividend — Buy T Rowe Price Blue Chip Growth (TRBCX) — None — Buy — See Part VIII (Conversion to line 108) — See Part VIII T Rowe Price Blue Chip Growth Cl 1 (TBCIX) — Dividend — See Part VIII American Mutual Fund CL F2 (AMRFX) (Transferred to Trust VI(a).) — None — Buy TRUST VI (a) (H) Commonwealth Fin. Network Bank Deposit Sweep Program — Interest American Balanced Fund (CLA (ABALX) — Dividend American Funds - American Mutual Fund CLA (AMRMX) — Dividend American Funds: International Growth and Income Fund (IGAAX) — Dividend American Funds: Fundamental Investors CLA (ANCFX) — Dividend American Funds: New World CLA (NEWFX) — Dividend — Sold (part) American Amcap CLA (AMCPX) — Dividend — Sold American Mutual Fund CL 2 (AMRFX) (Transferred from Trust V(a)) — Dividend — See Part VIII American Short Term Bnd CL A (ASBAX — Dividend — Buy American Bond Fnd of America CL A (ABNDX) — Dividend — Buy TRUST VII (H) Commonwealth Fin. Network-Bank Deposit Sweep Program — Interest American Funds: International Growth and Income Fund CLA (IGAAX) — Dividend American Funds: New World Fund CLA Funds (NEWFX) — Dividend — Sold (part) American Mutual Fund CL F2 (Transferred from Trust VIII) (AMRFX) — Dividend — See Part VIII American Bond Fund of America CL A (ABNDX) — Dividend — Buy TRUST VIII (H) Fidelity Money Market Premium CL — Dividend — Closed Commonwealth Fin. Network-Bank Deposit Sweep Program — Interest Dodge & Cox Stk. FD (DODGX) — Dividend IVA Worldwide FD CL1 (IVWIX) — None — Sold Pimco All Asset FD (PAAIX) — Dividend — Sold FPA Crescent (FPACX) — None — Sold Vanguard Mun BD Fd Inter Term Tax Exempt FD Admiral Shs. (VWIUX) — Dividend Vanguard Mun BD FD Limited Term Tax Exempt FD Admiral Shs. (VMLUX) — Dividend Vanguard Dividend Growth Investor CL (VDIGX) — Dividend Edgewood Growth Fnd. Inst. CL (EGFIX) — Dividend — Sold (part) Fidelity Short Term Treasury Bond (FUMBX) — Dividend — Buy American Mutual Fund CLF2 (AMRFX) (Transferred to Trust VII.) — None — Buy Vanguard Index Fnds Vanguard Small Cap Vipers (VB) — Dividend — Buy Miscellaneous (H) Ledyard Bank Accounts — Interest Nassau Life Ins. Co.-Whole Life Insurance — Dividend Williams College Charitable Gift Annuity — None Trustee, Trust I and Trust IV Trustee, Mayhew Program Trustee, Trust I and Trust IV Trustee, Mayhew Program Gift — Dodds Family — Use of boathouse to dock boat (See Part VIII) — $2,500.00 Gift — Dodds Family — Use of boathouse to dock boat (See Part VIII) — $2,500.00 Part V Gifts Page 3, line 1 - Estimated value. Part VII Investments and Trusts Lines 106, 107 and 108. This asset was transferred within the same fund to a different class of shares. This was a "conversion" and not a sale. Lines 110 and 120. This asset was transferred from Trust V(a) to Trust VI (a) on June 11, 2020. No sale was involved. Lines 128 and 143. This asset was transferred from Trust VIII to Trust VII on June 11, 2020. No sale was involved. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/34051. Public record. Not legal advice.