# Ross A. Walters > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/33932 ## Record - **Judge:** Ross A. Walters - **Year:** 2020 - **Pages:** 9 ## Text Principal Ins. Cos. - IRA --Diversified Growth Fund - Variable Annuity — Int./Div. Wells Fargo Bank - Cash Accounts — Interest Principal Ins. Co. - IRA SAM Balanced Portfolio Fund — Dividend — Sold Fidelity 500 Index Fund — Dividend — Buy Fidelity 500 Index Fund — Sold (part) Fidelity 500 Index Fund — Buy (add'l) Fidelity Small Cap Index Fund — Dividend — Buy Fidelity Small Cap Index Fund — Sold (part) Fidelity Mid Cap Index Fund — Dividend — Buy Fidelity Mid Cap Index Fund — Sold Fidelity Global Index Fund — Dividend — Buy Fidelity Global Index Fund — Sold Fidelity US Bond Index Fund — Dividend — Buy Fidelity US Bond Index Fund — Sold (part) Fidelity US Bond Index Fund — Sold Fidelity Advisor Total Bond Fund — Dividend — Buy Fidelity Advisor Total Bond Fund — Sold (part) Fidelity Short Term Bond Index Fund — Dividend — Buy JP Morgan Global Allocation Fund — Dividend — Buy JP Morgan Global Allocation Fund — Sold Fidelity Advisor Tech Fund — Dividend — Buy Fidelity Advisor Tech Fund — Sold (part) Fidelity Intl. Index Fund — Dividend — Buy Fidelity Intl. Index Fund — Sold (part) Fidelity Large Cap Value Index Fund — Dividend — Buy Fidelity Select Med Tech Fund — Dividend — Buy PGIM Short High Yield Fund — Dividend — Buy Fidelity Advisory Mortgage Sec. Fund — Dividend — Buy Fidelity Total Mkt Bond Fund — Dividend — Buy Fidelity Emerg. Mkts Index Fund — Dividend — Buy Fidelity Inter. Treas. Bond Index Fund — Dividend — Buy Principal Ins. Cos. - Var. Life Ins. -- SAM Bal. Portfolio Fund — Dividend Trust #2 Cash — Interest Trust #3 Principal Mid Cap Instl — Dividend ABH High Income Advisor Fund — Dividend — Sold Blackrock Strategic Income Instl — Dividend — Sold (part) Fidelity Advisory Total Bond CLZ — Dividend — Buy (add'l) Fidelity Inflation Protected Bond Index Fd. — Dividend — Sold Fidelity U.S. Bond Index Fund — Dividend Ishares Core S&P Mid-Cap ETF — Dividend — Sold Ishares Core S&P Small Cap ETF — Dividend Ishares Core S&P 500 ETF — Dividend — Buy (add'l) Ishares Edge Quality Factor ETF — Dividend — Buy (add'l) Ishares Edge Quality Factor ETF — Sold Ishares Core Emerg. Mkts. ETF — Dividend — Buy (add'l) Ishares Core Emerg. Mkts. ETF — Sold (part) Ishares Trust Core EAFE ETF — Dividend — Buy (add'l) Ishares Trust Core EAFE ETF — Sold SPDR Ser TR S&P Div. ETF — Dividend — Sold Vanguard Index FDS Large Cap — Dividend — Sold (part) Ishares Core 1-5 Year Bond ETF — Dividend — Sold Ishares TR FLTG Rate NT ETF — Dividend — Sold Ishares Treasury Floating RA — Dividend — Sold Pfizer/Viatris Common Stock — Dividend Principal Financial Group, Inc.Common Stock — Dividend SPDR Bloomberg — Dividend — Buy Ishares TR EAFE Growth ETF — Dividend — Buy Ishares TR MSCI Min. Vol. — Dividend — Buy Ishares Core S&P Total US Stock Mkt — Dividend — Buy Principal Bank — Interest Principal Ins. Cos. - IRA --Diversified Growth Fund - Variable Annuity — Int./Div. Wells Fargo Bank - Cash Accounts — Interest Principal Ins. Co. - IRA SAM Balanced Portfolio Fund — Dividend — Sold Fidelity 500 Index Fund — Dividend — Buy Fidelity 500 Index Fund — Sold (part) Fidelity 500 Index Fund — Buy (add'l) Fidelity Small Cap Index Fund — Dividend — Buy Fidelity Small Cap Index Fund — Sold (part) Fidelity Mid Cap Index Fund — Dividend — Buy Fidelity Mid Cap Index Fund — Sold Fidelity Global Index Fund — Dividend — Buy Fidelity Global Index Fund — Sold Fidelity US Bond Index Fund — Dividend — Buy Fidelity US Bond Index Fund — Sold (part) Fidelity US Bond Index Fund — Sold Fidelity Advisor Total Bond Fund — Dividend — Buy Fidelity Advisor Total Bond Fund — Sold (part) Fidelity Short Term Bond Index Fund — Dividend — Buy JP Morgan Global Allocation Fund — Dividend — Buy JP Morgan Global Allocation Fund — Sold Fidelity Advisor Tech Fund — Dividend — Buy Fidelity Advisor Tech Fund — Sold (part) Fidelity Intl. Index Fund — Dividend — Buy Fidelity Intl. Index Fund — Sold (part) Fidelity Large Cap Value Index Fund — Dividend — Buy Fidelity Select Med Tech Fund — Dividend — Buy PGIM Short High Yield Fund — Dividend — Buy Fidelity Advisory Mortgage Sec. Fund — Dividend — Buy Fidelity Total Mkt Bond Fund — Dividend — Buy Fidelity Emerg. Mkts Index Fund — Dividend — Buy Fidelity Inter. Treas. Bond Index Fund — Dividend — Buy Principal Ins. Cos. - Var. Life Ins. -- SAM Bal. Portfolio Fund — Dividend Trust #2 Cash — Interest Trust #3 Principal Mid Cap Instl — Dividend ABH High Income Advisor Fund — Dividend — Sold Blackrock Strategic Income Instl — Dividend — Sold (part) Fidelity Advisory Total Bond CLZ — Dividend — Buy (add'l) Fidelity Inflation Protected Bond Index Fd. — Dividend — Sold Fidelity U.S. Bond Index Fund — Dividend Ishares Core S&P Mid-Cap ETF — Dividend — Sold Ishares Core S&P Small Cap ETF — Dividend Ishares Core S&P 500 ETF — Dividend — Buy (add'l) Ishares Edge Quality Factor ETF — Dividend — Buy (add'l) Ishares Edge Quality Factor ETF — Sold Ishares Core Emerg. Mkts. ETF — Dividend — Buy (add'l) Ishares Core Emerg. Mkts. ETF — Sold (part) Ishares Trust Core EAFE ETF — Dividend — Buy (add'l) Ishares Trust Core EAFE ETF — Sold SPDR Ser TR S&P Div. ETF — Dividend — Sold Vanguard Index FDS Large Cap — Dividend — Sold (part) Ishares Core 1-5 Year Bond ETF — Dividend — Sold Ishares TR FLTG Rate NT ETF — Dividend — Sold Ishares Treasury Floating RA — Dividend — Sold Pfizer/Viatris Common Stock — Dividend Principal Financial Group, Inc.Common Stock — Dividend SPDR Bloomberg — Dividend — Buy Ishares TR EAFE Growth ETF — Dividend — Buy Ishares TR MSCI Min. Vol. — Dividend — Buy Ishares Core S&P Total US Stock Mkt — Dividend — Buy Principal Bank — Interest Principal Ins. Cos. - IRA --Diversified Growth Fund - Variable Annuity — Int./Div. Wells Fargo Bank - Cash Accounts — Interest Principal Ins. Co. - IRA SAM Balanced Portfolio Fund — Dividend — Sold Fidelity 500 Index Fund — Dividend — Buy Fidelity 500 Index Fund — Sold (part) Fidelity 500 Index Fund — Buy (add'l) Fidelity Small Cap Index Fund — Dividend — Buy Fidelity Small Cap Index Fund — Sold (part) Fidelity Mid Cap Index Fund — Dividend — Buy Fidelity Mid Cap Index Fund — Sold Fidelity Global Index Fund — Dividend — Buy Fidelity Global Index Fund — Sold Fidelity US Bond Index Fund — Dividend — Buy Fidelity US Bond Index Fund — Sold (part) Fidelity US Bond Index Fund — Sold Fidelity Advisor Total Bond Fund — Dividend — Buy Fidelity Advisor Total Bond Fund — Sold (part) Fidelity Short Term Bond Index Fund — Dividend — Buy JP Morgan Global Allocation Fund — Dividend — Buy JP Morgan Global Allocation Fund — Sold Fidelity Advisor Tech Fund — Dividend — Buy Fidelity Advisor Tech Fund — Sold (part) Fidelity Intl. Index Fund — Dividend — Buy Fidelity Intl. Index Fund — Sold (part) Fidelity Large Cap Value Index Fund — Dividend — Buy Fidelity Select Med Tech Fund — Dividend — Buy PGIM Short High Yield Fund — Dividend — Buy Fidelity Advisory Mortgage Sec. Fund — Dividend — Buy Fidelity Total Mkt Bond Fund — Dividend — Buy Fidelity Emerg. Mkts Index Fund — Dividend — Buy Fidelity Inter. Treas. Bond Index Fund — Dividend — Buy Principal Ins. Cos. - Var. Life Ins. -- SAM Bal. Portfolio Fund — Dividend Trust #2 Cash — Interest Trust #3 Principal Mid Cap Instl — Dividend ABH High Income Advisor Fund — Dividend — Sold Blackrock Strategic Income Instl — Dividend — Sold (part) Fidelity Advisory Total Bond CLZ — Dividend — Buy (add'l) Fidelity Inflation Protected Bond Index Fd. — Dividend — Sold Fidelity U.S. Bond Index Fund — Dividend Ishares Core S&P Mid-Cap ETF — Dividend — Sold Ishares Core S&P Small Cap ETF — Dividend Ishares Core S&P 500 ETF — Dividend — Buy (add'l) Ishares Edge Quality Factor ETF — Dividend — Buy (add'l) Ishares Edge Quality Factor ETF — Sold Ishares Core Emerg. Mkts. ETF — Dividend — Buy (add'l) Ishares Core Emerg. Mkts. ETF — Sold (part) Ishares Trust Core EAFE ETF — Dividend — Buy (add'l) Ishares Trust Core EAFE ETF — Sold SPDR Ser TR S&P Div. ETF — Dividend — Sold Vanguard Index FDS Large Cap — Dividend — Sold (part) Ishares Core 1-5 Year Bond ETF — Dividend — Sold Ishares TR FLTG Rate NT ETF — Dividend — Sold Ishares Treasury Floating RA — Dividend — Sold Pfizer/Viatris Common Stock — Dividend Principal Financial Group, Inc.Common Stock — Dividend SPDR Bloomberg — Dividend — Buy Ishares TR EAFE Growth ETF — Dividend — Buy Ishares TR MSCI Min. Vol. — Dividend — Buy Ishares Core S&P Total US Stock Mkt — Dividend — Buy Principal Bank — Interest Trustee, Trust #1 Trustee, Trust #2 Trustee, Trust #3 Trustee, Trust #4 Trustee, Trust #1 Trustee, Trust #2 Trustee, Trust #3 Trustee, Trust #4 Trustee, Trust #1 Trustee, Trust #2 Trustee, Trust #3 Trustee, Trust #4 Spouse's income — 2020 — Iowa Public Employee Retirement System Annuity Spouse's income — 2020 — Iowa Public Employee Retirement System Annuity Spouse's income — 2020 — Iowa Public Employee Retirement System Annuity Parts I and VII. Trust #1 was a testamentary trust. All assets of Trust #1 were distributed to the ultimate beneficiaries on January 2, 2020. There are no reportable assets in Trust #1. Trust #2 is a revocable inter vivos trust. For reasons indicated in prior disclosure reports I have had no reportable interest in Trust #2. All assets of Trust #2 were distributed to the ultimate beneficiaries on January 2, 2020 except for a cash reserve. I have elected to report the cash reserve in Part VII. Trust #3 is a revocable inter vivos trust. I am a grantor. Trust #3 was funded on January 2, 2020 with distributions from Trusts #1 and #2. Trust #4 is unfunded. There are no reportable assets. Part VII(A)(28)(29). Pfizer and Principal Financial stock separately listed in previous reports are now an asset of Trust #3. Part VII(D)(2). Buy dates for Fidelity Advisor Tech Fund and Fidelity Int'l Index Fund listed under Principal IRA are estimated. Part VII (D)(4). If no gain is reported the transaction resulted in a loss or no gain. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/33932. Public record. Not legal advice.