# William S. Duffey jr

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/3390

## Record

- **Judge:** William S. Duffey jr
- **Year:** 2013
- **Report type:** Annual
- **Pages:** 15

## Text

Brokerage Account #2 (H)
MS Bank Deposit Program — Interest
Blackrock Global Allocation C — Int/Div
4, — Distribution
Franklin Mutual Recovery ( — Int/Div
Invesco VK Amer Franchise C — Distribution
Invesco Developing Markets C — Int/Div
5. — Distribution
Investco VK Mum Income — Int/Div — Sold
Lord Abbett SHT Duration Inc C — Int/Div — Buy
IRA #1 — Int/Div
13 — Distribution
14 — Interest
MS Bank Deposit Program
Wells Fargo Company — Sold
Duke Energy Corp
Wellpoint Inc — Sold
Dell Inc — Sold
Rio Tinto Finance USA Limited
General Electric Capital Corp
Morgan Stanley
Comcast Corp New
Goldman Sachs Group Inc
Marathon Oil Corp
Verizon Commumications
Glaxosmithkline Cap Inc
Mondelez International - name change formerly Kraft Foods
Tyco International Finan
ATET Ine
Boeing Co
CVS Caremark Corp
Indiana Michigan Power
Alma Group Inc
Federal National Mtg Assn
Franklin Income
Invesco Equal Wehid S&P 500 (
AIP ABSLT RTNSTS
IRA #2 — Interest
MS Bank Dep Program(Y)
Keyworth Bank
AIP ABSLT RTNSTS
Roth IRA #1 — Int/Div
44 — Distribution
Invesco VK Corporate Bond € — Sold
Invesco Growth & Income — Buy
Roth IRA #2 — Int/Div
48 — Distribution
Invesco VK Growth & Income (
Brokerage Account #1 (H)
MS Bank Deposit Program — Interest
One GA Bk — None
Van Eck Intl Inv Gold FD A — None — Sold (part)
Van Eck Intl Inv Gold FD A — Sold
Brokerage Account #3 (H)
MS Bank Deposit Program — Interest
Aleran Mp Etf — Distribution — Buy (add'l)
Barcap Etn-Ipath Dow Jones-AlG Commidity Tot — None — Buy (add'l)
Barcap Etn-Ipath Dow Jones-AlG Commidity Tot — Sold (part)
Barcap Etn-Ipath Dow Jones-AlG Commidity Tot — Buy (add'l)
Ishares Russel 2000 Growth Fd — Int/Div — Buy (add'l)
Ishares Russel 2000 Value Fd — Int/Div — Buy (add'l)
Ishares Russel Midcap G In Fd — Int/Div — Sold (part)
Ishares Russel Midcap V In Fd — Int/Div — Buy (add'l)
Ishares S&P SOO GRWTH Index — Int/Div — Buy (add'l)
Ishares S&P SOO GRWTH Index — Sold (part)
Ishares S&P SOO GRWTH Index — Sold (part)
Ishares S&P SOO GRWTH Index — Buy (add'l)
Ishares S&P S00 Value Index — Int/Div — Buy (add'l)
Ishares S&P S00 Value Index — Sold (part)
Ishares S&P S00 Value Index — Buy (add'l)
Ishares S&P S00 Value Index — Buy (add'l)
SPDR DJ Wilshre Global Rea- — Int/Div — Sold (part)
SPDR DJ Wilshre Global Rea- — Buy (add'l)
Dreyfus Intl Bond — Int/Div — Sold (part)
Dreyfus Intl Bond — Sold (part)
Eaton Vance GLB Micro Abs Reti — Int/Div — Sold (part)
Eaton Vance GLB Micro Abs Reti — istnbution — Sold (part)
Eaton Vance GLB Micro Abs Reti — Sold (part)
Eaton Vance GLB Micro Abs Reti — Sold
Franklin Fed Intm Trm Txfr Adv — Int/Div — Sold (part)
Franklin Fed Intm Trm Txfr Adv — Sold (part)
Franklin Fed Intm Trm Txfr Adv — Buy (add'l)
MFS International Value — Int/Div — Buy
Ks — Distribution
MFS Municipal LTD Maturity — Int/Div — Buy
MFS Municipal LTD Maturity — Sold (part)
MFS Municipal LTD Maturity — Buy (add'l)
Oakmark International — Int/Div — Buy
Oakmark International — Distribution — Buy (add'l)
Oakmark International — Buy (add'l)
Oppenheimer SR Floating Rate — Int/Div — Buy
Thomburg Intl Value — Int/Div — Buy (add'l)
Thomburg Intl Value — Sold (part)
Thomburg Intl Value — Sold (part)
Thomburg Intl Value — Sold
Virtus Insight Emrg. Mkts. — Int/Div — Sold (part)
Virtus Insight Emrg. Mkts. — Distribution — Sold (part)
IRA #3 — Int/Div
100. — Distribution
mm — Interest
Morgan Stanley Bank Deposit Program
Alenan MLP EFT — Sold (part)
Alenan MLP EFT — Buy (add'l)
Barcap ETN-IPATH Dow Jones-AlG Commidity Tot — Buy (add'l)
Barcap ETN-IPATH Dow Jones-AlG Commidity Tot — Buy (add'l)
Ishares Russell 2000 Growth FD — Buy (add'l)
Ishares Russell 2000 Growth FD — Sold (part)
Ishares Russell 2000 Value FD — Sold (part)
Ishares Russell 2000 Value FD — Buy (add'l)
Ishares Russell Midcap G In FD — Sold (part)
Ishares Russell Midcap G In FD — Sold (part)
Ishares Russell Midcap V In FD — Sold (part)
Ishares Russell Midcap V In FD — Buy (add'l)
Ishares S&P S00 GRWTH Index — Buy (add'l)
Ishares S&P S00 GRWTH Index — Sold (part)
Ishares S&P S00 GRWTH Index — Buy (add'l)
Ishares S&P S00 Value Index — Buy (add'l)
Ishares S&P S00 Value Index — Buy (add'l)
Ishares S&P S00 Value Index — Buy (add'l)
SPDR DJ Wilshire Global Rea — Sold (part)
SPDR DJ Wilshire Global Rea — Buy (add'l)
Drevfus Intl Bond — Sold (part)
Drevfus Intl Bond — Sold (part)
Eaton Vance GLB Mcro Abs Ret — Sold (part)
Eaton Vance GLB Mcro Abs Ret — Sold (part)
Eaton Vance GLB Mcro Abs Ret — Sold
Lord Abbett SHT Duration Inc F — Buy
Lord Abbett SHT Duration Inc F — Buy (add'l)
Metropolitan West tot Ret Bd — Sold (part)
Metropolitan West tot Ret Bd — Buy (add'l)
MFS Intemational Value — Buy
Oakmark Internat! — Buy
Oakmark Internat! — Buy (add'l)
Oakmark Internat! — Buy (add'l)
Oppenheimer SR Floating Rate Y — Buy
Oppenheimer SR Floating Rate Y — Buy (add'l)
Thomburg Intl Value Position:2 — Buy (add'l)
Thomburg Intl Value Position:2 — Sold (part)
Thomburg Intl Value Position:2 — Sold
Virtus Insight Emrg Mkts — Sold (part)
Virtus Insight Emrg Mkts — Sold (part)
NW Mutual Estate CompLife — None
John Hancock Life Insurance — None
C& B Capital I, LP. * — Distribution
146, — Interest
C & B Capital II, L.P. ** — Interest
148. — Distribution
Betsy Byars, Inc — None
Gold coins — None
Chair of the Board of Directors, Atlanta Track Club
Chair of the Board of Directors, Center for Young Adult Addiction and Recovery Kennesaw State University
Reimbursement — American Conference } Institute — 01/24/2013 01/252013 — Mam, FL — Educational seminar — Travel
Reimbursement — College of Labor and Employment Lawyers — 02/22.2013 02/242013 — Coral Gables, FL — Educational semmar — Travel
Reimbursement — Institute of Continuing Legal } Education in Georgia — 07/26/2013 077282013 — Amcha Island. FL — Activiy of professionil or civic organization — Travel
Reimbursement — American Conference Institute — 12/08:2013 127112013 — New York, NY — Educational semmar — Travel
Spouse's income — 2013 — Simon & Schuster - royalties from copyrights
Spouse's income — 2013 — Penguin Group (USA) Ing. - royalties from copyrights
Spouse's income — 2013 — Holtzbrnink Publishing Holdings, LP DBA Macmillan - royalties from copyrights
Spouse's income — 2013 — Timber Ridge Elementary - speaking fees
Spouse's income — 2013 — Self-emploved writer
*Ownership interest percentage is (1. 208971%. During the reporting period, C&B Capital 1, L.P. held interests in the following companies:

= Global Care, Inc

- Liaison Technologies, Inc. (acquired nuBridges, Inc.)

- Healthcare Solutions, Inc.

- Focus Receivables Management, Inc.

**Ownership interest percentage is 0.668217%. During the reporting period, C&B Capital 11, LP. held interests in the following companies:

- Alimera Sciences, Inc.

- BPG Holdings, LLC/SG-BPG, LLC

- Brand Group Holdings, Inc.

- Brightree, LLC

- Cartera Commerce, Tne.

- Controlscan, Inc.

- Healthcare Solutions, Inc.

- Navitas Lease Finance Corp.

= PMW Technologies, Inc. dba PeopleMatter

- Q2 Holdings, Inc.

- CB Holdings, Inc.

- REACH Health, Inc.

- SnagAJob.com, Inc.

- Stratos Management Systems Holding LLC

- FX Bridge Technologies

* - PODS Holding, Inc.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/3390. Public record. Not legal advice.
