# Emmet G. Sullivan

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/33877

## Record

- **Judge:** Emmet G. Sullivan
- **Year:** 2020
- **Pages:** 17

## Text

Individual Assets (H)
Wells Fargo (cash accounts) — Interest
Rental Property I Income (Washington, DC) — Rent
Rental Property II Income (Washington, DC) — Rent
Account #1 (H)
Janney Sweep Account (cash) — Interest
Abbott Laboratories (ABT) — Dividend — Sold
Adobe Inc (ADBE) — None — Sold (part)
Alphabet Inc Cl A (GOOGL) — None
Amazon.com Inc (AMZN) — None — Sold (part)
American Tower Corp (AMT) — Dividend — Buy
Apple Inc (AAPL) — Dividend — Sold (part)
Costco Wholesale Corp (COST) — Dividend
Diamondback Energy Inc (FANG) — None — Buy
Diamondback Energy Inc (FANG) — Sold
D R Horton Inc (DHI) — Dividend — Sold
D R Horton Inc (DHI) — Buy
Intel Corp (INTC) — Dividend — Buy
Intel Corp (INTC) — Buy (add'l)
Intel Corp (INTC) — Sold
L3Harris Technologies Inc (LHX) — Dividend — Sold
Lam Research Corp (LRCX) — Dividend — Buy
Microsoft Corp (MSFT) — Dividend — Sold (part)
NVIDIA Corp (NVDA) — Dividend — Buy
Raytheon Technologies (RTX) — Dividend — Buy
Raytheon Technologies (RTX) — Buy (add'l)
Raytheon Technologies (RTX) — Sold
Southwest Airlines (LUV) — None — Buy
Southwest Airlines (LUV) — Buy (add'l)
Union Pacific Corp (UNP) — None — Buy
United Parcel Service (UPS) — None — Buy
United Rentals Inc (URI) — None — Sold
Unitedhealth Group Inc (UNH) — Dividend
Vertex Pharmaceuticals (VRTX) — None — Buy
Vertex Pharmaceuticals (VRTX) — Buy (add'l)
Vertex Pharmaceuticals (VRTX) — Sold
Visa Inc Cl A (V) — Dividend
Zoetis Inc Cl A (ZTS) — Dividend
First Trust Large Cap Core Alphadex ETF (FEX) — Dividend — Sold (part)
First Trust Large Cap Core Alphadex ETF (FEX) — Sold (part)
First Trust Large Cap Core Alphadex ETF (FEX) — Sold (part)
First Trust Large Cap Core Alphadex ETF (FEX) — Sold (part)
First Trust Large Cap Core Alphadex ETF (FEX) — Buy (add'l)
First Trust Large Cap Core Alphadex ETF (FEX) — Buy (add'l)
First Trust Large Cap Core Alphadex ETF (FEX) — Sold (part)
First Trust Small Cap Core Alphadex ETF (FYX) — Dividend — Buy
First Trust Small Cap Core Alphadex ETF (FYX) — Buy (add'l)
IShares Russell Mid Cap ETF (IWR) — Dividend — Sold (part)
IShares Russell Mid Cap ETF (IWR) — Sold (part)
IShares Russell Mid Cap ETF (IWR) — Sold (part)
IShares Russell Mid Cap ETF (IWR) — Sold
Vanguard S&P 500 Index ETF (VOO) — Dividend — Buy (add'l)
Vanguard S&P 500 Index ETF (VOO) — Sold (part)
PGIM Total Return Bond Cl Z (PDBZX) — Dividend — Buy (add'l)
PGIM Total Return Bond Cl Z (PDBZX) — Sold (part)
PGIM Absolute Return Bond Cl Z (PADZX) — Dividend — Sold
Putnam Short Duration Income CL Y (PSDYX) — Dividend — Sold
Western Asset Core Bond Cl I (WATFX) — Dividend — Buy
Western Asset Core Bond Cl I (WATFX) — Sold (part)
Account #2 (H)
First Trust Nasdaq 100 Equal Weighted Index ETF (QQEW) — Dividend — Buy
First Trust Cloud Computing Index ETF (SKYY) — Dividend — Buy
First Trust Cloud Computing Index ETF (SKYY) — Sold
First Trust Nasdaq Bank ETF (FTXO) — Dividend — Sold
First Trust Horizon Managed Volatility Dev Intl ETF (HDMV) — Dividend — Sold
First Trust Cap Strength ETF (FTCS) — Dividend — Buy (add'l)
First Trust Cap Strength ETF (FTCS) — Sold (part)
First Trust Consumer Discretionary Alphadex ETF (FXD) — None — Sold
First Trust Devel Mkts Ex US Alphadex ETF (FDT) — Dividend — Buy
First Trust Dow Jones Internet Index ETF (FDN) — None — Buy
First Trust Emerging Markets Alphadex (FEM) — Dividend — Buy (add'l)
First Trust Europe Alphadex ETF (FEP) — Dividend
First Trust Large Cap Value Opportunity ETF (FTA) — Dividend — Buy (add'l)
First Trust Large Cap Growth Opportunity (FTC) — Dividend — Sold (part)
First Trust Mid Cap Growth Alphadex ETF (FNY) — Dividend
First Trust NYSE Arca Bio Tech Index (FBT) — None
First Trust Technology Alphadex (FXL) — Dividend — Sold (part)
First Trust Technology Alphadex (FXL) — Sold
First Trust Technology Alphadex (FXL) — Buy
First Trust Value Line Dividend Index ETF (FVD) — Dividend — Sold (part)
AB Global Bond Advisor (ANAYX) — Dividend — Sold
PGIM Total Return Bond Cl Z (PDBZX) — Dividend — Buy (add'l)
PGIM Total Return Bond Cl Z (PDBZX) — Sold (part)
Account #3 (H)
Dreyfus Govt Cash Mgmt (cash) (Y)
Abbott Laboratories (ABT) — Dividend — Buy (add'l)
Activision Blizzard (ATVI) — None — Buy
Activision Blizzard (ATVI) — Buy (add'l)
Activision Blizzard (ATVI) — Buy (add'l)
Activision Blizzard (ATVI) — Sold
Adidas AG Spons ADR (ADDYY) — None
Adobe Inc (ADOBE) — None — Buy (add'l)
Adobe Inc (ADOBE) — Buy (add'l)
Adobe Inc (ADOBE) — Buy (add'l)
Alibaba Group Holding Ltd Spons Ads Repstg 8 Ord Shs (BABA) — None — Sold (part)
Alibaba Group Holding Ltd Spons Ads Repstg 8 Ord Shs (BABA) — Buy (add'l)
Alibaba Group Holding Ltd Spons Ads Repstg 8 Ord Shs (BABA) — Sold (part)
Alphabet Inc. C1 A (GOOGL) — None — Buy (add'l)
Alphabet Inc. C1 A (GOOGL) — Buy (add'l)
Amazon.com Inc (AMZN) — None — Buy (add'l)
Apple Inc. (AAPL) — Dividend — Buy (add'l)
Applied Materials Inc (AMAT) — Dividend — Buy
Applied Materials Inc (AMAT) — Sold
Biomarin Pharmaceutical Inc (BMRN) — None — Buy
Biomarin Pharmaceutical Inc (BMRN) — Buy (add'l)
Biomarin Pharmaceutical Inc (BMRN) — Sold
Blackstone Group Inc Cl A (BX) — Dividend — Sold
Carmax Inc (KMX) — None — Buy (add'l)
Carmax Inc (KMX) — Sold
CDW Corp (CDW) — Dividend — Sold
Chipotle Mexican Grill Inc Cl A (GMG) — None — Buy
Chipotle Mexican Grill Inc Cl A (GMG) — Buy (add'l)
Comcast Corp Cl A New (CMCSA) — Dividend — Sold
Costco Wholesale Corp (COST) — Dividend — Sold (part)
Costco Wholesale Corp (COST) — Buy (add'l)
D R Horton Inc (DHI) — Dividend — Sold
D R Horton Inc (DHI) — Buy
D R Horton Inc (DHI) — Buy (add'l)
Diamondback Energy Inc (FANG) — None — Buy
Diamondback Energy Inc (FANG) — Buy (add'l)
Diamondback Energy Inc (FANG) — Buy (add'l)
Diamondback Energy Inc (FANG) — Sold
Equinix Inc (EQIX) — Dividend — Buy
Equinix Inc (EQIX) — Buy (add'l)
Equinix Inc (EQIX) — Sold
Expedia Group Inc (EXPE) — None — Buy
Expedia Group Inc (EXPE) — Buy (add'l)
Ferrari NV New (RACE) — Dividend — Buy (add'l)
Ferrari NV New (RACE) — Buy (add'l)
Intel Corp (INTC) — Dividend — Buy
Intel Corp (INTC) — Buy (add'l)
Intel Corp (INTC) — Sold
JPMorgan Chase & Company (JPM) — Dividend — Sold (part)
JPMorgan Chase & Company (JPM) — Buy (add'l)
JPMorgan Chase & Company (JPM) — Buy (add'l)
L3Harris Technologies Inc (LHX) — Dividend — Buy (add'l)
L3Harris Technologies Inc (LHX) — Sold
LAM Research Corp (LRCX) — Dividend — Buy (add'l)
Lockheed Martin Corp (LMT) — Dividend — Buy
Lockheed Martin Corp (LMT) — Sold
Masco Corp (MAS) — Dividend — Buy
Masco Corp (MAS) — Sold
Microsoft Corp (MSFT) — Dividend — Sold (part)
Microsoft Corp (MSFT) — Buy (add'l)
Netflix Inc (NFLX) — None — Buy
Netflix Inc (NFLX) — Sold
Nike Inc (NKE) — Dividend — Buy
NVIDIA Corp (NVDA) — Dividend — Buy
NVIDIA Corp (NVDA) — Sold (part)
Northrop Grumman Corp (NOC) — Dividend — Sold
Paypal Holdings Inc (PYPL) — None — Buy (add'l)
Paypal Holdings Inc (PYPL) — Sold (part)
Paypal Holdings Inc (PYPL) — Buy (add'l)
Pioneer Natural Resources Co (PXD) — Dividend — Buy
Pioneer Natural Resources Co (PXD) — Buy (add'l)
Pioneer Natural Resources Co (PXD) — Sold
Quanta Services Inc (PWR) — None — Buy
Quanta Services Inc (PWR) — Buy (add'l)
Raytheon Technologies Corp (RTX) — None — Buy
Raytheon Technologies Corp (RTX) — Buy (add'l)
Raytheon Technologies Corp (RTX) — Buy (add'l)
Raytheon Technologies Corp (RTX) — Sold
ServiceNow Inc (NOW) — None — Buy
Southwest Airlines (LUV) — None — Buy
Southwest Airlines (LUV) — Buy (add'l)
Starbucks Corp (SBUX) — Dividend — Sold
Texas Instruments Inc (TXN) — Dividend — Sold
Thermo Fisher Scientific Inc (TMO) — Dividend
Transdigm Group Inc (TDG) — None — Buy
Transdigm Group Inc (TDG) — Sold
United Parcel Service (UPS) — Dividend — Buy
United Parcel Service (UPS) — Buy (add'l)
United Rentals Inc (URI) — None — Sold
United Rentals Inc (URI) — Buy
United Rentals Inc (URI) — Buy (add'l)
United Rentals Inc (URI) — Sold (part)
United Healthcare Group Inc (UNH) — Dividend — Buy (add'l)
Vertex Pharmaceuticals (VRTX) — None — Buy
Vertex Pharmaceuticals (VRTX) — Buy (add'l)
Vertex Pharmaceuticals (VRTX) — Buy (add'l)
Vertex Pharmaceuticals (VRTX) — Sold
Visa Inc Class A (V) — Dividend — Buy (add'l)
Walt Disney Co (DIS) — Dividend — Buy (add'l)
Walt Disney Co (DIS) — Buy (add'l)
Walt Disney Co (DIS) — Buy (add'l)
Waste Management Inc Del (WM) — Dividend — Sold
Zebra Technologies Corp Cl A (ZBRA) — None — Buy (add'l)
Zebra Technologies Corp Cl A (ZBRA) — Buy (add'l)
Zebra Technologies Corp Cl A (ZBRA) — Sold (part)
Zoetis Inc Cl A (ZTS) — Dividend — Buy (add'l)
Zoom Video Communications (ZM) — None — Buy
Zoom Video Communications (ZM) — Buy (add'l)
First Trust Small Cap Core Alphadex ETF (FYX) — Dividend — Buy
First Trust Small Cap Core Alphadex ETF (FYX) — Buy (add'l)
First Trust Small Cap Core Alphadex ETF (FYX) — Buy (add'l)
iShares Russell 1000 Value ETF (IWD) — Dividend — Sold
iShares Russell 1000 Growth ETF (IWF) — Dividend — Sold
JPMorgan Mid Cap Value Cl I (JMVSX) — None — Sold
T Rowe Price Growth Stock (PRGFX) — None — Sold
Director, Abramson Scholarship Foundation
Agreement — 1994 — D.C. Government (defined benefit pension plan)
Liability — Wells Fargo — Equity Line / Rental Property, Washington, DC
Income — 2020 — Pension (D.C. Government) — $67,983.00
Part VII, line 3: One-third interest Rental Property #1 (Washington, DC).
Part VII, line 4: One-half interest in Rental Property #2 (Washington, DC).
Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether
taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per
page 42 of the filing instructions.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/33877. Public record. Not legal advice.