# Dale L. Somers

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/33860

## Record

- **Judge:** Dale L. Somers
- **Year:** 2020
- **Pages:** 16

## Text

BJD Somers Family LLC — Distribution — See Note in Part VIII
C.M. Life Insurance Company - Whole Life — Int./Div.
C.M. Life Insurance Company - Whole Life — Int./Div.
C.M. Life Insurance Company - Whole Life — Int./Div.
Fidelity Brokerage Services LLC - IRA Account #1 (H) — See Note in Part VIII
Claymore Securities Defined Portfolios — Dividend
Fidelity Cash Reserves — Int./Div.
Ishares S&P Midcap 400 Growth — Dividend — Buy (add'l)
Ishares S&P Midcap 400 Growth — Buy (add'l)
Ishares S&P Midcap 400 Growth — Sold (part)
Ishares S&P Midcap 400 Growth — Sold (part)
Doubleline Total Rt Bond Fd — Dividend — Sold (part)
Doubleline Total Rt Bond Fd — Buy (add'l)
Doubleline Total Rt Bond Fd — Buy (add'l)
Doubleline Total Rt Bond Fd — Sold (part)
Doubleline Total Rt Bond Fd — Buy (add'l)
Doubleline Total Rt Bond Fd — Sold (part)
Metropolitan West Total Return — Dividend — Sold (part)
Metropolitan West Total Return — Buy (add'l)
Metropolitan West Total Return — Buy (add'l)
Metropolitan West Total Return — Sold (part)
Metropolitan West Total Return — Sold (part)
Metropolitan West Total Return — Buy (add'l)
Metropolitan West Total Return — Sold (part)
Oakmark Intl Advisor Fund — Dividend — Sold (part)
Oakmark Intl Advisor Fund — Buy (add'l)
Oakmark Intl Advisor Fund — Sold (part)
Oakmark Intl Advisor Fund — Buy (add'l)
Oakmark Intl Advisor Fund — Sold (part)
Oakmark Intl Advisor Fund — Sold (part)
Oakmark Intl Advisor Fund — Buy (add'l)
Ishares S&P 500 Value ETF — Dividend — Sold (part)
Ishares S&P 500 Value ETF — Buy (add'l)
Ishares S&P 500 Value ETF — Buy (add'l)
Ishares S&P 500 Value ETF — Buy (add'l)
Ishares S&P 500 Value ETF — Sold (part)
Ishares S&P 500 Value ETF — Sold (part)
Ishares S&P 500 Value ETF — Buy (add'l)
Ishares S&P 500 Value ETF — Sold (part)
Ishares S&P 500 Value ETF — Buy (add'l)
Ishares S&P 500 Value ETF — Buy (add'l)
Ishares Trust Core MSCI EAFE ETF — Dividend — Sold (part)
Ishares Trust Core MSCI EAFE ETF — Buy (add'l)
Ishares Trust Core MSCI EAFE ETF — Sold (part)
Ishares Trust Core MSCI EAFE ETF — Buy (add'l)
Ishares Trust Core MSCI EAFE ETF — Sold (part)
Ishares Trust Core MSCI EAFE ETF — Buy (add'l)
Wells Fargo Special Mid Cap CL I — None — Sold
Baird Aggregate Bond Fund Investor Cl — Dividend — Sold (part)
Baird Aggregate Bond Fund Investor Cl — Buy (add'l)
Baird Aggregate Bond Fund Investor Cl — Sold (part)
Baird Aggregate Bond Fund Investor Cl — Sold (part)
Baird Aggregate Bond Fund Investor Cl — Buy (add'l)
Baird Aggregate Bond Fund Investor Cl — Sold (part)
Ishares Core U.S. Aggregate Bond ETF — Dividend — Buy (add'l)
Ishares Core U.S. Aggregate Bond ETF — Buy (add'l)
Ishares Core U.S. Aggregate Bond ETF — Sold (part)
Ishares Core U.S. Aggregate Bond ETF — Sold (part)
Ishares Core U.S. Aggregate Bond ETF — Buy (add'l)
Ishares Core U.S. Aggregate Bond ETF — Buy (add'l)
Ishares Core U.S. Aggregate Bond ETF — Sold (part)
Ishares Core U.S. Aggregate Bond ETF — Buy (add'l)
Ishares Core U.S. Aggregate Bond ETF — Sold (part)
Ishares Core U.S. Aggregate Bond ETF — Buy (add'l)
Ishares Core U.S. Aggregate Bond ETF — Sold (part)
Ishares Inc Core MSCI Emerging Mkts — Dividend — Buy (add'l)
Ishares Inc Core MSCI Emerging Mkts — Sold (part)
Ishares Inc Core MSCI Emerging Mkts — Buy (add'l)
Ishares Inc Core MSCI Emerging Mkts — Buy (add'l)
Ishares Inc Core MSCI Emerging Mkts — Buy (add'l)
Ishares Core S&P Small-Cap ETF — Dividend — Sold (part)
Ishares Core S&P Small-Cap ETF — Sold (part)
Ishares Core S&P Small-Cap ETF — Sold (part)
Ishares Core S&P Small-Cap ETF — Buy (add'l)
Ishares S&P Midcap 400 Value ETF — Dividend — Buy (add'l)
Ishares S&P Midcap 400 Value ETF — Buy (add'l)
Ishares S&P Midcap 400 Value ETF — Sold (part)
Ishares S&P Midcap 400 Value ETF — Sold (part)
The Hartford Intl Oppt Fd — Dividend — Sold (part)
The Hartford Intl Oppt Fd — Buy (add'l)
The Hartford Intl Oppt Fd — Buy (add'l)
The Hartford Intl Oppt Fd — Sold (part)
The Hartford Intl Oppt Fd — Sold (part)
The Hartford Intl Oppt Fd — Buy (add'l)
Pimco Total Return Fund — Dividend — Sold (part)
Pimco Total Return Fund — Buy (add'l)
Pimco Total Return Fund — Buy (add'l)
Pimco Total Return Fund — Sold (part)
Pimco Total Return Fund — Sold (part)
Harding Loevner Inst Emerging Mkts — Dividend — Buy (add'l)
Harding Loevner Inst Emerging Mkts — Buy (add'l)
Harding Loevner Inst Emerging Mkts — Buy (add'l)
Pimco Intl Bond (US Dollar Hedged) — Dividend — Sold (part)
Pimco Intl Bond (US Dollar Hedged) — Sold (part)
Pimco Intl Bond (US Dollar Hedged) — Buy (add'l)
Ishares Intl Aggregate Bond — Dividend — Sold (part)
Ishares Intl Aggregate Bond — Buy (add'l)
Ishares Intl Aggregate Bond — Sold (part)
Ishares Intl Aggregate Bond — Buy (add'l)
Ishares Gold Trust — None — Buy
Ishares Gold Trust — Sold (part)
Ishares Gold Trust — Sold
Ishares TIPS Bond ETF — Dividend — Buy
Ishares TIPS Bond ETF — Sold (part)
Ishares TIPS Bond ETF — Buy (add'l)
Ishares TIPS Bond ETF — Sold
Ishares S&P 500 Growth ETF — Dividend — Buy
Ishares S&P 500 Growth ETF — Buy (add'l)
Ishares S&P 500 Growth ETF — Sold (part)
Ishares S&P 500 Growth ETF — Sold (part)
Ishares S&P 500 Growth ETF — Buy (add'l)
Ishares S&P 500 Growth ETF — Buy (add'l)
Ishares S&P 500 Growth ETF — Sold (part)
Ishares S&P 500 Growth ETF — Sold
Fidelity Brokerage Services LLC - IRA Account #2 (H) — See Note in Part VIII
Fidelity Cash Reserves — Int./Div.
Harbor Bond — Dividend
Baird Aggregate Bond Fund Investor Cl — Dividend
Ishares Trust Core MSCI EAFE ETF — Dividend
Ishares S&P 500 Growth ETF — Dividend — Buy
Ishares S&P 500 Growth ETF — Sold
Ishares Core S&P Smallcap ETF — Dividend — Buy
Fidelity Brokerage Services LLC - Non IRA Acct (H) — See Note in Part VIII
Fidelity Government Cash Reserves — Dividend
Ishares Russell 1000 Value — Dividend — Sold (part)
Ishares Core S&P Smallcap ETF — Dividend — Buy
Ishares Core S&P Smallcap ETF — Sold (part)
Ishares Core S&P Smallcap ETF — Buy (add'l)
Ishares S&P Midcap 400 Value ETF — Dividend — Buy
Ishares S&P Midcap 400 Value ETF — Sold (part)
Ishares S&P Midcap 400 Growth ETF — Dividend — Buy
Ishare S&P 500 Value ETF — Dividend — Buy (add'l)
Ishare S&P 500 Value ETF — Sold (part)
Ishare S&P 500 Value ETF — Sold (part)
Ishare S&P 500 Value ETF — Sold
Ishare S&P 500 Growth ETF — Dividend — Buy (add'l)
Ishare S&P 500 Growth ETF — Buy (add'l)
Ishare S&P 500 Growth ETF — Sold (part)
Ishare S&P 500 Growth ETF — Sold (part)
Ishare S&P 500 Growth ETF — Sold (part)
Ishare S&P 500 Growth ETF — Buy (add'l)
Ishare S&P 500 Growth ETF — Buy (add'l)
Ishare S&P 500 Growth ETF — Sold (part)
Ishare S&P 500 Growth ETF — Sold (part)
Principal Blue Chip I Shares — None — Buy
Principal Blue Chip I Shares — Sold (part)
Principal Equity Income Instl — Dividend — Buy
Principal Equity Income Instl — Sold (part)
Doubleline Total Return Bond Fund — Dividend — Buy
Doubleline Total Return Bond Fund — Sold
Fidelity Brokerage Services LLC - Roth IRA Account (H) — See Note in Part VIII
Fidelity Government Cash Reserves — Dividend
Baird Aggregate Bond Fund — Dividend
Ishares S&P Mid Cap 400 Growth ETF — Dividend
Ishares S&P 500 Growth ETF — Dividend — Buy
Ishares S&P 500 Growth ETF — Sold
Ishares Core S&P Smallcap ETF — Dividend — Buy
Fidelity Brokerage Services LLC - IRA Account #3 (H) — See Note in Part VIII
Fidelity Government Cash Reserves — Dividend
Doubleline Total RT Bond Fund — Dividend — Buy (add'l)
The Hartford Intl Oppt Fund — Dividend — Sold (part)
Ishares Core US Aggr Bond ETF — Dividend — Buy (add'l)
Ishares Core US Aggr Bond ETF — Buy (add'l)
Ishares Inc Core MSCI Emerging Mkts — Dividend
Ishares S&P Midcap 400 Value — Dividend
Ishares S&P 500 Value ETF — None — Sold
Baird Aggregate Bond Fund — Dividend — Buy (add'l)
Pimco Total Return Fund — Dividend
Pimco Intl Bond (US Dollar Hedged) — Dividend — Buy (add'l)
Pimco Intl Bond (US Dollar Hedged) — Buy (add'l)
Ishares Core S&P Small Cap EFT — Dividend — Buy (add'l)
Ishares Intl Aggregate Bond — Dividend — Buy (add'l)
Ishares Trust Core MSCI EAFE EFT — Dividend
Metropolitan West Total Return Bond — Dividend — Buy
Ishares TIPS Bond ETF — Dividend — Buy
Ishares TIPS Bond ETF — Sold
Ishares S&P 500 Growth ETF — Dividend — Buy
Ishares S&P 500 Growth ETF — Sold
BJD Somers Family LLC — Distribution — See Note in Part VIII
C.M. Life Insurance Company - Whole Life — Int./Div.
C.M. Life Insurance Company - Whole Life — Int./Div.
C.M. Life Insurance Company - Whole Life — Int./Div.
Fidelity Brokerage Services LLC - IRA Account #1 (H) — See Note in Part VIII
Claymore Securities Defined Portfolios — Dividend
Fidelity Cash Reserves — Int./Div.
Ishares S&P Midcap 400 Growth — Dividend — Buy (add'l)
Ishares S&P Midcap 400 Growth — Buy (add'l)
Ishares S&P Midcap 400 Growth — Sold (part)
Ishares S&P Midcap 400 Growth — Sold (part)
Doubleline Total Rt Bond Fd — Dividend — Sold (part)
Doubleline Total Rt Bond Fd — Buy (add'l)
Doubleline Total Rt Bond Fd — Buy (add'l)
Doubleline Total Rt Bond Fd — Sold (part)
Doubleline Total Rt Bond Fd — Buy (add'l)
Doubleline Total Rt Bond Fd — Sold (part)
Metropolitan West Total Return — Dividend — Sold (part)
Metropolitan West Total Return — Buy (add'l)
Metropolitan West Total Return — Buy (add'l)
Metropolitan West Total Return — Sold (part)
Metropolitan West Total Return — Sold (part)
Metropolitan West Total Return — Buy (add'l)
Metropolitan West Total Return — Sold (part)
Oakmark Intl Advisor Fund — Dividend — Sold (part)
Oakmark Intl Advisor Fund — Buy (add'l)
Oakmark Intl Advisor Fund — Sold (part)
Oakmark Intl Advisor Fund — Buy (add'l)
Oakmark Intl Advisor Fund — Sold (part)
Oakmark Intl Advisor Fund — Sold (part)
Oakmark Intl Advisor Fund — Buy (add'l)
Ishares S&P 500 Value ETF — Dividend — Sold (part)
Ishares S&P 500 Value ETF — Buy (add'l)
Ishares S&P 500 Value ETF — Buy (add'l)
Ishares S&P 500 Value ETF — Buy (add'l)
Ishares S&P 500 Value ETF — Sold (part)
Ishares S&P 500 Value ETF — Sold (part)
Ishares S&P 500 Value ETF — Buy (add'l)
Ishares S&P 500 Value ETF — Sold (part)
Ishares S&P 500 Value ETF — Buy (add'l)
Ishares S&P 500 Value ETF — Buy (add'l)
Ishares Trust Core MSCI EAFE ETF — Dividend — Sold (part)
Ishares Trust Core MSCI EAFE ETF — Buy (add'l)
Ishares Trust Core MSCI EAFE ETF — Sold (part)
Ishares Trust Core MSCI EAFE ETF — Buy (add'l)
Ishares Trust Core MSCI EAFE ETF — Sold (part)
Ishares Trust Core MSCI EAFE ETF — Buy (add'l)
Wells Fargo Special Mid Cap CL I — None — Sold
Baird Aggregate Bond Fund Investor Cl — Dividend — Sold (part)
Baird Aggregate Bond Fund Investor Cl — Buy (add'l)
Baird Aggregate Bond Fund Investor Cl — Sold (part)
Baird Aggregate Bond Fund Investor Cl — Sold (part)
Baird Aggregate Bond Fund Investor Cl — Buy (add'l)
Baird Aggregate Bond Fund Investor Cl — Sold (part)
Ishares Core U.S. Aggregate Bond ETF — Dividend — Buy (add'l)
Ishares Core U.S. Aggregate Bond ETF — Buy (add'l)
Ishares Core U.S. Aggregate Bond ETF — Sold (part)
Ishares Core U.S. Aggregate Bond ETF — Sold (part)
Ishares Core U.S. Aggregate Bond ETF — Buy (add'l)
Ishares Core U.S. Aggregate Bond ETF — Buy (add'l)
Ishares Core U.S. Aggregate Bond ETF — Sold (part)
Ishares Core U.S. Aggregate Bond ETF — Buy (add'l)
Ishares Core U.S. Aggregate Bond ETF — Sold (part)
Ishares Core U.S. Aggregate Bond ETF — Buy (add'l)
Ishares Core U.S. Aggregate Bond ETF — Sold (part)
Ishares Inc Core MSCI Emerging Mkts — Dividend — Buy (add'l)
Ishares Inc Core MSCI Emerging Mkts — Sold (part)
Ishares Inc Core MSCI Emerging Mkts — Buy (add'l)
Ishares Inc Core MSCI Emerging Mkts — Buy (add'l)
Ishares Inc Core MSCI Emerging Mkts — Buy (add'l)
Ishares Core S&P Small-Cap ETF — Dividend — Sold (part)
Ishares Core S&P Small-Cap ETF — Sold (part)
Ishares Core S&P Small-Cap ETF — Sold (part)
Ishares Core S&P Small-Cap ETF — Buy (add'l)
Ishares S&P Midcap 400 Value ETF — Dividend — Buy (add'l)
Ishares S&P Midcap 400 Value ETF — Buy (add'l)
Ishares S&P Midcap 400 Value ETF — Sold (part)
Ishares S&P Midcap 400 Value ETF — Sold (part)
The Hartford Intl Oppt Fd — Dividend — Sold (part)
The Hartford Intl Oppt Fd — Buy (add'l)
The Hartford Intl Oppt Fd — Buy (add'l)
The Hartford Intl Oppt Fd — Sold (part)
The Hartford Intl Oppt Fd — Sold (part)
The Hartford Intl Oppt Fd — Buy (add'l)
Pimco Total Return Fund — Dividend — Sold (part)
Pimco Total Return Fund — Buy (add'l)
Pimco Total Return Fund — Buy (add'l)
Pimco Total Return Fund — Sold (part)
Pimco Total Return Fund — Sold (part)
Harding Loevner Inst Emerging Mkts — Dividend — Buy (add'l)
Harding Loevner Inst Emerging Mkts — Buy (add'l)
Harding Loevner Inst Emerging Mkts — Buy (add'l)
Pimco Intl Bond (US Dollar Hedged) — Dividend — Sold (part)
Pimco Intl Bond (US Dollar Hedged) — Sold (part)
Pimco Intl Bond (US Dollar Hedged) — Buy (add'l)
Ishares Intl Aggregate Bond — Dividend — Sold (part)
Ishares Intl Aggregate Bond — Buy (add'l)
Ishares Intl Aggregate Bond — Sold (part)
Ishares Intl Aggregate Bond — Buy (add'l)
Ishares Gold Trust — None — Buy
Ishares Gold Trust — Sold (part)
Ishares Gold Trust — Sold
Ishares TIPS Bond ETF — Dividend — Buy
Ishares TIPS Bond ETF — Sold (part)
Ishares TIPS Bond ETF — Buy (add'l)
Ishares TIPS Bond ETF — Sold
Ishares S&P 500 Growth ETF — Dividend — Buy
Ishares S&P 500 Growth ETF — Buy (add'l)
Ishares S&P 500 Growth ETF — Sold (part)
Ishares S&P 500 Growth ETF — Sold (part)
Ishares S&P 500 Growth ETF — Buy (add'l)
Ishares S&P 500 Growth ETF — Buy (add'l)
Ishares S&P 500 Growth ETF — Sold (part)
Ishares S&P 500 Growth ETF — Sold
Fidelity Brokerage Services LLC - IRA Account #2 (H) — See Note in Part VIII
Fidelity Cash Reserves — Int./Div.
Harbor Bond — Dividend
Baird Aggregate Bond Fund Investor Cl — Dividend
Ishares Trust Core MSCI EAFE ETF — Dividend
Ishares S&P 500 Growth ETF — Dividend — Buy
Ishares S&P 500 Growth ETF — Sold
Ishares Core S&P Smallcap ETF — Dividend — Buy
Fidelity Brokerage Services LLC - Non IRA Acct (H) — See Note in Part VIII
Fidelity Government Cash Reserves — Dividend
Ishares Russell 1000 Value — Dividend — Sold (part)
Ishares Core S&P Smallcap ETF — Dividend — Buy
Ishares Core S&P Smallcap ETF — Sold (part)
Ishares Core S&P Smallcap ETF — Buy (add'l)
Ishares S&P Midcap 400 Value ETF — Dividend — Buy
Ishares S&P Midcap 400 Value ETF — Sold (part)
Ishares S&P Midcap 400 Growth ETF — Dividend — Buy
Ishare S&P 500 Value ETF — Dividend — Buy (add'l)
Ishare S&P 500 Value ETF — Sold (part)
Ishare S&P 500 Value ETF — Sold (part)
Ishare S&P 500 Value ETF — Sold
Ishare S&P 500 Growth ETF — Dividend — Buy (add'l)
Ishare S&P 500 Growth ETF — Buy (add'l)
Ishare S&P 500 Growth ETF — Sold (part)
Ishare S&P 500 Growth ETF — Sold (part)
Ishare S&P 500 Growth ETF — Sold (part)
Ishare S&P 500 Growth ETF — Buy (add'l)
Ishare S&P 500 Growth ETF — Buy (add'l)
Ishare S&P 500 Growth ETF — Sold (part)
Ishare S&P 500 Growth ETF — Sold (part)
Principal Blue Chip I Shares — None — Buy
Principal Blue Chip I Shares — Sold (part)
Principal Equity Income Instl — Dividend — Buy
Principal Equity Income Instl — Sold (part)
Doubleline Total Return Bond Fund — Dividend — Buy
Doubleline Total Return Bond Fund — Sold
Fidelity Brokerage Services LLC - Roth IRA Account (H) — See Note in Part VIII
Fidelity Government Cash Reserves — Dividend
Baird Aggregate Bond Fund — Dividend
Ishares S&P Mid Cap 400 Growth ETF — Dividend
Ishares S&P 500 Growth ETF — Dividend — Buy
Ishares S&P 500 Growth ETF — Sold
Ishares Core S&P Smallcap ETF — Dividend — Buy
Fidelity Brokerage Services LLC - IRA Account #3 (H) — See Note in Part VIII
Fidelity Government Cash Reserves — Dividend
Doubleline Total RT Bond Fund — Dividend — Buy (add'l)
The Hartford Intl Oppt Fund — Dividend — Sold (part)
Ishares Core US Aggr Bond ETF — Dividend — Buy (add'l)
Ishares Core US Aggr Bond ETF — Buy (add'l)
Ishares Inc Core MSCI Emerging Mkts — Dividend
Ishares S&P Midcap 400 Value — Dividend
Ishares S&P 500 Value ETF — None — Sold
Baird Aggregate Bond Fund — Dividend — Buy (add'l)
Pimco Total Return Fund — Dividend
Pimco Intl Bond (US Dollar Hedged) — Dividend — Buy (add'l)
Pimco Intl Bond (US Dollar Hedged) — Buy (add'l)
Ishares Core S&P Small Cap EFT — Dividend — Buy (add'l)
Ishares Intl Aggregate Bond — Dividend — Buy (add'l)
Ishares Trust Core MSCI EAFE EFT — Dividend
Metropolitan West Total Return Bond — Dividend — Buy
Ishares TIPS Bond ETF — Dividend — Buy
Ishares TIPS Bond ETF — Sold
Ishares S&P 500 Growth ETF — Dividend — Buy
Ishares S&P 500 Growth ETF — Sold
A. Item #1 BJD Somers Family LLC - I am a member, I am not an officer or board member and I have no managerial responsibilities.
B. Items listed in #6 through #114 are all assets of Fidelity Brokerage Services LLC IRA account identified in #5 above.
C. Items listed in #116 through #122 are all assets of Fidelity Brokerage Services LLC IRA account identified in #115 above.
D. Items listed in #124 through #150 are all assets of Fidelity Brokerage Services LLC non-IRA account identified in #123 above.
E. Items listed in #152 though #157 are all assets of Fidelity Brokerage Services LLC Roth IRA account identified in #151 above.
F. Items listed in #159 though #178 are all assets of Fidelity Brokerage Services LLC IRA account identified in #158 above.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/33860. Public record. Not legal advice.