# Thomas Edward Rogers 3 > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/33801 ## Record - **Judge:** Thomas Edward Rogers 3 - **Year:** 2020 - **Pages:** 15 ## Text 1.25 a Florence County, South Carolina (1/2011, $10,000) — None Brokerage account # 1 (Marked as # 1) (H) — Closed First Clearing, LLC - Cash balance — None — Closed # 1 - AT&T Inc. (Transferred to # 4) — Dividend — Distributed # 1 - Verizon Communications Com (Transferred to # 4) — Dividend — Distributed # 1 - SC Jobs Econ DV Ath Stdnt 4.25% 8/1/24 "Y" (Transferred to # 4) — Interest — Distributed Brokerage account # 2 (Marked as # 2)(H) — Closed # 2 - Cash balance - First Clearing, LLC — Int./Div. — Closed # 2 - Exxon Mobil Corp — Dividend — Sold Brokerage account # 3 (Marked as # 3) Transferred to brokerage # 4(H) — Closed # 3 - Ameritrade MMDA Account - Cash balance — Int./Div. # 3 - Acasti Pharma Inc. Com Cl A — None — Sold (part) # 3 - Acasti Pharma Inc. Com Cl A — Sold (part) # 3 - Acasti Pharma Inc. Com Cl A — Sold (part) # 3 - Acasti Pharma Inc. Com Cl A — Sold # 3 - Advanced Micro Devices Inc. Com — None — Buy # 3 - Advanced Micro Devices Inc. Com — Sold # 3 - Advanced Micro Devices Inc. Com — Buy # 3 - Advanced Micro Devices Inc. Com — Sold # 3 - Advanced Micro Devices Inc. Com — Buy # 3 - Advanced Micro Devices Inc. Com — Sold # 3 - Albertsons Companies Inc Com — None — Buy # 3 - Albertsons Companies Inc Com — Sold # 3 - Albertsons Companies Inc Com — Buy # 3 - Albertsons Companies Inc Com — Dividend — Buy # 3 - Apple Inc Com — None — Buy # 3 - Apple Inc Com — Sold # 3 - AT&T Inc Com — Int./Div. — Buy # 3 - AT&T Inc Com — Sold # 3 - AT&T Inc Com — Buy # 3 - AT&T Inc Com — Sold # 3 - AT&T Inc Com — Buy # 3 - AT&T Inc Com — Sold # 3 - AT&T Inc Com — Buy # 3 - AT&T Inc Com — Sold (part) Transferred to Brokerage # 4 — None — Distributed # 3 - Centerstate Bank Corporation — None — Buy # 3 - Centerstate Bank Corporation — Sold # 3 - Chevron Corporation Com — None — Buy # 3 - Chevron Corporation Com — Sold # 3 - Chevron Corporation Com — Buy # 3 - Chevron Corporation Com — Sold # 3 - Chevron Corporation Com — Buy # 3 - Chevron Corporation Com — Sold # 3 - MP Materials Corp Com — None — Buy # 3 - MP Materials Corp Com — Sold # 3 - MP Materials Corp Com — Buy # 3 - MP Materials Corp Com — Sold # 3 - MP Materials Corp Com — Buy # 3 - MP Materials Corp Com — Sold # 3 - MP Materials Corp Com — Buy # 3 - MP Materials Corp Com — Sold # 3 - MP Materials Corp Com — Buy # 3 - MP Materials Corp Com — Sold # 3 - Matinas Biopharma Holdings Inc., Com — None — Buy # 3 - Matinas Biopharma Holdings Inc., Com — Sold # 3 - Matinas Biopharma Holdings Inc., Com — Buy # 3 - Matinas Biopharma Holdings Inc., Com — Sold # 3 - Roku Inc. — None — Sold (part) # 3 - Roku Inc. — Sold (part) # 3 - Roku Inc. — Sold # 3 - Roku Inc. — Buy # 3 - Roku Inc. — Sold (part) # 3 - Roku Inc. — Sold (part) # 3 - Roku Inc. — Sold # 3 - SCYNEXIS Inc. 1:10 — None — Buy # 3 - SCYNEXIS Inc. 1:10 — Sold # 3 - SCYNEXIS Inc. 1:10 — Buy # 3 - SCYNEXIS Inc. 1:10 — Sold # 3 - SCYNEXIS Inc. 1:10 — Buy # 3 - SCYNEXIS Inc. 1:10 — Sold # 3 - SCYNEXIS Inc. 1:10 — Buy # 3 - SCYNEXIS Inc. 1:10 — Sold # 3 - SCYNEXIS Inc. 1:10 — Buy # 3 - SCYNEXIS Inc. 1:10 — Sold # 3 - SCYNEXIS Inc. 1:10 — Buy # 3 - SCYNEXIS Inc. 1:10 — Sold # 3 - SCYNEXIS Inc. 1:10 — Buy # 3 - SCYNEXIS Inc. 1:10 — Sold # 3 - SCYNEXIS Inc. Com — None — Buy # 3 - SCYNEXIS Inc. Com — Sold # 3 - SCYNEXIS Inc. Com — Buy # 3 - SCYNEXIS Inc. Com — Sold # 3 - South State Corp Com — None — Buy # 3 - South State Corp Com — Sold # 3 - South State Corp Com — Buy # 3 - South State Corp Com — Sold # 3 - South State Corp Com — Buy # 3 - South State Corp Com — Sold # 3 - South State Corp Com — Buy # 3 - South State Corp Com — Sold # 3 - South State Corp Com — Buy # 3 - South State Corp Com — Sold # 3 - South State Corp Com — Buy # 3 - South State Corp Com — Sold # 3 - South State Corp Com — Buy # 3 - South State Corp Com — Sold # 3 - South State Corp Com — Buy # 3 - South State Corp Com — Sold # 3 - Target Corp Com — None — Buy # 3 - Target Corp Com — Sold # 3 - Verizon Communications Com — None — Buy # 3 - Verizon Communications Com — Sold (part) Transferred to brokerage # 4 — Distributed # 3 - Auris Medical Holding Ltd Com — None — Buy # 3 - Auris Medical Holding Ltd Com — Sold # 3 - Auris Medical Holding Ltd Com — Buy # 3 - Auris Medical Holding Ltd Com — Sold # 3 - Nabriva Therapeutics PLC 1:10 — None — Buy # 3 - Nabriva Therapeutics PLC 1:10 — Sold # 3 - Nabriva Therapeutics PLC 1:10 — Buy # 3 - Nabriva Therapeutics PLC 1:10 — Sold # 3 - Nabriva Therapeutics PLC 1:10 — Buy # 3 - Nabriva Therapeutics PLC 1:10 — Sold # 3 - Nabriva Therapeutics PLC 1:10 — Buy # 3 - Nabriva Therapeutics PLC 1:10 — Sold # 3 - Roku Inc. — None — Buy # 3 - Roku Inc. — Sold # 3 - Roku Inc. — Buy # 3 - Roku Inc. — Sold # 3 - Roku Inc. — Buy # 3 - Roku Inc. — Sold # 3 - SNAP Inc. SNAP Apr 17 2020 — None — Buy # 3 - SNAP Inc. SNAP Apr 17 2020 — Sold # 3 - SNAP Inc. SNAP Apr 24 2020 — None — Buy # 3 - SNAP Inc. SNAP Apr 24 2020 — Sold # 3 - SNAP Inc. SNAP Apr 24 2020 — Buy # 3 - SNAP Inc. SNAP Apr 24 2020 — Sold Brokerage account # 4 (Marked as # 4) From brokerage # 3(H) # 4 - Raymond James Sweep account — Int./Div. — Spinoff (from line 11) # 4 - AT&T Incorporated — Dividend — Spinoff (from line 36) # 4 - AT&T Incorporated — Dividend — Spinoff (from line 4) # 4 - Verizon Communications — Dividend — Spinoff (from line 104) # 4 - Verizon Communications — Dividend — Spinoff (from line 5) # 4 - SC Jobs-Economic Dev Auth Student — Int./Div. — Spinoff (from line 6) South State Bank checking — None Synovus (Formerly NBSC) — Interest Wells Fargo, NA brokerage cash account — Interest Equitable Variable: EQ Aggressive (whole life policy) — None Jefferson-Pilot Adjustable Life policy — None UGMA # A (Marked as # A) Transferred to UGMA # C(H) — Closed # A - Capital World Growth & Income Fund - Class F-1 to UGMA # C — Dividend — Distributed # A - First Clearing , LLC - Cash balance — Interest — Closed # A American Fds Washington Mut (Edu Svgs )(no control) — Int./Div. — Closed UGMA # C (Marked as # C) Transferred from # A(H) # C - Capital World Growth & Income Fund Class F1 (CWGFX) — Int./Div. — Spinoff (from line 142) UGMA # A, Trust 1 (Marked as # AT1) (H) — Closed # AT1 - First Clearing, LLC - Cash balance — Int./Div. — Closed UGMA # B (Marked as # B)(H) — Closed # B - Capital World Growth & Income Fund - F-1 (CWGFX) — Dividend — Closed # B First Clearing , LLC - Cash balance — Interest — Closed # B Columbia Mgmt Futre Schol 529 Collge Svng Pl (no control) — Int./Div. UGMA # D (Marked as D) Transferred from # B(H) # D - Raymand James Cash account — Interest — Spinoff (from line 151) # D - Capital World Growth & Income Fund Class F1 (CWGFX) — Int./Div. — Spinoff (from line 150) Liability — Ameritrade — Margin account In Part VII, page 4, line 1, Column B(1) for 1.25 acres Florence County, South Carolina received no rental income for the year therefore, column B(2) is "None". Part VII Investments and Trust, line 142, 146, 150 and 155 Capital World Growth & Income Fd Inc Cl C (CWGCX) converts to Class F-1 shares after 10 years. The exchange took place on 12/13/2016. The converted shares are called Capital World Growth & Income Fund-Class F-1 (CWCFX). Part VII, lines 3, 8,11, 130, 143, 148, 151,, and 154 are the money market account portions of the brokerage accounts which act as sweep accounts for uninvested cash in that specific brokerage account. We believe these to be a widely held accounts because they are a part of the brokerage accounts. Part VII, lines 2, 7, 10, 129, 141, 145, 147, 149 and 153 are header lines for the investments listed below the specific line. Part VII, Line 22 all of this security was sold on line 23 Part VII, line 28 all of this security was sold on line 29 Part VII, line 102 Part of the shares were sold on line 103 and the blance was transferred to line 133 per line 104 --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/33801. Public record. Not legal advice.