# Christopher L. Ray

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/33768

## Record

- **Judge:** Christopher L. Ray
- **Year:** 2020
- **Pages:** 13

## Text

Individual Assets (H)
Bank of America (cash) — Interest
Mass Mutual S 500 Low Vol Price Rtrn Daily Risk Control Fixed Annuity — None
Brighthouse 6 Year Shield 25 S&P 500 Index Fixed Annuity — None
Account #1 (H)
Flexshares Intl. Qty (IQDF) — Dividend — Sold
Goldman Sach Lrg. (GSLC) — Dividend — Sold
IShares Edge (ACWV) — Dividend
Schwab US Large Cap (SCHX) — Dividend
SPDR Long Term Treasury ETF (SPTL) — Dividend — Buy
SPDR Long Term Treasury ETF (SPTL) — Sold
SPDR Mid Cap ETF (SPMD) — Dividend
Vanguard Total World Stock (VT) — Dividend
Wisdomtree International High Div ETF (DTH) — Dividend — Buy
Wisdomtree Cboe SP 500 Putwrt (PUTW) (X) — Dividend
Angel Oak Multi Strategy (ANGLX) — Dividend
Blackrock High Yield Bond Svc (BHYSX) (X) — Dividend
Doubleline Total Return (DLTNX) — Dividend — Sold (part)
Doubleline Total Return (DLTNX) — Buy (add'l)
AQR LG Cap Defensive (AUENX) — Dividend
Baron Emrg Mkts FD Retail (BEXFX) — None — Buy (add'l)
Fuller & Thaler Behavioral (FTHNX) — Dividend
Nuveen Preferred SEC (NPSRX) — Dividend
Account #2 (H)
Flexshares Intl. Qty (IQDF) — Dividend — Sold
Goldman Sachs Lrg (GSLC) — Dividend — Sold
Ishares Edge MSCI Min (ACWV) — Dividend
Schwab US Large Cap (SCHX) — Dividend
SPDR Long Term Treasury ETF (SPTL) — Dividend — Buy
SPDR Long Term Treasury ETF (SPTL) — Sold
SPDR Mid Cap (SPMD) — Dividend
Vanguard Total World Stock (VT) — Dividend
Wisdomtree International High Div ETF (DTH) — Dividend — Buy
Angel Oak Multi Strategy (ANGLX) — Dividend
Doubleline Total Return (DBLTX) — Dividend — Sold (part)
Doubleline Total Return (DBLTX) — Buy (add'l)
AQR Lg Cap Defensive (AUENX) — Dividend
Baron Emrg Mkts FD (BEXFX) — None — Buy (add'l)
Fuller & Thaler Behavioral (FTHNX) — Dividend
Nuveen Preferred SEC (NPSRX) — Dividend
Account #3 (H)
Schwab Bank (cash) (Y)
Flexshares Intl Qty (IQDF) — Dividend — Sold (part)
Invesco Bulletshares 2021 Corporate Bond (BSCL) — Dividend — Sold
IShares Core S&P Mid Cap (IJH) — Dividend — Sold (part)
IShares Core S&P Mid Cap (IJH) — Buy (add'l)
IShares MSCI EAFE (EFA) — Dividend
IShares Edge MSCI Min (ACWV) — Dividend — Sold (part)
JPMorgan Diverse Rtrn (JPIN) — Dividend
Proshares S&P 500 Div Aristocrat ETF (NOBL) — None — Buy
Proshares S&P 500 Div Aristocrat ETF (NOBL) — Sold (part)
Wisdomtree CBOE 500 (PUTW) — Dividend
Angel Oak Multi Strategy (ANGIX) — Dividend
Blackrock High Yield Bond Instl (BHYIX) — Dividend — Buy
Blackrock Total Return (MAHQX) — Dividend
Doubleline Total Return (DBLTX) — Dividend
Eaton Vance Global Macro (EIGMX) — Dividend
Guggenheim Macro Oppty Inst (GIOIX) — Dividend — Sold
Pioneer Bond Fund CL (PICYX) — Dividend — Sold (part)
AQR Lg Cap Devensive Style I (AUEIX) — Dividend
AQR Style Premia (QSLIX) — None — Sold
Baron Emrg Mkts FD Retail (BEXIX) — None
Fuller & Thaler Behavioral (FTHSX) — Dividend
Nuveen Preferred SEC (NPSRX) — Dividend
Account #4 (H)
Flexshares Intl Qty (IQDF) — Dividend — Sold
Goldman Sachs Lrg (GSLC) — Dividend — Sold
IShares Edge MSCI (ACWV) — Dividend
Schwab US Large Cap (SCHX) — Dividend
SPDR Long Term Treasury ETF (SPTL) — Dividend — Buy
SPDR Long Term Treasury ETF (SPTL) — Sold
SPDR Mid Cap ETF (SPMD) — Dividend
Vanguard Total World Stock (VT) — Dividend
Wisdomtree International High Div ETF (DTH) — Dividend — Buy
Wisdomtree Cboe SP 500 Putwrt (PUTW) (X) — Dividend
Angel Oak Multi Strategy (ANGLX) — Dividend
Blackrock High Yield Bond Svc (BHYSX) (X) — Dividend
Doubleline Total Return (DLTNX) — Dividend — Sold (part)
Doubleline Total Return (DLTNX) — Buy (add'l)
AQR LG Cap Defensive (AUENX) — Dividend
Baron Emrg Mkts FD Retail (BEXFX) — None — Buy (add'l)
Fuller & Thaler Behavioral (FTHNX) — Dividend
Nuveen Preferred SEC (NPSRX) — Dividend
Account #5 (H)
CREF Stock — None
CREF Social Choice — None
CREF Bond — None
Account #6 (H)
TIAA Traditional Standard — None
Account #7 (H)
Flexshares Intl Qty (IQDF) — Dividend — Sold
Goldman Sachs Lrg. (GSLC) — Dividend — Sold
IShares Edge MSCI (ACWV) — Dividend — Buy (add'l)
Schwab US Large Cap (SCHX) — Dividend — Sold (part)
SPDR Long Term Treasury ETF (SPTL) — Dividend — Buy
SPDR Long Term Treasury ETF (SPTL) — Sold
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Dividend
SPDR Mid Cap (SPMD) — Dividend — Buy (add'l)
SPDR Mid Cap (SPMD) — Buy (add'l)
SPDR Mid Cap (SPMD) — Sold (part)
Vanguard Total World Stock (VT) — Dividend — Buy (add'l)
Vanguard Total World Stock (VT) — Sold (part)
Vanguard Total World Stock (VT) — Sold (part)
Vanguard Short Term (VCSH) — Dividend — Sold
Wisdomtree International High Div ETF (DTH) — Dividend — Buy
Wisdomtree CBOE 500 (PUTW) — Dividend
Angel Oak Multi Strategy (ANGLX) — Dividend — Sold (part)
Angel Oak Multi Strategy (ANGLX) — Buy (add'l)
Blackrock High Yield Bond Svc (BHYSX) — Dividend — Buy
Eaton Vance Global Macro (EAGMX) — Dividend
Lord Abbott Interm Tax Free A (LISAX) — Dividend — Sold (part)
Lord Abbott Interm Tax Free A (LISAX) — Buy (add'l)
Nuveen Preferred SEC (NPSRX) — Dividend — Sold
AQR Lg Defensive Style N (AUENX) — Dividend — Sold (part)
AQR Style Premia ALT (QSLIX) — None — Buy (add'l)
AQR Style Premia ALT (QSLIX) — Sold
Baron Emrg Mkts FD Retail (BEXFX) — None — Sold (part)
Baron Emrg Mkts FD Retail (BEXFX) — Buy (add'l)
Cohen & Steers Preferred SEC & Inc (CPXAX) — Dividend — Buy
Cohen & Steers Preferred SEC & Inc (CPXAX) — Buy (add'l)
Fuller & Thaler Behavioral (FTHNX) — Dividend — Buy (add'l)
Fuller & Thaler Behavioral (FTHNX) — Sold (part)
Individual Assets (H)
Bank of America (cash) — Interest
Mass Mutual S 500 Low Vol Price Rtrn Daily Risk Control Fixed Annuity — None
Brighthouse 6 Year Shield 25 S&P 500 Index Fixed Annuity — None
Account #1 (H)
Flexshares Intl. Qty (IQDF) — Dividend — Sold
Goldman Sach Lrg. (GSLC) — Dividend — Sold
IShares Edge (ACWV) — Dividend
Schwab US Large Cap (SCHX) — Dividend
SPDR Long Term Treasury ETF (SPTL) — Dividend — Buy
SPDR Long Term Treasury ETF (SPTL) — Sold
SPDR Mid Cap ETF (SPMD) — Dividend
Vanguard Total World Stock (VT) — Dividend
Wisdomtree International High Div ETF (DTH) — Dividend — Buy
Wisdomtree Cboe SP 500 Putwrt (PUTW) (X) — Dividend
Angel Oak Multi Strategy (ANGLX) — Dividend
Blackrock High Yield Bond Svc (BHYSX) (X) — Dividend
Doubleline Total Return (DLTNX) — Dividend — Sold (part)
Doubleline Total Return (DLTNX) — Buy (add'l)
AQR LG Cap Defensive (AUENX) — Dividend
Baron Emrg Mkts FD Retail (BEXFX) — None — Buy (add'l)
Fuller & Thaler Behavioral (FTHNX) — Dividend
Nuveen Preferred SEC (NPSRX) — Dividend
Account #2 (H)
Flexshares Intl. Qty (IQDF) — Dividend — Sold
Goldman Sachs Lrg (GSLC) — Dividend — Sold
Ishares Edge MSCI Min (ACWV) — Dividend
Schwab US Large Cap (SCHX) — Dividend
SPDR Long Term Treasury ETF (SPTL) — Dividend — Buy
SPDR Long Term Treasury ETF (SPTL) — Sold
SPDR Mid Cap (SPMD) — Dividend
Vanguard Total World Stock (VT) — Dividend
Wisdomtree International High Div ETF (DTH) — Dividend — Buy
Angel Oak Multi Strategy (ANGLX) — Dividend
Doubleline Total Return (DBLTX) — Dividend — Sold (part)
Doubleline Total Return (DBLTX) — Buy (add'l)
AQR Lg Cap Defensive (AUENX) — Dividend
Baron Emrg Mkts FD (BEXFX) — None — Buy (add'l)
Fuller & Thaler Behavioral (FTHNX) — Dividend
Nuveen Preferred SEC (NPSRX) — Dividend
Account #3 (H)
Schwab Bank (cash) (Y)
Flexshares Intl Qty (IQDF) — Dividend — Sold (part)
Invesco Bulletshares 2021 Corporate Bond (BSCL) — Dividend — Sold
IShares Core S&P Mid Cap (IJH) — Dividend — Sold (part)
IShares Core S&P Mid Cap (IJH) — Buy (add'l)
IShares MSCI EAFE (EFA) — Dividend
IShares Edge MSCI Min (ACWV) — Dividend — Sold (part)
JPMorgan Diverse Rtrn (JPIN) — Dividend
Proshares S&P 500 Div Aristocrat ETF (NOBL) — None — Buy
Proshares S&P 500 Div Aristocrat ETF (NOBL) — Sold (part)
Wisdomtree CBOE 500 (PUTW) — Dividend
Angel Oak Multi Strategy (ANGIX) — Dividend
Blackrock High Yield Bond Instl (BHYIX) — Dividend — Buy
Blackrock Total Return (MAHQX) — Dividend
Doubleline Total Return (DBLTX) — Dividend
Eaton Vance Global Macro (EIGMX) — Dividend
Guggenheim Macro Oppty Inst (GIOIX) — Dividend — Sold
Pioneer Bond Fund CL (PICYX) — Dividend — Sold (part)
AQR Lg Cap Devensive Style I (AUEIX) — Dividend
AQR Style Premia (QSLIX) — None — Sold
Baron Emrg Mkts FD Retail (BEXIX) — None
Fuller & Thaler Behavioral (FTHSX) — Dividend
Nuveen Preferred SEC (NPSRX) — Dividend
Account #4 (H)
Flexshares Intl Qty (IQDF) — Dividend — Sold
Goldman Sachs Lrg (GSLC) — Dividend — Sold
IShares Edge MSCI (ACWV) — Dividend
Schwab US Large Cap (SCHX) — Dividend
SPDR Long Term Treasury ETF (SPTL) — Dividend — Buy
SPDR Long Term Treasury ETF (SPTL) — Sold
SPDR Mid Cap ETF (SPMD) — Dividend
Vanguard Total World Stock (VT) — Dividend
Wisdomtree International High Div ETF (DTH) — Dividend — Buy
Wisdomtree Cboe SP 500 Putwrt (PUTW) (X) — Dividend
Angel Oak Multi Strategy (ANGLX) — Dividend
Blackrock High Yield Bond Svc (BHYSX) (X) — Dividend
Doubleline Total Return (DLTNX) — Dividend — Sold (part)
Doubleline Total Return (DLTNX) — Buy (add'l)
AQR LG Cap Defensive (AUENX) — Dividend
Baron Emrg Mkts FD Retail (BEXFX) — None — Buy (add'l)
Fuller & Thaler Behavioral (FTHNX) — Dividend
Nuveen Preferred SEC (NPSRX) — Dividend
Account #5 (H)
CREF Stock — None
CREF Social Choice — None
CREF Bond — None
Account #6 (H)
TIAA Traditional Standard — None
Account #7 (H)
Flexshares Intl Qty (IQDF) — Dividend — Sold
Goldman Sachs Lrg. (GSLC) — Dividend — Sold
IShares Edge MSCI (ACWV) — Dividend — Buy (add'l)
Schwab US Large Cap (SCHX) — Dividend — Sold (part)
SPDR Long Term Treasury ETF (SPTL) — Dividend — Buy
SPDR Long Term Treasury ETF (SPTL) — Sold
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Dividend
SPDR Mid Cap (SPMD) — Dividend — Buy (add'l)
SPDR Mid Cap (SPMD) — Buy (add'l)
SPDR Mid Cap (SPMD) — Sold (part)
Vanguard Total World Stock (VT) — Dividend — Buy (add'l)
Vanguard Total World Stock (VT) — Sold (part)
Vanguard Total World Stock (VT) — Sold (part)
Vanguard Short Term (VCSH) — Dividend — Sold
Wisdomtree International High Div ETF (DTH) — Dividend — Buy
Wisdomtree CBOE 500 (PUTW) — Dividend
Angel Oak Multi Strategy (ANGLX) — Dividend — Sold (part)
Angel Oak Multi Strategy (ANGLX) — Buy (add'l)
Blackrock High Yield Bond Svc (BHYSX) — Dividend — Buy
Eaton Vance Global Macro (EAGMX) — Dividend
Lord Abbott Interm Tax Free A (LISAX) — Dividend — Sold (part)
Lord Abbott Interm Tax Free A (LISAX) — Buy (add'l)
Nuveen Preferred SEC (NPSRX) — Dividend — Sold
AQR Lg Defensive Style N (AUENX) — Dividend — Sold (part)
AQR Style Premia ALT (QSLIX) — None — Buy (add'l)
AQR Style Premia ALT (QSLIX) — Sold
Baron Emrg Mkts FD Retail (BEXFX) — None — Sold (part)
Baron Emrg Mkts FD Retail (BEXFX) — Buy (add'l)
Cohen & Steers Preferred SEC & Inc (CPXAX) — Dividend — Buy
Cohen & Steers Preferred SEC & Inc (CPXAX) — Buy (add'l)
Fuller & Thaler Behavioral (FTHNX) — Dividend — Buy (add'l)
Fuller & Thaler Behavioral (FTHNX) — Sold (part)
Power of Attorney, POA #1
Power of Attorney, POA #1
Spouse's income — 2020 — Self-employed (event planner)
Spouse's income — 2020 — Self-employed (event planner)
Part VII, Account #5 and Account #6: These are TIAA Single Life Variable Income Annuities; underlying assets for each annuity are listed in Part VII.
Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether
taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per
page 42 of the filing instructions.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/33768. Public record. Not legal advice.