# Debra C. Poplin

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/33764

## Record

- **Judge:** Debra C. Poplin
- **Year:** 2020
- **Pages:** 15

## Text

Suntrust (business Checking) — None
ROTH IRA Ameriprise Financial
Growth Fund of America (AGTHX) — Int./Div.
Traditional IRA #1
Vanguard Mid Cap (VO) — Int./Div. — Sold
Vanguard growth ETF (VUG) — Int./Div. — Sold
Vanguard Value ETF (VTV) — Int./Div. — Sold
Vanguard Small Cap (VB) — Int./Div. — Sold
Columbia Strategic Income (LSIZX) — Int./Div. — Sold
Columbia floating Rate (CFRZX) — Int./Div. — Sold
Deleware Small cap (DCCIX) — Dividend — Sold
Lord Abbett Short Duration (LDLFX) — Int./Div. — Sold
PIMCO Income (PONPX) — Int./Div. — Sold
PGIM Short Term Corporate Bond (PIFZX) — Int./Div. — Sold
Barclays Bank PLC (DJP) — Int./Div. — Buy
Barclays Bank PLC (DJP) — Buy (add'l)
Barclays Bank PLC (DJP) — Sold (part)
Columbia Adaptive Risk Allocation (CRAZX) — Int./Div. — Buy
Columbia Adaptive Risk Allocation (CRAZX) — Buy (add'l)
Columbia Adaptive Risk Allocation (CRAZX) — Sold (part)
Columbia Multi Strategy (CLAZX) — Int./Div. — Buy
Columbia Multi Strategy (CLAZX) — Buy (add'l)
iShares Emerging Markets Bond (EMB) — Int./Div. — Buy
iShares Emerging Markets Bond (EMB) — Sold (part)
iShares Emerging Markets Bond (EMB) — Buy (add'l)
iShares Emerging Markets Bond (EMB) — Sold (part)
iShares Emerging Markets Bond (EMB) — Buy (add'l)
iShares MSCI EAFE (EFA) — Int./Div.
iShares MSCI EAFE (EFA) — Buy (add'l)
iShares MSCI EAFE (EFA) — Sold (part)
iShares MSCI EAFE (EFA) — Buy (add'l)
iShares MSCI EAFE (EFA) — Sold (part)
iShares MSCI EAFE (EFA) — Buy (add'l)
iShares MSCI EAFE (EFA) — Sold (part)
iShares 20+ T Bond (TLT) — Int./Div. — Buy
iShares 20+ T Bond (TLT) — Sold (part)
iShares 20+ T Bond (TLT) — Sold (part)
iShares 20+ T Bond (TLT) — Buy (add'l)
iShares 7-10 Year T Bond (IEF) — Int./Div. — Buy
iShares 7-10 Year T Bond (IEF) — Buy (add'l)
iShares 7-10 Year T Bond (IEF) — Sold (part)
iShares 7-10 Year T Bond (IEF) — Buy (add'l)
iShares 7-10 Year T Bond (IEF) — Buy (add'l)
iShares Investment Grade Corporate Bond (LQD) — Int./Div. — Buy
iShares Investment Grade Corporate Bond (LQD) — Sold (part)
iShares Investment Grade Corporate Bond (LQD) — Buy (add'l)
iShares 1-3 Year T Bond (SHY) — Int./Div. — Buy
iShares 1-3 Year T Bond (SHY) — Sold (part)
iShares 1-3 Year T Bond (SHY) — Sold (part)
iShares 1-3 Year T Bond (SHY) — Buy (add'l)
iShares 1-3 Year T Bond (SHY) — Sold
iShares TIPS Bond (TIP) — Int./Div. — Buy
iShares TIPS Bond (TIP) — Sold (part)
iShares TIPS Bond (TIP) — Buy (add'l)
iShares 3-7 Year T Bond (IEI) — Int./Div. — Buy
iShares 3-7 Year T Bond (IEI) — Sold (part)
iShares 3-7 Year T Bond (IEI) — Buy (add'l)
iShares 3-7 Year T Bond (IEI) — Buy (add'l)
iShares High Yield Corporate Bond (HYG) — Int./Div. — Buy
iShares High Yield Corporate Bond (HYG) — Sold (part)
iShares High Yield Corporate Bond (HYG) — Buy (add'l)
SPDR S&P 500 (SPY) — Int./Div. — Buy
SPDR S&P 500 (SPY) — Sold (part)
SPDR S&P 500 (SPY) — Buy (add'l)
SPDR S&P 500 (SPY) — Sold (part)
SPDR S&P 500 (SPY) — Buy (add'l)
SPDR S&P 500 (SPY) — Sold (part)
Vanguard Emerging Markets (VWO) — Int./Div. — Buy
Vanguard Emerging Markets (VWO) — Buy (add'l)
Vanguard Emerging Markets (VWO) — Buy (add'l)
Vanguard Emerging Markets (VWO) — Sold (part)
Vanguard Emerging Markets (VWO) — Buy (add'l)
Vanguard Real Estate ETF (VNQ) — Int./Div. — Buy
Vanguard Real Estate ETF (VNQ) — Sold (part)
Vanguard Real Estate ETF (VNQ) — Buy (add'l)
iShares Russell 2000 (IWM) — Int./Div. — Buy
iShares Russell 2000 (IWM) — Sold
Traditional IRA #2
Vanguard Mid Cap (VO) — Int./Div. — Sold
Vanguard Growth (VUG) — Int./Div. — Sold
Vanguard Value ETF (VTV) — Int./Div. — Sold
Vanguard Small Cap (VB) — Int./Div. — Sold
Columbia Strategic Income (LSIZX) — Int./Div. — Sold
Columbia Floating Rate (CFRZX) — Int./Div. — Sold
Deleware Small Cap (DCCIX) — Int./Div. — Sold
Lord Abbett Short Duration (LDLFX) — Int./Div. — Sold
PIMCO Income (PONPX) — Int./Div. — Sold
PGIM Short Term Corporate Bond (PIFZX) — Int./Div. — Sold
Barclays Bank PLC (DJP) — Int./Div. — Buy
Barclays Bank PLC (DJP) — Buy (add'l)
Barclays Bank PLC (DJP) — Sold (part)
Columbia Adaptive Risk Allocation (CRAZX) — Int./Div. — Buy
Columbia Adaptive Risk Allocation (CRAZX) — Buy (add'l)
Columbia Adaptive Risk Allocation (CRAZX) — Sold (part)
Columbia Multi Strategy (CLAZX) — Int./Div. — Buy
Columbia Multi Strategy (CLAZX) — Buy (add'l)
iShares Emerging Markets Bond (EMB) — Int./Div. — Buy
iShares Emerging Markets Bond (EMB) — Sold (part)
iShares Emerging Markets Bond (EMB) — Buy (add'l)
iShares MSCI EAFE (EFA) — Int./Div.
iShares MSCI EAFE (EFA) — Buy (add'l)
iShares MSCI EAFE (EFA) — Sold (part)
iShares MSCI EAFE (EFA) — Buy (add'l)
iShares MSCI EAFE (EFA) — Sold (part)
iShares MSCI EAFE (EFA) — Buy (add'l)
iShares MSCI EAFE (EFA) — Sold (part)
iShares 20+ T Bond (TLT) — Int./Div. — Buy
iShares 20+ T Bond (TLT) — Sold (part)
iShares 20+ T Bond (TLT) — Sold (part)
iShares 20+ T Bond (TLT) — Buy (add'l)
iShares 7-10 Year T Bond (IEI) — Int./Div. — Buy
iShares 7-10 Year T Bond (IEI) — Buy (add'l)
iShares 7-10 Year T Bond (IEI) — Sold (part)
iShares 7-10 Year T Bond (IEI) — Buy (add'l)
iShares 7-10 Year T Bond (IEI) — Sold (part)
iShares 7-10 Year T Bond (IEI) — Buy (add'l)
iShares Investment Grade Corporate Bond (LQD) — Int./Div. — Buy
iShares Investment Grade Corporate Bond (LQD) — Sold (part)
iShares Investment Grade Corporate Bond (LQD) — Buy (add'l)
iShares 1-3 Year T Bond (SHY) — Int./Div. — Buy
iShares 1-3 Year T Bond (SHY) — Sold (part)
iShares 1-3 Year T Bond (SHY) — Sold (part)
iShares 1-3 Year T Bond (SHY) — Buy (add'l)
iShares 1-3 Year T Bond (SHY) — Sold
iShares TIPS Bond (TIP) — Int./Div. — Buy
iShares TIPS Bond (TIP) — Sold (part)
iShares TIPS Bond (TIP) — Buy (add'l)
iShares 3-7 Year T Bond (IEI) — Int./Div. — Buy
iShares 3-7 Year T Bond (IEI) — Sold (part)
iShares 3-7 Year T Bond (IEI) — Buy (add'l)
iShares 3-7 Year T Bond (IEI) — Buy (add'l)
iShares High Yield Corporate Bond (HYG) — Int./Div. — Buy
iShares High Yield Corporate Bond (HYG) — Sold (part)
iShares High Yield Corporate Bond (HYG) — Buy (add'l)
SPDR S&P 500 (SPY) — Int./Div. — Buy
SPDR S&P 500 (SPY) — Sold (part)
SPDR S&P 500 (SPY) — Buy (add'l)
SPDR S&P 500 (SPY) — Sold (part)
SPDR S&P 500 (SPY) — Buy (add'l)
SPDR S&P 500 (SPY) — Sold (part)
Vanguard Emerging Markets (VWO) — Int./Div. — Buy
Vanguard Emerging Markets (VWO) — Buy (add'l)
Vanguard Emerging Markets (VWO) — Buy (add'l)
Vanguard Emerging Markets (VWO) — Sold (part)
Vanguard Emerging Markets (VWO) — Buy (add'l)
Vanguard Real Estate (VNQ) — Int./Div. — Buy
Vanguard Real Estate (VNQ) — Sold (part)
Vanguard Real Estate (VNQ) — Buy (add'l)
iShares Russell 2000 (IWM) — Int./Div. — Buy
iShares Russell 2000 (IWM) — Sold
At Fund 529 Plan AMP #1
Growth Fund of America (CGFAX) — Int./Div.
Washington Mutual Invest 529 (CWMAX) — Int./Div.
At Fund 529 Plan AMP #2
Capital World Growth Income (CWIAX) — Int./Div.
SPS NQ Account
Columbia balanced Fund (CBLAX) — Int./Div.
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Suntrust (business Checking) — None
ROTH IRA Ameriprise Financial
Growth Fund of America (AGTHX) — Int./Div.
Traditional IRA #1
Vanguard Mid Cap (VO) — Int./Div. — Sold
Vanguard growth ETF (VUG) — Int./Div. — Sold
Vanguard Value ETF (VTV) — Int./Div. — Sold
Vanguard Small Cap (VB) — Int./Div. — Sold
Columbia Strategic Income (LSIZX) — Int./Div. — Sold
Columbia floating Rate (CFRZX) — Int./Div. — Sold
Deleware Small cap (DCCIX) — Dividend — Sold
Lord Abbett Short Duration (LDLFX) — Int./Div. — Sold
PIMCO Income (PONPX) — Int./Div. — Sold
PGIM Short Term Corporate Bond (PIFZX) — Int./Div. — Sold
Barclays Bank PLC (DJP) — Int./Div. — Buy
Barclays Bank PLC (DJP) — Buy (add'l)
Barclays Bank PLC (DJP) — Sold (part)
Columbia Adaptive Risk Allocation (CRAZX) — Int./Div. — Buy
Columbia Adaptive Risk Allocation (CRAZX) — Buy (add'l)
Columbia Adaptive Risk Allocation (CRAZX) — Sold (part)
Columbia Multi Strategy (CLAZX) — Int./Div. — Buy
Columbia Multi Strategy (CLAZX) — Buy (add'l)
iShares Emerging Markets Bond (EMB) — Int./Div. — Buy
iShares Emerging Markets Bond (EMB) — Sold (part)
iShares Emerging Markets Bond (EMB) — Buy (add'l)
iShares Emerging Markets Bond (EMB) — Sold (part)
iShares Emerging Markets Bond (EMB) — Buy (add'l)
iShares MSCI EAFE (EFA) — Int./Div.
iShares MSCI EAFE (EFA) — Buy (add'l)
iShares MSCI EAFE (EFA) — Sold (part)
iShares MSCI EAFE (EFA) — Buy (add'l)
iShares MSCI EAFE (EFA) — Sold (part)
iShares MSCI EAFE (EFA) — Buy (add'l)
iShares MSCI EAFE (EFA) — Sold (part)
iShares 20+ T Bond (TLT) — Int./Div. — Buy
iShares 20+ T Bond (TLT) — Sold (part)
iShares 20+ T Bond (TLT) — Sold (part)
iShares 20+ T Bond (TLT) — Buy (add'l)
iShares 7-10 Year T Bond (IEF) — Int./Div. — Buy
iShares 7-10 Year T Bond (IEF) — Buy (add'l)
iShares 7-10 Year T Bond (IEF) — Sold (part)
iShares 7-10 Year T Bond (IEF) — Buy (add'l)
iShares 7-10 Year T Bond (IEF) — Buy (add'l)
iShares Investment Grade Corporate Bond (LQD) — Int./Div. — Buy
iShares Investment Grade Corporate Bond (LQD) — Sold (part)
iShares Investment Grade Corporate Bond (LQD) — Buy (add'l)
iShares 1-3 Year T Bond (SHY) — Int./Div. — Buy
iShares 1-3 Year T Bond (SHY) — Sold (part)
iShares 1-3 Year T Bond (SHY) — Sold (part)
iShares 1-3 Year T Bond (SHY) — Buy (add'l)
iShares 1-3 Year T Bond (SHY) — Sold
iShares TIPS Bond (TIP) — Int./Div. — Buy
iShares TIPS Bond (TIP) — Sold (part)
iShares TIPS Bond (TIP) — Buy (add'l)
iShares 3-7 Year T Bond (IEI) — Int./Div. — Buy
iShares 3-7 Year T Bond (IEI) — Sold (part)
iShares 3-7 Year T Bond (IEI) — Buy (add'l)
iShares 3-7 Year T Bond (IEI) — Buy (add'l)
iShares High Yield Corporate Bond (HYG) — Int./Div. — Buy
iShares High Yield Corporate Bond (HYG) — Sold (part)
iShares High Yield Corporate Bond (HYG) — Buy (add'l)
SPDR S&P 500 (SPY) — Int./Div. — Buy
SPDR S&P 500 (SPY) — Sold (part)
SPDR S&P 500 (SPY) — Buy (add'l)
SPDR S&P 500 (SPY) — Sold (part)
SPDR S&P 500 (SPY) — Buy (add'l)
SPDR S&P 500 (SPY) — Sold (part)
Vanguard Emerging Markets (VWO) — Int./Div. — Buy
Vanguard Emerging Markets (VWO) — Buy (add'l)
Vanguard Emerging Markets (VWO) — Buy (add'l)
Vanguard Emerging Markets (VWO) — Sold (part)
Vanguard Emerging Markets (VWO) — Buy (add'l)
Vanguard Real Estate ETF (VNQ) — Int./Div. — Buy
Vanguard Real Estate ETF (VNQ) — Sold (part)
Vanguard Real Estate ETF (VNQ) — Buy (add'l)
iShares Russell 2000 (IWM) — Int./Div. — Buy
iShares Russell 2000 (IWM) — Sold
Traditional IRA #2
Vanguard Mid Cap (VO) — Int./Div. — Sold
Vanguard Growth (VUG) — Int./Div. — Sold
Vanguard Value ETF (VTV) — Int./Div. — Sold
Vanguard Small Cap (VB) — Int./Div. — Sold
Columbia Strategic Income (LSIZX) — Int./Div. — Sold
Columbia Floating Rate (CFRZX) — Int./Div. — Sold
Deleware Small Cap (DCCIX) — Int./Div. — Sold
Lord Abbett Short Duration (LDLFX) — Int./Div. — Sold
PIMCO Income (PONPX) — Int./Div. — Sold
PGIM Short Term Corporate Bond (PIFZX) — Int./Div. — Sold
Barclays Bank PLC (DJP) — Int./Div. — Buy
Barclays Bank PLC (DJP) — Buy (add'l)
Barclays Bank PLC (DJP) — Sold (part)
Columbia Adaptive Risk Allocation (CRAZX) — Int./Div. — Buy
Columbia Adaptive Risk Allocation (CRAZX) — Buy (add'l)
Columbia Adaptive Risk Allocation (CRAZX) — Sold (part)
Columbia Multi Strategy (CLAZX) — Int./Div. — Buy
Columbia Multi Strategy (CLAZX) — Buy (add'l)
iShares Emerging Markets Bond (EMB) — Int./Div. — Buy
iShares Emerging Markets Bond (EMB) — Sold (part)
iShares Emerging Markets Bond (EMB) — Buy (add'l)
iShares MSCI EAFE (EFA) — Int./Div.
iShares MSCI EAFE (EFA) — Buy (add'l)
iShares MSCI EAFE (EFA) — Sold (part)
iShares MSCI EAFE (EFA) — Buy (add'l)
iShares MSCI EAFE (EFA) — Sold (part)
iShares MSCI EAFE (EFA) — Buy (add'l)
iShares MSCI EAFE (EFA) — Sold (part)
iShares 20+ T Bond (TLT) — Int./Div. — Buy
iShares 20+ T Bond (TLT) — Sold (part)
iShares 20+ T Bond (TLT) — Sold (part)
iShares 20+ T Bond (TLT) — Buy (add'l)
iShares 7-10 Year T Bond (IEI) — Int./Div. — Buy
iShares 7-10 Year T Bond (IEI) — Buy (add'l)
iShares 7-10 Year T Bond (IEI) — Sold (part)
iShares 7-10 Year T Bond (IEI) — Buy (add'l)
iShares 7-10 Year T Bond (IEI) — Sold (part)
iShares 7-10 Year T Bond (IEI) — Buy (add'l)
iShares Investment Grade Corporate Bond (LQD) — Int./Div. — Buy
iShares Investment Grade Corporate Bond (LQD) — Sold (part)
iShares Investment Grade Corporate Bond (LQD) — Buy (add'l)
iShares 1-3 Year T Bond (SHY) — Int./Div. — Buy
iShares 1-3 Year T Bond (SHY) — Sold (part)
iShares 1-3 Year T Bond (SHY) — Sold (part)
iShares 1-3 Year T Bond (SHY) — Buy (add'l)
iShares 1-3 Year T Bond (SHY) — Sold
iShares TIPS Bond (TIP) — Int./Div. — Buy
iShares TIPS Bond (TIP) — Sold (part)
iShares TIPS Bond (TIP) — Buy (add'l)
iShares 3-7 Year T Bond (IEI) — Int./Div. — Buy
iShares 3-7 Year T Bond (IEI) — Sold (part)
iShares 3-7 Year T Bond (IEI) — Buy (add'l)
iShares 3-7 Year T Bond (IEI) — Buy (add'l)
iShares High Yield Corporate Bond (HYG) — Int./Div. — Buy
iShares High Yield Corporate Bond (HYG) — Sold (part)
iShares High Yield Corporate Bond (HYG) — Buy (add'l)
SPDR S&P 500 (SPY) — Int./Div. — Buy
SPDR S&P 500 (SPY) — Sold (part)
SPDR S&P 500 (SPY) — Buy (add'l)
SPDR S&P 500 (SPY) — Sold (part)
SPDR S&P 500 (SPY) — Buy (add'l)
SPDR S&P 500 (SPY) — Sold (part)
Vanguard Emerging Markets (VWO) — Int./Div. — Buy
Vanguard Emerging Markets (VWO) — Buy (add'l)
Vanguard Emerging Markets (VWO) — Buy (add'l)
Vanguard Emerging Markets (VWO) — Sold (part)
Vanguard Emerging Markets (VWO) — Buy (add'l)
Vanguard Real Estate (VNQ) — Int./Div. — Buy
Vanguard Real Estate (VNQ) — Sold (part)
Vanguard Real Estate (VNQ) — Buy (add'l)
iShares Russell 2000 (IWM) — Int./Div. — Buy
iShares Russell 2000 (IWM) — Sold
At Fund 529 Plan AMP #1
Growth Fund of America (CGFAX) — Int./Div.
Washington Mutual Invest 529 (CWMAX) — Int./Div.
At Fund 529 Plan AMP #2
Capital World Growth Income (CWIAX) — Int./Div.
SPS NQ Account
Columbia balanced Fund (CBLAX) — Int./Div.
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Suntrust (business Checking) — None
ROTH IRA Ameriprise Financial
Growth Fund of America (AGTHX) — Int./Div.
Traditional IRA #1
Vanguard Mid Cap (VO) — Int./Div. — Sold
Vanguard growth ETF (VUG) — Int./Div. — Sold
Vanguard Value ETF (VTV) — Int./Div. — Sold
Vanguard Small Cap (VB) — Int./Div. — Sold
Columbia Strategic Income (LSIZX) — Int./Div. — Sold
Columbia floating Rate (CFRZX) — Int./Div. — Sold
Deleware Small cap (DCCIX) — Dividend — Sold
Lord Abbett Short Duration (LDLFX) — Int./Div. — Sold
PIMCO Income (PONPX) — Int./Div. — Sold
PGIM Short Term Corporate Bond (PIFZX) — Int./Div. — Sold
Barclays Bank PLC (DJP) — Int./Div. — Buy
Barclays Bank PLC (DJP) — Buy (add'l)
Barclays Bank PLC (DJP) — Sold (part)
Columbia Adaptive Risk Allocation (CRAZX) — Int./Div. — Buy
Columbia Adaptive Risk Allocation (CRAZX) — Buy (add'l)
Columbia Adaptive Risk Allocation (CRAZX) — Sold (part)
Columbia Multi Strategy (CLAZX) — Int./Div. — Buy
Columbia Multi Strategy (CLAZX) — Buy (add'l)
iShares Emerging Markets Bond (EMB) — Int./Div. — Buy
iShares Emerging Markets Bond (EMB) — Sold (part)
iShares Emerging Markets Bond (EMB) — Buy (add'l)
iShares Emerging Markets Bond (EMB) — Sold (part)
iShares Emerging Markets Bond (EMB) — Buy (add'l)
iShares MSCI EAFE (EFA) — Int./Div.
iShares MSCI EAFE (EFA) — Buy (add'l)
iShares MSCI EAFE (EFA) — Sold (part)
iShares MSCI EAFE (EFA) — Buy (add'l)
iShares MSCI EAFE (EFA) — Sold (part)
iShares MSCI EAFE (EFA) — Buy (add'l)
iShares MSCI EAFE (EFA) — Sold (part)
iShares 20+ T Bond (TLT) — Int./Div. — Buy
iShares 20+ T Bond (TLT) — Sold (part)
iShares 20+ T Bond (TLT) — Sold (part)
iShares 20+ T Bond (TLT) — Buy (add'l)
iShares 7-10 Year T Bond (IEF) — Int./Div. — Buy
iShares 7-10 Year T Bond (IEF) — Buy (add'l)
iShares 7-10 Year T Bond (IEF) — Sold (part)
iShares 7-10 Year T Bond (IEF) — Buy (add'l)
iShares 7-10 Year T Bond (IEF) — Buy (add'l)
iShares Investment Grade Corporate Bond (LQD) — Int./Div. — Buy
iShares Investment Grade Corporate Bond (LQD) — Sold (part)
iShares Investment Grade Corporate Bond (LQD) — Buy (add'l)
iShares 1-3 Year T Bond (SHY) — Int./Div. — Buy
iShares 1-3 Year T Bond (SHY) — Sold (part)
iShares 1-3 Year T Bond (SHY) — Sold (part)
iShares 1-3 Year T Bond (SHY) — Buy (add'l)
iShares 1-3 Year T Bond (SHY) — Sold
iShares TIPS Bond (TIP) — Int./Div. — Buy
iShares TIPS Bond (TIP) — Sold (part)
iShares TIPS Bond (TIP) — Buy (add'l)
iShares 3-7 Year T Bond (IEI) — Int./Div. — Buy
iShares 3-7 Year T Bond (IEI) — Sold (part)
iShares 3-7 Year T Bond (IEI) — Buy (add'l)
iShares 3-7 Year T Bond (IEI) — Buy (add'l)
iShares High Yield Corporate Bond (HYG) — Int./Div. — Buy
iShares High Yield Corporate Bond (HYG) — Sold (part)
iShares High Yield Corporate Bond (HYG) — Buy (add'l)
SPDR S&P 500 (SPY) — Int./Div. — Buy
SPDR S&P 500 (SPY) — Sold (part)
SPDR S&P 500 (SPY) — Buy (add'l)
SPDR S&P 500 (SPY) — Sold (part)
SPDR S&P 500 (SPY) — Buy (add'l)
SPDR S&P 500 (SPY) — Sold (part)
Vanguard Emerging Markets (VWO) — Int./Div. — Buy
Vanguard Emerging Markets (VWO) — Buy (add'l)
Vanguard Emerging Markets (VWO) — Buy (add'l)
Vanguard Emerging Markets (VWO) — Sold (part)
Vanguard Emerging Markets (VWO) — Buy (add'l)
Vanguard Real Estate ETF (VNQ) — Int./Div. — Buy
Vanguard Real Estate ETF (VNQ) — Sold (part)
Vanguard Real Estate ETF (VNQ) — Buy (add'l)
iShares Russell 2000 (IWM) — Int./Div. — Buy
iShares Russell 2000 (IWM) — Sold
Traditional IRA #2
Vanguard Mid Cap (VO) — Int./Div. — Sold
Vanguard Growth (VUG) — Int./Div. — Sold
Vanguard Value ETF (VTV) — Int./Div. — Sold
Vanguard Small Cap (VB) — Int./Div. — Sold
Columbia Strategic Income (LSIZX) — Int./Div. — Sold
Columbia Floating Rate (CFRZX) — Int./Div. — Sold
Deleware Small Cap (DCCIX) — Int./Div. — Sold
Lord Abbett Short Duration (LDLFX) — Int./Div. — Sold
PIMCO Income (PONPX) — Int./Div. — Sold
PGIM Short Term Corporate Bond (PIFZX) — Int./Div. — Sold
Barclays Bank PLC (DJP) — Int./Div. — Buy
Barclays Bank PLC (DJP) — Buy (add'l)
Barclays Bank PLC (DJP) — Sold (part)
Columbia Adaptive Risk Allocation (CRAZX) — Int./Div. — Buy
Columbia Adaptive Risk Allocation (CRAZX) — Buy (add'l)
Columbia Adaptive Risk Allocation (CRAZX) — Sold (part)
Columbia Multi Strategy (CLAZX) — Int./Div. — Buy
Columbia Multi Strategy (CLAZX) — Buy (add'l)
iShares Emerging Markets Bond (EMB) — Int./Div. — Buy
iShares Emerging Markets Bond (EMB) — Sold (part)
iShares Emerging Markets Bond (EMB) — Buy (add'l)
iShares MSCI EAFE (EFA) — Int./Div.
iShares MSCI EAFE (EFA) — Buy (add'l)
iShares MSCI EAFE (EFA) — Sold (part)
iShares MSCI EAFE (EFA) — Buy (add'l)
iShares MSCI EAFE (EFA) — Sold (part)
iShares MSCI EAFE (EFA) — Buy (add'l)
iShares MSCI EAFE (EFA) — Sold (part)
iShares 20+ T Bond (TLT) — Int./Div. — Buy
iShares 20+ T Bond (TLT) — Sold (part)
iShares 20+ T Bond (TLT) — Sold (part)
iShares 20+ T Bond (TLT) — Buy (add'l)
iShares 7-10 Year T Bond (IEI) — Int./Div. — Buy
iShares 7-10 Year T Bond (IEI) — Buy (add'l)
iShares 7-10 Year T Bond (IEI) — Sold (part)
iShares 7-10 Year T Bond (IEI) — Buy (add'l)
iShares 7-10 Year T Bond (IEI) — Sold (part)
iShares 7-10 Year T Bond (IEI) — Buy (add'l)
iShares Investment Grade Corporate Bond (LQD) — Int./Div. — Buy
iShares Investment Grade Corporate Bond (LQD) — Sold (part)
iShares Investment Grade Corporate Bond (LQD) — Buy (add'l)
iShares 1-3 Year T Bond (SHY) — Int./Div. — Buy
iShares 1-3 Year T Bond (SHY) — Sold (part)
iShares 1-3 Year T Bond (SHY) — Sold (part)
iShares 1-3 Year T Bond (SHY) — Buy (add'l)
iShares 1-3 Year T Bond (SHY) — Sold
iShares TIPS Bond (TIP) — Int./Div. — Buy
iShares TIPS Bond (TIP) — Sold (part)
iShares TIPS Bond (TIP) — Buy (add'l)
iShares 3-7 Year T Bond (IEI) — Int./Div. — Buy
iShares 3-7 Year T Bond (IEI) — Sold (part)
iShares 3-7 Year T Bond (IEI) — Buy (add'l)
iShares 3-7 Year T Bond (IEI) — Buy (add'l)
iShares High Yield Corporate Bond (HYG) — Int./Div. — Buy
iShares High Yield Corporate Bond (HYG) — Sold (part)
iShares High Yield Corporate Bond (HYG) — Buy (add'l)
SPDR S&P 500 (SPY) — Int./Div. — Buy
SPDR S&P 500 (SPY) — Sold (part)
SPDR S&P 500 (SPY) — Buy (add'l)
SPDR S&P 500 (SPY) — Sold (part)
SPDR S&P 500 (SPY) — Buy (add'l)
SPDR S&P 500 (SPY) — Sold (part)
Vanguard Emerging Markets (VWO) — Int./Div. — Buy
Vanguard Emerging Markets (VWO) — Buy (add'l)
Vanguard Emerging Markets (VWO) — Buy (add'l)
Vanguard Emerging Markets (VWO) — Sold (part)
Vanguard Emerging Markets (VWO) — Buy (add'l)
Vanguard Real Estate (VNQ) — Int./Div. — Buy
Vanguard Real Estate (VNQ) — Sold (part)
Vanguard Real Estate (VNQ) — Buy (add'l)
iShares Russell 2000 (IWM) — Int./Div. — Buy
iShares Russell 2000 (IWM) — Sold
At Fund 529 Plan AMP #1
Growth Fund of America (CGFAX) — Int./Div.
Washington Mutual Invest 529 (CWMAX) — Int./Div.
At Fund 529 Plan AMP #2
Capital World Growth Income (CWIAX) — Int./Div.
SPS NQ Account
Columbia balanced Fund (CBLAX) — Int./Div.
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Columbia balanced Fund (CBLAX) — Buy (add'l)
Agreement — 1997 — City of Knoxville Pension Fund; pension upon retirement age 62
Agreement — 1997 — City of Knoxville Pension Fund; pension upon retirement age 62
Agreement — 1997 — City of Knoxville Pension Fund; pension upon retirement age 62
Spouse's income — 2020 — Self-employed auto reconditioning
Spouse's income — 2020 — Self-employed auto reconditioning
Spouse's income — 2020 — Self-employed auto reconditioning

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/33764. Public record. Not legal advice.