# Robert E. Payne

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/33756

## Record

- **Judge:** Robert E. Payne
- **Year:** 2020
- **Pages:** 13

## Text

IRA #1
Abbey Cptl Futures Strategy — None — Sold
AB Small Cap Grw Adv — Dividend — Sold
AMG Mngrs Silvercrest — None — Buy (add'l)
Artisan Mid Cap Adv — Dividend — Buy (add'l)
Artisan Mid Cap Adv — Sold
Artisan Mid Cap Value Fund — None — Buy (add'l)
Blackrock Hi Yield BD — None — Buy
Blackrock Hi Yield BD — Buy (add'l)
Blackstone Alt Mult-Strat — None — Sold (part)
Blackstone Alt Mult-Strat — Buy (add'l)
Blackstone Alt Mult-Strat — Buy (add'l)
Blackstone Alt Mult-Strat — Buy (add'l)
Blackstone Alt Mult-Strat — Buy (add'l)
Calamos Market Neutral Inc — None — Buy (add'l)
Calamos Market Neutral Inc — Buy (add'l)
Calamos Market Neutral Inc — Buy (add'l)
Calamos Market Neutral Inc — Buy (add'l)
Center Coast MLP Focus — None — Sold
Cullen High Dividend Equity — None — Buy (add'l)
Cullen High Dividend Equity — Sold (part)
GQG Partners Emrg Mkts — None — Buy
GQG Partners Emrg Mkts — Sold (part)
Invesco Dynamic Large Cap Val — None — Buy
Invesco Dynamic Large Cap Val — Sold (part)
Invesco Opp Intl Growth — Dividend — Sold (part)
Invesco Opp Intl Growth — Sold (part)
Invesco Opp Intl Growth — Sold (part)
Janus (Henderson) Flexible Bond — Dividend — Sold (part)
Janus (Henderson) Flexible Bond — Sold
Lazard Emerg Mkts Core — Dividend — Sold (part)
Loomis Growth — Dividend — Sold (part)
Loomis Growth — Buy (add'l)
Loomis Growth — Sold (part)
Matthews Asian Japan Inv — Dividend — Sold
MFS Int'l Intrinsic Value I — Dividend — Sold (part)
MFS Int'l Intrinsic Value I — Sold (part)
MFS Int'l Intrinsic Value I — Sold
Mondrian Intl EQ Value — None — Buy
Oakmark Fund Advisor — None — Buy (add'l)
Oakmark Fund Advisor — Sold (part)
Oakmark International Advisor — None — Buy (add'l)
Oakmark International Advisor — Sold (part)
PGIM Jennison MLP — None — Buy
PGIM Jennison MLP — Buy (add'l)
PGIM Total Return Bond — None — Buy
PGIM Total Return Bond — Buy (add'l)
PGIM Total Return Bond — Buy (add'l)
PGIM Total Return Bond — Buy
Pimco Real Return — Dividend — Sold
Pimco Short Term — None — Sold (part)
Pimco Short Term — Sold (part)
Pimco Short Term — Buy (add'l)
Polen Growth Institutional — None — Sold (part)
Polen Growth Institutional — Buy (add'l)
Polen Growth Institutional — Sold (part)
Thornburg Limited-Trm Inc — None — Buy
Thornburg Limited-Trm Inc — Buy (add'l)
Virtus Kar Sm Md Cp Core — None — Buy
Virtus MultiSector Short Term Bond — None — Sold (part)
Virtus MultiSector Short Term Bond — Buy (add'l)
Wells Fargo Emerg Mrk — None — Sold
IRA #2
AB Small Cap Grw Adv — None
Artisan Midcap Value — None — Buy (add'l)
Aston/Montag & Caldwell Growth — None — Buy (add'l)
Aston Silvercrest Small Cap — None — Buy (add'l)
Blackrock Equity Div. A — None
Blackrock High Yield Bd — None — Buy
Blackrock High Yield Bd — Buy (add'l)
Blackrock Inflation Prot Bond — Dividend — Sold
Columbia Select LG CP Growth — None
Invesco Opp Intl Growth — Dividend — Sold (part)
Ivy Mid Cap Growth — None — Buy (add'l)
Lazard Emerging Markets Fund — None
Matthews Asian Japan Inv — Dividend — Sold
MFS Int'l Value — None
Oakmark Fund Advisor — None — Buy (add'l)
Pimco Long Term Credit Bd — None — Sold
Pimco Low Duration A — None
Pimco Short Term — None
Virtus MultiSect Short Term Bond — None
Virtus Vontobel Merg Mkt Opp — None
Western Asset Core Plus Portfolio — None — Buy (add'l)
BROKERAGE ACCOUNT #1
AbbVie Inc Com — Dividend — Sold (part)
Artisan Mid Cap Adv (X) — Dividend — Sold
Autodesk Inc. — Dividend — Sold (part)
Biogen — None
Broadcom Inc. — Dividend — Sold (part)
Citrix Systems Inc. — None
Comcast Corp — Dividend — Sold (part)
Cree Research Inc — None
Discovery Communications — None
Dolby Cla — None
Fireeye Inc (X) — None
Fluor Corp — None — Sold
Freeport McMoran — None
Guardian Health Inc (X) — None
Invesco Dynamic Large Cap Val — None — Sold
Invesco Dynamic Large Cap Val — Sold (part)
Ionis Pharmaceuticals Inc — None
Johnson Ctls Intl Plc — None
L-3 Harris Technologies Inc — Dividend — Sold (part)
Liberty Media C Ser C Siriusxm (Y)
Mainstay McKay Shtrm Muni — None — Buy
Medtronic PLC (Y)
National Oilwell Varco Inc. (Y)
Nuance Communications Inc (Y)
Nucor Corp (Y)
Pentair Ltd (Y)
Seagate Technology, Inc. — None
TE Connectivity Ltd — None
Thornburg Ltd Trm Muni — None — Buy
Twitter Inc — Dividend — Sold (part)
Twitter Inc — Sold (part)
UnitedHealth Gp Inc — Dividend — Sold (part)
Vertex Pharmaceuticals — Dividend — Sold (part)
Vertex Pharmaceuticals — Sold (part)
Western Digital Corporation — None
BROKERAGE ACCOUNT #2
MorganStanley - Cash — Interest
Western Asset Managed Municipal — Distribution
IRA #1
Abbey Cptl Futures Strategy — None — Sold
AB Small Cap Grw Adv — Dividend — Sold
AMG Mngrs Silvercrest — None — Buy (add'l)
Artisan Mid Cap Adv — Dividend — Buy (add'l)
Artisan Mid Cap Adv — Sold
Artisan Mid Cap Value Fund — None — Buy (add'l)
Blackrock Hi Yield BD — None — Buy
Blackrock Hi Yield BD — Buy (add'l)
Blackstone Alt Mult-Strat — None — Sold (part)
Blackstone Alt Mult-Strat — Buy (add'l)
Blackstone Alt Mult-Strat — Buy (add'l)
Blackstone Alt Mult-Strat — Buy (add'l)
Blackstone Alt Mult-Strat — Buy (add'l)
Calamos Market Neutral Inc — None — Buy (add'l)
Calamos Market Neutral Inc — Buy (add'l)
Calamos Market Neutral Inc — Buy (add'l)
Calamos Market Neutral Inc — Buy (add'l)
Center Coast MLP Focus — None — Sold
Cullen High Dividend Equity — None — Buy (add'l)
Cullen High Dividend Equity — Sold (part)
GQG Partners Emrg Mkts — None — Buy
GQG Partners Emrg Mkts — Sold (part)
Invesco Dynamic Large Cap Val — None — Buy
Invesco Dynamic Large Cap Val — Sold (part)
Invesco Opp Intl Growth — Dividend — Sold (part)
Invesco Opp Intl Growth — Sold (part)
Invesco Opp Intl Growth — Sold (part)
Janus (Henderson) Flexible Bond — Dividend — Sold (part)
Janus (Henderson) Flexible Bond — Sold
Lazard Emerg Mkts Core — Dividend — Sold (part)
Loomis Growth — Dividend — Sold (part)
Loomis Growth — Buy (add'l)
Loomis Growth — Sold (part)
Matthews Asian Japan Inv — Dividend — Sold
MFS Int'l Intrinsic Value I — Dividend — Sold (part)
MFS Int'l Intrinsic Value I — Sold (part)
MFS Int'l Intrinsic Value I — Sold
Mondrian Intl EQ Value — None — Buy
Oakmark Fund Advisor — None — Buy (add'l)
Oakmark Fund Advisor — Sold (part)
Oakmark International Advisor — None — Buy (add'l)
Oakmark International Advisor — Sold (part)
PGIM Jennison MLP — None — Buy
PGIM Jennison MLP — Buy (add'l)
PGIM Total Return Bond — None — Buy
PGIM Total Return Bond — Buy (add'l)
PGIM Total Return Bond — Buy (add'l)
PGIM Total Return Bond — Buy
Pimco Real Return — Dividend — Sold
Pimco Short Term — None — Sold (part)
Pimco Short Term — Sold (part)
Pimco Short Term — Buy (add'l)
Polen Growth Institutional — None — Sold (part)
Polen Growth Institutional — Buy (add'l)
Polen Growth Institutional — Sold (part)
Thornburg Limited-Trm Inc — None — Buy
Thornburg Limited-Trm Inc — Buy (add'l)
Virtus Kar Sm Md Cp Core — None — Buy
Virtus MultiSector Short Term Bond — None — Sold (part)
Virtus MultiSector Short Term Bond — Buy (add'l)
Wells Fargo Emerg Mrk — None — Sold
IRA #2
AB Small Cap Grw Adv — None
Artisan Midcap Value — None — Buy (add'l)
Aston/Montag & Caldwell Growth — None — Buy (add'l)
Aston Silvercrest Small Cap — None — Buy (add'l)
Blackrock Equity Div. A — None
Blackrock High Yield Bd — None — Buy
Blackrock High Yield Bd — Buy (add'l)
Blackrock Inflation Prot Bond — Dividend — Sold
Columbia Select LG CP Growth — None
Invesco Opp Intl Growth — Dividend — Sold (part)
Ivy Mid Cap Growth — None — Buy (add'l)
Lazard Emerging Markets Fund — None
Matthews Asian Japan Inv — Dividend — Sold
MFS Int'l Value — None
Oakmark Fund Advisor — None — Buy (add'l)
Pimco Long Term Credit Bd — None — Sold
Pimco Low Duration A — None
Pimco Short Term — None
Virtus MultiSect Short Term Bond — None
Virtus Vontobel Merg Mkt Opp — None
Western Asset Core Plus Portfolio — None — Buy (add'l)
BROKERAGE ACCOUNT #1
AbbVie Inc Com — Dividend — Sold (part)
Artisan Mid Cap Adv (X) — Dividend — Sold
Autodesk Inc. — Dividend — Sold (part)
Biogen — None
Broadcom Inc. — Dividend — Sold (part)
Citrix Systems Inc. — None
Comcast Corp — Dividend — Sold (part)
Cree Research Inc — None
Discovery Communications — None
Dolby Cla — None
Fireeye Inc (X) — None
Fluor Corp — None — Sold
Freeport McMoran — None
Guardian Health Inc (X) — None
Invesco Dynamic Large Cap Val — None — Sold
Invesco Dynamic Large Cap Val — Sold (part)
Ionis Pharmaceuticals Inc — None
Johnson Ctls Intl Plc — None
L-3 Harris Technologies Inc — Dividend — Sold (part)
Liberty Media C Ser C Siriusxm (Y)
Mainstay McKay Shtrm Muni — None — Buy
Medtronic PLC (Y)
National Oilwell Varco Inc. (Y)
Nuance Communications Inc (Y)
Nucor Corp (Y)
Pentair Ltd (Y)
Seagate Technology, Inc. — None
TE Connectivity Ltd — None
Thornburg Ltd Trm Muni — None — Buy
Twitter Inc — Dividend — Sold (part)
Twitter Inc — Sold (part)
UnitedHealth Gp Inc — Dividend — Sold (part)
Vertex Pharmaceuticals — Dividend — Sold (part)
Vertex Pharmaceuticals — Sold (part)
Western Digital Corporation — None
BROKERAGE ACCOUNT #2
MorganStanley - Cash — Interest
Western Asset Managed Municipal — Distribution
IRA #1
Abbey Cptl Futures Strategy — None — Sold
AB Small Cap Grw Adv — Dividend — Sold
AMG Mngrs Silvercrest — None — Buy (add'l)
Artisan Mid Cap Adv — Dividend — Buy (add'l)
Artisan Mid Cap Adv — Sold
Artisan Mid Cap Value Fund — None — Buy (add'l)
Blackrock Hi Yield BD — None — Buy
Blackrock Hi Yield BD — Buy (add'l)
Blackstone Alt Mult-Strat — None — Sold (part)
Blackstone Alt Mult-Strat — Buy (add'l)
Blackstone Alt Mult-Strat — Buy (add'l)
Blackstone Alt Mult-Strat — Buy (add'l)
Blackstone Alt Mult-Strat — Buy (add'l)
Calamos Market Neutral Inc — None — Buy (add'l)
Calamos Market Neutral Inc — Buy (add'l)
Calamos Market Neutral Inc — Buy (add'l)
Calamos Market Neutral Inc — Buy (add'l)
Center Coast MLP Focus — None — Sold
Cullen High Dividend Equity — None — Buy (add'l)
Cullen High Dividend Equity — Sold (part)
GQG Partners Emrg Mkts — None — Buy
GQG Partners Emrg Mkts — Sold (part)
Invesco Dynamic Large Cap Val — None — Buy
Invesco Dynamic Large Cap Val — Sold (part)
Invesco Opp Intl Growth — Dividend — Sold (part)
Invesco Opp Intl Growth — Sold (part)
Invesco Opp Intl Growth — Sold (part)
Janus (Henderson) Flexible Bond — Dividend — Sold (part)
Janus (Henderson) Flexible Bond — Sold
Lazard Emerg Mkts Core — Dividend — Sold (part)
Loomis Growth — Dividend — Sold (part)
Loomis Growth — Buy (add'l)
Loomis Growth — Sold (part)
Matthews Asian Japan Inv — Dividend — Sold
MFS Int'l Intrinsic Value I — Dividend — Sold (part)
MFS Int'l Intrinsic Value I — Sold (part)
MFS Int'l Intrinsic Value I — Sold
Mondrian Intl EQ Value — None — Buy
Oakmark Fund Advisor — None — Buy (add'l)
Oakmark Fund Advisor — Sold (part)
Oakmark International Advisor — None — Buy (add'l)
Oakmark International Advisor — Sold (part)
PGIM Jennison MLP — None — Buy
PGIM Jennison MLP — Buy (add'l)
PGIM Total Return Bond — None — Buy
PGIM Total Return Bond — Buy (add'l)
PGIM Total Return Bond — Buy (add'l)
PGIM Total Return Bond — Buy
Pimco Real Return — Dividend — Sold
Pimco Short Term — None — Sold (part)
Pimco Short Term — Sold (part)
Pimco Short Term — Buy (add'l)
Polen Growth Institutional — None — Sold (part)
Polen Growth Institutional — Buy (add'l)
Polen Growth Institutional — Sold (part)
Thornburg Limited-Trm Inc — None — Buy
Thornburg Limited-Trm Inc — Buy (add'l)
Virtus Kar Sm Md Cp Core — None — Buy
Virtus MultiSector Short Term Bond — None — Sold (part)
Virtus MultiSector Short Term Bond — Buy (add'l)
Wells Fargo Emerg Mrk — None — Sold
IRA #2
AB Small Cap Grw Adv — None
Artisan Midcap Value — None — Buy (add'l)
Aston/Montag & Caldwell Growth — None — Buy (add'l)
Aston Silvercrest Small Cap — None — Buy (add'l)
Blackrock Equity Div. A — None
Blackrock High Yield Bd — None — Buy
Blackrock High Yield Bd — Buy (add'l)
Blackrock Inflation Prot Bond — Dividend — Sold
Columbia Select LG CP Growth — None
Invesco Opp Intl Growth — Dividend — Sold (part)
Ivy Mid Cap Growth — None — Buy (add'l)
Lazard Emerging Markets Fund — None
Matthews Asian Japan Inv — Dividend — Sold
MFS Int'l Value — None
Oakmark Fund Advisor — None — Buy (add'l)
Pimco Long Term Credit Bd — None — Sold
Pimco Low Duration A — None
Pimco Short Term — None
Virtus MultiSect Short Term Bond — None
Virtus Vontobel Merg Mkt Opp — None
Western Asset Core Plus Portfolio — None — Buy (add'l)
BROKERAGE ACCOUNT #1
AbbVie Inc Com — Dividend — Sold (part)
Artisan Mid Cap Adv (X) — Dividend — Sold
Autodesk Inc. — Dividend — Sold (part)
Biogen — None
Broadcom Inc. — Dividend — Sold (part)
Citrix Systems Inc. — None
Comcast Corp — Dividend — Sold (part)
Cree Research Inc — None
Discovery Communications — None
Dolby Cla — None
Fireeye Inc (X) — None
Fluor Corp — None — Sold
Freeport McMoran — None
Guardian Health Inc (X) — None
Invesco Dynamic Large Cap Val — None — Sold
Invesco Dynamic Large Cap Val — Sold (part)
Ionis Pharmaceuticals Inc — None
Johnson Ctls Intl Plc — None
L-3 Harris Technologies Inc — Dividend — Sold (part)
Liberty Media C Ser C Siriusxm (Y)
Mainstay McKay Shtrm Muni — None — Buy
Medtronic PLC (Y)
National Oilwell Varco Inc. (Y)
Nuance Communications Inc (Y)
Nucor Corp (Y)
Pentair Ltd (Y)
Seagate Technology, Inc. — None
TE Connectivity Ltd — None
Thornburg Ltd Trm Muni — None — Buy
Twitter Inc — Dividend — Sold (part)
Twitter Inc — Sold (part)
UnitedHealth Gp Inc — Dividend — Sold (part)
Vertex Pharmaceuticals — Dividend — Sold (part)
Vertex Pharmaceuticals — Sold (part)
Western Digital Corporation — None
BROKERAGE ACCOUNT #2
MorganStanley - Cash — Interest
Western Asset Managed Municipal — Distribution
1. NAME CHANGE: Asset AbbVie Inc. Com, p. 9, line 88 is a name change of the asset, Allergan Plc, p. 7, line 58 on the 2019 Report.
2. The asset, Invesco Dynamic Large Cap Val., p. 9, line 102, was erroneously omitted from the 2019 Report. In the 2018 Report, the asset, Invesco Dynamic
Large Cap Va., p. 9, line 88, was erroneously reported as "sold" on 12/31/18 instead of "sold(part)."
The asset, Invesco Dynamic Large Cap Val., had no reportable transactions or reportable income during the reporting period of 01/01/19 - 12/31/19.
The assest, Invesco Dynamic Large Cap Val., should have been reported on the 2019 Report with "None" in Column B(2); Value Code "M" in Column C(1);
and Value Method "T" in Column C(2).

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/33756. Public record. Not legal advice.