# Mindy A. Mora

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/33708

## Record

- **Judge:** Mindy A. Mora
- **Year:** 2020
- **Pages:** 14

## Text

CITIBANK CITIGOLD CHECKING — Int./Div.
CITIBANK CITIGOLD CHECKING — Int./Div.
CITIBANK CITIGOLD SAVINGS — Int./Div.
FIDELITY GOVERNMENT MONEY MARKET — Int./Div.
RLS/TLH HUGHES-1, LLC — Distribution
FIDELITY MMKT PREMIUM CLASS — Int./Div.
ISHARES RUSSELL 2000 ETF — Int./Div.
SPDR S&P 500 ETF TRUST — Int./Div.
CALL ISHARES RUSSELL — Int./Div. — Buy
CALL ISHARES RUSSELL — Sold
CALL ISHARES RUSSELL — Buy
CALL ISHARES RUSSELL — Sold
PUT ISHARES RUSSELL — Int./Div. — Buy
PUT ISHARES RUSSELL — Sold
PUT ISHARES RUSSELL — Buy
PUT ISHARES RUSSELL — Sold
PUT ISHARES RUSSELL — Buy
PUT ISHARES RUSSELL — Sold
SPDR S&P 500 ETF TRUST TRUST — Int./Div. — Sold (part)
FIDELITY MMKT PREMIUM CLASS — Int./Div. — Buy
FIDELITY MMKT PREMIUM CLASS — Sold (part)
FIDELITY MMKT PREMIUM CLASS — Sold (part)
FIDELITY MMKT PREMIUM CLASS — Sold (part)
FIDELITY TREASURY MONEY MARKET FUND — Int./Div.
IRA: FIDELITY GOVERMENT CASH RESERVES — Int./Div.
IRA: ARK ETF TR GENOMIC REV ETF — Int./Div. — Buy
IRA: FIDELITY MSCI CONSUMER DISCRETIONARY — Int./Div. — Sold (part)
IRA: FIDELITY MSCI CONSUMER DISCRETIONARY — Sold (part)
IRA: FIDELITY MSCI CONSUMER DISCRETIONARY — Sold (part)
IRA: FIDELITY MSCI CONSUMER DISCRETIONARY — Buy (add'l)
IRA: FIDELITY MSCI CONSUMER STAPLES INDEX — Int./Div. — Buy (add'l)
IRA: FIDELITY MSCI CONSUMER STAPLES INDEX — Sold (part)
IRA: FIDELITY MSCI CONSUMER STAPLES INDEX — Sold (part)
IRA: FIDELITY MSCI CONSUMER STAPLES INDEX — Buy (add'l)
IRA: FIDELITY MSCI ENERGY INDEX — Int./Div. — Sold (part)
IRA: FIDELITY MSCI ENERGY INDEX — Sold (part)
IRA: FIDELITY MSCI ENERGY INDEX — Sold (part)
IRA: FIDELITY MSCI ENERGY INDEX — Buy (add'l)
IRA: FIDELITY MSCI FINLS INDEX — Int./Div. — Sold (part)
IRA: FIDELITY MSCI FINLS INDEX — Sold (part)
IRA: FIDELITY MSCI FINLS INDEX — Sold (part)
IRA: FIDELITY MSCI FINLS INDEX — Buy (add'l)
IRA: FIDELITY MSCI HEALTH CARE INDEX — Int./Div. — Sold (part)
IRA: FIDELITY MSCI HEALTH CARE INDEX — Sold (part)
IRA: FIDELITY MSCI HEALTH CARE INDEX — Sold (part)
IRA: FIDELITY MSCI HEALTH CARE INDEX — Buy (add'l)
IRA: FIDELITY MSCI INDL INDEX — Int./Div. — Buy (add'l)
IRA: FIDELITY MSCI INDL INDEX — Sold (part)
IRA: FIDELITY MSCI INDL INDEX — Sold (part)
IRA: FIDELITY MSCI INDL INDEX — Buy (add'l)
IRA: FIDELITY MSCI INFORMATION TECHNOLOGY — Int./Div. — Sold (part)
IRA: FIDELITY MSCI INFORMATION TECHNOLOGY — Sold (part)
IRA: FIDELITY MSCI INFORMATION TECHNOLOGY — Buy (add'l)
IRA: FIDELITY MSCI REAL ESTATE INDEX — Int./Div. — Buy (add'l)
IRA: FIDELITY MSCI REAL ESTATE INDEX — Sold (part)
IRA: FIDELITY MSCI REAL ESTATE INDEX — Sold (part)
IRA: FIDELITY MSCI REAL ESTATE INDEX — Buy (add'l)
IRA: FIDELITY MSCI UTILS INDEX — Int./Div. — Sold (part)
IRA: FIDELITY MSCI UTILS INDEX — Sold (part)
IRA: FIDELITY MSCI UTILS INDEX — Buy (add'l)
IRA: FIDELITY MSCI COMMUNICATION SERVICES — Int./Div. — Sold (part)
IRA: FIDELITY MSCI COMMUNICATION SERVICES — Sold (part)
IRA: FIDELITY MSCI COMMUNICATION SERVICES — Buy (add'l)
IRA: FIDELITY MSCI MATLS INDEX — Int./Div. — Sold (part)
IRA: FIDELITY MSCI MATLS INDEX — Sold (part)
IRA: FIDELITY MSCI MATLS INDEX — Sold (part)
IRA: FIDELITY MSCI MATLS INDEX — Buy (add'l)
IRA: ISHARES S&P 500 GROWTH — Int./Div. — Sold (part)
IRA: ISHARES S&P 500 GROWTH — Buy (add'l)
IRA: ISHARES S&P 500 VALUE — Int./Div. — Sold (part)
IRA: ISHARES S&P 500 VALUE — Sold (part)
IRA: ISHARES S&P 500 VALUE — Sold (part)
IRA: ISHARES S&P 500 VALUE — Buy (add'l)
IRA: ISHARES S&P MID-CAP 400 GROWTH — Int./Div. — Sold (part)
IRA: ISHARES S&P MID-CAP 400 GROWTH — Buy (add'l)
IRA: ISHARES S&P MID-CAP 400 GROWTH — Sold (part)
IRA: ISHARES S&P MID-CAP 400 GROWTH — Buy (add'l)
IRA: ISHARES TRUSTS S&P MID CAPITAL — Int./Div.
IRA: ISHARES S&P SMALL CAP 600 VALUE INDEX — Int./Div. — Sold (part)
IRA: ISHARES S&P SMALL CAP 600 VALUE INDEX — Sold (part)
IRA: ISHARES S&P SMALL CAP 600 VALUE INDEX — Sold (part)
IRA: ISHARES S&P SMALL CAP 600 VALUE INDEX — Buy (add'l)
IRA: ISHARES S&P SMALL CAP 600 GROWTH — Int./Div. — Sold (part)
IRA: ISHARES S&P SMALL CAP 600 GROWTH — Sold (part)
IRA: ISHARES S&P SMALL CAP 600 GROWTH — Sold (part)
IRA: ISHARES S&P SMALL CAP 600 GROWTH — Buy (add'l)
IRA: ISHARES S&P SMALL CAP 600 GROWTH — Buy (add'l)
IRA: ISHARES TR MSCI USA MIN — Int./Div. — Buy
IRA: ISHARES TR MSCI QLT FCT — Int./Div. — Buy
IRA: ISHARES TRUST MSCI USA SIZE FACTOR — Int./Div. — Buy
IRA: ISHARES TR MSCI USA VALUE — Int./Div. — Buy
IRA: ISHARES TR MSCI USA MMENTM — Int./Div. — Buy
IRA: SPDR SER TR S&P KENSHO — Int./Div. — Buy
IRA: INVESCO EXCH TR — Int./Div. — Buy
IRA: CALL SPDR S&P 500 — Int./Div. — Buy
IRA: FID CONVERVATIVE INCOME BOND FUND — Int./Div. — Sold (part)
IRA: FID CONVERVATIVE INCOME BOND FUND — Sold
IRA: PUT SPDR S&P — Int./Div. — Sold (part)
IRA: PUT SPDR S&P — Buy (add'l)
IRA: PUT SPDR S&P — Sold
IRA: ISHARES MSCI EAFE — Int./Div. — Sold (part)
IRA: ISHARES MSCI EAFE — Sold
IRA: ISHARES S&P MIDCAP 400 VALUE — Int./Div. — Sold
IRA: ISHARES TRUST MSCI EMG MKTS — Int./Div. — Sold
IRA: FIDELITY MMKT PREMIUM CLASS — Int./Div. — Buy
IRA: FIDELITY MMKT PREMIUM CLASS — Sold (part)
IRA: FIDELITY MMKT PREMIUM CLASS — Sold (part)
IRA: FIDELITY MMKT PREMIUM CLASS — Sold (part)
IRA: FIDELITY MMKT PREMIUM CLASS — Sold
IRA: FID CONSERVATIVE INCOME BOND FUND — Int./Div. — Buy
IRA: FID CONSERVATIVE INCOME BOND FUND — Buy (add'l)
IRA: FID CONSERVATIVE INCOME BOND FUND — Sold
IRA: ISHARES TRUST S&P 500/BAR — Int./Div. — Buy
IRA: ISHARES TRUST S&P MID CAPITAL — Int./Div. — Buy
IRA: ISHARES TRUST S&P MID CAPITAL — Sold (part)
IRA: ISHARES TRUST S&P MID CAPITAL — Buy
IRA: INVESCO OPPENHEIMER TOTAL RETURN — Int./Div. — Buy
IRA: INVESCO OPPENHEIMER TOTAL RETURN — Sold
IRA: INVESCO CORE BOND — Int./Div. — Sold
IRA: ISHARES TRUST MSCI EMG MKTS — Int./Div. — Sold
IRA: EAVOL NASDAQ 100 VOL OVERLAY FUND — Int./Div. — Sold
ROTH IRA: BARON PARTNERS FUND — Int./Div. — Sold
IRA: OAKHURST INCOME FUND II — Int./Div.
IRA: HSR INCOME AND VALUE REIT — Int./Div.
IRA: OAKHURST INCOME FUND I — Int./Div.
IRA: OAKHURST REAL ESTATE FUND III — Int./Div.
ROTH IRA: FIDELITY MMKT PREMIUM CLASS — Int./Div. — Buy
ROTH IRA: FIDELITY MMKT PREMIUM CLASS — Sold (part)
ROTH IRA: FIDLEITY MSCI CONSUMER DISCRETIONARY — Int./Div. — Sold (part)
ROTH IRA: FIDLEITY MSCI CONSUMER DISCRETIONARY — Sold
ROTH IRA: FIDELITY MSCI CONSUMER STAPLES — Int./Div. — Buy
ROTH IRA: FIDELITY MSCI CONSUMER STAPLES — Sold
ROTH IRA: FIDELITY MSCI ENERGY INDEX — Int./Div. — Sold (part)
ROTH IRA: FIDELITY MSCI ENERGY INDEX — Sold
ROTH IRA: FIDELITY MSCI HEALTH CARE INDEX — Int./Div. — Sold (part)
ROTH IRA: FIDELITY MSCI HEALTH CARE INDEX — Sold
ROTH IRA: FIDELITY MSCI MATLS INDEX — Int./Div. — Sold (part)
ROTH IRA: FIDELITY MSCI MATLS INDEX — Sold
ROTH IRA: FIDELITY MSCI FINLS INDEX — Int./Div. — Sold (part)
ROTH IRA: FIDELITY MSCI FINLS INDEX — Sold
ROTH IRA: FIDELITY MSCI INDL INDEX — Int./Div. — Buy
ROTH IRA: FIDELITY MSCI INDL INDEX — Sold
ROTH IRA: FIDELITY MSCI REAL ESTATE INDEX — Int./Div. — Buy
ROTH IRA: FIDELITY MSCI REAL ESTATE INDEX — Sold
ROTH IRA: FIDELITY MSCI INFORMATION TECHNOLOGY — Int./Div. — Sold
ROTH IRA: FIDELITY MSCI COMMUNICATION SERV — Int./Div. — Sold
ROTH IRA: FIDELITY MSCI UTILS INDEX — Int./Div. — Sold
ROTH IRA: BARON PARTNERS FUND — Int./Div.
CITIBANK CITIGOLD CHECKING — Int./Div.
CITIBANK CITIGOLD CHECKING — Int./Div.
CITIBANK CITIGOLD SAVINGS — Int./Div.
FIDELITY GOVERNMENT MONEY MARKET — Int./Div.
RLS/TLH HUGHES-1, LLC — Distribution
FIDELITY MMKT PREMIUM CLASS — Int./Div.
ISHARES RUSSELL 2000 ETF — Int./Div.
SPDR S&P 500 ETF TRUST — Int./Div.
CALL ISHARES RUSSELL — Int./Div. — Buy
CALL ISHARES RUSSELL — Sold
CALL ISHARES RUSSELL — Buy
CALL ISHARES RUSSELL — Sold
PUT ISHARES RUSSELL — Int./Div. — Buy
PUT ISHARES RUSSELL — Sold
PUT ISHARES RUSSELL — Buy
PUT ISHARES RUSSELL — Sold
PUT ISHARES RUSSELL — Buy
PUT ISHARES RUSSELL — Sold
SPDR S&P 500 ETF TRUST TRUST — Int./Div. — Sold (part)
FIDELITY MMKT PREMIUM CLASS — Int./Div. — Buy
FIDELITY MMKT PREMIUM CLASS — Sold (part)
FIDELITY MMKT PREMIUM CLASS — Sold (part)
FIDELITY MMKT PREMIUM CLASS — Sold (part)
FIDELITY TREASURY MONEY MARKET FUND — Int./Div.
IRA: FIDELITY GOVERMENT CASH RESERVES — Int./Div.
IRA: ARK ETF TR GENOMIC REV ETF — Int./Div. — Buy
IRA: FIDELITY MSCI CONSUMER DISCRETIONARY — Int./Div. — Sold (part)
IRA: FIDELITY MSCI CONSUMER DISCRETIONARY — Sold (part)
IRA: FIDELITY MSCI CONSUMER DISCRETIONARY — Sold (part)
IRA: FIDELITY MSCI CONSUMER DISCRETIONARY — Buy (add'l)
IRA: FIDELITY MSCI CONSUMER STAPLES INDEX — Int./Div. — Buy (add'l)
IRA: FIDELITY MSCI CONSUMER STAPLES INDEX — Sold (part)
IRA: FIDELITY MSCI CONSUMER STAPLES INDEX — Sold (part)
IRA: FIDELITY MSCI CONSUMER STAPLES INDEX — Buy (add'l)
IRA: FIDELITY MSCI ENERGY INDEX — Int./Div. — Sold (part)
IRA: FIDELITY MSCI ENERGY INDEX — Sold (part)
IRA: FIDELITY MSCI ENERGY INDEX — Sold (part)
IRA: FIDELITY MSCI ENERGY INDEX — Buy (add'l)
IRA: FIDELITY MSCI FINLS INDEX — Int./Div. — Sold (part)
IRA: FIDELITY MSCI FINLS INDEX — Sold (part)
IRA: FIDELITY MSCI FINLS INDEX — Sold (part)
IRA: FIDELITY MSCI FINLS INDEX — Buy (add'l)
IRA: FIDELITY MSCI HEALTH CARE INDEX — Int./Div. — Sold (part)
IRA: FIDELITY MSCI HEALTH CARE INDEX — Sold (part)
IRA: FIDELITY MSCI HEALTH CARE INDEX — Sold (part)
IRA: FIDELITY MSCI HEALTH CARE INDEX — Buy (add'l)
IRA: FIDELITY MSCI INDL INDEX — Int./Div. — Buy (add'l)
IRA: FIDELITY MSCI INDL INDEX — Sold (part)
IRA: FIDELITY MSCI INDL INDEX — Sold (part)
IRA: FIDELITY MSCI INDL INDEX — Buy (add'l)
IRA: FIDELITY MSCI INFORMATION TECHNOLOGY — Int./Div. — Sold (part)
IRA: FIDELITY MSCI INFORMATION TECHNOLOGY — Sold (part)
IRA: FIDELITY MSCI INFORMATION TECHNOLOGY — Buy (add'l)
IRA: FIDELITY MSCI REAL ESTATE INDEX — Int./Div. — Buy (add'l)
IRA: FIDELITY MSCI REAL ESTATE INDEX — Sold (part)
IRA: FIDELITY MSCI REAL ESTATE INDEX — Sold (part)
IRA: FIDELITY MSCI REAL ESTATE INDEX — Buy (add'l)
IRA: FIDELITY MSCI UTILS INDEX — Int./Div. — Sold (part)
IRA: FIDELITY MSCI UTILS INDEX — Sold (part)
IRA: FIDELITY MSCI UTILS INDEX — Buy (add'l)
IRA: FIDELITY MSCI COMMUNICATION SERVICES — Int./Div. — Sold (part)
IRA: FIDELITY MSCI COMMUNICATION SERVICES — Sold (part)
IRA: FIDELITY MSCI COMMUNICATION SERVICES — Buy (add'l)
IRA: FIDELITY MSCI MATLS INDEX — Int./Div. — Sold (part)
IRA: FIDELITY MSCI MATLS INDEX — Sold (part)
IRA: FIDELITY MSCI MATLS INDEX — Sold (part)
IRA: FIDELITY MSCI MATLS INDEX — Buy (add'l)
IRA: ISHARES S&P 500 GROWTH — Int./Div. — Sold (part)
IRA: ISHARES S&P 500 GROWTH — Buy (add'l)
IRA: ISHARES S&P 500 VALUE — Int./Div. — Sold (part)
IRA: ISHARES S&P 500 VALUE — Sold (part)
IRA: ISHARES S&P 500 VALUE — Sold (part)
IRA: ISHARES S&P 500 VALUE — Buy (add'l)
IRA: ISHARES S&P MID-CAP 400 GROWTH — Int./Div. — Sold (part)
IRA: ISHARES S&P MID-CAP 400 GROWTH — Buy (add'l)
IRA: ISHARES S&P MID-CAP 400 GROWTH — Sold (part)
IRA: ISHARES S&P MID-CAP 400 GROWTH — Buy (add'l)
IRA: ISHARES TRUSTS S&P MID CAPITAL — Int./Div.
IRA: ISHARES S&P SMALL CAP 600 VALUE INDEX — Int./Div. — Sold (part)
IRA: ISHARES S&P SMALL CAP 600 VALUE INDEX — Sold (part)
IRA: ISHARES S&P SMALL CAP 600 VALUE INDEX — Sold (part)
IRA: ISHARES S&P SMALL CAP 600 VALUE INDEX — Buy (add'l)
IRA: ISHARES S&P SMALL CAP 600 GROWTH — Int./Div. — Sold (part)
IRA: ISHARES S&P SMALL CAP 600 GROWTH — Sold (part)
IRA: ISHARES S&P SMALL CAP 600 GROWTH — Sold (part)
IRA: ISHARES S&P SMALL CAP 600 GROWTH — Buy (add'l)
IRA: ISHARES S&P SMALL CAP 600 GROWTH — Buy (add'l)
IRA: ISHARES TR MSCI USA MIN — Int./Div. — Buy
IRA: ISHARES TR MSCI QLT FCT — Int./Div. — Buy
IRA: ISHARES TRUST MSCI USA SIZE FACTOR — Int./Div. — Buy
IRA: ISHARES TR MSCI USA VALUE — Int./Div. — Buy
IRA: ISHARES TR MSCI USA MMENTM — Int./Div. — Buy
IRA: SPDR SER TR S&P KENSHO — Int./Div. — Buy
IRA: INVESCO EXCH TR — Int./Div. — Buy
IRA: CALL SPDR S&P 500 — Int./Div. — Buy
IRA: FID CONVERVATIVE INCOME BOND FUND — Int./Div. — Sold (part)
IRA: FID CONVERVATIVE INCOME BOND FUND — Sold
IRA: PUT SPDR S&P — Int./Div. — Sold (part)
IRA: PUT SPDR S&P — Buy (add'l)
IRA: PUT SPDR S&P — Sold
IRA: ISHARES MSCI EAFE — Int./Div. — Sold (part)
IRA: ISHARES MSCI EAFE — Sold
IRA: ISHARES S&P MIDCAP 400 VALUE — Int./Div. — Sold
IRA: ISHARES TRUST MSCI EMG MKTS — Int./Div. — Sold
IRA: FIDELITY MMKT PREMIUM CLASS — Int./Div. — Buy
IRA: FIDELITY MMKT PREMIUM CLASS — Sold (part)
IRA: FIDELITY MMKT PREMIUM CLASS — Sold (part)
IRA: FIDELITY MMKT PREMIUM CLASS — Sold (part)
IRA: FIDELITY MMKT PREMIUM CLASS — Sold
IRA: FID CONSERVATIVE INCOME BOND FUND — Int./Div. — Buy
IRA: FID CONSERVATIVE INCOME BOND FUND — Buy (add'l)
IRA: FID CONSERVATIVE INCOME BOND FUND — Sold
IRA: ISHARES TRUST S&P 500/BAR — Int./Div. — Buy
IRA: ISHARES TRUST S&P MID CAPITAL — Int./Div. — Buy
IRA: ISHARES TRUST S&P MID CAPITAL — Sold (part)
IRA: ISHARES TRUST S&P MID CAPITAL — Buy
IRA: INVESCO OPPENHEIMER TOTAL RETURN — Int./Div. — Buy
IRA: INVESCO OPPENHEIMER TOTAL RETURN — Sold
IRA: INVESCO CORE BOND — Int./Div. — Sold
IRA: ISHARES TRUST MSCI EMG MKTS — Int./Div. — Sold
IRA: EAVOL NASDAQ 100 VOL OVERLAY FUND — Int./Div. — Sold
ROTH IRA: BARON PARTNERS FUND — Int./Div. — Sold
IRA: OAKHURST INCOME FUND II — Int./Div.
IRA: HSR INCOME AND VALUE REIT — Int./Div.
IRA: OAKHURST INCOME FUND I — Int./Div.
IRA: OAKHURST REAL ESTATE FUND III — Int./Div.
ROTH IRA: FIDELITY MMKT PREMIUM CLASS — Int./Div. — Buy
ROTH IRA: FIDELITY MMKT PREMIUM CLASS — Sold (part)
ROTH IRA: FIDLEITY MSCI CONSUMER DISCRETIONARY — Int./Div. — Sold (part)
ROTH IRA: FIDLEITY MSCI CONSUMER DISCRETIONARY — Sold
ROTH IRA: FIDELITY MSCI CONSUMER STAPLES — Int./Div. — Buy
ROTH IRA: FIDELITY MSCI CONSUMER STAPLES — Sold
ROTH IRA: FIDELITY MSCI ENERGY INDEX — Int./Div. — Sold (part)
ROTH IRA: FIDELITY MSCI ENERGY INDEX — Sold
ROTH IRA: FIDELITY MSCI HEALTH CARE INDEX — Int./Div. — Sold (part)
ROTH IRA: FIDELITY MSCI HEALTH CARE INDEX — Sold
ROTH IRA: FIDELITY MSCI MATLS INDEX — Int./Div. — Sold (part)
ROTH IRA: FIDELITY MSCI MATLS INDEX — Sold
ROTH IRA: FIDELITY MSCI FINLS INDEX — Int./Div. — Sold (part)
ROTH IRA: FIDELITY MSCI FINLS INDEX — Sold
ROTH IRA: FIDELITY MSCI INDL INDEX — Int./Div. — Buy
ROTH IRA: FIDELITY MSCI INDL INDEX — Sold
ROTH IRA: FIDELITY MSCI REAL ESTATE INDEX — Int./Div. — Buy
ROTH IRA: FIDELITY MSCI REAL ESTATE INDEX — Sold
ROTH IRA: FIDELITY MSCI INFORMATION TECHNOLOGY — Int./Div. — Sold
ROTH IRA: FIDELITY MSCI COMMUNICATION SERV — Int./Div. — Sold
ROTH IRA: FIDELITY MSCI UTILS INDEX — Int./Div. — Sold
ROTH IRA: BARON PARTNERS FUND — Int./Div.
FIDELITY MMKT PREMIUM CLASS — Sold (part)
CITIBANK CITIGOLD CHECKING — Int./Div.
CITIBANK CITIGOLD CHECKING — Int./Div.
CITIBANK CITIGOLD SAVINGS — Int./Div.
FIDELITY GOVERNMENT MONEY MARKET — Int./Div.
RLS/TLH HUGHES-1, LLC — Distribution
FIDELITY MMKT PREMIUM CLASS — Int./Div.
ISHARES RUSSELL 2000 ETF — Int./Div.
SPDR S&P 500 ETF TRUST — Int./Div.
CALL ISHARES RUSSELL — Int./Div. — Buy
CALL ISHARES RUSSELL — Sold
CALL ISHARES RUSSELL — Buy
CALL ISHARES RUSSELL — Sold
PUT ISHARES RUSSELL — Int./Div. — Buy
PUT ISHARES RUSSELL — Sold
PUT ISHARES RUSSELL — Buy
PUT ISHARES RUSSELL — Sold
PUT ISHARES RUSSELL — Buy
PUT ISHARES RUSSELL — Sold
SPDR S&P 500 ETF TRUST TRUST — Int./Div. — Sold (part)
FIDELITY MMKT PREMIUM CLASS — Int./Div. — Buy
FIDELITY MMKT PREMIUM CLASS — Sold (part)
FIDELITY MMKT PREMIUM CLASS — Sold (part)
FIDELITY TREASURY MONEY MARKET FUND — Int./Div.
IRA: FIDELITY GOVERMENT CASH RESERVES — Int./Div.
IRA: ARK ETF TR GENOMIC REV ETF — Int./Div. — Buy
IRA: FIDELITY MSCI CONSUMER DISCRETIONARY — Int./Div. — Sold (part)
IRA: FIDELITY MSCI CONSUMER DISCRETIONARY — Sold (part)
IRA: FIDELITY MSCI CONSUMER DISCRETIONARY — Sold (part)
IRA: FIDELITY MSCI CONSUMER DISCRETIONARY — Buy (add'l)
IRA: FIDELITY MSCI CONSUMER STAPLES INDEX — Int./Div. — Buy (add'l)
IRA: FIDELITY MSCI CONSUMER STAPLES INDEX — Sold (part)
IRA: FIDELITY MSCI CONSUMER STAPLES INDEX — Sold (part)
IRA: FIDELITY MSCI CONSUMER STAPLES INDEX — Buy (add'l)
IRA: FIDELITY MSCI ENERGY INDEX — Int./Div. — Sold (part)
IRA: FIDELITY MSCI ENERGY INDEX — Sold (part)
IRA: FIDELITY MSCI ENERGY INDEX — Sold (part)
IRA: FIDELITY MSCI ENERGY INDEX — Buy (add'l)
IRA: FIDELITY MSCI FINLS INDEX — Int./Div. — Sold (part)
IRA: FIDELITY MSCI FINLS INDEX — Sold (part)
IRA: FIDELITY MSCI FINLS INDEX — Sold (part)
IRA: FIDELITY MSCI FINLS INDEX — Buy (add'l)
IRA: FIDELITY MSCI HEALTH CARE INDEX — Int./Div. — Sold (part)
IRA: FIDELITY MSCI HEALTH CARE INDEX — Sold (part)
IRA: FIDELITY MSCI HEALTH CARE INDEX — Sold (part)
IRA: FIDELITY MSCI HEALTH CARE INDEX — Buy (add'l)
IRA: FIDELITY MSCI INDL INDEX — Int./Div. — Buy (add'l)
IRA: FIDELITY MSCI INDL INDEX — Sold (part)
IRA: FIDELITY MSCI INDL INDEX — Sold (part)
IRA: FIDELITY MSCI INDL INDEX — Buy (add'l)
IRA: FIDELITY MSCI INFORMATION TECHNOLOGY — Int./Div. — Sold (part)
IRA: FIDELITY MSCI INFORMATION TECHNOLOGY — Sold (part)
IRA: FIDELITY MSCI INFORMATION TECHNOLOGY — Buy (add'l)
IRA: FIDELITY MSCI REAL ESTATE INDEX — Int./Div. — Buy (add'l)
IRA: FIDELITY MSCI REAL ESTATE INDEX — Sold (part)
IRA: FIDELITY MSCI REAL ESTATE INDEX — Sold (part)
IRA: FIDELITY MSCI REAL ESTATE INDEX — Buy (add'l)
IRA: FIDELITY MSCI UTILS INDEX — Int./Div. — Sold (part)
IRA: FIDELITY MSCI UTILS INDEX — Sold (part)
IRA: FIDELITY MSCI UTILS INDEX — Buy (add'l)
IRA: FIDELITY MSCI COMMUNICATION SERVICES — Int./Div. — Sold (part)
IRA: FIDELITY MSCI COMMUNICATION SERVICES — Sold (part)
IRA: FIDELITY MSCI COMMUNICATION SERVICES — Buy (add'l)
IRA: FIDELITY MSCI MATLS INDEX — Int./Div. — Sold (part)
IRA: FIDELITY MSCI MATLS INDEX — Sold (part)
IRA: FIDELITY MSCI MATLS INDEX — Sold (part)
IRA: FIDELITY MSCI MATLS INDEX — Buy (add'l)
IRA: ISHARES S&P 500 GROWTH — Int./Div. — Sold (part)
IRA: ISHARES S&P 500 GROWTH — Buy (add'l)
IRA: ISHARES S&P 500 VALUE — Int./Div. — Sold (part)
IRA: ISHARES S&P 500 VALUE — Sold (part)
IRA: ISHARES S&P 500 VALUE — Sold (part)
IRA: ISHARES S&P 500 VALUE — Buy (add'l)
IRA: ISHARES S&P MID-CAP 400 GROWTH — Int./Div. — Sold (part)
IRA: ISHARES S&P MID-CAP 400 GROWTH — Buy (add'l)
IRA: ISHARES S&P MID-CAP 400 GROWTH — Sold (part)
IRA: ISHARES S&P MID-CAP 400 GROWTH — Buy (add'l)
IRA: ISHARES TRUSTS S&P MID CAPITAL — Int./Div.
IRA: ISHARES S&P SMALL CAP 600 VALUE INDEX — Int./Div. — Sold (part)
IRA: ISHARES S&P SMALL CAP 600 VALUE INDEX — Sold (part)
IRA: ISHARES S&P SMALL CAP 600 VALUE INDEX — Sold (part)
IRA: ISHARES S&P SMALL CAP 600 VALUE INDEX — Buy (add'l)
IRA: ISHARES S&P SMALL CAP 600 GROWTH — Int./Div. — Sold (part)
IRA: ISHARES S&P SMALL CAP 600 GROWTH — Sold (part)
IRA: ISHARES S&P SMALL CAP 600 GROWTH — Sold (part)
IRA: ISHARES S&P SMALL CAP 600 GROWTH — Buy (add'l)
IRA: ISHARES S&P SMALL CAP 600 GROWTH — Buy (add'l)
IRA: ISHARES TR MSCI USA MIN — Int./Div. — Buy
IRA: ISHARES TR MSCI QLT FCT — Int./Div. — Buy
IRA: ISHARES TRUST MSCI USA SIZE FACTOR — Int./Div. — Buy
IRA: ISHARES TR MSCI USA VALUE — Int./Div. — Buy
IRA: ISHARES TR MSCI USA MMENTM — Int./Div. — Buy
IRA: SPDR SER TR S&P KENSHO — Int./Div. — Buy
IRA: INVESCO EXCH TR — Int./Div. — Buy
IRA: CALL SPDR S&P 500 — Int./Div. — Buy
IRA: FID CONVERVATIVE INCOME BOND FUND — Int./Div. — Sold (part)
IRA: FID CONVERVATIVE INCOME BOND FUND — Sold
IRA: PUT SPDR S&P — Int./Div. — Sold (part)
IRA: PUT SPDR S&P — Buy (add'l)
IRA: PUT SPDR S&P — Sold
IRA: ISHARES MSCI EAFE — Int./Div. — Sold (part)
IRA: ISHARES MSCI EAFE — Sold
IRA: ISHARES S&P MIDCAP 400 VALUE — Int./Div. — Sold
IRA: ISHARES TRUST MSCI EMG MKTS — Int./Div. — Sold
IRA: FIDELITY MMKT PREMIUM CLASS — Int./Div. — Buy
IRA: FIDELITY MMKT PREMIUM CLASS — Sold (part)
IRA: FIDELITY MMKT PREMIUM CLASS — Sold (part)
IRA: FIDELITY MMKT PREMIUM CLASS — Sold (part)
IRA: FIDELITY MMKT PREMIUM CLASS — Sold
IRA: FID CONSERVATIVE INCOME BOND FUND — Int./Div. — Buy
IRA: FID CONSERVATIVE INCOME BOND FUND — Buy (add'l)
IRA: FID CONSERVATIVE INCOME BOND FUND — Sold
IRA: ISHARES TRUST S&P 500/BAR — Int./Div. — Buy
IRA: ISHARES TRUST S&P MID CAPITAL — Int./Div. — Buy
IRA: ISHARES TRUST S&P MID CAPITAL — Sold (part)
IRA: ISHARES TRUST S&P MID CAPITAL — Buy
IRA: INVESCO OPPENHEIMER TOTAL RETURN — Int./Div. — Buy
IRA: INVESCO OPPENHEIMER TOTAL RETURN — Sold
IRA: INVESCO CORE BOND — Int./Div. — Sold
IRA: ISHARES TRUST MSCI EMG MKTS — Int./Div. — Sold
IRA: EAVOL NASDAQ 100 VOL OVERLAY FUND — Int./Div. — Sold
ROTH IRA: BARON PARTNERS FUND — Int./Div. — Sold
IRA: OAKHURST INCOME FUND II — Int./Div.
IRA: HSR INCOME AND VALUE REIT — Int./Div.
IRA: OAKHURST INCOME FUND I — Int./Div.
IRA: OAKHURST REAL ESTATE FUND III — Int./Div.
ROTH IRA: FIDELITY MMKT PREMIUM CLASS — Int./Div. — Buy
ROTH IRA: FIDELITY MMKT PREMIUM CLASS — Sold (part)
ROTH IRA: FIDLEITY MSCI CONSUMER DISCRETIONARY — Int./Div. — Sold (part)
ROTH IRA: FIDLEITY MSCI CONSUMER DISCRETIONARY — Sold
ROTH IRA: FIDELITY MSCI CONSUMER STAPLES — Int./Div. — Buy
ROTH IRA: FIDELITY MSCI CONSUMER STAPLES — Sold
ROTH IRA: FIDELITY MSCI ENERGY INDEX — Int./Div. — Sold (part)
ROTH IRA: FIDELITY MSCI ENERGY INDEX — Sold
ROTH IRA: FIDELITY MSCI HEALTH CARE INDEX — Int./Div. — Sold (part)
ROTH IRA: FIDELITY MSCI HEALTH CARE INDEX — Sold
ROTH IRA: FIDELITY MSCI MATLS INDEX — Int./Div. — Sold (part)
ROTH IRA: FIDELITY MSCI MATLS INDEX — Sold
ROTH IRA: FIDELITY MSCI FINLS INDEX — Int./Div. — Sold (part)
ROTH IRA: FIDELITY MSCI FINLS INDEX — Sold
ROTH IRA: FIDELITY MSCI INDL INDEX — Int./Div. — Buy
ROTH IRA: FIDELITY MSCI INDL INDEX — Sold
ROTH IRA: FIDELITY MSCI REAL ESTATE INDEX — Int./Div. — Buy
ROTH IRA: FIDELITY MSCI REAL ESTATE INDEX — Sold
ROTH IRA: FIDELITY MSCI INFORMATION TECHNOLOGY — Int./Div. — Sold
ROTH IRA: FIDELITY MSCI COMMUNICATION SERV — Int./Div. — Sold
ROTH IRA: FIDELITY MSCI UTILS INDEX — Int./Div. — Sold
ROTH IRA: BARON PARTNERS FUND — Int./Div.
EXECUTIVE BOARD MEMBER, ASSOCIATION OF COMMERCIAL FINANCE ATTORNEYS
EXECUTIVE BOARD MEMBER, ASSOCIATION OF COMMERCIAL FINANCE ATTORNEYS
EXECUTIVE BOARD MEMBER, ASSOCIATION OF COMMERCIAL FINANCE ATTORNEYS
Reimbursement — THE FLORIDA BAR — 2/5/20-2/6/20 — FLORIDA — BAR MEETING — LODGING, MEAL
Reimbursement — THE FLORIDA BAR — 2/5/20-2/6/20 — FLORIDA — BAR MEETING — LODGING, MEAL
Reimbursement — THE FLORIDA BAR — 2/5/20-2/6/20 — FLORIDA — BAR MEETING — LODGING, MEAL
Reimbursement — AMERICAN BANKRUPTCY INSTITUTE — 1/24/20 — TAMPA, FL — SEMINAR SPEAKER — TRANSPORTATION
Reimbursement — AMERICAN BANKRUPTCY INSTITUTE — 1/24/20 — TAMPA, FL — SEMINAR SPEAKER — TRANSPORTATION
Reimbursement — AMERICAN BANKRUPTCY INSTITUTE — 1/24/20 — TAMPA, FL — SEMINAR SPEAKER — TRANSPORTATION
PART II: INVESTMENTS AND TRUST
GAINS AND LOSSES ON RETIREMENT ACCOUNTS ARE NOT REPORTED FOR INCOME TAX PURPOSES AND HAS BEEN ESTIMATED.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/33708. Public record. Not legal advice.