# John Zihun Lee

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/33629

## Record

- **Judge:** John Zihun Lee
- **Year:** 2020
- **Pages:** 16

## Text

LPL Financial IRA #1 (H)
Am. Beacon High Yield Fund — Dividend — Sold (part)
Am. Beacon Sm Cap Value Fund — None — Sold (part)
Am. Beacon Sm Cap Value Fund — Sold
Am. Century Equity Income Fund — Dividend — Buy (add'l)
Am. Century Equity Income Fund — Buy (add'l)
Am. Century Equity Income Fund — Sold (part)
Am. Century Equity Income Fund — Sold (part)
Am. Century Equity Income Fund — Sold
Am. Century Mid Cap Value Fund — Dividend — Sold (part)
Am. Century Mid Cap Value Fund — Sold (part)
Am. Century Mid Cap Value Fund — Sold
Artisan Mid Cap Fund — Dividend — Sold (part)
Artisan Mid Cap Fund — Sold (part)
Artisan Mid Cap Fund — Sold (part)
Artisan International Value Fund — Dividend — Sold (part)
Artisan International Value Fund — Buy (add'l)
Calamos Mkt Neutral Income Fund — Dividend — Sold (part)
Clearbridge Large Cap Growth Fund — Dividend — Buy (add'l)
Clearbridge Large Cap Growth Fund — Buy (add'l)
Clearbridge Large Cap Growth Fund — Sold (part)
Clearbridge Large Cap Growth Fund — Buy (add'l)
Clearbridge International Growth Fund — Dividend — Buy
Columbia Dividend Income Mutual Fund — Dividend — Buy
iShares Core S&P 500 ETF — Dividend — Sold (part)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
JP Morgan Govt Bond Mutual Fund — Dividend — Buy
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Prime Money Mkt Acct — Interest
Janus Venture Fund — Dividend — Sold (part)
Janus Venture Fund — Sold (part)
Oppenheimer Dev. Mkts Fund — Dividend — Sold (part)
Oppenheimer Dev. Mkts Fund — Buy (add'l)
Prudential Total Return Bond Fund — Dividend
Prudential PGIM Core Bond Mutual Fund — Dividend — Buy
Prudential PGIM Core Bond Mutual Fund — Buy (add'l)
SPDR Gold Shares ETF — Dividend — Buy
Vanguard Growth ETF — Dividend — Sold
LPL Financial IRA #2 (H)
Vanguard Emerging Mkrs Select Stock Mutual Fund — Dividend — Buy
Vanguard Emerging Mkrs Select Stock Mutual Fund — Buy (add'l)
Vanguard Intermed. Term Invest. Grade Bond Fund — Dividend — Buy (add'l)
Vanguard Intermed. Term Invest. Grade Bond Fund — Sold (part)
Vanguard Intermed. Term Invest. Grade Bond Fund — Sold (part)
Vanguard Intermed. Term Invest. Grade Bond Fund — Sold (part)
Vanguard High Yield Corporate Bond Mut. Fund — Dividend
Vanguard International Value Mut. Fund — Dividend — Sold (part)
Vanguard International Value Mut. Fund — Sold (part)
Vanguard International Value Mut. Fund — Sold (part)
Vanguard International Value Mut. Fund — Sold (part)
Vanguard International Value Mut. Fund — Buy (add'l)
Vanguard International Value Mut. Fund — Sold (part)
Vanguard STAR Mut Fund — Dividend — Buy (add'l)
Vanguard Total Stock Market Mut. Fund — Dividend — Sold (part)
Vanguard Total Stock Market Mut. Fund — Buy (add'l)
Vanguard Total Stock Market Mut. Fund — Buy (add'l)
Vanguard Total Stock Market Mut. Fund — Buy (add'l)
Goldman Sachs Bank USA Cash Acct — Dividend
Trust # 1 (H)
T. Rowe Price Ret. 2035 Mut. Fund — Dividend — Sold (part)
T. Rowe Price Ret. 2035 Mut. Fund — Sold (part)
T. Rowe Price Ret. 2035 Mut. Fund — Buy (add'l)
T. Rowe Price Ret. 2035 Mut. Fund — Buy (add'l)
T. Rowe Price Stable Value Fund — Dividend — Buy
T. Rowe Price Stable Value Fund — Buy (add'l)
T. Rowe Price Stable Value Fund — Sold (part)
LPL Financial IRA #3 (H)
Am. Beacon Sm Cap Value Fund — None — Sold
Am. Century Mid Cap Value Fund — Dividend — Sold (part)
Am. Century Mid Cap Value Fund — Sold
Am. Century Equity Income Mut Fund — Dividend — Buy (add'l)
Am. Century Equity Income Mut Fund — Sold (part)
Am. Century Equity Income Mut Fund — Sold (part)
Am. Century Equity Income Mut Fund — Sold
Artisan International Value Mutual Fund — None — Buy
Artisan International Value Mutual Fund — Buy (add'l)
Calamos Mkt Neutral Income Fund — Dividend — Sold (part)
Clearbridge International Growth Fund — Dividend — Sold (part)
Clearbridge International Growth Fund — Sold (part)
Clearbridge International Growth Fund — Buy (add'l)
Clearbridge Large Cap Growth — Dividend — Buy (add'l)
Clearbridge Large Cap Growth — Sold (part)
Clearbridge Small Cap Fund — Dividend — Sold
Columbia Dividend Income Mutual Fund — Dividend — Buy
iShares Core S&P 500 ETF — Dividend — Sold (part)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
Janus Enterprise Fund — Dividend — Sold (part)
Janus Enterprise Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Dividend — Buy
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Sold (part)
Oppenheimer Developing Mkt Fund — Dividend — Sold (part)
Oppenheimer Developing Mkt Fund — Sold (part)
Invesco Oppenheimer Main Street Small Cap Mutual Fund — Dividend — Buy
PGIM Core Bond Mutual Fund — Dividend — Buy
PGIM Total Return Bond Fund — Dividend
PGIM Short Duration High Yield Fund — Dividend — Sold (part)
SPDR Gold Trust Gold ETF — None — Buy
Vanguard Growth Fund — Dividend — Sold
Morgan Stanley Private Bank Money Market Fund — Dividend
Artisan International Value Mutual Fund — Dividend — Buy
Calamos Market Neutral Income Mutual Fund — Dividend — Buy
Clearbridge International Growth Fund — Dividend — Buy
DWS Managed Municipal Bond Mutual Fund — Dividend — Sold
DWS Intermediate Tax-Free Mut. Fund — Dividend
Janus Enterprise Mut. Fund — None — Sold
Janus Venture Mut. Fund — None — Sold
Oakmark Fund Mutual Fund — None — Sold
Goldman Sachs Bank USA Cash Acct — Interest
JP Morgan Government Bond Mutual Fund — Dividend — Buy
JP Morgan Government Bond Mutual Fund — Buy (add'l)
JP Morgan Government Bond Mutual Fund — Sold (part)
JP Morgan Government Bond Mutual Fund — Sold (part)
JP Morgan Government Bond Mutual Fund — Sold (part)
Loomis Sayles Growth Mut. Fund — Dividend — Buy (add'l)
Oppenheimer Dev. Markets Mut. Fund — Dividend — Buy (add'l)
Oppenheimer Dev. Markets Mut. Fund — Sold (part)
Oppenheimer Dev. Markets Mut. Fund — Buy (add'l)
Prudential PGIM Core Bond Mutual Fund — Dividend — Buy
Vanguard FTSE Dev. Mkts Fund — Dividend
Vanguard Growth ETF — Dividend — Buy (add'l)
Vanguard Growth ETF — Sold
Vanguard Total Stock Market ETF — Dividend — Buy
Vanguard Total Stock Market ETF — Buy (add'l)
Vanguard Total Stock Market ETF — Buy (add'l)
WisdomTree US Large Cap Dividend ETF — Dividend — Buy
WisdomTree US Large Cap Dividend ETF — Buy (add'l)
WisdomTree US Mid Cap Dividend Fund — Dividend — Sold
iShares Core S&P 500 ETF — Dividend — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Sold (part)
iShares Core S&P 500 ETF — Sold
iShares Russell 1000 Value ETF — None — Sold
Bright Directions 529 Savings #1
Bright Directions College Savings 17-18 Portfolio — None — Buy (add'l)
Bright Directions College Savings 17-18 Portfolio — Buy (add'l)
Bright Directions College Savings 17-18 Portfolio — Sold
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Dividend — Buy
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Sold (part)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Sold (part)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Sold (part)
Bright Diections 529 College Savings Northern Funds Index Portfolio — None — Buy
Bright Diections 529 College Savings Northern Funds Index Portfolio — Sold (part)
Bright Directions 529 Savings #2
Bright Directions College Savings Baird Short-Term Bond Fund — None — Buy (add'l)
Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l)
Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l)
Bright Directions College Savings T Rowe Price Balanced Portfolio — None — Buy (add'l)
Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l)
Bright Directions College Savings T Rowe Price Balanced Portfolio — Sold
Bright Directions 529 College Savings Fidelity US Bond Index — None — Buy
Bright Directions 529 College Savings Fidelity US Bond Index — Buy (add'l)
Bright Directions 529 College Savings Fidelity US Bond Index — Sold (part)
Bright Directions 529 College Savings Invesco Govt & Ag. Portfolio — Dividend — Buy
Apple (AAPL) — None — Buy
Amazon (AMZN) — None
Johnson & Johnson (JNJ) — Dividend
Revolution Lighting (RVLT) — None
Schwab One Interest Account — Interest
JP Morgan Chase Bank Accounts — Interest
LPL Financial IRA #1 (H)
Am. Beacon High Yield Fund — Dividend — Sold (part)
Am. Beacon Sm Cap Value Fund — None — Sold (part)
Am. Beacon Sm Cap Value Fund — Sold
Am. Century Equity Income Fund — Dividend — Buy (add'l)
Am. Century Equity Income Fund — Buy (add'l)
Am. Century Equity Income Fund — Sold (part)
Am. Century Equity Income Fund — Sold (part)
Am. Century Equity Income Fund — Sold
Am. Century Mid Cap Value Fund — Dividend — Sold (part)
Am. Century Mid Cap Value Fund — Sold (part)
Am. Century Mid Cap Value Fund — Sold
Artisan Mid Cap Fund — Dividend — Sold (part)
Artisan Mid Cap Fund — Sold (part)
Artisan Mid Cap Fund — Sold (part)
Artisan International Value Fund — Dividend — Sold (part)
Artisan International Value Fund — Buy (add'l)
Calamos Mkt Neutral Income Fund — Dividend — Sold (part)
Clearbridge Large Cap Growth Fund — Dividend — Buy (add'l)
Clearbridge Large Cap Growth Fund — Buy (add'l)
Clearbridge Large Cap Growth Fund — Sold (part)
Clearbridge Large Cap Growth Fund — Buy (add'l)
Clearbridge International Growth Fund — Dividend — Buy
Columbia Dividend Income Mutual Fund — Dividend — Buy
iShares Core S&P 500 ETF — Dividend — Sold (part)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
JP Morgan Govt Bond Mutual Fund — Dividend — Buy
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Prime Money Mkt Acct — Interest
Janus Venture Fund — Dividend — Sold (part)
Janus Venture Fund — Sold (part)
Oppenheimer Dev. Mkts Fund — Dividend — Sold (part)
Oppenheimer Dev. Mkts Fund — Buy (add'l)
Prudential Total Return Bond Fund — Dividend
Prudential PGIM Core Bond Mutual Fund — Dividend — Buy
Prudential PGIM Core Bond Mutual Fund — Buy (add'l)
SPDR Gold Shares ETF — Dividend — Buy
Vanguard Growth ETF — Dividend — Sold
LPL Financial IRA #2 (H)
Vanguard Emerging Mkrs Select Stock Mutual Fund — Dividend — Buy
Vanguard Emerging Mkrs Select Stock Mutual Fund — Buy (add'l)
Vanguard Intermed. Term Invest. Grade Bond Fund — Dividend — Buy (add'l)
Vanguard Intermed. Term Invest. Grade Bond Fund — Sold (part)
Vanguard Intermed. Term Invest. Grade Bond Fund — Sold (part)
Vanguard Intermed. Term Invest. Grade Bond Fund — Sold (part)
Vanguard High Yield Corporate Bond Mut. Fund — Dividend
Vanguard International Value Mut. Fund — Dividend — Sold (part)
Vanguard International Value Mut. Fund — Sold (part)
Vanguard International Value Mut. Fund — Sold (part)
Vanguard International Value Mut. Fund — Sold (part)
Vanguard International Value Mut. Fund — Buy (add'l)
Vanguard International Value Mut. Fund — Sold (part)
Vanguard STAR Mut Fund — Dividend — Buy (add'l)
Vanguard Total Stock Market Mut. Fund — Dividend — Sold (part)
Vanguard Total Stock Market Mut. Fund — Buy (add'l)
Vanguard Total Stock Market Mut. Fund — Buy (add'l)
Vanguard Total Stock Market Mut. Fund — Buy (add'l)
Goldman Sachs Bank USA Cash Acct — Dividend
Trust # 1 (H)
T. Rowe Price Ret. 2035 Mut. Fund — Dividend — Sold (part)
T. Rowe Price Ret. 2035 Mut. Fund — Sold (part)
T. Rowe Price Ret. 2035 Mut. Fund — Buy (add'l)
T. Rowe Price Ret. 2035 Mut. Fund — Buy (add'l)
T. Rowe Price Stable Value Fund — Dividend — Buy
T. Rowe Price Stable Value Fund — Buy (add'l)
T. Rowe Price Stable Value Fund — Sold (part)
LPL Financial IRA #3 (H)
Am. Beacon Sm Cap Value Fund — None — Sold
Am. Century Mid Cap Value Fund — Dividend — Sold (part)
Am. Century Mid Cap Value Fund — Sold
Am. Century Equity Income Mut Fund — Dividend — Buy (add'l)
Am. Century Equity Income Mut Fund — Sold (part)
Am. Century Equity Income Mut Fund — Sold (part)
Am. Century Equity Income Mut Fund — Sold
Artisan International Value Mutual Fund — None — Buy
Artisan International Value Mutual Fund — Buy (add'l)
Calamos Mkt Neutral Income Fund — Dividend — Sold (part)
Clearbridge International Growth Fund — Dividend — Sold (part)
Clearbridge International Growth Fund — Sold (part)
Clearbridge International Growth Fund — Buy (add'l)
Clearbridge Large Cap Growth — Dividend — Buy (add'l)
Clearbridge Large Cap Growth — Sold (part)
Clearbridge Small Cap Fund — Dividend — Sold
Columbia Dividend Income Mutual Fund — Dividend — Buy
iShares Core S&P 500 ETF — Dividend — Sold (part)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
Janus Enterprise Fund — Dividend — Sold (part)
Janus Enterprise Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Dividend — Buy
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Sold (part)
Oppenheimer Developing Mkt Fund — Dividend — Sold (part)
Oppenheimer Developing Mkt Fund — Sold (part)
Invesco Oppenheimer Main Street Small Cap Mutual Fund — Dividend — Buy
PGIM Core Bond Mutual Fund — Dividend — Buy
PGIM Total Return Bond Fund — Dividend
PGIM Short Duration High Yield Fund — Dividend — Sold (part)
SPDR Gold Trust Gold ETF — None — Buy
Vanguard Growth Fund — Dividend — Sold
Morgan Stanley Private Bank Money Market Fund — Dividend
Artisan International Value Mutual Fund — Dividend — Buy
Calamos Market Neutral Income Mutual Fund — Dividend — Buy
Clearbridge International Growth Fund — Dividend — Buy
DWS Managed Municipal Bond Mutual Fund — Dividend — Sold
DWS Intermediate Tax-Free Mut. Fund — Dividend
Janus Enterprise Mut. Fund — None — Sold
Janus Venture Mut. Fund — None — Sold
Oakmark Fund Mutual Fund — None — Sold
Goldman Sachs Bank USA Cash Acct — Interest
JP Morgan Government Bond Mutual Fund — Dividend — Buy
JP Morgan Government Bond Mutual Fund — Buy (add'l)
JP Morgan Government Bond Mutual Fund — Sold (part)
JP Morgan Government Bond Mutual Fund — Sold (part)
JP Morgan Government Bond Mutual Fund — Sold (part)
Loomis Sayles Growth Mut. Fund — Dividend — Buy (add'l)
Oppenheimer Dev. Markets Mut. Fund — Dividend — Buy (add'l)
Oppenheimer Dev. Markets Mut. Fund — Sold (part)
Oppenheimer Dev. Markets Mut. Fund — Buy (add'l)
Prudential PGIM Core Bond Mutual Fund — Dividend — Buy
Vanguard FTSE Dev. Mkts Fund — Dividend
Vanguard Growth ETF — Dividend — Buy (add'l)
Vanguard Growth ETF — Sold
Vanguard Total Stock Market ETF — Dividend — Buy
Vanguard Total Stock Market ETF — Buy (add'l)
Vanguard Total Stock Market ETF — Buy (add'l)
WisdomTree US Large Cap Dividend ETF — Dividend — Buy
WisdomTree US Large Cap Dividend ETF — Buy (add'l)
WisdomTree US Mid Cap Dividend Fund — Dividend — Sold
iShares Core S&P 500 ETF — Dividend — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Sold (part)
iShares Core S&P 500 ETF — Sold
iShares Russell 1000 Value ETF — None — Sold
Bright Directions 529 Savings #1
Bright Directions College Savings 17-18 Portfolio — None — Buy (add'l)
Bright Directions College Savings 17-18 Portfolio — Buy (add'l)
Bright Directions College Savings 17-18 Portfolio — Sold
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Dividend — Buy
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Sold (part)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Sold (part)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Sold (part)
Bright Diections 529 College Savings Northern Funds Index Portfolio — None — Buy
Bright Diections 529 College Savings Northern Funds Index Portfolio — Sold (part)
Bright Directions 529 Savings #2
Bright Directions College Savings Baird Short-Term Bond Fund — None — Buy (add'l)
Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l)
Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l)
Bright Directions College Savings T Rowe Price Balanced Portfolio — None — Buy (add'l)
Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l)
Bright Directions College Savings T Rowe Price Balanced Portfolio — Sold
Bright Directions 529 College Savings Fidelity US Bond Index — None — Buy
Bright Directions 529 College Savings Fidelity US Bond Index — Buy (add'l)
Bright Directions 529 College Savings Fidelity US Bond Index — Sold (part)
Bright Directions 529 College Savings Invesco Govt & Ag. Portfolio — Dividend — Buy
Apple (AAPL) — None — Buy
Amazon (AMZN) — None
Johnson & Johnson (JNJ) — Dividend
Revolution Lighting (RVLT) — None
Schwab One Interest Account — Interest
JP Morgan Chase Bank Accounts — Interest
LPL Financial IRA #1 (H)
Am. Beacon High Yield Fund — Dividend — Sold (part)
Am. Beacon Sm Cap Value Fund — None — Sold (part)
Am. Beacon Sm Cap Value Fund — Sold
Am. Century Equity Income Fund — Dividend — Buy (add'l)
Am. Century Equity Income Fund — Buy (add'l)
Am. Century Equity Income Fund — Sold (part)
Am. Century Equity Income Fund — Sold (part)
Am. Century Equity Income Fund — Sold
Am. Century Mid Cap Value Fund — Dividend — Sold (part)
Am. Century Mid Cap Value Fund — Sold (part)
Am. Century Mid Cap Value Fund — Sold
Artisan Mid Cap Fund — Dividend — Sold (part)
Artisan Mid Cap Fund — Sold (part)
Artisan Mid Cap Fund — Sold (part)
Artisan International Value Fund — Dividend — Sold (part)
Artisan International Value Fund — Buy (add'l)
Calamos Mkt Neutral Income Fund — Dividend — Sold (part)
Clearbridge Large Cap Growth Fund — Dividend — Buy (add'l)
Clearbridge Large Cap Growth Fund — Buy (add'l)
Clearbridge Large Cap Growth Fund — Sold (part)
Clearbridge Large Cap Growth Fund — Buy (add'l)
Clearbridge International Growth Fund — Dividend — Buy
Columbia Dividend Income Mutual Fund — Dividend — Buy
iShares Core S&P 500 ETF — Dividend — Sold (part)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
JP Morgan Govt Bond Mutual Fund — Dividend — Buy
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Prime Money Mkt Acct — Interest
Janus Venture Fund — Dividend — Sold (part)
Janus Venture Fund — Sold (part)
Oppenheimer Dev. Mkts Fund — Dividend — Sold (part)
Oppenheimer Dev. Mkts Fund — Buy (add'l)
Prudential Total Return Bond Fund — Dividend
Prudential PGIM Core Bond Mutual Fund — Dividend — Buy
Prudential PGIM Core Bond Mutual Fund — Buy (add'l)
SPDR Gold Shares ETF — Dividend — Buy
Vanguard Growth ETF — Dividend — Sold
LPL Financial IRA #2 (H)
Vanguard Emerging Mkrs Select Stock Mutual Fund — Dividend — Buy
Vanguard Emerging Mkrs Select Stock Mutual Fund — Buy (add'l)
Vanguard Intermed. Term Invest. Grade Bond Fund — Dividend — Buy (add'l)
Vanguard Intermed. Term Invest. Grade Bond Fund — Sold (part)
Vanguard Intermed. Term Invest. Grade Bond Fund — Sold (part)
Vanguard Intermed. Term Invest. Grade Bond Fund — Sold (part)
Vanguard High Yield Corporate Bond Mut. Fund — Dividend
Vanguard International Value Mut. Fund — Dividend — Sold (part)
Vanguard International Value Mut. Fund — Sold (part)
Vanguard International Value Mut. Fund — Sold (part)
Vanguard International Value Mut. Fund — Sold (part)
Vanguard International Value Mut. Fund — Buy (add'l)
Vanguard International Value Mut. Fund — Sold (part)
Vanguard STAR Mut Fund — Dividend — Buy (add'l)
Vanguard Total Stock Market Mut. Fund — Dividend — Sold (part)
Vanguard Total Stock Market Mut. Fund — Buy (add'l)
Vanguard Total Stock Market Mut. Fund — Buy (add'l)
Vanguard Total Stock Market Mut. Fund — Buy (add'l)
Goldman Sachs Bank USA Cash Acct — Dividend
Trust # 1 (H)
T. Rowe Price Ret. 2035 Mut. Fund — Dividend — Sold (part)
T. Rowe Price Ret. 2035 Mut. Fund — Sold (part)
T. Rowe Price Ret. 2035 Mut. Fund — Buy (add'l)
T. Rowe Price Ret. 2035 Mut. Fund — Buy (add'l)
T. Rowe Price Stable Value Fund — Dividend — Buy
T. Rowe Price Stable Value Fund — Buy (add'l)
T. Rowe Price Stable Value Fund — Sold (part)
LPL Financial IRA #3 (H)
Am. Beacon Sm Cap Value Fund — None — Sold
Am. Century Mid Cap Value Fund — Dividend — Sold (part)
Am. Century Mid Cap Value Fund — Sold
Am. Century Equity Income Mut Fund — Dividend — Buy (add'l)
Am. Century Equity Income Mut Fund — Sold (part)
Am. Century Equity Income Mut Fund — Sold (part)
Am. Century Equity Income Mut Fund — Sold
Artisan International Value Mutual Fund — None — Buy
Artisan International Value Mutual Fund — Buy (add'l)
Calamos Mkt Neutral Income Fund — Dividend — Sold (part)
Clearbridge International Growth Fund — Dividend — Sold (part)
Clearbridge International Growth Fund — Sold (part)
Clearbridge International Growth Fund — Buy (add'l)
Clearbridge Large Cap Growth — Dividend — Buy (add'l)
Clearbridge Large Cap Growth — Sold (part)
Clearbridge Small Cap Fund — Dividend — Sold
Columbia Dividend Income Mutual Fund — Dividend — Buy
iShares Core S&P 500 ETF — Dividend — Sold (part)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
Janus Enterprise Fund — Dividend — Sold (part)
Janus Enterprise Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Dividend — Buy
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Sold (part)
Oppenheimer Developing Mkt Fund — Dividend — Sold (part)
Oppenheimer Developing Mkt Fund — Sold (part)
Invesco Oppenheimer Main Street Small Cap Mutual Fund — Dividend — Buy
PGIM Core Bond Mutual Fund — Dividend — Buy
PGIM Total Return Bond Fund — Dividend
PGIM Short Duration High Yield Fund — Dividend — Sold (part)
SPDR Gold Trust Gold ETF — None — Buy
Vanguard Growth Fund — Dividend — Sold
Morgan Stanley Private Bank Money Market Fund — Dividend
Artisan International Value Mutual Fund — Dividend — Buy
Calamos Market Neutral Income Mutual Fund — Dividend — Buy
Clearbridge International Growth Fund — Dividend — Buy
DWS Managed Municipal Bond Mutual Fund — Dividend — Sold
DWS Intermediate Tax-Free Mut. Fund — Dividend
Janus Enterprise Mut. Fund — None — Sold
Janus Venture Mut. Fund — None — Sold
Oakmark Fund Mutual Fund — None — Sold
Goldman Sachs Bank USA Cash Acct — Interest
JP Morgan Government Bond Mutual Fund — Dividend — Buy
JP Morgan Government Bond Mutual Fund — Buy (add'l)
JP Morgan Government Bond Mutual Fund — Sold (part)
JP Morgan Government Bond Mutual Fund — Sold (part)
JP Morgan Government Bond Mutual Fund — Sold (part)
Loomis Sayles Growth Mut. Fund — Dividend — Buy (add'l)
Oppenheimer Dev. Markets Mut. Fund — Dividend — Buy (add'l)
Oppenheimer Dev. Markets Mut. Fund — Sold (part)
Oppenheimer Dev. Markets Mut. Fund — Buy (add'l)
Prudential PGIM Core Bond Mutual Fund — Dividend — Buy
Vanguard FTSE Dev. Mkts Fund — Dividend
Vanguard Growth ETF — Dividend — Buy (add'l)
Vanguard Growth ETF — Sold
Vanguard Total Stock Market ETF — Dividend — Buy
Vanguard Total Stock Market ETF — Buy (add'l)
Vanguard Total Stock Market ETF — Buy (add'l)
WisdomTree US Large Cap Dividend ETF — Dividend — Buy
WisdomTree US Large Cap Dividend ETF — Buy (add'l)
WisdomTree US Mid Cap Dividend Fund — Dividend — Sold
iShares Core S&P 500 ETF — Dividend — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Sold (part)
iShares Core S&P 500 ETF — Sold
iShares Russell 1000 Value ETF — None — Sold
Bright Directions 529 Savings #1
Bright Directions College Savings 17-18 Portfolio — None — Buy (add'l)
Bright Directions College Savings 17-18 Portfolio — Buy (add'l)
Bright Directions College Savings 17-18 Portfolio — Sold
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Dividend — Buy
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Sold (part)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Sold (part)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Sold (part)
Bright Diections 529 College Savings Northern Funds Index Portfolio — None — Buy
Bright Diections 529 College Savings Northern Funds Index Portfolio — Sold (part)
Bright Directions 529 Savings #2
Bright Directions College Savings Baird Short-Term Bond Fund — None — Buy (add'l)
Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l)
Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l)
Bright Directions College Savings T Rowe Price Balanced Portfolio — None — Buy (add'l)
Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l)
Bright Directions College Savings T Rowe Price Balanced Portfolio — Sold
Bright Directions 529 College Savings Fidelity US Bond Index — None — Buy
Bright Directions 529 College Savings Fidelity US Bond Index — Buy (add'l)
Bright Directions 529 College Savings Fidelity US Bond Index — Sold (part)
Bright Directions 529 College Savings Invesco Govt & Ag. Portfolio — Dividend — Buy
Apple (AAPL) — None — Buy
Amazon (AMZN) — None
Johnson & Johnson (JNJ) — Dividend
Revolution Lighting (RVLT) — None
Schwab One Interest Account — Interest
JP Morgan Chase Bank Accounts — Interest
LPL Financial IRA #1 (H)
Am. Beacon High Yield Fund — Dividend — Sold (part)
Am. Beacon Sm Cap Value Fund — None — Sold (part)
Am. Beacon Sm Cap Value Fund — Sold
Am. Century Equity Income Fund — Dividend — Buy (add'l)
Am. Century Equity Income Fund — Buy (add'l)
Am. Century Equity Income Fund — Sold (part)
Am. Century Equity Income Fund — Sold (part)
Am. Century Equity Income Fund — Sold
Am. Century Mid Cap Value Fund — Dividend — Sold (part)
Am. Century Mid Cap Value Fund — Sold (part)
Am. Century Mid Cap Value Fund — Sold
Artisan Mid Cap Fund — Dividend — Sold (part)
Artisan Mid Cap Fund — Sold (part)
Artisan Mid Cap Fund — Sold (part)
Artisan International Value Fund — Dividend — Sold (part)
Artisan International Value Fund — Buy (add'l)
Calamos Mkt Neutral Income Fund — Dividend — Sold (part)
Clearbridge Large Cap Growth Fund — Dividend — Buy (add'l)
Clearbridge Large Cap Growth Fund — Buy (add'l)
Clearbridge Large Cap Growth Fund — Sold (part)
Clearbridge Large Cap Growth Fund — Buy (add'l)
Clearbridge International Growth Fund — Dividend — Buy
Columbia Dividend Income Mutual Fund — Dividend — Buy
iShares Core S&P 500 ETF — Dividend — Sold (part)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
JP Morgan Govt Bond Mutual Fund — Dividend — Buy
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Prime Money Mkt Acct — Interest
Janus Venture Fund — Dividend — Sold (part)
Janus Venture Fund — Sold (part)
Oppenheimer Dev. Mkts Fund — Dividend — Sold (part)
Oppenheimer Dev. Mkts Fund — Buy (add'l)
Prudential Total Return Bond Fund — Dividend
Prudential PGIM Core Bond Mutual Fund — Dividend — Buy
Prudential PGIM Core Bond Mutual Fund — Buy (add'l)
SPDR Gold Shares ETF — Dividend — Buy
Vanguard Growth ETF — Dividend — Sold
LPL Financial IRA #2 (H)
Vanguard Emerging Mkrs Select Stock Mutual Fund — Dividend — Buy
Vanguard Emerging Mkrs Select Stock Mutual Fund — Buy (add'l)
Vanguard Intermed. Term Invest. Grade Bond Fund — Dividend — Buy (add'l)
Vanguard Intermed. Term Invest. Grade Bond Fund — Sold (part)
Vanguard Intermed. Term Invest. Grade Bond Fund — Sold (part)
Vanguard Intermed. Term Invest. Grade Bond Fund — Sold (part)
Vanguard High Yield Corporate Bond Mut. Fund — Dividend
Vanguard International Value Mut. Fund — Dividend — Sold (part)
Vanguard International Value Mut. Fund — Sold (part)
Vanguard International Value Mut. Fund — Sold (part)
Vanguard International Value Mut. Fund — Sold (part)
Vanguard International Value Mut. Fund — Buy (add'l)
Vanguard International Value Mut. Fund — Sold (part)
Vanguard STAR Mut Fund — Dividend — Buy (add'l)
Vanguard Total Stock Market Mut. Fund — Dividend — Sold (part)
Vanguard Total Stock Market Mut. Fund — Buy (add'l)
Vanguard Total Stock Market Mut. Fund — Buy (add'l)
Vanguard Total Stock Market Mut. Fund — Buy (add'l)
Goldman Sachs Bank USA Cash Acct — Dividend
Trust # 1 (H)
T. Rowe Price Ret. 2035 Mut. Fund — Dividend — Sold (part)
T. Rowe Price Ret. 2035 Mut. Fund — Sold (part)
T. Rowe Price Ret. 2035 Mut. Fund — Buy (add'l)
T. Rowe Price Ret. 2035 Mut. Fund — Buy (add'l)
T. Rowe Price Stable Value Fund — Dividend — Buy
T. Rowe Price Stable Value Fund — Buy (add'l)
T. Rowe Price Stable Value Fund — Sold (part)
LPL Financial IRA #3 (H)
Am. Beacon Sm Cap Value Fund — None — Sold
Am. Century Mid Cap Value Fund — Dividend — Sold (part)
Am. Century Mid Cap Value Fund — Sold
Am. Century Equity Income Mut Fund — Dividend — Buy (add'l)
Am. Century Equity Income Mut Fund — Sold (part)
Am. Century Equity Income Mut Fund — Sold (part)
Am. Century Equity Income Mut Fund — Sold
Artisan International Value Mutual Fund — None — Buy
Artisan International Value Mutual Fund — Buy (add'l)
Calamos Mkt Neutral Income Fund — Dividend — Sold (part)
Clearbridge International Growth Fund — Dividend — Sold (part)
Clearbridge International Growth Fund — Sold (part)
Clearbridge International Growth Fund — Buy (add'l)
Clearbridge Large Cap Growth — Dividend — Buy (add'l)
Clearbridge Large Cap Growth — Sold (part)
Clearbridge Small Cap Fund — Dividend — Sold
Columbia Dividend Income Mutual Fund — Dividend — Buy
iShares Core S&P 500 ETF — Dividend — Sold (part)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
Janus Enterprise Fund — Dividend — Sold (part)
Janus Enterprise Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Dividend — Buy
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Sold (part)
Oppenheimer Developing Mkt Fund — Dividend — Sold (part)
Oppenheimer Developing Mkt Fund — Sold (part)
Invesco Oppenheimer Main Street Small Cap Mutual Fund — Dividend — Buy
PGIM Core Bond Mutual Fund — Dividend — Buy
PGIM Total Return Bond Fund — Dividend
PGIM Short Duration High Yield Fund — Dividend — Sold (part)
SPDR Gold Trust Gold ETF — None — Buy
Vanguard Growth Fund — Dividend — Sold
Morgan Stanley Private Bank Money Market Fund — Dividend
Artisan International Value Mutual Fund — Dividend — Buy
Calamos Market Neutral Income Mutual Fund — Dividend — Buy
Clearbridge International Growth Fund — Dividend — Buy
DWS Managed Municipal Bond Mutual Fund — Dividend — Sold
DWS Intermediate Tax-Free Mut. Fund — Dividend
Janus Enterprise Mut. Fund — None — Sold
Janus Venture Mut. Fund — None — Sold
Oakmark Fund Mutual Fund — None — Sold
Goldman Sachs Bank USA Cash Acct — Interest
JP Morgan Government Bond Mutual Fund — Dividend — Buy
JP Morgan Government Bond Mutual Fund — Buy (add'l)
JP Morgan Government Bond Mutual Fund — Sold (part)
JP Morgan Government Bond Mutual Fund — Sold (part)
JP Morgan Government Bond Mutual Fund — Sold (part)
Loomis Sayles Growth Mut. Fund — Dividend — Buy (add'l)
Oppenheimer Dev. Markets Mut. Fund — Dividend — Buy (add'l)
Oppenheimer Dev. Markets Mut. Fund — Sold (part)
Oppenheimer Dev. Markets Mut. Fund — Buy (add'l)
Prudential PGIM Core Bond Mutual Fund — Dividend — Buy
Vanguard FTSE Dev. Mkts Fund — Dividend
Vanguard Growth ETF — Dividend — Buy (add'l)
Vanguard Growth ETF — Sold
Vanguard Total Stock Market ETF — Dividend — Buy
Vanguard Total Stock Market ETF — Buy (add'l)
Vanguard Total Stock Market ETF — Buy (add'l)
WisdomTree US Large Cap Dividend ETF — Dividend — Buy
WisdomTree US Large Cap Dividend ETF — Buy (add'l)
WisdomTree US Mid Cap Dividend Fund — Dividend — Sold
iShares Core S&P 500 ETF — Dividend — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Sold (part)
iShares Core S&P 500 ETF — Sold
iShares Russell 1000 Value ETF — None — Sold
Bright Directions 529 Savings #1
Bright Directions College Savings 17-18 Portfolio — None — Buy (add'l)
Bright Directions College Savings 17-18 Portfolio — Buy (add'l)
Bright Directions College Savings 17-18 Portfolio — Sold
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Dividend — Buy
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Sold (part)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Sold (part)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Sold (part)
Bright Diections 529 College Savings Northern Funds Index Portfolio — None — Buy
Bright Diections 529 College Savings Northern Funds Index Portfolio — Sold (part)
Bright Directions 529 Savings #2
Bright Directions College Savings Baird Short-Term Bond Fund — None — Buy (add'l)
Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l)
Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l)
Bright Directions College Savings T Rowe Price Balanced Portfolio — None — Buy (add'l)
Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l)
Bright Directions College Savings T Rowe Price Balanced Portfolio — Sold
Bright Directions 529 College Savings Fidelity US Bond Index — None — Buy
Bright Directions 529 College Savings Fidelity US Bond Index — Buy (add'l)
Bright Directions 529 College Savings Fidelity US Bond Index — Sold (part)
Bright Directions 529 College Savings Invesco Govt & Ag. Portfolio — Dividend — Buy
Apple (AAPL) — None — Buy
Amazon (AMZN) — None
Johnson & Johnson (JNJ) — Dividend
Revolution Lighting (RVLT) — None
Schwab One Interest Account — Interest
JP Morgan Chase Bank Accounts — Interest
LPL Financial IRA #1 (H)
Am. Beacon High Yield Fund — Dividend — Sold (part)
Am. Beacon Sm Cap Value Fund — None — Sold (part)
Am. Beacon Sm Cap Value Fund — Sold
Am. Century Equity Income Fund — Dividend — Buy (add'l)
Am. Century Equity Income Fund — Buy (add'l)
Am. Century Equity Income Fund — Sold (part)
Am. Century Equity Income Fund — Sold (part)
Am. Century Equity Income Fund — Sold
Am. Century Mid Cap Value Fund — Dividend — Sold (part)
Am. Century Mid Cap Value Fund — Sold (part)
Am. Century Mid Cap Value Fund — Sold
Artisan Mid Cap Fund — Dividend — Sold (part)
Artisan Mid Cap Fund — Sold (part)
Artisan Mid Cap Fund — Sold (part)
Artisan International Value Fund — Dividend — Sold (part)
Artisan International Value Fund — Buy (add'l)
Calamos Mkt Neutral Income Fund — Dividend — Sold (part)
Clearbridge Large Cap Growth Fund — Dividend — Buy (add'l)
Clearbridge Large Cap Growth Fund — Buy (add'l)
Clearbridge Large Cap Growth Fund — Sold (part)
Clearbridge Large Cap Growth Fund — Buy (add'l)
Clearbridge International Growth Fund — Dividend — Buy
Columbia Dividend Income Mutual Fund — Dividend — Buy
iShares Core S&P 500 ETF — Dividend — Sold (part)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
JP Morgan Govt Bond Mutual Fund — Dividend — Buy
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Prime Money Mkt Acct — Interest
Janus Venture Fund — Dividend — Sold (part)
Janus Venture Fund — Sold (part)
Oppenheimer Dev. Mkts Fund — Dividend — Sold (part)
Oppenheimer Dev. Mkts Fund — Buy (add'l)
Prudential Total Return Bond Fund — Dividend
Prudential PGIM Core Bond Mutual Fund — Dividend — Buy
Prudential PGIM Core Bond Mutual Fund — Buy (add'l)
SPDR Gold Shares ETF — Dividend — Buy
Vanguard Growth ETF — Dividend — Sold
LPL Financial IRA #2 (H)
Vanguard Emerging Mkrs Select Stock Mutual Fund — Dividend — Buy
Vanguard Emerging Mkrs Select Stock Mutual Fund — Buy (add'l)
Vanguard Intermed. Term Invest. Grade Bond Fund — Dividend — Buy (add'l)
Vanguard Intermed. Term Invest. Grade Bond Fund — Sold (part)
Vanguard Intermed. Term Invest. Grade Bond Fund — Sold (part)
Vanguard Intermed. Term Invest. Grade Bond Fund — Sold (part)
Vanguard High Yield Corporate Bond Mut. Fund — Dividend
Vanguard International Value Mut. Fund — Dividend — Sold (part)
Vanguard International Value Mut. Fund — Sold (part)
Vanguard International Value Mut. Fund — Sold (part)
Vanguard International Value Mut. Fund — Sold (part)
Vanguard International Value Mut. Fund — Buy (add'l)
Vanguard International Value Mut. Fund — Sold (part)
Vanguard STAR Mut Fund — Dividend — Buy (add'l)
Vanguard Total Stock Market Mut. Fund — Dividend — Sold (part)
Vanguard Total Stock Market Mut. Fund — Buy (add'l)
Vanguard Total Stock Market Mut. Fund — Buy (add'l)
Vanguard Total Stock Market Mut. Fund — Buy (add'l)
Goldman Sachs Bank USA Cash Acct — Dividend
Trust # 1 (H)
T. Rowe Price Ret. 2035 Mut. Fund — Dividend — Sold (part)
T. Rowe Price Ret. 2035 Mut. Fund — Sold (part)
T. Rowe Price Ret. 2035 Mut. Fund — Buy (add'l)
T. Rowe Price Ret. 2035 Mut. Fund — Buy (add'l)
T. Rowe Price Stable Value Fund — Dividend — Buy
T. Rowe Price Stable Value Fund — Buy (add'l)
T. Rowe Price Stable Value Fund — Sold (part)
LPL Financial IRA #3 (H)
Am. Beacon Sm Cap Value Fund — None — Sold
Am. Century Mid Cap Value Fund — Dividend — Sold (part)
Am. Century Mid Cap Value Fund — Sold
Am. Century Equity Income Mut Fund — Dividend — Buy (add'l)
Am. Century Equity Income Mut Fund — Sold (part)
Am. Century Equity Income Mut Fund — Sold (part)
Am. Century Equity Income Mut Fund — Sold
Artisan International Value Mutual Fund — None — Buy
Artisan International Value Mutual Fund — Buy (add'l)
Calamos Mkt Neutral Income Fund — Dividend — Sold (part)
Clearbridge International Growth Fund — Dividend — Sold (part)
Clearbridge International Growth Fund — Sold (part)
Clearbridge International Growth Fund — Buy (add'l)
Clearbridge Large Cap Growth — Dividend — Buy (add'l)
Clearbridge Large Cap Growth — Sold (part)
Clearbridge Small Cap Fund — Dividend — Sold
Columbia Dividend Income Mutual Fund — Dividend — Buy
iShares Core S&P 500 ETF — Dividend — Sold (part)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
Janus Enterprise Fund — Dividend — Sold (part)
Janus Enterprise Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Dividend — Buy
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Sold (part)
JP Morgan Govt Bond Mutual Fund — Sold (part)
Oppenheimer Developing Mkt Fund — Dividend — Sold (part)
Oppenheimer Developing Mkt Fund — Sold (part)
Invesco Oppenheimer Main Street Small Cap Mutual Fund — Dividend — Buy
PGIM Core Bond Mutual Fund — Dividend — Buy
PGIM Total Return Bond Fund — Dividend
PGIM Short Duration High Yield Fund — Dividend — Sold (part)
SPDR Gold Trust Gold ETF — None — Buy
Vanguard Growth Fund — Dividend — Sold
Morgan Stanley Private Bank Money Market Fund — Dividend
Artisan International Value Mutual Fund — Dividend — Buy
Calamos Market Neutral Income Mutual Fund — Dividend — Buy
Clearbridge International Growth Fund — Dividend — Buy
DWS Managed Municipal Bond Mutual Fund — Dividend — Sold
DWS Intermediate Tax-Free Mut. Fund — Dividend
Janus Enterprise Mut. Fund — None — Sold
Janus Venture Mut. Fund — None — Sold
Oakmark Fund Mutual Fund — None — Sold
Goldman Sachs Bank USA Cash Acct — Interest
JP Morgan Government Bond Mutual Fund — Dividend — Buy
JP Morgan Government Bond Mutual Fund — Buy (add'l)
JP Morgan Government Bond Mutual Fund — Sold (part)
JP Morgan Government Bond Mutual Fund — Sold (part)
JP Morgan Government Bond Mutual Fund — Sold (part)
Loomis Sayles Growth Mut. Fund — Dividend — Buy (add'l)
Oppenheimer Dev. Markets Mut. Fund — Dividend — Buy (add'l)
Oppenheimer Dev. Markets Mut. Fund — Sold (part)
Oppenheimer Dev. Markets Mut. Fund — Buy (add'l)
Prudential PGIM Core Bond Mutual Fund — Dividend — Buy
Vanguard FTSE Dev. Mkts Fund — Dividend
Vanguard Growth ETF — Dividend — Buy (add'l)
Vanguard Growth ETF — Sold
Vanguard Total Stock Market ETF — Dividend — Buy
Vanguard Total Stock Market ETF — Buy (add'l)
Vanguard Total Stock Market ETF — Buy (add'l)
WisdomTree US Large Cap Dividend ETF — Dividend — Buy
WisdomTree US Large Cap Dividend ETF — Buy (add'l)
WisdomTree US Mid Cap Dividend Fund — Dividend — Sold
iShares Core S&P 500 ETF — Dividend — Buy (add'l)
iShares Core S&P 500 ETF — Buy (add'l)
iShares Core S&P 500 ETF — Sold (part)
iShares Core S&P 500 ETF — Sold
iShares Russell 1000 Value ETF — None — Sold
Bright Directions 529 Savings #1
Bright Directions College Savings 17-18 Portfolio — None — Buy (add'l)
Bright Directions College Savings 17-18 Portfolio — Buy (add'l)
Bright Directions College Savings 17-18 Portfolio — Sold
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Dividend — Buy
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Sold (part)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Sold (part)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Buy (add'l)
Bright Directions 529 College Savings Invesco Govt & Ag Portfolio — Sold (part)
Bright Diections 529 College Savings Northern Funds Index Portfolio — None — Buy
Bright Diections 529 College Savings Northern Funds Index Portfolio — Sold (part)
Bright Directions 529 Savings #2
Bright Directions College Savings Baird Short-Term Bond Fund — None — Buy (add'l)
Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l)
Bright Directions College Savings Baird Short-Term Bond Fund — Buy (add'l)
Bright Directions College Savings T Rowe Price Balanced Portfolio — None — Buy (add'l)
Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l)
Bright Directions College Savings T Rowe Price Balanced Portfolio — Sold
Bright Directions 529 College Savings Fidelity US Bond Index — None — Buy
Bright Directions 529 College Savings Fidelity US Bond Index — Buy (add'l)
Bright Directions 529 College Savings Fidelity US Bond Index — Sold (part)
Bright Directions 529 College Savings Invesco Govt & Ag. Portfolio — Dividend — Buy
Apple (AAPL) — None — Buy
Amazon (AMZN) — None
Johnson & Johnson (JNJ) — Dividend
Revolution Lighting (RVLT) — None
Schwab One Interest Account — Interest
JP Morgan Chase Bank Accounts — Interest
Spouse's income — 2020 — Self-employed physician
Spouse's income — 2020 — Self-employed physician
Spouse's income — 2020 — Self-employed physician
Spouse's income — 2020 — Self-employed physician
Spouse's income — 2020 — Self-employed physician

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/33629. Public record. Not legal advice.