# Timothy James Kelly > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/33594 ## Record - **Judge:** Timothy James Kelly - **Year:** 2020 - **Pages:** 20 ## Text Individual Assets (H) Wells Fargo (cash) — Interest Account #1 (H) Wells Fargo Bank Standard Deposit (cash) (X) — Interest Invesco Tr II Emerging Mkts Sovereign ETF (PCY) — Dividend — Buy Ishares Russell 2000 ETF (IWM) — Dividend — Buy Ishares Core S&P Mid ETF (IJH) — Dividend — Buy Ishares Core S&P 500 Index Fd (IVV) — Dividend — Buy Ishares Core U.S. Aggregate Bond ETF (AGG) — Dividend — Buy Ishares Iboxx High Yield Corp Bond ETF (HYG) — Dividend — Buy Ishares S&P 500 Growth ETF (IVW) — Dividend — Buy Ishares S&P 500 Value ETF (IVE) — Dividend — Buy Vanguard FTSE Developed Mkts ETF (VEA) — Dividend — Buy Vanguard Intl Equity Index Fds Ftse Emerging Mkts ETF (VWO) — Dividend — Buy Vanguard Mid Cap ETF (VO) — Dividend — Buy Baron Select Funds Emerging Markets Fd Instl Shs (BEXIX) — None — Buy Baron Select Funds Emerging Markets Fd Instl Shs (BEXIX) — Buy (add'l) Baron Select Funds Emerging Markets Fd Instl Shs (BEXIX) — Sold Eagle Small Cap Growth Fund I (HSIIX) — None — Sold Dodge & Cox FDS Intl Stk Fd (DODFX) — None — Sold Eaton Vance Income Fund of Boston I (EIBIX) — Dividend — Sold AMG Times Square Mid Cap Growth Fund N (TQMIX) — None — Sold John Hancock Classic Value Fund I (JCVIX) — None — Buy (add'l) John Hancock Classic Value Fund I (JCVIX) — Sold American Funds Washington Mutual Investors Fund F-2 (WMFFX) — Dividend — Buy (add'l) American Funds Washington Mutual Investors Fund F-2 (WMFFX) — Sold Lazard Emerging Market Equity Portfolio Institutional (LZEMX) — None — Sold MFS Value Fund Class I (MEIIX) — Dividend — Buy (add'l) MFS Value Fund Class I (MEIIX) — Sold MFS Emerging Markets Debt I (MEDIX) — Dividend — Sold MainStay Large Cap Growth Fund I (MLAIX) — None — Sold (part) MainStay Large Cap Growth Fund I (MLAIX) — Sold Wells Fargo Emerging Growth Fund I (WEMIX) — None — Sold Invesco Oppenheimer Developing Markets Fund Y (ODVYX) — None — Sold T Rowe Price Intl Fd Overseas Stk Fd (TROSX) — None — Buy (add'l) T Rowe Price Intl Fd Overseas Stk Fd (TROSX) — Sold Virtus Asset TR Ceredex Mid Cap Value Equity Fd CL I (SMVTX) — Dividend — Sold Victory Sycamore Small Company Opportunity Fund I (VSOIX) — None — Buy (add'l) Victory Sycamore Small Company Opportunity Fund I (VSOIX) — Sold Voya Large-Cap Growth Fund I (PLCIX) — None — Sold (part) Voya Large-Cap Growth Fund I (PLCIX) — Sold Wells Fargo Core Bond Fund I (MBFIX) — Dividend — Sold (part) Wells Fargo Core Bond Fund I (MBFIX) — Sold Account #2 (H) Ishares Russell 2000 ETF (IWM) — Dividend — Buy Ishares Core S&P Mid ETF (IJH) — Dividend — Buy Ishares Core S&P 500 Index Fd (IVV) — Dividend — Buy Ishares Core U.S. Aggregate Bond ETF (AGG) — Dividend — Buy Ishares S&P 500 Growth ETF (IVW) — Dividend — Buy Ishares S&P 500 Value ETF (IVE) — Dividend — Buy Vanguard FTSE Developed Mkts ETF (VEA) — Dividend — Buy Vanguard Intl Equity Index Fds Ftse Emerging Mkts ETF (VWO) — Dividend — Buy Vanguard Mid Cap ETF (VO) — Dividend — Buy Baron Select Funds Emerging Markets Fd Instl Shs (BEXIX) — None — Buy Baron Select Funds Emerging Markets Fd Instl Shs (BEXIX) — Sold Eagle Small Cap Growth Fund I (HSIIX) (X) — None — Sold Dodge & Cox FDS Intl Stk Fd (DODFX) — None — Sold AMG Times Square Mid Cap Growth Fund N (TQMIX) — None — Sold John Hancock Classic Value Fund I (JCVIX) — None — Sold American Funds Washington Mutual Investors Fund F-2 (WMFFX) — Dividend — Sold Lazard Emerging Market Equity Portfolio Institutional (LZEMX) — None — Sold MFS Value Fund Class I (MEIIX) — Dividend — Sold MainStay Large Cap Growth Fund I (MLAIX) — None — Sold Wells Fargo Emerging Growth Fund I (WEMIX) (X) — None — Sold Invesco Oppenheimer Developing Markets Fund Y (ODVYX) — None — Sold T Rowe Price Intl Fd Overseas Stk Fd (TROSX) — None — Buy (add'l) T Rowe Price Intl Fd Overseas Stk Fd (TROSX) — Sold Virtus Asset TR Ceredex Mid Cap Value Equity Fd CL I (SMVTX) — Dividend — Sold Victory Sycamore Small Company Opportunity Fund I (VSOIX) — None — Sold Voya Large-Cap Growth Fund I (PLCIX) — None — Sold Account #3 (H) Invesco Tr II Emerging Mkts Sovereign ETF (PCY) — Dividend — Buy Ishares Russell 2000 ETF (IWM) — Dividend — Buy Ishares Core S&P Mid ETF (IJH) — Dividend — Buy Ishares Core S&P 500 Index Fd (IVV) — Dividend — Buy Ishares Core U.S. Aggregate Bond ETF (AGG) — Dividend — Buy Ishares Iboxx High Yield Corp Bond ETF (HYG) — Dividend — Buy Ishares S&P 500 Growth ETF (IVW) — Dividend — Buy Ishares S&P 500 Value ETF (IVE) — Dividend — Buy Vanguard FTSE Developed Mkts ETF (VEA) — Dividend — Buy Vanguard Intl Equity Index Fds Ftse Emerging Mkts ETF (VWO) — Dividend — Buy Vanguard Mid Cap ETF (VO) — Dividend — Buy Baron Select Funds Emerging Markets Fd Instl Shs (BEXIX) — None — Buy Baron Select Funds Emerging Markets Fd Instl Shs (BEXIX) — Sold Eagle Small Cap Growth Fund I (HSIIX) — None — Sold Dodge & Cox FDS Intl Stk Fd (DODFX) — None — Sold Eaton Vance Income Fund of Boston I (EIBIX) — Dividend — Sold AMG Times Square Mid Cap Growth Fund N (TQMIX) — None — Sold John Hancock Classic Value Fund I (JCVIX) — None — Sold American Funds Washington Mutual Investors Fund F-2 (WMFFX) — Dividend — Buy (add'l) American Funds Washington Mutual Investors Fund F-2 (WMFFX) — Sold Lazard Emerging Market Equity Portfolio Institutional (LZEMX) — None — Sold MFS Value Fund Class I (MEIIX) — Dividend — Buy (add'l) MFS Value Fund Class I (MEIIX) — Sold MFS Emerging Markets Debt I (MEDIX) — Dividend — Sold MainStay Large Cap Growth Fund I (MLAIX) — None — Sold (part) MainStay Large Cap Growth Fund I (MLAIX) — Sold Wells Fargo Emerging Growth Fund I (WEMIX) — None — Sold Oppenheimer Invesco Developing Markets Fund Y (ODVYX) — None — Sold T Rowe Price Intl Fd Overseas Stk Fd (TROSX) — None — Buy (add'l) T Rowe Price Intl Fd Overseas Stk Fd (TROSX) — Sold Virtus Asset TR Ceredex Mid Cap Value Equity Fd CL I (SMVTX) — Dividend — Sold Victory Sycamore Small Company Opportunity Fund I (VSOIX) — None — Sold Voya Large-Cap Growth Fund I (PLCIX) — None — Sold Wells Fargo Core Bond Fund I (MBFIX) — Dividend — Sold Account #4 (H) Vanguard Target Retirement 2035 Trust — None Account #5 (H) Vanguard Target Retirement 2035 Trust — None Account #6 (H) Wells Fargo Bank Standard Deposit (cash) (X) — Interest Goldman Sachs Activebeta US Large Cap Equity ETF (GSLC) — Dividend — Buy Invesco Optimum Divsified Commodity Strategy No K-1 ETF (PDBC) — Dividend — Buy Ishares PFD & Income Secs ETF (PFF) — Dividend — Buy Ishares Core S&P Tot U.S. Stock Mkt ETF (ITOT) — Dividend — Buy Ishares Core S&P 500 Index Fd ETF (IVV) — Dividend — Buy Ishares Core Total USB Bond Market ETF (IUSB) — Dividend — Buy Ishares Core U.S. Aggregate Bond ETF (AGG) — Dividend — Buy Ishares Core U.S. Aggregate Bond ETF (AGG) — Buy (add'l) Ishares Iboxx High Yield Corp Bond ETF (HYG) — Dividend — Buy Ishares JP Morgan USD Emerging Mkts ETF (EMB) — Dividend — Buy Ishares MBS ETF (MBB) — Dividend — Buy Vanguard Intermediate Term Corp Bond ETF (VCIT) — Dividend — Buy Vanguard Total Bond Market ETF (BND) — Dividend — Buy Xtrackers USD High Yield Corp Bond ETF (HYLB) — Dividend — Buy SPDR Gold Trust ETF (GLD) — None — Sold Market Vectors Gold Miners ETF (GDX) — None — Sold Diamond Hill Large Cap Fund I (DHLRX) — None — Sold Franklin Fed. Intermediate-Term Tax-Free Income Fund Advisor (FITZX) — Dividend — Sold (part) Franklin Fed. Intermediate-Term Tax-Free Income Fund Advisor (FITZX) — Sold Goldman Sachs Investor Tax-Exempt Money Market Fund FST (FTXXX) — Dividend — Sold Harbor Small Cap Value Fund Institutional (HASCX) — None — Sold Harbor Capital Appreciation Fund Institutional (HACAX) — None — Sold (part) Harbor Capital Appreciation Fund Institutional (HACAX) — Sold American Funds New World Fund F-2 (NFFFX) — None — Sold (part) American Funds New World Fund F-2 (NFFFX) — Sold John Hancock Funds Disciplined Value Mid Cap Fund I (JVMIX) — None — Sold MFS Municipal High Income Fund I (MMIIX) — Dividend — Sold (part) MFS Municipal High Income Fund I (MMIIX) — Sold Nuveen Limited Term Municipal Bond Fund I (FLTRX) — Dividend — Sold (part) Nuveen Limited Term Municipal Bond Fund I (FLTRX) — Sold Nuveen Intermediate Duration Municipal Bond Fund I (NUVBX) — Dividend — Sold (part) Nuveen Intermediate Duration Municipal Bond Fund I (NUVBX) — Sold Nuveen Real Estate Securities Fund I (FARCX) — Dividend — Sold Oakmark International Fund Investor Class (OAYIX) — None — Sold T. Rowe Price Equity Income Fund (PRFDX) — Dividend — Sold T. Rowe Price Summit Mun Fds Inc-Mun FD (PRSMX) — Dividend — Sold (part) T. Rowe Price Summit Mun Fds Inc-Mun FD (PRSMX) — Sold T. Rowe Price Blue Chip Growth Fund (TRBCX) — None — Sold (part) T. Rowe Price Blue Chip Growth Fund (TRBCX) — Sold T. Rowe Price Mid-Cap Growth Fund (RPMGX) — None — Sold (part) T. Rowe Price Mid-Cap Growth Fund (RPMGX) — Sold Thornburg Limited Term Municipal Fund I (LTMIX) — Dividend — Sold Account #7 (H) Wells Fargo (cash) — Interest Crown Banking (cash) (Y) Invesco QQQ Tr ETF (QQQ) — Dividend — Buy (add'l) Invesco Tr II S&P 500 Low Volatility (SPLV) — Dividend — Buy Ishares Core S&P Smallcap ETF (IJR) — Dividend Ishares Edge MSCI Min Vol Emerg Mkts ETF (EEMV) — Dividend — Buy (add'l) SPDR Dow Jones Indl Avg ETF Tr (DIA) — Dividend SPDR S&P 500 Trust ETF (SPY) — Dividend Vanguard Dividend Appreciation ETF (VIG) — Dividend Vanguard FTSE Developed Mkts ETF (VEA) — Dividend — Buy (add'l) Vanguard Index Fds S&P 500 ETF (VOO) — Dividend Vanguard Mid Cap ETF (VO) — Dividend — Buy (add'l) Vanguard Russell 1000 ETF (VONE) — Dividend — Buy (add'l) Vanguard Small Cap ETF (VB) — Dividend — Buy (add'l) General Elec Cap Corp Note 5.550% (36966R5P7) — None — Buy General Elec Cap Corp Note 5.550% (36966R5P7) — Sold Goldman Sachs Grp Inc Note 5.500% (38141E2G3) — Interest — Buy Goldman Sachs Grp Inc Note 5.500% (38141E2G3) — Sold GE Capital Medium Term Note 3.600% (36966THG0) — None — Buy GE Capital Medium Term Note 3.600% (36966THG0) — None — Sold GE Capital Medium Term Note 3.750% (36966THL9) — None — Buy GE Capital Medium Term Note 3.750% (36966THL9) — Sold Philadelphia PA Hosps & High Ed Facs Auth Rev 5.250% (717825PQ0) — Interest — Buy Philadelphia PA Hosps & High Ed Facs Auth Rev 5.250% (717825PQ0) — Redeemed Hempfield PA Area Sch Dist Westmoreland Cnty 5.0% (423725NG1) — Interest — Buy Hempfield PA Area Sch Dist Westmoreland Cnty 5.0% (423725NG1) — Sold Pike Cnty PA Serv B 4.0% (721279FV4) — Interest — Buy Pike Cnty PA Serv B 4.0% (721279FV4) — Sold Monroeville PA Fin Auth UPMC Rev 5.0% (611530AX4) — None — Buy Monroeville PA Fin Auth UPMC Rev 5.0% (611530AX4) — Sold Utah Tran Auth Sales Tax Rev 5.250% (917565HD8) — None — Buy Utah Tran Auth Sales Tax Rev 5.250% (917565HD8) — Sold Dauphin Cnty PA 5.0% (238253A73) — Interest — Buy Dauphin Cnty PA 5.0% (238253A73) — Sold Unitversity TX Univ Revs 5.375% (9151373W1) — None — Buy Unitversity TX Univ Revs 5.375% (9151373W1) — Sold Pikeville KY Hsp Rev 6.250% ( 72134PBJ0) — Interest — Buy Pikeville KY Hsp Rev 6.250% ( 72134PBJ0) — Sold Pennsbury PA Sch Dist 5.0% (708553PT3) — None — Buy Pennsbury PA Sch Dist 5.0% (708553PT3) — Sold West Chester PA Area Sch Dist 5.0% (952030X66) — None — Buy West Chester PA Area Sch Dist 5.0% (952030X66) — Sold State Pub Sch Bldg Auth PA Cllg 5.0% (85732MJ73) — Interest — Buy State Pub Sch Bldg Auth PA Cllg 5.0% (85732MJ73) — Sold Massachusetts St Cons Ln-Ser F 4.0% (57582RAG1) — Interest — Buy Massachusetts St Cons Ln-Ser F 4.0% (57582RAG1) — Sold AMG Times Square Mid Cap Growth Fund Cl N (TIMDPX) — Dividend — Buy Invesco Global Real Estate Y (ARGYX) — Dividend — Buy Invesco Global Real Estate Y (ARGYX) — Sold Blair William FDS Intl Growth Fd Cl I (BIGIX) — Dividend — Buy Carillon Ser Tr Eagle Small Cap Growth Fd Cl I (HSIIX) — Dividend — Buy Advisors Inner Circle Fd Cambiar Oppty Fd Instl Cl (CAMWX) — Distribution — Buy Delaware Group Equity Fds II-Value Fd Instl Cl (DDVIX) — Dividend — Buy First Eagle Funds Sogen Overseas Fd Cl I (SGOIX) — Dividend — Buy Hancock John Cap Ser Classic Value Fd Cl I (JCVIX) — Dividend — Buy Hotchkis & Wiley Fds Mid Cap Value Fd Cl I (HWMIX) — Dividend — Buy American Funds Washington Mutual Investors Fund F-2 (WMFFX) — Dividend — Buy Invesco Oppenheimer Developing Markets Fund Y (ODVYX) — Dividend — Buy Lazard Emerging Market Equity Portfolio Institutional (LZEMX) — Dividend — Buy Lord Abbet High Yield Fund Class F (LHYFX) — Dividend — Buy MainStay Large Cap Growth Fund I (MLAIX) — Dividend — Buy Wells Fargo Emerging Growth Fund I (WEMIX) — Dividend — Buy Victory Sycamore Small Company Opportunity Fund I (VSOIX) — Dividend — Buy Voya Large-Cap Growth Fund I (PLCIX) — Dividend — Buy Wells Fargo Money Market Fd Premier Cl (WMPXX) (cash) — Dividend — Open Wells Fargo Money Market Fd Premier Cl (WMPXX) (cash) — Closed Account #8 (H) Wells Fargo Expanded Bank Deposit (cash) — Interest — Open Goldman Sachs US Large Cap Equity ETF (GSLC) — Dividend — Buy Invesco Optimum Divsified Commodity Strategy No K-1 ETF (PDBC) — Dividend — Buy Ishares PFD & Income Secs ETF (PFF) — Dividend — Buy Ishares Core S&P Tot U.S. Stock Mkt ETF (ITOT) — Dividend — Buy Ishares Core S&P 500 Index Fd (IVV) — Dividend — Buy Ishares Core Total USB Bond Market ETF (IUSB) — Dividend — Buy Ishares Core U.S. Aggregate Bond ETF (AGG) — Dividend — Buy Ishares Iboxx High Yield Corp Bond ETF (HYG) — Dividend — Buy Ishares JP Morgan USD Emerging Mkts ETF (EMB) — Dividend — Buy Ishares MBS ETF (MBB) — Dividend — Buy Vanguard Intermediate Term Corp Bond ETF (VCIT) — Dividend — Buy Vanguard Total Bond Market ETF (BND) — Dividend — Buy Xtrackers USD High Yield Corp Bond ETF (HYLB) — Dividend — Buy Account #9 (H) American Funds The Growth Fund of America 529-A (CGFAX) — Dividend American Funds The New Economy Fund 529-A (CNGAX) — Dividend American Funds New Perspective Fund 529- A (CNPAX) — Dividend American Funds New World Fund 529-A (CNWAX) — Dividend American Funds SmallCap World Fund 529- A (CSPAX) — Dividend American Funds College 2027 Fund 529-A (CSTAX) — Dividend Account #10 (H) American Funds The Growth Fund of America 529-A (CGFAX) — Dividend American Funds The New Economy Fund 529-A (CNGAX) — Dividend American Funds New Perspective Fund 529- A (CNPAX) — Dividend American Funds New World Fund 529-A (CNWAX) — Dividend American Funds SmallCap World Fund 529- A (CSPAX) — Dividend American Funds College 2030 Fund 529-A (CTHAX) — Dividend Individual Assets (H) Wells Fargo (cash) — Interest Account #1 (H) Wells Fargo Bank Standard Deposit (cash) (X) — Interest Invesco Tr II Emerging Mkts Sovereign ETF (PCY) — Dividend — Buy Ishares Russell 2000 ETF (IWM) — Dividend — Buy Ishares Core S&P Mid ETF (IJH) — Dividend — Buy Ishares Core S&P 500 Index Fd (IVV) — Dividend — Buy Ishares Core U.S. Aggregate Bond ETF (AGG) — Dividend — Buy Ishares Iboxx High Yield Corp Bond ETF (HYG) — Dividend — Buy Ishares S&P 500 Growth ETF (IVW) — Dividend — Buy Ishares S&P 500 Value ETF (IVE) — Dividend — Buy Vanguard FTSE Developed Mkts ETF (VEA) — Dividend — Buy Vanguard Intl Equity Index Fds Ftse Emerging Mkts ETF (VWO) — Dividend — Buy Vanguard Mid Cap ETF (VO) — Dividend — Buy Baron Select Funds Emerging Markets Fd Instl Shs (BEXIX) — None — Buy Baron Select Funds Emerging Markets Fd Instl Shs (BEXIX) — Buy (add'l) Baron Select Funds Emerging Markets Fd Instl Shs (BEXIX) — Sold Eagle Small Cap Growth Fund I (HSIIX) — None — Sold Dodge & Cox FDS Intl Stk Fd (DODFX) — None — Sold Eaton Vance Income Fund of Boston I (EIBIX) — Dividend — Sold AMG Times Square Mid Cap Growth Fund N (TQMIX) — None — Sold John Hancock Classic Value Fund I (JCVIX) — None — Buy (add'l) John Hancock Classic Value Fund I (JCVIX) — Sold American Funds Washington Mutual Investors Fund F-2 (WMFFX) — Dividend — Buy (add'l) American Funds Washington Mutual Investors Fund F-2 (WMFFX) — Sold Lazard Emerging Market Equity Portfolio Institutional (LZEMX) — None — Sold MFS Value Fund Class I (MEIIX) — Dividend — Buy (add'l) MFS Value Fund Class I (MEIIX) — Sold MFS Emerging Markets Debt I (MEDIX) — Dividend — Sold MainStay Large Cap Growth Fund I (MLAIX) — None — Sold (part) MainStay Large Cap Growth Fund I (MLAIX) — Sold Wells Fargo Emerging Growth Fund I (WEMIX) — None — Sold Invesco Oppenheimer Developing Markets Fund Y (ODVYX) — None — Sold T Rowe Price Intl Fd Overseas Stk Fd (TROSX) — None — Buy (add'l) T Rowe Price Intl Fd Overseas Stk Fd (TROSX) — Sold Virtus Asset TR Ceredex Mid Cap Value Equity Fd CL I (SMVTX) — Dividend — Sold Victory Sycamore Small Company Opportunity Fund I (VSOIX) — None — Buy (add'l) Victory Sycamore Small Company Opportunity Fund I (VSOIX) — Sold Voya Large-Cap Growth Fund I (PLCIX) — None — Sold (part) Voya Large-Cap Growth Fund I (PLCIX) — Sold Wells Fargo Core Bond Fund I (MBFIX) — Dividend — Sold (part) Wells Fargo Core Bond Fund I (MBFIX) — Sold Account #2 (H) Ishares Russell 2000 ETF (IWM) — Dividend — Buy Ishares Core S&P Mid ETF (IJH) — Dividend — Buy Ishares Core S&P 500 Index Fd (IVV) — Dividend — Buy Ishares Core U.S. Aggregate Bond ETF (AGG) — Dividend — Buy Ishares S&P 500 Growth ETF (IVW) — Dividend — Buy Ishares S&P 500 Value ETF (IVE) — Dividend — Buy Vanguard FTSE Developed Mkts ETF (VEA) — Dividend — Buy Vanguard Intl Equity Index Fds Ftse Emerging Mkts ETF (VWO) — Dividend — Buy Vanguard Mid Cap ETF (VO) — Dividend — Buy Baron Select Funds Emerging Markets Fd Instl Shs (BEXIX) — None — Buy Baron Select Funds Emerging Markets Fd Instl Shs (BEXIX) — Sold Eagle Small Cap Growth Fund I (HSIIX) (X) — None — Sold Dodge & Cox FDS Intl Stk Fd (DODFX) — None — Sold AMG Times Square Mid Cap Growth Fund N (TQMIX) — None — Sold John Hancock Classic Value Fund I (JCVIX) — None — Sold American Funds Washington Mutual Investors Fund F-2 (WMFFX) — Dividend — Sold Lazard Emerging Market Equity Portfolio Institutional (LZEMX) — None — Sold MFS Value Fund Class I (MEIIX) — Dividend — Sold MainStay Large Cap Growth Fund I (MLAIX) — None — Sold Wells Fargo Emerging Growth Fund I (WEMIX) (X) — None — Sold Invesco Oppenheimer Developing Markets Fund Y (ODVYX) — None — Sold T Rowe Price Intl Fd Overseas Stk Fd (TROSX) — None — Buy (add'l) T Rowe Price Intl Fd Overseas Stk Fd (TROSX) — Sold Virtus Asset TR Ceredex Mid Cap Value Equity Fd CL I (SMVTX) — Dividend — Sold Victory Sycamore Small Company Opportunity Fund I (VSOIX) — None — Sold Voya Large-Cap Growth Fund I (PLCIX) — None — Sold Account #3 (H) Invesco Tr II Emerging Mkts Sovereign ETF (PCY) — Dividend — Buy Ishares Russell 2000 ETF (IWM) — Dividend — Buy Ishares Core S&P Mid ETF (IJH) — Dividend — Buy Ishares Core S&P 500 Index Fd (IVV) — Dividend — Buy Ishares Core U.S. Aggregate Bond ETF (AGG) — Dividend — Buy Ishares Iboxx High Yield Corp Bond ETF (HYG) — Dividend — Buy Ishares S&P 500 Growth ETF (IVW) — Dividend — Buy Ishares S&P 500 Value ETF (IVE) — Dividend — Buy Vanguard FTSE Developed Mkts ETF (VEA) — Dividend — Buy Vanguard Intl Equity Index Fds Ftse Emerging Mkts ETF (VWO) — Dividend — Buy Vanguard Mid Cap ETF (VO) — Dividend — Buy MFS Municipal High Income Fund I (MMIIX) — Sold Baron Select Funds Emerging Markets Fd Instl Shs (BEXIX) — None — Buy Baron Select Funds Emerging Markets Fd Instl Shs (BEXIX) — Sold Eagle Small Cap Growth Fund I (HSIIX) — None — Sold Dodge & Cox FDS Intl Stk Fd (DODFX) — None — Sold Eaton Vance Income Fund of Boston I (EIBIX) — Dividend — Sold AMG Times Square Mid Cap Growth Fund N (TQMIX) — None — Sold John Hancock Classic Value Fund I (JCVIX) — None — Sold American Funds Washington Mutual Investors Fund F-2 (WMFFX) — Dividend — Buy (add'l) American Funds Washington Mutual Investors Fund F-2 (WMFFX) — Sold Lazard Emerging Market Equity Portfolio Institutional (LZEMX) — None — Sold MFS Value Fund Class I (MEIIX) — Dividend — Buy (add'l) MFS Value Fund Class I (MEIIX) — Sold MFS Emerging Markets Debt I (MEDIX) — Dividend — Sold MainStay Large Cap Growth Fund I (MLAIX) — None — Sold (part) MainStay Large Cap Growth Fund I (MLAIX) — Sold Wells Fargo Emerging Growth Fund I (WEMIX) — None — Sold Oppenheimer Invesco Developing Markets Fund Y (ODVYX) — None — Sold T Rowe Price Intl Fd Overseas Stk Fd (TROSX) — None — Buy (add'l) T Rowe Price Intl Fd Overseas Stk Fd (TROSX) — Sold Virtus Asset TR Ceredex Mid Cap Value Equity Fd CL I (SMVTX) — Dividend — Sold Victory Sycamore Small Company Opportunity Fund I (VSOIX) — None — Sold Voya Large-Cap Growth Fund I (PLCIX) — None — Sold Wells Fargo Core Bond Fund I (MBFIX) — Dividend — Sold Account #4 (H) Vanguard Target Retirement 2035 Trust — None Account #5 (H) Vanguard Target Retirement 2035 Trust — None Account #6 (H) Wells Fargo Bank Standard Deposit (cash) (X) — Interest Goldman Sachs Activebeta US Large Cap Equity ETF (GSLC) — Dividend — Buy Invesco Optimum Divsified Commodity Strategy No K-1 ETF (PDBC) — Dividend — Buy Ishares PFD & Income Secs ETF (PFF) — Dividend — Buy Ishares Core S&P Tot U.S. Stock Mkt ETF (ITOT) — Dividend — Buy Ishares Core S&P 500 Index Fd ETF (IVV) — Dividend — Buy Ishares Core Total USB Bond Market ETF (IUSB) — Dividend — Buy Ishares Core U.S. Aggregate Bond ETF (AGG) — Dividend — Buy Ishares Core U.S. Aggregate Bond ETF (AGG) — Buy (add'l) Ishares Iboxx High Yield Corp Bond ETF (HYG) — Dividend — Buy Ishares JP Morgan USD Emerging Mkts ETF (EMB) — Dividend — Buy Ishares MBS ETF (MBB) — Dividend — Buy Vanguard Intermediate Term Corp Bond ETF (VCIT) — Dividend — Buy Vanguard Total Bond Market ETF (BND) — Dividend — Buy Xtrackers USD High Yield Corp Bond ETF (HYLB) — Dividend — Buy SPDR Gold Trust ETF (GLD) — None — Sold Market Vectors Gold Miners ETF (GDX) — None — Sold Diamond Hill Large Cap Fund I (DHLRX) — None — Sold Franklin Fed. Intermediate-Term Tax-Free Income Fund Advisor (FITZX) — Dividend — Sold (part) Franklin Fed. Intermediate-Term Tax-Free Income Fund Advisor (FITZX) — Sold Goldman Sachs Investor Tax-Exempt Money Market Fund FST (FTXXX) — Dividend — Sold Harbor Small Cap Value Fund Institutional (HASCX) — None — Sold Harbor Capital Appreciation Fund Institutional (HACAX) — None — Sold (part) Harbor Capital Appreciation Fund Institutional (HACAX) — Sold American Funds New World Fund F-2 (NFFFX) — None — Sold (part) American Funds New World Fund F-2 (NFFFX) — Sold John Hancock Funds Disciplined Value Mid Cap Fund I (JVMIX) — None — Sold MFS Municipal High Income Fund I (MMIIX) — Dividend — Sold (part) Nuveen Limited Term Municipal Bond Fund I (FLTRX) — Dividend — Sold (part) Nuveen Limited Term Municipal Bond Fund I (FLTRX) — Sold Nuveen Intermediate Duration Municipal Bond Fund I (NUVBX) — Dividend — Sold (part) Nuveen Intermediate Duration Municipal Bond Fund I (NUVBX) — Sold Nuveen Real Estate Securities Fund I (FARCX) — Dividend — Sold Oakmark International Fund Investor Class (OAYIX) — None — Sold T. Rowe Price Equity Income Fund (PRFDX) — Dividend — Sold T. Rowe Price Summit Mun Fds Inc-Mun FD (PRSMX) — Dividend — Sold (part) T. Rowe Price Summit Mun Fds Inc-Mun FD (PRSMX) — Sold T. Rowe Price Blue Chip Growth Fund (TRBCX) — None — Sold (part) T. Rowe Price Blue Chip Growth Fund (TRBCX) — Sold T. Rowe Price Mid-Cap Growth Fund (RPMGX) — None — Sold (part) T. Rowe Price Mid-Cap Growth Fund (RPMGX) — Sold Thornburg Limited Term Municipal Fund I (LTMIX) — Dividend — Sold Account #7 (H) Wells Fargo (cash) — Interest Crown Banking (cash) (Y) Invesco QQQ Tr ETF (QQQ) — Dividend — Buy (add'l) Invesco Tr II S&P 500 Low Volatility (SPLV) — Dividend — Buy Ishares Core S&P Smallcap ETF (IJR) — Dividend Ishares Edge MSCI Min Vol Emerg Mkts ETF (EEMV) — Dividend — Buy (add'l) SPDR Dow Jones Indl Avg ETF Tr (DIA) — Dividend SPDR S&P 500 Trust ETF (SPY) — Dividend Vanguard Dividend Appreciation ETF (VIG) — Dividend Vanguard FTSE Developed Mkts ETF (VEA) — Dividend — Buy (add'l) Vanguard Index Fds S&P 500 ETF (VOO) — Dividend Vanguard Mid Cap ETF (VO) — Dividend — Buy (add'l) Vanguard Russell 1000 ETF (VONE) — Dividend — Buy (add'l) Vanguard Small Cap ETF (VB) — Dividend — Buy (add'l) General Elec Cap Corp Note 5.550% (36966R5P7) — None — Buy General Elec Cap Corp Note 5.550% (36966R5P7) — Sold Goldman Sachs Grp Inc Note 5.500% (38141E2G3) — Interest — Buy Goldman Sachs Grp Inc Note 5.500% (38141E2G3) — Sold GE Capital Medium Term Note 3.600% (36966THG0) — None — Buy GE Capital Medium Term Note 3.600% (36966THG0) — None — Sold GE Capital Medium Term Note 3.750% (36966THL9) — None — Buy GE Capital Medium Term Note 3.750% (36966THL9) — Sold Philadelphia PA Hosps & High Ed Facs Auth Rev 5.250% (717825PQ0) — Interest — Buy Philadelphia PA Hosps & High Ed Facs Auth Rev 5.250% (717825PQ0) — Redeemed Hempfield PA Area Sch Dist Westmoreland Cnty 5.0% (423725NG1) — Interest — Buy Hempfield PA Area Sch Dist Westmoreland Cnty 5.0% (423725NG1) — Sold Pike Cnty PA Serv B 4.0% (721279FV4) — Interest — Buy Pike Cnty PA Serv B 4.0% (721279FV4) — Sold Monroeville PA Fin Auth UPMC Rev 5.0% (611530AX4) — None — Buy Monroeville PA Fin Auth UPMC Rev 5.0% (611530AX4) — Sold Utah Tran Auth Sales Tax Rev 5.250% (917565HD8) — None — Buy Utah Tran Auth Sales Tax Rev 5.250% (917565HD8) — Sold Dauphin Cnty PA 5.0% (238253A73) — Interest — Buy Dauphin Cnty PA 5.0% (238253A73) — Sold Unitversity TX Univ Revs 5.375% (9151373W1) — None — Buy Unitversity TX Univ Revs 5.375% (9151373W1) — Sold Pikeville KY Hsp Rev 6.250% ( 72134PBJ0) — Interest — Buy Pikeville KY Hsp Rev 6.250% ( 72134PBJ0) — Sold Pennsbury PA Sch Dist 5.0% (708553PT3) — None — Buy Pennsbury PA Sch Dist 5.0% (708553PT3) — Sold West Chester PA Area Sch Dist 5.0% (952030X66) — None — Buy West Chester PA Area Sch Dist 5.0% (952030X66) — Sold State Pub Sch Bldg Auth PA Cllg 5.0% (85732MJ73) — Interest — Buy State Pub Sch Bldg Auth PA Cllg 5.0% (85732MJ73) — Sold Massachusetts St Cons Ln-Ser F 4.0% (57582RAG1) — Interest — Buy Massachusetts St Cons Ln-Ser F 4.0% (57582RAG1) — Sold AMG Times Square Mid Cap Growth Fund Cl N (TIMDPX) — Dividend — Buy Invesco Global Real Estate Y (ARGYX) — Dividend — Buy Invesco Global Real Estate Y (ARGYX) — Sold Blair William FDS Intl Growth Fd Cl I (BIGIX) — Dividend — Buy Carillon Ser Tr Eagle Small Cap Growth Fd Cl I (HSIIX) — Dividend — Buy Advisors Inner Circle Fd Cambiar Oppty Fd Instl Cl (CAMWX) — Distribution — Buy Delaware Group Equity Fds II-Value Fd Instl Cl (DDVIX) — Dividend — Buy First Eagle Funds Sogen Overseas Fd Cl I (SGOIX) — Dividend — Buy Hancock John Cap Ser Classic Value Fd Cl I (JCVIX) — Dividend — Buy Hotchkis & Wiley Fds Mid Cap Value Fd Cl I (HWMIX) — Dividend — Buy American Funds Washington Mutual Investors Fund F-2 (WMFFX) — Dividend — Buy Invesco Oppenheimer Developing Markets Fund Y (ODVYX) — Dividend — Buy Lazard Emerging Market Equity Portfolio Institutional (LZEMX) — Dividend — Buy Lord Abbet High Yield Fund Class F (LHYFX) — Dividend — Buy MainStay Large Cap Growth Fund I (MLAIX) — Dividend — Buy Wells Fargo Emerging Growth Fund I (WEMIX) — Dividend — Buy Victory Sycamore Small Company Opportunity Fund I (VSOIX) — Dividend — Buy Voya Large-Cap Growth Fund I (PLCIX) — Dividend — Buy Wells Fargo Money Market Fd Premier Cl (WMPXX) (cash) — Dividend — Open Wells Fargo Money Market Fd Premier Cl (WMPXX) (cash) — Closed Account #8 (H) Wells Fargo Expanded Bank Deposit (cash) — Interest — Open Goldman Sachs US Large Cap Equity ETF (GSLC) — Dividend — Buy Invesco Optimum Divsified Commodity Strategy No K-1 ETF (PDBC) — Dividend — Buy Ishares PFD & Income Secs ETF (PFF) — Dividend — Buy Ishares Core S&P Tot U.S. Stock Mkt ETF (ITOT) — Dividend — Buy Ishares Core S&P 500 Index Fd (IVV) — Dividend — Buy Ishares Core Total USB Bond Market ETF (IUSB) — Dividend — Buy Ishares Core U.S. Aggregate Bond ETF (AGG) — Dividend — Buy Ishares Iboxx High Yield Corp Bond ETF (HYG) — Dividend — Buy Ishares JP Morgan USD Emerging Mkts ETF (EMB) — Dividend — Buy Ishares MBS ETF (MBB) — Dividend — Buy Vanguard Intermediate Term Corp Bond ETF (VCIT) — Dividend — Buy Vanguard Total Bond Market ETF (BND) — Dividend — Buy Xtrackers USD High Yield Corp Bond ETF (HYLB) — Dividend — Buy Account #9 (H) American Funds The Growth Fund of America 529-A (CGFAX) — Dividend American Funds The New Economy Fund 529-A (CNGAX) — Dividend American Funds New Perspective Fund 529- A (CNPAX) — Dividend American Funds New World Fund 529-A (CNWAX) — Dividend American Funds SmallCap World Fund 529- A (CSPAX) — Dividend American Funds College 2027 Fund 529-A (CSTAX) — Dividend Account #10 (H) American Funds The Growth Fund of America 529-A (CGFAX) — Dividend American Funds The New Economy Fund 529-A (CNGAX) — Dividend American Funds New Perspective Fund 529- A (CNPAX) — Dividend American Funds New World Fund 529-A (CNWAX) — Dividend American Funds SmallCap World Fund 529- A (CSPAX) — Dividend American Funds College 2030 Fund 529-A (CTHAX) — Dividend Individual Assets (H) Wells Fargo (cash) — Interest Account #1 (H) Wells Fargo Bank Standard Deposit (cash) (X) — Interest Invesco Tr II Emerging Mkts Sovereign ETF (PCY) — Dividend — Buy Ishares Russell 2000 ETF (IWM) — Dividend — Buy Ishares Core S&P Mid ETF (IJH) — Dividend — Buy Ishares Core S&P 500 Index Fd (IVV) — Dividend — Buy Ishares Core U.S. Aggregate Bond ETF (AGG) — Dividend — Buy Ishares Iboxx High Yield Corp Bond ETF (HYG) — Dividend — Buy Ishares S&P 500 Growth ETF (IVW) — Dividend — Buy Ishares S&P 500 Value ETF (IVE) — Dividend — Buy Vanguard FTSE Developed Mkts ETF (VEA) — Dividend — Buy Vanguard Intl Equity Index Fds Ftse Emerging Mkts ETF (VWO) — Dividend — Buy Vanguard Mid Cap ETF (VO) — Dividend — Buy Baron Select Funds Emerging Markets Fd Instl Shs (BEXIX) — None — Buy Baron Select Funds Emerging Markets Fd Instl Shs (BEXIX) — Buy (add'l) Baron Select Funds Emerging Markets Fd Instl Shs (BEXIX) — Sold Eagle Small Cap Growth Fund I (HSIIX) — None — Sold Dodge & Cox FDS Intl Stk Fd (DODFX) — None — Sold Eaton Vance Income Fund of Boston I (EIBIX) — Dividend — Sold AMG Times Square Mid Cap Growth Fund N (TQMIX) — None — Sold John Hancock Classic Value Fund I (JCVIX) — None — Buy (add'l) John Hancock Classic Value Fund I (JCVIX) — Sold American Funds Washington Mutual Investors Fund F-2 (WMFFX) — Dividend — Buy (add'l) American Funds Washington Mutual Investors Fund F-2 (WMFFX) — Sold Lazard Emerging Market Equity Portfolio Institutional (LZEMX) — None — Sold MFS Value Fund Class I (MEIIX) — Dividend — Buy (add'l) MFS Value Fund Class I (MEIIX) — Sold MFS Emerging Markets Debt I (MEDIX) — Dividend — Sold MainStay Large Cap Growth Fund I (MLAIX) — None — Sold (part) MainStay Large Cap Growth Fund I (MLAIX) — Sold Wells Fargo Emerging Growth Fund I (WEMIX) — None — Sold Invesco Oppenheimer Developing Markets Fund Y (ODVYX) — None — Sold T Rowe Price Intl Fd Overseas Stk Fd (TROSX) — None — Buy (add'l) T Rowe Price Intl Fd Overseas Stk Fd (TROSX) — Sold Virtus Asset TR Ceredex Mid Cap Value Equity Fd CL I (SMVTX) — Dividend — Sold Victory Sycamore Small Company Opportunity Fund I (VSOIX) — None — Buy (add'l) Victory Sycamore Small Company Opportunity Fund I (VSOIX) — Sold Voya Large-Cap Growth Fund I (PLCIX) — None — Sold (part) Voya Large-Cap Growth Fund I (PLCIX) — Sold Wells Fargo Core Bond Fund I (MBFIX) — Dividend — Sold (part) Wells Fargo Core Bond Fund I (MBFIX) — Sold Account #2 (H) Ishares Russell 2000 ETF (IWM) — Dividend — Buy Ishares Core S&P Mid ETF (IJH) — Dividend — Buy Ishares Core S&P 500 Index Fd (IVV) — Dividend — Buy Ishares Core U.S. Aggregate Bond ETF (AGG) — Dividend — Buy Ishares S&P 500 Growth ETF (IVW) — Dividend — Buy Ishares S&P 500 Value ETF (IVE) — Dividend — Buy Vanguard FTSE Developed Mkts ETF (VEA) — Dividend — Buy Vanguard Intl Equity Index Fds Ftse Emerging Mkts ETF (VWO) — Dividend — Buy Vanguard Mid Cap ETF (VO) — Dividend — Buy Baron Select Funds Emerging Markets Fd Instl Shs (BEXIX) — None — Buy Baron Select Funds Emerging Markets Fd Instl Shs (BEXIX) — Sold Eagle Small Cap Growth Fund I (HSIIX) (X) — None — Sold Dodge & Cox FDS Intl Stk Fd (DODFX) — None — Sold AMG Times Square Mid Cap Growth Fund N (TQMIX) — None — Sold John Hancock Classic Value Fund I (JCVIX) — None — Sold American Funds Washington Mutual Investors Fund F-2 (WMFFX) — Dividend — Sold Lazard Emerging Market Equity Portfolio Institutional (LZEMX) — None — Sold MFS Value Fund Class I (MEIIX) — Dividend — Sold MainStay Large Cap Growth Fund I (MLAIX) — None — Sold Wells Fargo Emerging Growth Fund I (WEMIX) (X) — None — Sold Invesco Oppenheimer Developing Markets Fund Y (ODVYX) — None — Sold T Rowe Price Intl Fd Overseas Stk Fd (TROSX) — None — Buy (add'l) T Rowe Price Intl Fd Overseas Stk Fd (TROSX) — Sold Virtus Asset TR Ceredex Mid Cap Value Equity Fd CL I (SMVTX) — Dividend — Sold Victory Sycamore Small Company Opportunity Fund I (VSOIX) — None — Sold Voya Large-Cap Growth Fund I (PLCIX) — None — Sold Account #3 (H) Invesco Tr II Emerging Mkts Sovereign ETF (PCY) — Dividend — Buy Ishares Russell 2000 ETF (IWM) — Dividend — Buy Ishares Core S&P Mid ETF (IJH) — Dividend — Buy Ishares Core S&P 500 Index Fd (IVV) — Dividend — Buy Ishares Core U.S. Aggregate Bond ETF (AGG) — Dividend — Buy Ishares Iboxx High Yield Corp Bond ETF (HYG) — Dividend — Buy Ishares S&P 500 Growth ETF (IVW) — Dividend — Buy Ishares S&P 500 Value ETF (IVE) — Dividend — Buy Vanguard FTSE Developed Mkts ETF (VEA) — Dividend — Buy Vanguard Intl Equity Index Fds Ftse Emerging Mkts ETF (VWO) — Dividend — Buy Vanguard Mid Cap ETF (VO) — Dividend — Buy Baron Select Funds Emerging Markets Fd Instl Shs (BEXIX) — None — Buy Baron Select Funds Emerging Markets Fd Instl Shs (BEXIX) — Sold Eagle Small Cap Growth Fund I (HSIIX) — None — Sold Dodge & Cox FDS Intl Stk Fd (DODFX) — None — Sold Eaton Vance Income Fund of Boston I (EIBIX) — Dividend — Sold AMG Times Square Mid Cap Growth Fund N (TQMIX) — None — Sold John Hancock Classic Value Fund I (JCVIX) — None — Sold American Funds Washington Mutual Investors Fund F-2 (WMFFX) — Dividend — Buy (add'l) American Funds Washington Mutual Investors Fund F-2 (WMFFX) — Sold Lazard Emerging Market Equity Portfolio Institutional (LZEMX) — None — Sold MFS Value Fund Class I (MEIIX) — Dividend — Buy (add'l) MFS Value Fund Class I (MEIIX) — Sold MFS Emerging Markets Debt I (MEDIX) — Dividend — Sold MainStay Large Cap Growth Fund I (MLAIX) — None — Sold (part) MainStay Large Cap Growth Fund I (MLAIX) — Sold Wells Fargo Emerging Growth Fund I (WEMIX) — None — Sold Oppenheimer Invesco Developing Markets Fund Y (ODVYX) — None — Sold T Rowe Price Intl Fd Overseas Stk Fd (TROSX) — None — Buy (add'l) T Rowe Price Intl Fd Overseas Stk Fd (TROSX) — Sold Virtus Asset TR Ceredex Mid Cap Value Equity Fd CL I (SMVTX) — Dividend — Sold Victory Sycamore Small Company Opportunity Fund I (VSOIX) — None — Sold Voya Large-Cap Growth Fund I (PLCIX) — None — Sold Wells Fargo Core Bond Fund I (MBFIX) — Dividend — Sold Account #4 (H) Vanguard Target Retirement 2035 Trust — None Account #5 (H) Vanguard Target Retirement 2035 Trust — None Account #6 (H) Wells Fargo Bank Standard Deposit (cash) (X) — Interest Goldman Sachs Activebeta US Large Cap Equity ETF (GSLC) — Dividend — Buy Invesco Optimum Divsified Commodity Strategy No K-1 ETF (PDBC) — Dividend — Buy Ishares PFD & Income Secs ETF (PFF) — Dividend — Buy Ishares Core S&P Tot U.S. Stock Mkt ETF (ITOT) — Dividend — Buy Ishares Core S&P 500 Index Fd ETF (IVV) — Dividend — Buy Ishares Core Total USB Bond Market ETF (IUSB) — Dividend — Buy Ishares Core U.S. Aggregate Bond ETF (AGG) — Dividend — Buy Ishares Core U.S. Aggregate Bond ETF (AGG) — Buy (add'l) Ishares Iboxx High Yield Corp Bond ETF (HYG) — Dividend — Buy Ishares JP Morgan USD Emerging Mkts ETF (EMB) — Dividend — Buy Ishares MBS ETF (MBB) — Dividend — Buy Vanguard Intermediate Term Corp Bond ETF (VCIT) — Dividend — Buy Vanguard Total Bond Market ETF (BND) — Dividend — Buy Xtrackers USD High Yield Corp Bond ETF (HYLB) — Dividend — Buy SPDR Gold Trust ETF (GLD) — None — Sold Market Vectors Gold Miners ETF (GDX) — None — Sold Diamond Hill Large Cap Fund I (DHLRX) — None — Sold Franklin Fed. Intermediate-Term Tax-Free Income Fund Advisor (FITZX) — Dividend — Sold (part) Franklin Fed. Intermediate-Term Tax-Free Income Fund Advisor (FITZX) — Sold Goldman Sachs Investor Tax-Exempt Money Market Fund FST (FTXXX) — Dividend — Sold Harbor Small Cap Value Fund Institutional (HASCX) — None — Sold Harbor Capital Appreciation Fund Institutional (HACAX) — None — Sold (part) Harbor Capital Appreciation Fund Institutional (HACAX) — Sold American Funds New World Fund F-2 (NFFFX) — None — Sold (part) American Funds New World Fund F-2 (NFFFX) — Sold John Hancock Funds Disciplined Value Mid Cap Fund I (JVMIX) — None — Sold MFS Municipal High Income Fund I (MMIIX) — Dividend — Sold (part) MFS Municipal High Income Fund I (MMIIX) — Sold Nuveen Limited Term Municipal Bond Fund I (FLTRX) — Dividend — Sold (part) Nuveen Limited Term Municipal Bond Fund I (FLTRX) — Sold Nuveen Intermediate Duration Municipal Bond Fund I (NUVBX) — Dividend — Sold (part) Nuveen Intermediate Duration Municipal Bond Fund I (NUVBX) — Sold Nuveen Real Estate Securities Fund I (FARCX) — Dividend — Sold Oakmark International Fund Investor Class (OAYIX) — None — Sold T. Rowe Price Equity Income Fund (PRFDX) — Dividend — Sold T. Rowe Price Summit Mun Fds Inc-Mun FD (PRSMX) — Dividend — Sold (part) T. Rowe Price Summit Mun Fds Inc-Mun FD (PRSMX) — Sold T. Rowe Price Blue Chip Growth Fund (TRBCX) — None — Sold (part) T. Rowe Price Blue Chip Growth Fund (TRBCX) — Sold T. Rowe Price Mid-Cap Growth Fund (RPMGX) — None — Sold (part) T. Rowe Price Mid-Cap Growth Fund (RPMGX) — Sold Thornburg Limited Term Municipal Fund I (LTMIX) — Dividend — Sold Account #7 (H) Wells Fargo (cash) — Interest Crown Banking (cash) (Y) Invesco QQQ Tr ETF (QQQ) — Dividend — Buy (add'l) Invesco Tr II S&P 500 Low Volatility (SPLV) — Dividend — Buy Ishares Core S&P Smallcap ETF (IJR) — Dividend Ishares Edge MSCI Min Vol Emerg Mkts ETF (EEMV) — Dividend — Buy (add'l) SPDR Dow Jones Indl Avg ETF Tr (DIA) — Dividend SPDR S&P 500 Trust ETF (SPY) — Dividend Vanguard Dividend Appreciation ETF (VIG) — Dividend Vanguard FTSE Developed Mkts ETF (VEA) — Dividend — Buy (add'l) Vanguard Index Fds S&P 500 ETF (VOO) — Dividend Vanguard Mid Cap ETF (VO) — Dividend — Buy (add'l) Vanguard Russell 1000 ETF (VONE) — Dividend — Buy (add'l) Vanguard Small Cap ETF (VB) — Dividend — Buy (add'l) General Elec Cap Corp Note 5.550% (36966R5P7) — None — Buy General Elec Cap Corp Note 5.550% (36966R5P7) — Sold Goldman Sachs Grp Inc Note 5.500% (38141E2G3) — Interest — Buy Goldman Sachs Grp Inc Note 5.500% (38141E2G3) — Sold GE Capital Medium Term Note 3.600% (36966THG0) — None — Buy GE Capital Medium Term Note 3.600% (36966THG0) — None — Sold GE Capital Medium Term Note 3.750% (36966THL9) — None — Buy GE Capital Medium Term Note 3.750% (36966THL9) — Sold Philadelphia PA Hosps & High Ed Facs Auth Rev 5.250% (717825PQ0) — Interest — Buy Philadelphia PA Hosps & High Ed Facs Auth Rev 5.250% (717825PQ0) — Redeemed Hempfield PA Area Sch Dist Westmoreland Cnty 5.0% (423725NG1) — Interest — Buy Hempfield PA Area Sch Dist Westmoreland Cnty 5.0% (423725NG1) — Sold Pike Cnty PA Serv B 4.0% (721279FV4) — Interest — Buy Pike Cnty PA Serv B 4.0% (721279FV4) — Sold Monroeville PA Fin Auth UPMC Rev 5.0% (611530AX4) — None — Buy Monroeville PA Fin Auth UPMC Rev 5.0% (611530AX4) — Sold Utah Tran Auth Sales Tax Rev 5.250% (917565HD8) — None — Buy Utah Tran Auth Sales Tax Rev 5.250% (917565HD8) — Sold Dauphin Cnty PA 5.0% (238253A73) — Interest — Buy Dauphin Cnty PA 5.0% (238253A73) — Sold Unitversity TX Univ Revs 5.375% (9151373W1) — None — Buy Unitversity TX Univ Revs 5.375% (9151373W1) — Sold Pikeville KY Hsp Rev 6.250% ( 72134PBJ0) — Interest — Buy Pikeville KY Hsp Rev 6.250% ( 72134PBJ0) — Sold Pennsbury PA Sch Dist 5.0% (708553PT3) — None — Buy Pennsbury PA Sch Dist 5.0% (708553PT3) — Sold West Chester PA Area Sch Dist 5.0% (952030X66) — None — Buy West Chester PA Area Sch Dist 5.0% (952030X66) — Sold State Pub Sch Bldg Auth PA Cllg 5.0% (85732MJ73) — Interest — Buy State Pub Sch Bldg Auth PA Cllg 5.0% (85732MJ73) — Sold Massachusetts St Cons Ln-Ser F 4.0% (57582RAG1) — Interest — Buy Massachusetts St Cons Ln-Ser F 4.0% (57582RAG1) — Sold AMG Times Square Mid Cap Growth Fund Cl N (TIMDPX) — Dividend — Buy Invesco Global Real Estate Y (ARGYX) — Dividend — Buy Invesco Global Real Estate Y (ARGYX) — Sold Blair William FDS Intl Growth Fd Cl I (BIGIX) — Dividend — Buy Carillon Ser Tr Eagle Small Cap Growth Fd Cl I (HSIIX) — Dividend — Buy Advisors Inner Circle Fd Cambiar Oppty Fd Instl Cl (CAMWX) — Distribution — Buy Delaware Group Equity Fds II-Value Fd Instl Cl (DDVIX) — Dividend — Buy First Eagle Funds Sogen Overseas Fd Cl I (SGOIX) — Dividend — Buy Hancock John Cap Ser Classic Value Fd Cl I (JCVIX) — Dividend — Buy Hotchkis & Wiley Fds Mid Cap Value Fd Cl I (HWMIX) — Dividend — Buy American Funds Washington Mutual Investors Fund F-2 (WMFFX) — Dividend — Buy Invesco Oppenheimer Developing Markets Fund Y (ODVYX) — Dividend — Buy Lazard Emerging Market Equity Portfolio Institutional (LZEMX) — Dividend — Buy Lord Abbet High Yield Fund Class F (LHYFX) — Dividend — Buy MainStay Large Cap Growth Fund I (MLAIX) — Dividend — Buy Wells Fargo Emerging Growth Fund I (WEMIX) — Dividend — Buy Victory Sycamore Small Company Opportunity Fund I (VSOIX) — Dividend — Buy Voya Large-Cap Growth Fund I (PLCIX) — Dividend — Buy Wells Fargo Money Market Fd Premier Cl (WMPXX) (cash) — Dividend — Open Wells Fargo Money Market Fd Premier Cl (WMPXX) (cash) — Closed Account #8 (H) Wells Fargo Expanded Bank Deposit (cash) — Interest — Open Goldman Sachs US Large Cap Equity ETF (GSLC) — Dividend — Buy Invesco Optimum Divsified Commodity Strategy No K-1 ETF (PDBC) — Dividend — Buy Ishares PFD & Income Secs ETF (PFF) — Dividend — Buy Ishares Core S&P Tot U.S. Stock Mkt ETF (ITOT) — Dividend — Buy Ishares Core S&P 500 Index Fd (IVV) — Dividend — Buy Ishares Core Total USB Bond Market ETF (IUSB) — Dividend — Buy Ishares Core U.S. Aggregate Bond ETF (AGG) — Dividend — Buy Ishares Iboxx High Yield Corp Bond ETF (HYG) — Dividend — Buy Ishares JP Morgan USD Emerging Mkts ETF (EMB) — Dividend — Buy Ishares MBS ETF (MBB) — Dividend — Buy Vanguard Intermediate Term Corp Bond ETF (VCIT) — Dividend — Buy Vanguard Total Bond Market ETF (BND) — Dividend — Buy Xtrackers USD High Yield Corp Bond ETF (HYLB) — Dividend — Buy Account #9 (H) American Funds The Growth Fund of America 529-A (CGFAX) — Dividend American Funds The New Economy Fund 529-A (CNGAX) — Dividend American Funds New Perspective Fund 529- A (CNPAX) — Dividend American Funds New World Fund 529-A (CNWAX) — Dividend American Funds SmallCap World Fund 529- A (CSPAX) — Dividend American Funds College 2027 Fund 529-A (CSTAX) — Dividend Account #10 (H) American Funds The Growth Fund of America 529-A (CGFAX) — Dividend American Funds The New Economy Fund 529-A (CNGAX) — Dividend American Funds New Perspective Fund 529- A (CNPAX) — Dividend American Funds New World Fund 529-A (CNWAX) — Dividend American Funds SmallCap World Fund 529- A (CSPAX) — Dividend American Funds College 2030 Fund 529-A (CTHAX) — Dividend Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per page 42 of the filing instructions. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/33594. Public record. Not legal advice.