# Robert James Jonker

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/33579

## Record

- **Judge:** Robert James Jonker
- **Year:** 2020
- **Pages:** 15

## Text

Deposit Accounts at Fifth Third Bank — Interest
Fifth Third Bank - Stock — Dividend
Deposit Account at Lake Michigan Credit Union — Interest
RETAIL ACCOUNT
Morgan Stanley - Money Market — Interest
Berkshire Hathaway CI B — Dividend — Buy
Ark Innovation ETF — Dividend — Buy
First Trust Consumer Discret — Dividend — Buy
First Trust Consumer Discret — Buy (add'l)
First Trust DJ Internet IDX — Dividend — Sold (part)
First Trust DW Foxus 5 Intl — None — Sold
First Trust Health Care Alpha ETF — None — Buy (add'l)
First Trust Health Care Alpha ETF — Sold
First Trust Finl Alphadex ETF — None — Sold (part)
First Trust Finl Alphadex ETF — Sold
First Trust Larg Cap Value AL — Dividend — Buy (add'l)
First Trust NASDAQ 100-Tech — Dividend — Sold (part)
First Trust Tech Alpha ETF — Dividend — Buy (add'l)
FT North American Energy Infra — None — Sold (part)
FT North American Energy Infra — Sold
Hartford Multifactor Development — Dividend — Sold (part)
Highland Income Fund Trading — Dividend — Sold (part)
Ishares Core S&P Total US Stock — Dividend — Buy (add'l)
Proshares Tr S&P 500 DV Arist — Dividend — Buy (add'l)
Proshares Tr S&P 500 DV Arist — Buy (add'l)
Vanguard Intl Equity Index Fd — None — Sold
American Gr Fd of America — Dividend — Buy (add'l)
American Gr Fd of America — Sold (part)
Calemos Market Neutral Inc I — Dividend — Buy (add'l)
Goldman Sachs GQG Intl Opp — Dividend — Buy
Lord Abbett Alpha Strat F — Dividend — Sold (part)
Nuveen Strat Muni Opport I — None — Sold
Pimco Em Mkt Loc Cur & Bd 12 — None — Sold
Pimco GMNA&Gov Securities 12 — Dividend — Buy
Pimco GMNA&Gov Securities 12 — Sold (part)
Pimco High Yield Muni Bond 12 — None — Sold
Pimco Invest Grd Cred Bd 12 — Dividend — Sold
Pimco Invest Grd Cred Bd 12 — Buy
Pimco Mortgage Opp & Bd 12 — None — Sold
Pioneer Mult Ast Ult Sht Inc Y — None — Buy
Pioneer Mult Ast Ult Sht Inc Y — Sold
Pioneer High Income Muni Y — Dividend — Buy
Virtus Vontobel Emerg Mrkt Opp I — Dividend
Vertus Nwflt Mltsec Shtm Bd I — Dividend — Buy (add'l)
IRA ACCOUNT
Morgan Stanley - Bank Deposit Money Market — Interest — Buy
Highland Income Fund Trading — Dividend — Buy
American Amcap A — Dividend
American Cap Inc Builder — None — Sold
American Cap World Bond — Dividend
American Cap World Gr & Inc — Dividend
American Europacific Growth — Dividend
American Fundamental Inv — Dividend
American Gr Fd of America — None — Sold
American New Perspective — Dividend
Skybridge Multi-Adsr Hf Ser G — Dividend
CPG Vintage Access Fund II — Dividend — Buy
TCG BDC II — Dividend
IRA ACCOUNT-2
Morgan Stanley Money Market Acct — Interest
Birshire Hathaway ClB — Dividend — Buy
Ark Innovations ETF — Dividend — Buy
First Trust Health Care Alpha ETF — Dividend — Buy (add'l)
First Trust Health Care Alpha ETF — Sold (part)
First Trust Health Care Alpha ETF — Sold (part)
First Trust Health Care Alpha ETF — Sold (part)
First Trust Consumer Discret — Dividend — Buy
First Trust Consumer Discret — Sold (part)
First Trust Consumer Discret — Buy (add'l)
First Trust DJ Internet IDX — Dividend — Sold (part)
First Trust DJ Internet IDX — Sold (part)
First Trust DJ Internet IDX — Sold (part)
First Trust DJ Internet IDX — Sold (part)
First Trust Fncl Alphadex ETF — None — Sold (part)
First Trust Fncl Alphadex ETF — Sold (part)
First Trust Fncl Alphadex ETF — Sold (part)
First Trust Fncl Alphadex ETF — Sold
First Trust DW Foxus 5 Intl — None — Sold (part)
First Trust DW Foxus 5 Intl — Sold (part)
First Trust DW Foxus 5 Intl — Sold
First Trust Larg Cap Value AL — Dividend — Sold (part)
First Trust Larg Cap Value AL — Sold (part)
First Trust Larg Cap Value AL — Sold (part)
First Trust Larg Cap Value AL — Sold (part)
First Trust Larg Cap Value AL — Buy (add'l)
First Trust NASDAQ 100 - Tech — Dividend — Sold (part)
First Trust NASDAQ 100 - Tech — Sold (part)
First Trust NASDAQ 100 - Tech — Sold (part)
First Trust Tech Alpha ETF — Dividend — Buy (add'l)
First Trust Tech Alpha ETF — Sold (part)
First Trust Tech Alpha ETF — Sold (part)
First Trust Tech Alpha ETF — Sold (part)
FT North American Energy Infra — None — Sold (part)
FT North American Energy Infra — Sold (part)
FT North American Energy Infra — Sold (part)
FT North American Energy Infra — Sold (part)
FT North American Energy Infra — Sold
Highland Income Fund Trading — Dividend — Sold (part)
Highland Income Fund Trading — Sold (part)
Highland Income Fund Trading — Sold (part)
Highland Income Fund Trading — Sold (part)
Highland Income Fund Trading — Sold (part)
Ishares Core S&P Total US Stock — Dividend — Sold (part)
Ishares Core S&P Total US Stock — Buy (add'l)
Ishares Core S&P Total US Stock — Sold (part)
Ishares Core S&P Total US Stock — Buy (add'l)
Vanguard Intl Equity Index Fd — None — Sold
American Gr Fd of America — Dividend — Sold (part)
American Gr Fd of America — Sold (part)
American Gr Fd of America — Buy (add'l)
American Gr Fd of America — Sold (part)
American Gr Fd of America — Sold (part)
American Gr Fd of America — Sold (part)
BNY Mellon Glb Fixed Income — Dividend — Sold (part)
BNY Mellon Glb Fixed Income — Sold (part)
BNY Mellon Glb Fixed Income — Sold (part)
BNY Mellon Glb Fixed Income — Sold (part)
Calamos Market Neutral — Dividend — Sold (part)
Calamos Market Neutral — Sold (part)
Calamos Market Neutral — Sold (part)
Calamos Market Neutral — Sold (part)
Calamos Market Neutral — Buy (add'l)
Goldman Sachs GQG Intl Opp I — Dividend — Buy
Guggenheim Macro Opport I — None — Sold
Guggenheim Total Return Bd I — Dividend — Buy
Guggenheim Total Return Bd I — Sold (part)
Guggenheim Total Return Bd I — Sold (part)
Guggenheim Total Return Bd I — Sold (part)
Guggenheim Total Return Bd I — Buy (add'l)
Lord Abbett Allpha Strat — Dividend — Sold (part)
Lord Abbett Allpha Strat — Sold (part)
Lord Abbett Allpha Strat — Sold (part)
Lord Abbett Allpha Strat — Sold (part)
Lord Abbett Allpha Strat — Sold (part)
Pimco Em Mkt Loc Cur & Bd 12 — None — Sold (part)
Pimco Em Mkt Loc Cur & Bd 12 — Sold (part)
Pimco Em Mkt Loc Cur & Bd 12 — Sold
Pimco GNMA&Gov Securities 12 — Dividend — Buy
Pimco GNMA&Gov Securities 12 — Sold (part)
Pimco GNMA&Gov Securities 12 — Sold (part)
Pimco GNMA&Gov Securities 12 — Sold (part)
Pimco GNMA&Gov Securities 12 — Buy (add'l)
Pimco Invest Grd Corp Bd 12 — None — Sold
Pimco Mortgage Opp & Bd 12 — None — Sold (part)
Pimco Mortgage Opp & Bd 12 — Sold (part)
Pimco Mortgage Opp & Bd 12 — Sold (part)
Pimco Mortgage Opp & Bd 12 — Sold (part)
Pimco Mortgage Opp & Bd 12 — Sold
Pimco Stockplus Intl 12 — Dividend — Sold (part)
Pimco Stockplus Intl 12 — Sold (part)
Pimco Stockplus Intl 12 — Sold (part)
Pimco Stockplus Intl 12 — Sold (part)
Pimco Stockplus Intl 12 — Buy (add'l)
Pioneer Mlti Ast Ult Sht Inc Y — None — Buy
Pioneer Mlti Ast Ult Sht Inc Y — Sold
Virtus Nwflt Mltsec Shtm Bd I — Dividend — Sold (part)
Virtus Nwflt Mltsec Shtm Bd I — Sold (part)
Virtus Nwflt Mltsec Shtm Bd I — Sold (part)
Virtus Nwflt Mltsec Shtm Bd I — Sold (part)
Virtus Nwflt Mltsec Shtm Bd I — Buy (add'l)
Virtus Vontobel Emerg Mrkt Opp I — Dividend — Sold (part)
Virtus Vontobel Emerg Mrkt Opp I — Sold (part)
Virtus Vontobel Emerg Mrkt Opp I — Sold (part)
Virtus Vontobel Emerg Mrkt Opp I — Sold (part)
Deposit Accounts at Fifth Third Bank — Interest
Fifth Third Bank - Stock — Dividend
Deposit Account at Lake Michigan Credit Union — Interest
RETAIL ACCOUNT
Morgan Stanley - Money Market — Interest
Berkshire Hathaway CI B — Dividend — Buy
Ark Innovation ETF — Dividend — Buy
First Trust Consumer Discret — Dividend — Buy
First Trust Consumer Discret — Buy (add'l)
First Trust DJ Internet IDX — Dividend — Sold (part)
First Trust DW Foxus 5 Intl — None — Sold
First Trust Health Care Alpha ETF — None — Buy (add'l)
First Trust Health Care Alpha ETF — Sold
First Trust Finl Alphadex ETF — None — Sold (part)
First Trust Finl Alphadex ETF — Sold
First Trust Larg Cap Value AL — Dividend — Buy (add'l)
First Trust NASDAQ 100-Tech — Dividend — Sold (part)
First Trust Tech Alpha ETF — Dividend — Buy (add'l)
FT North American Energy Infra — None — Sold (part)
FT North American Energy Infra — Sold
Hartford Multifactor Development — Dividend — Sold (part)
Highland Income Fund Trading — Dividend — Sold (part)
Ishares Core S&P Total US Stock — Dividend — Buy (add'l)
Proshares Tr S&P 500 DV Arist — Dividend — Buy (add'l)
Proshares Tr S&P 500 DV Arist — Buy (add'l)
Vanguard Intl Equity Index Fd — None — Sold
American Gr Fd of America — Dividend — Buy (add'l)
American Gr Fd of America — Sold (part)
Calemos Market Neutral Inc I — Dividend — Buy (add'l)
Goldman Sachs GQG Intl Opp — Dividend — Buy
Lord Abbett Alpha Strat F — Dividend — Sold (part)
Nuveen Strat Muni Opport I — None — Sold
Pimco Em Mkt Loc Cur & Bd 12 — None — Sold
Pimco GMNA&Gov Securities 12 — Dividend — Buy
Pimco GMNA&Gov Securities 12 — Sold (part)
Pimco High Yield Muni Bond 12 — None — Sold
Pimco Invest Grd Cred Bd 12 — Dividend — Sold
Pimco Invest Grd Cred Bd 12 — Buy
Pimco Mortgage Opp & Bd 12 — None — Sold
Pioneer Mult Ast Ult Sht Inc Y — None — Buy
Pioneer Mult Ast Ult Sht Inc Y — Sold
Pioneer High Income Muni Y — Dividend — Buy
Virtus Vontobel Emerg Mrkt Opp I — Dividend
Vertus Nwflt Mltsec Shtm Bd I — Dividend — Buy (add'l)
IRA ACCOUNT
Morgan Stanley - Bank Deposit Money Market — Interest — Buy
Highland Income Fund Trading — Dividend — Buy
American Amcap A — Dividend
American Cap Inc Builder — None — Sold
American Cap World Bond — Dividend
American Cap World Gr & Inc — Dividend
American Europacific Growth — Dividend
American Fundamental Inv — Dividend
American Gr Fd of America — None — Sold
American New Perspective — Dividend
Skybridge Multi-Adsr Hf Ser G — Dividend
CPG Vintage Access Fund II — Dividend — Buy
TCG BDC II — Dividend
IRA ACCOUNT-2
Morgan Stanley Money Market Acct — Interest
Birshire Hathaway ClB — Dividend — Buy
Ark Innovations ETF — Dividend — Buy
First Trust Health Care Alpha ETF — Dividend — Buy (add'l)
First Trust Health Care Alpha ETF — Sold (part)
First Trust Health Care Alpha ETF — Sold (part)
First Trust Health Care Alpha ETF — Sold (part)
First Trust Consumer Discret — Dividend — Buy
First Trust Consumer Discret — Sold (part)
First Trust Consumer Discret — Buy (add'l)
First Trust DJ Internet IDX — Dividend — Sold (part)
First Trust DJ Internet IDX — Sold (part)
First Trust DJ Internet IDX — Sold (part)
First Trust DJ Internet IDX — Sold (part)
First Trust Fncl Alphadex ETF — None — Sold (part)
First Trust Fncl Alphadex ETF — Sold (part)
First Trust Fncl Alphadex ETF — Sold (part)
First Trust Fncl Alphadex ETF — Sold
First Trust DW Foxus 5 Intl — None — Sold (part)
First Trust DW Foxus 5 Intl — Sold (part)
First Trust DW Foxus 5 Intl — Sold
First Trust Larg Cap Value AL — Dividend — Sold (part)
First Trust Larg Cap Value AL — Sold (part)
First Trust Larg Cap Value AL — Sold (part)
First Trust Larg Cap Value AL — Sold (part)
First Trust Larg Cap Value AL — Buy (add'l)
First Trust NASDAQ 100 - Tech — Dividend — Sold (part)
First Trust NASDAQ 100 - Tech — Sold (part)
First Trust NASDAQ 100 - Tech — Sold (part)
First Trust Tech Alpha ETF — Dividend — Buy (add'l)
First Trust Tech Alpha ETF — Sold (part)
First Trust Tech Alpha ETF — Sold (part)
First Trust Tech Alpha ETF — Sold (part)
FT North American Energy Infra — None — Sold (part)
FT North American Energy Infra — Sold (part)
FT North American Energy Infra — Sold (part)
FT North American Energy Infra — Sold (part)
FT North American Energy Infra — Sold
Highland Income Fund Trading — Dividend — Sold (part)
Highland Income Fund Trading — Sold (part)
Highland Income Fund Trading — Sold (part)
Highland Income Fund Trading — Sold (part)
Highland Income Fund Trading — Sold (part)
Ishares Core S&P Total US Stock — Dividend — Sold (part)
Ishares Core S&P Total US Stock — Buy (add'l)
Ishares Core S&P Total US Stock — Sold (part)
Ishares Core S&P Total US Stock — Buy (add'l)
Vanguard Intl Equity Index Fd — None — Sold
American Gr Fd of America — Dividend — Sold (part)
American Gr Fd of America — Sold (part)
American Gr Fd of America — Buy (add'l)
American Gr Fd of America — Sold (part)
American Gr Fd of America — Sold (part)
American Gr Fd of America — Sold (part)
BNY Mellon Glb Fixed Income — Dividend — Sold (part)
BNY Mellon Glb Fixed Income — Sold (part)
BNY Mellon Glb Fixed Income — Sold (part)
BNY Mellon Glb Fixed Income — Sold (part)
Calamos Market Neutral — Dividend — Sold (part)
Calamos Market Neutral — Sold (part)
Calamos Market Neutral — Sold (part)
Calamos Market Neutral — Sold (part)
Calamos Market Neutral — Buy (add'l)
Goldman Sachs GQG Intl Opp I — Dividend — Buy
Guggenheim Macro Opport I — None — Sold
Guggenheim Total Return Bd I — Dividend — Buy
Guggenheim Total Return Bd I — Sold (part)
Guggenheim Total Return Bd I — Sold (part)
Guggenheim Total Return Bd I — Sold (part)
Guggenheim Total Return Bd I — Buy (add'l)
Lord Abbett Allpha Strat — Dividend — Sold (part)
Lord Abbett Allpha Strat — Sold (part)
Lord Abbett Allpha Strat — Sold (part)
Lord Abbett Allpha Strat — Sold (part)
Lord Abbett Allpha Strat — Sold (part)
Pimco Em Mkt Loc Cur & Bd 12 — None — Sold (part)
Pimco Em Mkt Loc Cur & Bd 12 — Sold (part)
Pimco Em Mkt Loc Cur & Bd 12 — Sold
Pimco GNMA&Gov Securities 12 — Dividend — Buy
Pimco GNMA&Gov Securities 12 — Sold (part)
Pimco GNMA&Gov Securities 12 — Sold (part)
Pimco GNMA&Gov Securities 12 — Sold (part)
Pimco GNMA&Gov Securities 12 — Buy (add'l)
Pimco Invest Grd Corp Bd 12 — None — Sold
Pimco Mortgage Opp & Bd 12 — None — Sold (part)
Pimco Mortgage Opp & Bd 12 — Sold (part)
Pimco Mortgage Opp & Bd 12 — Sold (part)
Pimco Mortgage Opp & Bd 12 — Sold (part)
Pimco Mortgage Opp & Bd 12 — Sold
Pimco Stockplus Intl 12 — Dividend — Sold (part)
Pimco Stockplus Intl 12 — Sold (part)
Pimco Stockplus Intl 12 — Sold (part)
Pimco Stockplus Intl 12 — Sold (part)
Pimco Stockplus Intl 12 — Buy (add'l)
Pioneer Mlti Ast Ult Sht Inc Y — None — Buy
Pioneer Mlti Ast Ult Sht Inc Y — Sold
Virtus Nwflt Mltsec Shtm Bd I — Dividend — Sold (part)
Virtus Nwflt Mltsec Shtm Bd I — Sold (part)
Virtus Nwflt Mltsec Shtm Bd I — Sold (part)
Virtus Nwflt Mltsec Shtm Bd I — Sold (part)
Virtus Nwflt Mltsec Shtm Bd I — Buy (add'l)
Virtus Vontobel Emerg Mrkt Opp I — Dividend — Sold (part)
Virtus Vontobel Emerg Mrkt Opp I — Sold (part)
Virtus Vontobel Emerg Mrkt Opp I — Sold (part)
Virtus Vontobel Emerg Mrkt Opp I — Sold (part)
Deposit Accounts at Fifth Third Bank — Interest
Fifth Third Bank - Stock — Dividend
Deposit Account at Lake Michigan Credit Union — Interest
RETAIL ACCOUNT
Morgan Stanley - Money Market — Interest
Berkshire Hathaway CI B — Dividend — Buy
Ark Innovation ETF — Dividend — Buy
First Trust Consumer Discret — Dividend — Buy
First Trust Consumer Discret — Buy (add'l)
First Trust DJ Internet IDX — Dividend — Sold (part)
First Trust DW Foxus 5 Intl — None — Sold
First Trust Health Care Alpha ETF — None — Buy (add'l)
First Trust Health Care Alpha ETF — Sold
First Trust Finl Alphadex ETF — None — Sold (part)
First Trust Finl Alphadex ETF — Sold
First Trust Larg Cap Value AL — Dividend — Buy (add'l)
First Trust NASDAQ 100-Tech — Dividend — Sold (part)
First Trust Tech Alpha ETF — Dividend — Buy (add'l)
FT North American Energy Infra — None — Sold (part)
FT North American Energy Infra — Sold
Hartford Multifactor Development — Dividend — Sold (part)
Highland Income Fund Trading — Dividend — Sold (part)
Ishares Core S&P Total US Stock — Dividend — Buy (add'l)
Proshares Tr S&P 500 DV Arist — Dividend — Buy (add'l)
Proshares Tr S&P 500 DV Arist — Buy (add'l)
Vanguard Intl Equity Index Fd — None — Sold
American Gr Fd of America — Dividend — Buy (add'l)
American Gr Fd of America — Sold (part)
Calemos Market Neutral Inc I — Dividend — Buy (add'l)
Goldman Sachs GQG Intl Opp — Dividend — Buy
Lord Abbett Alpha Strat F — Dividend — Sold (part)
Nuveen Strat Muni Opport I — None — Sold
Pimco Em Mkt Loc Cur & Bd 12 — None — Sold
Pimco GMNA&Gov Securities 12 — Dividend — Buy
Pimco GMNA&Gov Securities 12 — Sold (part)
Pimco High Yield Muni Bond 12 — None — Sold
Pimco Invest Grd Cred Bd 12 — Dividend — Sold
Pimco Invest Grd Cred Bd 12 — Buy
Pimco Mortgage Opp & Bd 12 — None — Sold
Pioneer Mult Ast Ult Sht Inc Y — None — Buy
Pioneer Mult Ast Ult Sht Inc Y — Sold
Pioneer High Income Muni Y — Dividend — Buy
Virtus Vontobel Emerg Mrkt Opp I — Dividend
Vertus Nwflt Mltsec Shtm Bd I — Dividend — Buy (add'l)
IRA ACCOUNT
Morgan Stanley - Bank Deposit Money Market — Interest — Buy
Highland Income Fund Trading — Dividend — Buy
American Amcap A — Dividend
American Cap Inc Builder — None — Sold
American Cap World Bond — Dividend
American Cap World Gr & Inc — Dividend
American Europacific Growth — Dividend
American Fundamental Inv — Dividend
American Gr Fd of America — None — Sold
American New Perspective — Dividend
Skybridge Multi-Adsr Hf Ser G — Dividend
CPG Vintage Access Fund II — Dividend — Buy
TCG BDC II — Dividend
IRA ACCOUNT-2
Morgan Stanley Money Market Acct — Interest
Birshire Hathaway ClB — Dividend — Buy
Ark Innovations ETF — Dividend — Buy
First Trust Health Care Alpha ETF — Dividend — Buy (add'l)
First Trust Health Care Alpha ETF — Sold (part)
First Trust Health Care Alpha ETF — Sold (part)
First Trust Health Care Alpha ETF — Sold (part)
First Trust Consumer Discret — Dividend — Buy
First Trust Consumer Discret — Sold (part)
First Trust Consumer Discret — Buy (add'l)
First Trust DJ Internet IDX — Dividend — Sold (part)
First Trust DJ Internet IDX — Sold (part)
First Trust DJ Internet IDX — Sold (part)
First Trust DJ Internet IDX — Sold (part)
First Trust Fncl Alphadex ETF — None — Sold (part)
First Trust Fncl Alphadex ETF — Sold (part)
First Trust Fncl Alphadex ETF — Sold (part)
First Trust Fncl Alphadex ETF — Sold
First Trust DW Foxus 5 Intl — None — Sold (part)
First Trust DW Foxus 5 Intl — Sold (part)
First Trust DW Foxus 5 Intl — Sold
First Trust Larg Cap Value AL — Dividend — Sold (part)
First Trust Larg Cap Value AL — Sold (part)
First Trust Larg Cap Value AL — Sold (part)
First Trust Larg Cap Value AL — Sold (part)
First Trust Larg Cap Value AL — Buy (add'l)
First Trust NASDAQ 100 - Tech — Dividend — Sold (part)
First Trust NASDAQ 100 - Tech — Sold (part)
First Trust NASDAQ 100 - Tech — Sold (part)
First Trust Tech Alpha ETF — Dividend — Buy (add'l)
First Trust Tech Alpha ETF — Sold (part)
First Trust Tech Alpha ETF — Sold (part)
First Trust Tech Alpha ETF — Sold (part)
FT North American Energy Infra — None — Sold (part)
FT North American Energy Infra — Sold (part)
FT North American Energy Infra — Sold (part)
FT North American Energy Infra — Sold (part)
FT North American Energy Infra — Sold
Highland Income Fund Trading — Dividend — Sold (part)
Highland Income Fund Trading — Sold (part)
Highland Income Fund Trading — Sold (part)
Highland Income Fund Trading — Sold (part)
Highland Income Fund Trading — Sold (part)
Ishares Core S&P Total US Stock — Dividend — Sold (part)
Ishares Core S&P Total US Stock — Buy (add'l)
Ishares Core S&P Total US Stock — Sold (part)
Ishares Core S&P Total US Stock — Buy (add'l)
Vanguard Intl Equity Index Fd — None — Sold
American Gr Fd of America — Dividend — Sold (part)
American Gr Fd of America — Sold (part)
American Gr Fd of America — Buy (add'l)
American Gr Fd of America — Sold (part)
American Gr Fd of America — Sold (part)
American Gr Fd of America — Sold (part)
BNY Mellon Glb Fixed Income — Dividend — Sold (part)
BNY Mellon Glb Fixed Income — Sold (part)
BNY Mellon Glb Fixed Income — Sold (part)
BNY Mellon Glb Fixed Income — Sold (part)
Calamos Market Neutral — Dividend — Sold (part)
Calamos Market Neutral — Sold (part)
Calamos Market Neutral — Sold (part)
Calamos Market Neutral — Sold (part)
Calamos Market Neutral — Buy (add'l)
Goldman Sachs GQG Intl Opp I — Dividend — Buy
Guggenheim Macro Opport I — None — Sold
Guggenheim Total Return Bd I — Dividend — Buy
Guggenheim Total Return Bd I — Sold (part)
Guggenheim Total Return Bd I — Sold (part)
Guggenheim Total Return Bd I — Sold (part)
Guggenheim Total Return Bd I — Buy (add'l)
Lord Abbett Allpha Strat — Dividend — Sold (part)
Lord Abbett Allpha Strat — Sold (part)
Lord Abbett Allpha Strat — Sold (part)
Lord Abbett Allpha Strat — Sold (part)
Lord Abbett Allpha Strat — Sold (part)
Pimco Em Mkt Loc Cur & Bd 12 — None — Sold (part)
Pimco Em Mkt Loc Cur & Bd 12 — Sold (part)
Pimco Em Mkt Loc Cur & Bd 12 — Sold
Pimco GNMA&Gov Securities 12 — Dividend — Buy
Pimco GNMA&Gov Securities 12 — Sold (part)
Pimco GNMA&Gov Securities 12 — Sold (part)
Pimco GNMA&Gov Securities 12 — Sold (part)
Pimco GNMA&Gov Securities 12 — Buy (add'l)
Pimco Invest Grd Corp Bd 12 — None — Sold
Pimco Mortgage Opp & Bd 12 — None — Sold (part)
Pimco Mortgage Opp & Bd 12 — Sold (part)
Pimco Mortgage Opp & Bd 12 — Sold (part)
Pimco Mortgage Opp & Bd 12 — Sold (part)
Pimco Mortgage Opp & Bd 12 — Sold
Pimco Stockplus Intl 12 — Dividend — Sold (part)
Pimco Stockplus Intl 12 — Sold (part)
Pimco Stockplus Intl 12 — Sold (part)
Pimco Stockplus Intl 12 — Sold (part)
Pimco Stockplus Intl 12 — Buy (add'l)
Pioneer Mlti Ast Ult Sht Inc Y — None — Buy
Pioneer Mlti Ast Ult Sht Inc Y — Sold
Virtus Nwflt Mltsec Shtm Bd I — Dividend — Sold (part)
Virtus Nwflt Mltsec Shtm Bd I — Sold (part)
Virtus Nwflt Mltsec Shtm Bd I — Sold (part)
Virtus Nwflt Mltsec Shtm Bd I — Sold (part)
Virtus Nwflt Mltsec Shtm Bd I — Buy (add'l)
Virtus Vontobel Emerg Mrkt Opp I — Dividend — Sold (part)
Virtus Vontobel Emerg Mrkt Opp I — Sold (part)
Virtus Vontobel Emerg Mrkt Opp I — Sold (part)
Virtus Vontobel Emerg Mrkt Opp I — Sold (part)
RETAIL ACCOUNT
Deposit Accounts at Fifth Third Bank — Interest
Fifth Third Bank - Stock — Dividend
Deposit Account at Lake Michigan Credit Union — Interest
Morgan Stanley - Money Market — Interest
Berkshire Hathaway CI B — Dividend — Buy
Ark Innovation ETF — Dividend — Buy
First Trust Consumer Discret — Dividend — Buy
First Trust Consumer Discret — Buy (add'l)
First Trust DJ Internet IDX — Dividend — Sold (part)
First Trust DW Foxus 5 Intl — None — Sold
First Trust Health Care Alpha ETF — None — Buy (add'l)
First Trust Health Care Alpha ETF — Sold
First Trust Finl Alphadex ETF — None — Sold (part)
First Trust Finl Alphadex ETF — Sold
First Trust Larg Cap Value AL — Dividend — Buy (add'l)
First Trust NASDAQ 100-Tech — Dividend — Sold (part)
First Trust Tech Alpha ETF — Dividend — Buy (add'l)
FT North American Energy Infra — None — Sold (part)
FT North American Energy Infra — Sold
Hartford Multifactor Development — Dividend — Sold (part)
Highland Income Fund Trading — Dividend — Sold (part)
Ishares Core S&P Total US Stock — Dividend — Buy (add'l)
Proshares Tr S&P 500 DV Arist — Dividend — Buy (add'l)
Proshares Tr S&P 500 DV Arist — Buy (add'l)
Vanguard Intl Equity Index Fd — None — Sold
American Gr Fd of America — Dividend — Buy (add'l)
American Gr Fd of America — Sold (part)
Calemos Market Neutral Inc I — Dividend — Buy (add'l)
Goldman Sachs GQG Intl Opp — Dividend — Buy
Lord Abbett Alpha Strat F — Dividend — Sold (part)
Nuveen Strat Muni Opport I — None — Sold
Pimco Em Mkt Loc Cur & Bd 12 — None — Sold
Pimco GMNA&Gov Securities 12 — Dividend — Buy
Pimco GMNA&Gov Securities 12 — Sold (part)
Pimco High Yield Muni Bond 12 — None — Sold
Pimco Invest Grd Cred Bd 12 — Dividend — Sold
Pimco Invest Grd Cred Bd 12 — Buy
Pimco Mortgage Opp & Bd 12 — None — Sold
Pioneer Mult Ast Ult Sht Inc Y — None — Buy
Pioneer Mult Ast Ult Sht Inc Y — Sold
Pioneer High Income Muni Y — Dividend — Buy
Virtus Vontobel Emerg Mrkt Opp I — Dividend
Vertus Nwflt Mltsec Shtm Bd I — Dividend — Buy (add'l)
IRA ACCOUNT
Morgan Stanley - Bank Deposit Money Market — Interest — Buy
Highland Income Fund Trading — Dividend — Buy
American Amcap A — Dividend
American Cap Inc Builder — None — Sold
American Cap World Bond — Dividend
American Cap World Gr & Inc — Dividend
American Europacific Growth — Dividend
American Fundamental Inv — Dividend
American Gr Fd of America — None — Sold
American New Perspective — Dividend
Skybridge Multi-Adsr Hf Ser G — Dividend
CPG Vintage Access Fund II — Dividend — Buy
TCG BDC II — Dividend
IRA ACCOUNT-2
Morgan Stanley Money Market Acct — Interest
Birshire Hathaway ClB — Dividend — Buy
Ark Innovations ETF — Dividend — Buy
First Trust Health Care Alpha ETF — Dividend — Buy (add'l)
First Trust Health Care Alpha ETF — Sold (part)
First Trust Health Care Alpha ETF — Sold (part)
First Trust Health Care Alpha ETF — Sold (part)
First Trust Consumer Discret — Dividend — Buy
First Trust Consumer Discret — Sold (part)
First Trust Consumer Discret — Buy (add'l)
First Trust DJ Internet IDX — Dividend — Sold (part)
First Trust DJ Internet IDX — Sold (part)
First Trust DJ Internet IDX — Sold (part)
First Trust DJ Internet IDX — Sold (part)
First Trust Fncl Alphadex ETF — None — Sold (part)
First Trust Fncl Alphadex ETF — Sold (part)
First Trust Fncl Alphadex ETF — Sold (part)
First Trust Fncl Alphadex ETF — Sold
First Trust DW Foxus 5 Intl — None — Sold (part)
First Trust DW Foxus 5 Intl — Sold (part)
First Trust DW Foxus 5 Intl — Sold
First Trust Larg Cap Value AL — Dividend — Sold (part)
First Trust Larg Cap Value AL — Sold (part)
First Trust Larg Cap Value AL — Sold (part)
First Trust Larg Cap Value AL — Sold (part)
First Trust Larg Cap Value AL — Buy (add'l)
First Trust NASDAQ 100 - Tech — Dividend — Sold (part)
First Trust NASDAQ 100 - Tech — Sold (part)
First Trust NASDAQ 100 - Tech — Sold (part)
First Trust Tech Alpha ETF — Dividend — Buy (add'l)
First Trust Tech Alpha ETF — Sold (part)
First Trust Tech Alpha ETF — Sold (part)
First Trust Tech Alpha ETF — Sold (part)
FT North American Energy Infra — None — Sold (part)
FT North American Energy Infra — Sold (part)
FT North American Energy Infra — Sold (part)
FT North American Energy Infra — Sold (part)
FT North American Energy Infra — Sold
Highland Income Fund Trading — Dividend — Sold (part)
Highland Income Fund Trading — Sold (part)
Highland Income Fund Trading — Sold (part)
Highland Income Fund Trading — Sold (part)
Highland Income Fund Trading — Sold (part)
Ishares Core S&P Total US Stock — Dividend — Sold (part)
Ishares Core S&P Total US Stock — Buy (add'l)
Ishares Core S&P Total US Stock — Sold (part)
Ishares Core S&P Total US Stock — Buy (add'l)
Vanguard Intl Equity Index Fd — None — Sold
American Gr Fd of America — Dividend — Sold (part)
American Gr Fd of America — Sold (part)
American Gr Fd of America — Buy (add'l)
American Gr Fd of America — Sold (part)
American Gr Fd of America — Sold (part)
American Gr Fd of America — Sold (part)
BNY Mellon Glb Fixed Income — Dividend — Sold (part)
BNY Mellon Glb Fixed Income — Sold (part)
BNY Mellon Glb Fixed Income — Sold (part)
BNY Mellon Glb Fixed Income — Sold (part)
Calamos Market Neutral — Dividend — Sold (part)
Calamos Market Neutral — Sold (part)
Calamos Market Neutral — Sold (part)
Calamos Market Neutral — Sold (part)
Calamos Market Neutral — Buy (add'l)
Goldman Sachs GQG Intl Opp I — Dividend — Buy
Guggenheim Macro Opport I — None — Sold
Guggenheim Total Return Bd I — Dividend — Buy
Guggenheim Total Return Bd I — Sold (part)
Guggenheim Total Return Bd I — Sold (part)
Guggenheim Total Return Bd I — Sold (part)
Guggenheim Total Return Bd I — Buy (add'l)
Lord Abbett Allpha Strat — Dividend — Sold (part)
Lord Abbett Allpha Strat — Sold (part)
Lord Abbett Allpha Strat — Sold (part)
Lord Abbett Allpha Strat — Sold (part)
Lord Abbett Allpha Strat — Sold (part)
Pimco Em Mkt Loc Cur & Bd 12 — None — Sold (part)
Pimco Em Mkt Loc Cur & Bd 12 — Sold (part)
Pimco Em Mkt Loc Cur & Bd 12 — Sold
Pimco GNMA&Gov Securities 12 — Dividend — Buy
Pimco GNMA&Gov Securities 12 — Sold (part)
Pimco GNMA&Gov Securities 12 — Sold (part)
Pimco GNMA&Gov Securities 12 — Sold (part)
Pimco GNMA&Gov Securities 12 — Buy (add'l)
Pimco Invest Grd Corp Bd 12 — None — Sold
Pimco Mortgage Opp & Bd 12 — None — Sold (part)
Pimco Mortgage Opp & Bd 12 — Sold (part)
Pimco Mortgage Opp & Bd 12 — Sold (part)
Pimco Mortgage Opp & Bd 12 — Sold (part)
Pimco Mortgage Opp & Bd 12 — Sold
Pimco Stockplus Intl 12 — Dividend — Sold (part)
Pimco Stockplus Intl 12 — Sold (part)
Pimco Stockplus Intl 12 — Sold (part)
Pimco Stockplus Intl 12 — Sold (part)
Pimco Stockplus Intl 12 — Buy (add'l)
Pioneer Mlti Ast Ult Sht Inc Y — None — Buy
Pioneer Mlti Ast Ult Sht Inc Y — Sold
Virtus Nwflt Mltsec Shtm Bd I — Dividend — Sold (part)
Virtus Nwflt Mltsec Shtm Bd I — Sold (part)
Virtus Nwflt Mltsec Shtm Bd I — Sold (part)
Virtus Nwflt Mltsec Shtm Bd I — Sold (part)
Virtus Nwflt Mltsec Shtm Bd I — Buy (add'l)
Virtus Vontobel Emerg Mrkt Opp I — Dividend — Sold (part)
Virtus Vontobel Emerg Mrkt Opp I — Sold (part)
Virtus Vontobel Emerg Mrkt Opp I — Sold (part)
Virtus Vontobel Emerg Mrkt Opp I — Sold (part)
Spouse's income — 2020 — Self-employed psychology practice with executive coaching
Spouse's income — 2020 — Self-employed psychology practice with executive coaching
Spouse's income — 2020 — Self-employed psychology practice with executive coaching
Spouse's income — 2020 — Self-employed psychology practice with executive coaching

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/33579. Public record. Not legal advice.