# George R. Hodges

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/33533

## Record

- **Judge:** George R. Hodges
- **Year:** 2020
- **Pages:** 34

## Text

ACCOUNT #6 (H)
INDIVIDUAL ASSETS (H)
BB&T (cash) — Interest
JOHN HANCOCK WHOLE LIFE INSURANCE POLICY — None
NY LIFE FIXED ANNUNITY — Interest
JM WALLACE PROPERTY INVESTMENTS, LLC — None
TRIANGLE PROPERTIES ASSOC., LLC — Distribution
J.M. WALLACE LAND CO., LLC — Distribution
THE MASON WALLACE CO., LLC — Distribution
EAST MECKLENBURG CO. — Distribution
INDIAN LAND, SC INVESTMENT REAL ESTATE — None
TRANSYLVANIA COUNTY, NC INVESTMENT PROPERTY — None — Buy
ACCOUNT #1 (H)
BANK OF AMERICA (cash) — Interest — Closed
UBS BANK USA DEP ACCT (cash) — Interest — Open
US TREASURY BILL ZERO% (912796SM2) — None — Buy
US TREASURY BILL ZERO% (912796SM2) — Sold
ABBOTT LABS (ABT) — Dividend — Sold
ABBVIE INC COM (ABBV) — Dividend — Sold (part)
ACCENTURE PLC IRELAND CL A (ACN) — Dividend — Buy
AIR PRODUCTS & CHEM (APD) — Dividend — Sold
AMC NETWORKS (AMCX) — None — Buy (add'l)
AMER ELECTRIC POWER CO (AEP) — Dividend — Buy
AMER ELECTRIC POWER CO (AEP) — Buy (add'l)
AMER ELECTRIC POWER CO (AEP) — Sold (part)
AMER ELECTRIC POWER CO (AEP) — Sold (part)
AMGEN INC (AMGN) — Dividend — Sold
AMGEN INC (AMGN) — Buy
AMGEN INC (AMGN) — Buy (add'l)
AMGEN INC (AMGN) — Buy (add'l)
AMGEN INC (AMGN) — Buy (add'l)
AMGEN INC (AMGN) — Buy (add'l)
AUTODESK INC (ADSK) — None
AUTOMATIC DATA PROCESSING (ADP) — Dividend — Sold
BIOGEN INC (BIIB) — None — Sold (part)
BLACKROCK INC (BLK) — Dividend — Buy
BLACKROCK INC (BLK) — Sold (part)
BLACKROCK INC (BLK) — Sold (part)
BLACKROCK INC (BLK) — Buy (add'l)
BLACKROCK INC (BLK) — Buy (add'l)
BROADCOM LTD (AVGO) — Dividend — Sold (part)
CARRIER GLOBAL CORP (CARR) (X) — None — Sold
CERENCE INC (CRNC) (X) — None
CHEVRON CORP (CVX) — Dividend — Sold (part)
CHEVRON CORP (CVX) — Buy (add'l)
CHEVRON CORP (CVX) — Sold (part)
CHEVRON CORP (CVX) — Sold (part)
CHEVRON CORP (CVX) — Sold (part)
CHEVRON CORP (CVX) — Sold
CHUBB LTD CHF (CB) — Dividend — Buy
CHUBB LTD CHF (CB) — Buy (add'l)
CHUBB LTD CHF (CB) — Buy (add'l)
CISCO SYSTEMS INC COM (CSCO) — Dividend — Sold (part)
CISCO SYSTEMS INC COM (CSCO) — Buy (add'l)
CISCO SYSTEMS INC COM (CSCO) — Buy (add'l)
CISCO SYSTEMS INC COM (CSCO) — Buy (add'l)
CITRIX SYSTEMS INC (CTXS) — Dividend — Sold (part)
CITRIX SYSTEMS INC (CTXS) — Buy (add'l)
CITRIX SYSTEMS INC (CTXS) — Buy (add'l)
COCA COLA COM (KO) — Dividend — Buy (add'l)
COCA COLA COM (KO) — Buy (add'l)
COMCAST CORP NEW CL A (CMCSA) — Dividend — Buy (add'l)
COMCAST CORP NEW CL A (CMCSA) — Sold (part)
CRANE CO (CR) — Dividend — Buy
CREE INC (CREE) — None
CROWN CASTLE REIT INC (CCI) — None — Sold
DARDEN RESTAURANTS INC (DRI) — Dividend — Sold
DIAGEO PLC NEW GB SPON ADR (DEO) — Dividend — Buy
DIAGEO PLC NEW GB SPON ADR (DEO) — Sold (part)
DISCOVERY COMMUNICATION (DISCA) — None — Buy (add'l)
DISCOVERY COMMUNICATION (DISCA) — Buy (add'l)
DOLBY LABORATORIES (DLB) — Dividend
EVERSOURCE ENERGY COM (ES) — Dividend — Sold
EXXON MOBIL CORP (XOM) — Dividend — Sold
FIREEYE INC (FEYE) — None — Buy (add'l)
FLUOR CORP (FLR) — Dividend — Sold
FREEPORT MCMORAN (FCX) — Dividend — Buy (add'l)
GCI LIBERTY INC (GLIBA) (Y)
GUARDANT HEALTH INC (GH) — None — Buy
GUARDANT HEALTH INC (GH) — Buy (add'l)
HOME DEPOT (HD) — Dividend — Buy (add'l)
HOME DEPOT (HD) — Sold (part)
HOME DEPOT (HD) — Sold (part)
HOME DEPOT (HD) — Sold (part)
HOME DEPOT (HD) — Sold (part)
HONEYWELL INTL (HON) — Dividend — Sold
ILLINOIS TOOL WORKS (ITW) — Dividend — Sold
IMMUNOGEN INC (IMGN) — None
INTEL CORP (INTC) — Dividend — Buy
INTEL CORP (INTC) — Sold (part)
IONIS PHARMACEUTICALS (IONS) — None — Buy (add'l)
JOHNSON CONTROLS (JCI) — Dividend
JOHNSON AND JOHNSON COM (JNJ) — Dividend — Buy (add'l)
JOHNSON AND JOHNSON COM (JNJ) — Sold (part)
JOHNSON AND JOHNSON COM (JNJ) — Sold (part)
JOHNSON AND JOHNSON COM (JNJ) — Sold (part)
JOHNSON AND JOHNSON COM (JNJ) — Sold (part)
JOHNSON AND JOHNSON COM (JNJ) — Buy (add'l)
JPMORGAN CHASE & CO (JPM) — Dividend — Buy
LIBERTY MEDIA CORP DEL SIRIUS XM (LSXMA) (X) — None
LIBERTY MEDIA CORP DEL SIRIUS XM (LSXMK) — None
LIBERTY BROADBAND CORP (LBRDA) (Y)
LIBERTY BROADBAND CORP SER C (LBRDK) (X) — None
LILLY ELI (LLY) — Dividend — Sold
LINDE PLC EUR (LIN) — Dividend — Buy
LINDE PLC EUR (LIN) — Sold (part)
LINDE PLC EUR (LIN) — Sold (part)
LIONS GATE ENTERTAINMENT (LGFB) — None
LOCKHEED MARTIN (LMT) — Dividend — Buy (add'l)
LOCKHEED MARTIN (LMT) — Sold (part)
LOCKHEED MARTIN (LMT) — Sold (part)
LOGMEIN INC (LOGM) — None — Sold
LYONDELL BASELL IND (LYB) — Dividend — Sold
L3HARRIS TECHNOLOGIES (LHX) — Dividend
MARSH & MCLENNAN COS INC (MMC) — Dividend — Buy (add'l)
MARSH & MCLENNAN COS INC (MMC) — Buy (add'l)
MARSH & MCLENNAN COS INC (MMC) — Sold (part)
MARSH & MCLENNAN COS INC (MMC) — Sold (part)
MAXIM INTEFRATED (MXIM) — Dividend — Sold
MCDONALDS CORP. (MCD) — Dividend
MEDTRONIC PLC (MDT) — Dividend — Buy (add'l)
MEDTRONIC PLC (MDT) — Buy (add'l)
MICROSOFT (MSFT) — Dividend — Buy (add'l)
MICROSOFT (MSFT) — Sold (part)
MICROSOFT (MSFT) — Sold (part)
MONDELEZ INTL (MDLZ) — Dividend — Sold
NATIONAL OILWELL VARCO (NOV) — Dividend
NEXTERA ENERGY INC (NEE) — Dividend — Sold (part)
NEXTERA ENERGY INC (NEE) — Sold (part)
NEXTERA ENERGY INC (NEE) — Sold (part)
NOVARTIS AG SPON ADR (NVS) — None — Buy
NOVARTIS AG SPON ADR (NVS) — Sold (part)
NOVARTIS AG SPON ADR (NVS) — Sold (part)
NOVARTIS AG SPON ADR (NVS) — Sold (part)
NOVARTIS AG SPON ADR (NVS) — Buy (add'l)
NOW INC (DNOW) — None
NUANCE COMM (NUAN) — None — Sold (part)
NUCOR CORPORATION (NUE) — Dividend
OCCIDENTAL PETE CORP CAL (OXY) — Dividend — Buy (add'l)
OCCIDENTAL PETE CORP CAL (OXY) — Buy (add'l)
OCCIDENTAL PETE CORP CAL (OXY) — Buy (add'l)
OCCIDENTAL PETE CORP CAL (OXY) — Sold
ONEOK INC OKLAHOMA (OKE) — Dividend — Sold
OTIS WORLDWIDE CORP (OTIS) — None — Buy
OTIS WORLDWIDE CORP (OTIS) — Sold
PAYCHEX INC. (PAYX) — Dividend — Sold
PENTAIR (PNR) — Dividend
PEPSICO INC (PEP) — Dividend — Sold
PFIZER INC (PFE) — Dividend — Sold
PHILLIPS 66 (PSX) — Dividend — Sold
PHILLIPS 66 (PSX) — Buy
PHILLIPS 66 (PSX) — Buy (add'l)
PHILLIPS 66 (PSX) — Buy (add'l)
PHILLIPS 66 (PSX) — Buy (add'l)
PHILLIPS 66 (PSX) — Buy (add'l)
PROCTER & GAMBLE CO (PG) — Dividend — Buy
PROCTER & GAMBLE CO (PG) — Sold (part)
PROCTER & GAMBLE CO (PG) — Sold (part)
PROLOGIS INC (PLD) — None — Sold
QURATE RETAIL GROUP QVC (QRTEA) — Dividend — Buy (add'l)
QURATE RETAIL GROUP QVC (QRTEA) — Sold (part)
RAYTHEON TECHNOLOGIES CORP (RTX) — Dividend — Buy
RAYTHEON TECHNOLOGIES CORP (RTX) — Sold (part)
REALTY INCM CRP MD (O) — Dividend — Sold
REPUBLIC SERVICES INC (RSG) — Dividend — Buy
REPUBLIC SERVICES INC (RSG) — Sold (part)
REPUBLIC SERVICES INC (RSG) — Sold (part)
ROCKWELL AUTOMATION INC NEW (ROK) — Dividend — Buy
ROCKWELL AUTOMATION INC NEW (ROK) — Sold (part)
ROCKWELL AUTOMATION INC NEW (ROK) — Sold (part)
SEAGATE TECH PLC (STX) — Dividend — Buy (add'l)
SEAGATE TECH PLC (STX) — Buy (add'l)
SEMPRA ENERGY (SRE) — Dividend — Sold
SIMON PROPERTY GROUP (SPG) — Dividend — Sold
STARBUCKS CORP (SBUX) — Dividend — Sold
SUNCOR ENERGY INC NEW CAD (SU) — None — Buy
SUNCOR ENERGY INC NEW CAD (SU) — Sold
SYSCO CORPORATION (SYY) — Dividend — Sold
TE CONNECTIVITY LTD (TEL) — Dividend
TEXAS INSTRUMENTS (TXN) — Dividend — Sold (part)
TEXAS INSTRUMENTS (TXN) — Sold (part)
TEXAS INSTRUMENTS (TXN) — Buy (add'l)
TEXAS INSTRUMENTS (TXN) — Buy (add'l)
TRUIST FINL CORP (TFC) — Dividend — Sold (part)
TWITTER INC (TWTR) — None — Sold (part)
UNION PACIFIC CORP (UNP) — Dividend — Buy
UNION PACIFIC CORP (UNP) — Buy (add'l)
UNION PACIFIC CORP (UNP) — Buy (add'l)
UNION PACIFIC CORP (UNP) — Sold (part)
UNION PACIFIC CORP (UNP) — Sold (part)
UNITED PARCEL SERVICE INC CL B (UPS) — Dividend — Buy
UNITED PARCEL SERVICE INC CL B (UPS) — Buy (add'l)
UNITED HEALTH GROUP (UNH) — Dividend — Sold (part)
VALERO ENERGY CORP (VLO) — Dividend — Sold
VERTEX PHARM INC (VRTX) — None — Sold (part)
VERTEX PHARM INC (VRTX) — Buy (add'l)
VERTEX PHARM INC (VRTX) — Buy (add'l)
VERTEX PHARM INC (VRTX) — Buy (add'l)
VERTEX PHARM INC (VRTX) — Buy (add'l)
VERTEX PHARM INC (VRTX) — Buy (add'l)
VERTEX PHARM INC (VRTX) — Buy (add'l)
VF CORP (VFC) — Dividend — Buy
VF CORP (VFC) — Buy (add'l)
WEC ENERGY GROUP (WEC) — Dividend — Sold
WILLIAMS COMPANIES (WMB) — None — Sold
WESTERN DIGITAL (WDC) — Dividend — Sold (part)
ISHARES EDGE MSCI MIN VOL EMERG MKTS (EEMV) — Dividend
ISHARES EDGE MSCI MIN VOL EAFE (EFAV) — Dividend
FULLER & THALER BEHVRL SM CAP EQ FD I (FTHSX) — Dividend — Buy (add'l)
NEUBERGER BERMAN INTL EQ FD I (NBIIX) — Dividend — Buy (add'l)
NEUBERGER BERMAN INTL EQ FD I (NBIIX) — Buy (add'l)
T ROWE PRICE EMERG MKTS STOCK FD I (PRMSX) — Dividend
BANK OF AMER CORP MED TERM NTS 04.125% (06051GFB0) — None — Buy
BANK OF AMER CORP MED TERM NTS 04.125% (06051GFB0) — Sold
GOLDMAN SACHS GROUP INC 04.000% (38141GVM3) — None — Buy
GOLDMAN SACHS GROUP INC 04.000% (38141GVM3) — Sold
SHELL INTL FIN NTS B/E 02.875% (822582BT8) — Interest — Buy
VERIZON COMMUNICATIONS GLB 05.150% SEP 15 2023 (92343VBR4) — None — Sold
VERIZON COMMUNICATIONS 04.125% (92343VDY7) — Interest — Buy
CVS HEALTH CORP NTS B/E 04.300% (126650CX6) — Interest — Buy
WELLS FARGO & CO B/E 03.584% (95000U2A0) — Interest — Buy
CITIGROUP INC B/E 03.668% (172967LP4) — Interest — Buy
COMCAST CORP NTS B/E 04.150% (20030NCT6) — Interest — Buy
OCCIDENTAL PETROLEUM COR GLB 03.500% JUN 15 2025 (674599CG8) — None — Buy
OCCIDENTAL PETROLEUM COR GLB 03.500% JUN 15 2025 (674599CG8) — Buy (add'l)
OCCIDENTAL PETROLEUM COR GLB 03.500% JUN 15 2025 (674599CG8) — Sold
JPMORGAN CHASE & CO GLB (46647PAX4) — None — Sold
JPMORGAN CHASE & CO B/E 04.203% (46647PAV8) — Interest — Buy
GOLDMAN SACHS GROUP INC 3.800% (38141GXH2) — Interest — Buy
BANK OF AMER CORP 02.884% (06051GHX0) — Interest — Buy
GENERAL ELEC CAP CORP 05.875% JAN 14 2038 (36962G3P7) — Interest — Buy (add'l)
MICROSOFT CORP B/E 04.250% (594918CA0) — Interest — Buy
ENTERPRISE PRODUCTS OPER COMP GUARNT (29379VAV5) — Interest — Sold
ENTERPRISE PRODUCTS OPER 04.800% (29379VBU6) — Interest — Buy
CVS HEALTH CORP GLB (126650CZ1) — None — Sold
FNMA PL MA3521 04.0000% (31418C4F8) — Interest — Buy
FNMA PL MA3521 04.0000% (31418C4F8) — Sold
FNMA PL MA4204 02.0000% (31418DU67) — None — Buy
FHLMC PL ZT1546 04.5000% (3132ADWF1) — Interest — Buy
FHLMC PL SD8010 03.0000% (3132DV3T0) — Interest — Buy
FHLMC PL SD8113 02.0000 DUE 11/01/50 (3132DWAN3) — Interest — Buy
FNMA PL MA3803 03.5000% (31418DGM8) — Interest — Buy
FNMA PL MA3803 03.5000% (31418DGM8) — Buy (add'l)
FNMA PL MA3803 03.5000% (31418DGM8) — Sold (part)
FNMA PL MA3803 03.5000% (31418DGM8) — Sold
FNMA PL MA3961 03.5000% (31418DMK5) — Interest — Buy
FNMA PL MA3961 03.5000% (31418DMK5) — Sold
FHLMC PL SD8044 03.0000% (3132DV5D3) — Interest — Buy
FHLMC PL SD8044 03.0000% (3132DV5D3) — Sold
FHLMC GO 8635 03%2045 (3128MJV56) — Interest — Sold
FHLMC GO 8741 03%2047 (3128MJZF0) — Interest — Sold
FHLMC G0 8776 04 50%2047 (3128MJ2J8) — Interest — Sold
FNMA PMA3184 04 50%2047 (3141BCRE6) — Interest — Sold
FNMA PMA3238 03 50%2048 (31418CS47) — Interest — Sold
FNMA PMA3416 04 50%2048 (31418CYN8) — Interest — Sold
FNMA PMA3443 04%2048 (31418CZH0) — Interest — Sold
FNMA PMA3444 04 50%2048 (31418CZJ6) — Interest — Sold
FNMA PMA3592 04%2049 (31418C7E8) — Interest — Sold
FNMA PMA3594 05%2049 (3141BC7G3) — Interest — Sold
FNMA PMA3685 03%2049 (31418DCX8) — Interest — Sold
FNMA PMA3692 03 50%2049 (31418DC67) — Interest — Sold
FNMA PMA3747 04 50%2049 (31418DEV0) (Y)
FNMA PMA3871 03%2049 (31418DJR4) — Interest — Buy
FNMA PMA3871 03%2049 (31418DJR4) — Sold
FNMA PMA3630 05%2049 (31418DA85) — Interest — Sold
FNMA PFM1147 05%2049 (3140X4HZ2) — Interest — Sold
LORD ABBETT SHORT DURATION INC FD F (LDLFX) — Dividend — Sold (part)
WESTERN ASSET SMASH SERIES M FUND (LMSMX) — Dividend — Sold
WESTERN ASSET SMASH SERIES M FUND (LMSMX) — Buy
WESTERN ASSET SMASH SERIES M FUND (LMSMX) — Sold (part)
WESTERN ASSET SMASH SERIES M FUND (LMSMX) — Buy (add'l)
WESTERN ASSET SMASH SERIES M FUND (LMSMX) — Buy (add'l)
WESTERN ASSET SMASH SERIES C FUND (LMLCX) — Dividend — Sold
WESTERN ASSET SMASH SERIES C FUND (LMLCX) — Buy
WESTERN ASSET SMASH SERIES C FUND (LMLCX) — Buy (add'l)
WESTERN ASSET SMASH SERIES C FUND (LMLCX) — Buy (add'l)
WESTERN ASSET SMASH SERIES EC FUND (LMECX) — Dividend — Buy
WESTERN ASSET SMASH SERIES EC FUND (LMECX) — Buy (add'l)
U S TREASURY NOTE 2.6250% (9128284Y3) — None — Buy
U S TREASURY NOTE 2.6250% (9128284Y3) — Sold
U S TREASURY NOTE 0.3750% (912828ZL7) — Int./Div. — Buy
U S TREASURY NOTE 0.3750% (912828ZL7) — Buy (add'l)
U S TREASURY NOTE 0.3750% (912828ZL7) — Buy (add'l)
U S TREASURY NOTE 0.3750% (91282CAZ4) — None — Buy
U S TREASURY NOTE 1.6250% (912828P46) — Interest — Buy
U S TREASURY NOTE 1.6250% (912828P46) — Buy (add'l)
U S TREASURY NOTE 1.6250% (912828P46) — Buy (add'l)
FNMA - CALL BOND 6.6250% (31359MGK3) — Interest — Buy
US TREASURY NOTE 1.375% (912828L65) — None — Sold
US TREASURY NOTE 1.625% JUN 30 (9128287A2) — None — Sold
US TREASURY NOTE 2.000% (912828SF8) — Interest — Sold
US TREASURY NOTE 2.750% (9128283W8) — Interest — Sold
US TREASURY BOND 3.375% (912810RG5) — None — Sold
US TREASURY BOND 3.000% (912810RM2) — Interest — Buy (add'l)
US TREASURY BOND 3.000% (912810RM2) — Buy (add'l)
US TREASURY BOND 3.000% (912810RM2) — Buy (add'l)
US TREASURY BOND 3.000% (912810RM2) — Buy (add'l)
UNITED STATES T (912810RQ3) — Interest — Buy
UNITED STATES T (912810RQ3) — Buy (add'l)
UNITED STATES T (912810RQ3) — Buy (add'l)
UNITED STATES T (912810RQ3) — Buy (add'l)
US TREASURY BOND 2.750% (912810RY6) — None — Sold
US TREASURY BOND 3.000% FEB 15 (912810SF6) — Interest — Sold
US TREASURY BOND 3.000% FEB 15 (912810SF6) — Buy
US TREASURY BOND 3.000% FEB 15 (912810SF6) — Buy (add'l)
US TREASURY BOND 3.000% FEB 15 (912810SF6) — Buy (add'l)
US TREASURY BOND 3.000% FEB 15 (912810SF6) — Buy (add'l)
US TSY INFL PROT BOND (912810SM1) — Interest — Buy
ACCOUNT #2 (H)
AMERICAN CAPITAL WLD FUND (CWGIX) — None — Sold
AMERICAN CAP INC. BKDR. (CAIBX) — None — Sold
AMERICAN GROWTH FUND (AGTHX) — None — Sold
ISHARES TR CORE MSCI EAF ETF (IEFA) — Dividend — Buy
ISHARES INC CORE MSCI EMERGING MKTS ETF (IEMG) — Dividend — Buy
VANGUARD EXTD MKT ETF (VXF) — Dividend — Buy
FULLER & THALER BEHVRL SMALL- CAP EQ FD CL INSTL (FTHSX) — Dividend — Buy
FULLER & THALER BEHVRL SMALL- CAP EQ FD CL INSTL (FTHSX) — Buy (add'l)
NEUBERGER BERMAN INTL EQUITY FUND CL INSTL (NBIIX) — Dividend — Buy
TROWE PRICE EMERGING MARKETS STOCK FD INV CL (PRMSX) — Dividend — Buy
ACCOUNT #3 (H)
MERRILL LYNCH BANK DEPOSIT PROGRAM (cash) — Interest — Closed
UBS FDIC INSURED DEP PGM (cash) — Interest — Open
RAILSPLITTER TOBACCO SET (75076PAP0) — Interest — Buy
RAILSPLITTER TOBACCO SET (75076PAP0) — Redeemed
MINNESOTA ST GO STATE VAR PURP BDS SER A (6041294D5) — Interest — Redeemed
NEW YORK ST DORM AUTH ST (64990FXG4) — None — Buy
OREGON ST DPT ADMIN LOTTERY RV REV FEF BDS (68607VG90) — Interest
NEW YORK N Y GO BDS SER B (64966JPA8) — Interest
MISSOURI ST HWYS & TRANS COMMN ST RD REV REF ST (60636WRG2) — Interest
NORTH CAROLINA ST LTD OBLIG REF BDS SER C (65829QCC6) — Interest
IOWA ST SPL OBLIG IJOB PROG SPL OBLIG REF BDS A (46257TDZ9) — None — Sold
RALEIGH NC COMB ENTERPRISE SYS REV A RF (751100JK5) — Interest
SEATTLE WA WATER SYS 99B (812728TM5) — Interest — Buy
MARYLAND ST FOR ISSUES D (574193NV6) — Interest — Buy
TEXAS TRANSN COMMN ST HWY FD REV REF BDS (88283LJV9) — Interest
MISSOURI ST BRD PUB BLDG (606341LZ6) — Interest — Buy
TEXAS ST GO MOBILITY FD REF BDS 2014 (882723NA3) — Interest
NEW MEXICO FIN AUTH ST TRANSN REV REF BDS (64711RJU1) — Interest — Sold
PENNSYLVANIA ST (70914PWL2) — Interest — Buy
MASS ST GO CONSOL LN (57582P7B0) — None — Buy
WASHINTON ST HEALTH CARE FACS AUTH REV REV (93978HNT8) — Interest — Sold
MINNESOTA PUB FACS AUTH ST REVOLVING FD REV A (604115CG8) — Interest
NEW YORK ST URBAN DEV CORP REV INC TAX A-1 (650035YX0) — Interest
TENNESSEE ST GO BDS A (880541VL8) — Interest
TALLAHASSEE FLA ENERGY SYS REV REF REV BDS (874476JJ4) — Interest
UNIVERSITY TEX UNIV REVS REV FIN SYS BDS SER J (91514AGQ2) — Interest
SUSTAINABLE EGY UTIL INC DEL EGY EFFICIENCY REV (86932UAP0) — None — Sold
INDIANA FIN AUTH HOSP REV REV REF BDS SER A (45471APX4) — None — Sold
NORTH CAROLINA CAP FACS FIN AGY EDL FACS REV RF (65818PKG3) — Interest — Sold
VIRGINIA CBA VA ED FCS REV 21T REF BDS SER E (92778VFF0) — Interest — Sold
WISCONSIN ST GO REF BDS SER 3 (97705MKP9) — Interest
NORTHSIDE TEX INDPT SCH DIST ULTD TAX PSF GTD (66702RTK8) — Interest
METROPOLITAN TRANSN AUTH N Y DEDICATED (59261AWZ6) — Interest
METROPOLITAN TRANSN AUTH N Y DEDICATED (59261AWZ6) (Y)
ACCOUNT #4 (H)
ML BANK DEPOSIT (cash) — Interest — Closed
UBS FDIC INSURED DEP PGM (cash) — Interest — Open
ABBOTT LABS (ABT) — Dividend — Sold (part)
ABBVIE INC COM (ABBV) — Dividend — Buy
ABBVIE INC COM (ABBV) — Buy (add'l)
ABBVIE INC COM (ABBV) — Buy (add'l)
ABBVIE INC COM (ABBV) — Buy (add'l)
ABBVIE INC COM (ABBV) — Buy (add'l)
ABBVIE INC COM (ABBV) — Buy (add'l)
AIR PRODUCTS & CHEM (APD) — Dividend
AMERICAN TOWER CORP REIT (AMT) — None — Buy
AMERICAN TOWER CORP REIT (AMT) — Sold
AMGEN INC (AMGN) — Dividend
AUTOMATIC DATA PROCESSING (ADP) — Dividend
BLACKROCK INC (BLK) — Dividend
BROADCOM LTD (AVGO) — Dividend — Buy (add'l)
BROADCOM LTD (AVGO) — Buy (add'l)
BROADCOM LTD (AVGO) — Buy (add'l)
BROADCOM LTD (AVGO) — Buy (add'l)
CHEVRON CORP (CVX) — Dividend — Buy (add'l)
CHEVRON CORP (CVX) — Sold
CISCO SYSTEMS INC COM (CSCO) — Dividend — Sold (part)
CISCO SYSTEMS INC COM (CSCO) — Sold (part)
CISCO SYSTEMS INC COM (CSCO) — Sold
COCA COLA COM (KO) — Dividend — Buy (add'l)
COMCAST CORP NEW CL A (CMCSA) — Dividend
CROWN CASTLE REIT INC (CCI) — Dividend
DARDEN RESTAURANTS INC UNSOLICITED (DRI) — None — Buy
DARDEN RESTAURANTS INC UNSOLICITED (DRI) — Sold
EATON CORP PLC (ETN) — Dividend — Buy
EATON CORP PLC (ETN) — Buy (add'l)
EVERSOURCE ENERGY COM (ES) — Dividend
EXXON MOBIL CORP (XOM) — None — Buy
EXXON MOBIL CORP (XOM) — Sold
HOME DEPOT (HD) — Dividend
HONEYWELL INTL (HON) — Dividend — Sold (part)
HONEYWELL INTL (HON) — Sold (part)
HONEYWELL INTL (HON) — Sold (part)
ILLINOIS TOOL WORKS (ITW) — Dividend
JOHNSON AND JOHNSON COM (JNJ) — Dividend — Sold (part)
JOHNSON AND JOHNSON COM (JNJ) — Sold (part)
JOHNSON AND JOHNSON COM (JNJ) — Sold (part)
JOHNSON AND JOHNSON COM (JNJ) — Sold (part)
JPMORGAN CHASE & CO (JPM) — Dividend — Sold (part)
JPMORGAN CHASE & CO (JPM) — Sold (part)
LILLY ELI (LLY) — Dividend
LOCKHEED MARTIN (LMT) — Dividend
LYONDELL BASELL IND (LYB) — Dividend — Sold (part)
LYONDELL BASELL IND (LYB) — Sold (part)
MARSH & MCLENNAN COS INC (MMC) — Dividend
MAXIM INTEGRATED (MXIM) — Dividend — Sold (part)
MAXIM INTEGRATED (MXIM) — Sold (part)
MAXIM INTEGRATED (MXIM) — Sold (part)
MAXIM INTEGRATED (MXIM) — Sold
MCDONALDS CORP. (MCD) — Dividend — Sold (part)
MEDTRONIC PLC (MDT) — Dividend
MERCK & CO INC NEW COM (MRK) — Dividend — Buy
MERCK & CO INC NEW COM (MRK) — Buy (add'l)
MERCK & CO INC NEW COM (MRK) — Buy (add'l)
MERCK & CO INC NEW COM (MRK) — Buy (add'l)
MERCK & CO INC NEW COM (MRK) — Buy (add'l)
MERCK & CO INC NEW COM (MRK) — Buy (add'l)
MICROSOFT (MSFT) — Dividend — Sold (part)
MICROSOFT (MSFT) — Sold (part)
MICROSOFT (MSFT) — Sold (part)
MICROSOFT (MSFT) — Sold (part)
MONDELEZ INTL (MDLZ) — Dividend — Buy (add'l)
NEXTERA ENERGY INC (NEE) — Dividend
ONEOK INC OKLAHOMA (OKE) — Dividend — Sold
PAYCHEX INC. (PAYX) — Dividend
PEPSICO INC (PEP) — Dividend — Buy (add'l)
PFIZER INC (PFE) — Dividend — Buy
PFIZER INC (PFE) — Sold (part)
PFIZER INC (PFE) — Sold
PHILLIPS 66 (PSX) — Dividend — Buy (add'l)
PHILLIPS 66 (PSX) — Sold
PNC FINCL SERVICES GROUP (PNC) — Dividend — Buy (add'l)
PNC FINCL SERVICES GROUP (PNC) — Buy (add'l)
PNC FINCL SERVICES GROUP (PNC) — Sold (part)
PROCTER & GAMBLE CO (PG) — Dividend — Buy
PROCTER & GAMBLE CO (PG) — Buy (add'l)
PROCTER & GAMBLE CO (PG) — Buy (add'l)
PROLOGIS INC (PLD) — Dividend — Buy (add'l)
PROLOGIS INC (PLD) — Buy (add'l)
PROLOGIS INC (PLD) — Buy (add'l)
QUALCOMM INC (QCOM) — Dividend — Buy
QUALCOMM INC (QCOM) — Buy (add'l)
QUALCOMM INC (QCOM) — Buy (add'l)
QUALCOMM INC (QCOM) — Buy (add'l)
REALTY INCM CRP MD (O) — Dividend — Sold (part)
REALTY INCM CRP MD (O) — Sold
SEMPRA ENERGY (SRE) — Dividend
SIMON PROPERTY GROUP DEL (SPG) — Dividend — Buy
SIMON PROPERTY GROUP DEL (SPG) — Sold (part)
SIMON PROPERTY GROUP DEL (SPG) — Sold
STARBUCKS CORP (SBUX) — Dividend
SYSCO CORPORATION (SYY) — Dividend — Sold
TEXAS INSTRUMENTS (TXN) — Dividend
TRUIST FINL CORP (TFC) — Dividend — Sold
UNITED PARCEL SERVICE INC CL B (UPS) — None — Buy
US BANCORP (USB) — Dividend — Sold
VALERO ENERGY CORP (VLO) — Dividend — Sold (part)
VALERO ENERGY CORP (VLO) — Sold
VANGUARD DIVIDEND (VIG) — None — Sold
VERIZON COMMUNICATIONS INC (VZ) — Dividend — Buy
VERIZON COMMUNICATIONS INC (VZ) — Buy (add'l)
VERIZON COMMUNICATIONS INC (VZ) — Buy (add'l)
WEC ENERGY GROUP (WEC) — Dividend — Sold (part)
WELLS FARGO & CO NEW DEL (WFC) — None — Sold (part)
WELLS FARGO & CO NEW DEL (WFC) — Sold
WILLIAMS COMPANIES DEL (WMB) — None — Buy
WILLIAMS COMPANIES DEL (WMB) — Sold
ISHARES CORE HIGH DIVID ETF (HDV) — None — Buy
ACCOUNT #5 (H)
BOA/ML BANK DEPOSIT (cash) — Interest — Closed
UBS FDIC INSURED DEP PGM (cash) — Interest — Open
ALTRIA GROUP INC (MO) — Dividend
BERKSHIRE HATHAWAY B (BRKB) — None
BRISTOL-MYERS SQUIBB CO (BMY) — Dividend
CISCO SYSTEMS INC COM (CSCO) — Dividend
COCA COLA COM (KO) — Dividend
CSX CORP (CSX) — Dividend
DUKE ENERGY CORP NEW (DUK) — Dividend
EMERSON ELEC CO (EMR) — Dividend
INTEL CORP (INTC) — Dividend
JOHNSON AND JOHNSON COM (JNJ) — Dividend
LINCOLN NTL CORP IND NPV (LNC) — Dividend
MERCK AND CO INC (MRK) — Dividend
MICROSOFT CORP (MSFT) — Dividend
NUCOR CORPORATION (NUE) — Dividend
ORACLE CORP $0.01 DEL (ORCL) — Dividend
PHILIP MORRIS INTL INC (PM) — Dividend
SONOCO PRODUCTS CO (SON) — Dividend
AMERICAN FUNDAMENTAL INVESTORS INC CL A (ANCFX) — Dividend
AMERICAN BALANCED FUND INC CL A (ABALX) — Dividend
ACCOUNT #6 (H)
IRA - BB&T (cash) (Y)
INDIVIDUAL ASSETS (H)
BB&T (cash) — Interest
JOHN HANCOCK WHOLE LIFE INSURANCE POLICY — None
NY LIFE FIXED ANNUNITY — Interest
JM WALLACE PROPERTY INVESTMENTS, LLC — None
TRIANGLE PROPERTIES ASSOC., LLC — Distribution
J.M. WALLACE LAND CO., LLC — Distribution
THE MASON WALLACE CO., LLC — Distribution
EAST MECKLENBURG CO. — Distribution
INDIAN LAND, SC INVESTMENT REAL ESTATE — None
TRANSYLVANIA COUNTY, NC INVESTMENT PROPERTY — None — Buy
ACCOUNT #1 (H)
BANK OF AMERICA (cash) — Interest — Closed
UBS BANK USA DEP ACCT (cash) — Interest — Open
US TREASURY BILL ZERO% (912796SM2) — None — Buy
US TREASURY BILL ZERO% (912796SM2) — Sold
ABBOTT LABS (ABT) — Dividend — Sold
ABBVIE INC COM (ABBV) — Dividend — Sold (part)
ACCENTURE PLC IRELAND CL A (ACN) — Dividend — Buy
AIR PRODUCTS & CHEM (APD) — Dividend — Sold
AMC NETWORKS (AMCX) — None — Buy (add'l)
AMER ELECTRIC POWER CO (AEP) — Dividend — Buy
AMER ELECTRIC POWER CO (AEP) — Buy (add'l)
AMER ELECTRIC POWER CO (AEP) — Sold (part)
AMER ELECTRIC POWER CO (AEP) — Sold (part)
AMGEN INC (AMGN) — Dividend — Sold
AMGEN INC (AMGN) — Buy
AMGEN INC (AMGN) — Buy (add'l)
AMGEN INC (AMGN) — Buy (add'l)
AMGEN INC (AMGN) — Buy (add'l)
AMGEN INC (AMGN) — Buy (add'l)
AUTODESK INC (ADSK) — None
AUTOMATIC DATA PROCESSING (ADP) — Dividend — Sold
BIOGEN INC (BIIB) — None — Sold (part)
BLACKROCK INC (BLK) — Dividend — Buy
BLACKROCK INC (BLK) — Sold (part)
BLACKROCK INC (BLK) — Sold (part)
BLACKROCK INC (BLK) — Buy (add'l)
BLACKROCK INC (BLK) — Buy (add'l)
BROADCOM LTD (AVGO) — Dividend — Sold (part)
CARRIER GLOBAL CORP (CARR) (X) — None — Sold
CERENCE INC (CRNC) (X) — None
CHEVRON CORP (CVX) — Dividend — Sold (part)
CHEVRON CORP (CVX) — Buy (add'l)
CHEVRON CORP (CVX) — Sold (part)
CHEVRON CORP (CVX) — Sold (part)
CHEVRON CORP (CVX) — Sold (part)
CHEVRON CORP (CVX) — Sold
CHUBB LTD CHF (CB) — Dividend — Buy
CHUBB LTD CHF (CB) — Buy (add'l)
CHUBB LTD CHF (CB) — Buy (add'l)
CISCO SYSTEMS INC COM (CSCO) — Dividend — Sold (part)
CISCO SYSTEMS INC COM (CSCO) — Buy (add'l)
CISCO SYSTEMS INC COM (CSCO) — Buy (add'l)
CISCO SYSTEMS INC COM (CSCO) — Buy (add'l)
CITRIX SYSTEMS INC (CTXS) — Dividend — Sold (part)
CITRIX SYSTEMS INC (CTXS) — Buy (add'l)
CITRIX SYSTEMS INC (CTXS) — Buy (add'l)
COCA COLA COM (KO) — Dividend — Buy (add'l)
COCA COLA COM (KO) — Buy (add'l)
COMCAST CORP NEW CL A (CMCSA) — Dividend — Buy (add'l)
COMCAST CORP NEW CL A (CMCSA) — Sold (part)
CRANE CO (CR) — Dividend — Buy
CREE INC (CREE) — None
CROWN CASTLE REIT INC (CCI) — None — Sold
DARDEN RESTAURANTS INC (DRI) — Dividend — Sold
DIAGEO PLC NEW GB SPON ADR (DEO) — Dividend — Buy
DIAGEO PLC NEW GB SPON ADR (DEO) — Sold (part)
DISCOVERY COMMUNICATION (DISCA) — None — Buy (add'l)
DISCOVERY COMMUNICATION (DISCA) — Buy (add'l)
DOLBY LABORATORIES (DLB) — Dividend
EVERSOURCE ENERGY COM (ES) — Dividend — Sold
EXXON MOBIL CORP (XOM) — Dividend — Sold
FIREEYE INC (FEYE) — None — Buy (add'l)
FLUOR CORP (FLR) — Dividend — Sold
FREEPORT MCMORAN (FCX) — Dividend — Buy (add'l)
GCI LIBERTY INC (GLIBA) (Y)
GUARDANT HEALTH INC (GH) — None — Buy
GUARDANT HEALTH INC (GH) — Buy (add'l)
HOME DEPOT (HD) — Dividend — Buy (add'l)
HOME DEPOT (HD) — Sold (part)
HOME DEPOT (HD) — Sold (part)
HOME DEPOT (HD) — Sold (part)
HOME DEPOT (HD) — Sold (part)
HONEYWELL INTL (HON) — Dividend — Sold
ILLINOIS TOOL WORKS (ITW) — Dividend — Sold
IMMUNOGEN INC (IMGN) — None
INTEL CORP (INTC) — Dividend — Buy
INTEL CORP (INTC) — Sold (part)
IONIS PHARMACEUTICALS (IONS) — None — Buy (add'l)
JOHNSON CONTROLS (JCI) — Dividend
JOHNSON AND JOHNSON COM (JNJ) — Dividend — Buy (add'l)
JOHNSON AND JOHNSON COM (JNJ) — Sold (part)
JOHNSON AND JOHNSON COM (JNJ) — Sold (part)
JOHNSON AND JOHNSON COM (JNJ) — Sold (part)
JOHNSON AND JOHNSON COM (JNJ) — Sold (part)
JOHNSON AND JOHNSON COM (JNJ) — Buy (add'l)
JPMORGAN CHASE & CO (JPM) — Dividend — Buy
LIBERTY MEDIA CORP DEL SIRIUS XM (LSXMA) (X) — None
LIBERTY MEDIA CORP DEL SIRIUS XM (LSXMK) — None
LIBERTY BROADBAND CORP (LBRDA) (Y)
LIBERTY BROADBAND CORP SER C (LBRDK) (X) — None
LILLY ELI (LLY) — Dividend — Sold
LINDE PLC EUR (LIN) — Dividend — Buy
LINDE PLC EUR (LIN) — Sold (part)
LINDE PLC EUR (LIN) — Sold (part)
LIONS GATE ENTERTAINMENT (LGFB) — None
LOCKHEED MARTIN (LMT) — Dividend — Buy (add'l)
LOCKHEED MARTIN (LMT) — Sold (part)
LOCKHEED MARTIN (LMT) — Sold (part)
LOGMEIN INC (LOGM) — None — Sold
LYONDELL BASELL IND (LYB) — Dividend — Sold
L3HARRIS TECHNOLOGIES (LHX) — Dividend
MARSH & MCLENNAN COS INC (MMC) — Dividend — Buy (add'l)
MARSH & MCLENNAN COS INC (MMC) — Buy (add'l)
MARSH & MCLENNAN COS INC (MMC) — Sold (part)
MARSH & MCLENNAN COS INC (MMC) — Sold (part)
MAXIM INTEFRATED (MXIM) — Dividend — Sold
MCDONALDS CORP. (MCD) — Dividend
MEDTRONIC PLC (MDT) — Dividend — Buy (add'l)
MEDTRONIC PLC (MDT) — Buy (add'l)
MICROSOFT (MSFT) — Dividend — Buy (add'l)
MICROSOFT (MSFT) — Sold (part)
MICROSOFT (MSFT) — Sold (part)
MONDELEZ INTL (MDLZ) — Dividend — Sold
NATIONAL OILWELL VARCO (NOV) — Dividend
NEXTERA ENERGY INC (NEE) — Dividend — Sold (part)
NEXTERA ENERGY INC (NEE) — Sold (part)
NEXTERA ENERGY INC (NEE) — Sold (part)
NOVARTIS AG SPON ADR (NVS) — None — Buy
NOVARTIS AG SPON ADR (NVS) — Sold (part)
NOVARTIS AG SPON ADR (NVS) — Sold (part)
NOVARTIS AG SPON ADR (NVS) — Sold (part)
NOVARTIS AG SPON ADR (NVS) — Buy (add'l)
NOW INC (DNOW) — None
NUANCE COMM (NUAN) — None — Sold (part)
NUCOR CORPORATION (NUE) — Dividend
OCCIDENTAL PETE CORP CAL (OXY) — Dividend — Buy (add'l)
OCCIDENTAL PETE CORP CAL (OXY) — Buy (add'l)
OCCIDENTAL PETE CORP CAL (OXY) — Buy (add'l)
OCCIDENTAL PETE CORP CAL (OXY) — Sold
ONEOK INC OKLAHOMA (OKE) — Dividend — Sold
OTIS WORLDWIDE CORP (OTIS) — None — Buy
OTIS WORLDWIDE CORP (OTIS) — Sold
PAYCHEX INC. (PAYX) — Dividend — Sold
PENTAIR (PNR) — Dividend
PEPSICO INC (PEP) — Dividend — Sold
PFIZER INC (PFE) — Dividend — Sold
PHILLIPS 66 (PSX) — Dividend — Sold
PHILLIPS 66 (PSX) — Buy
PHILLIPS 66 (PSX) — Buy (add'l)
PHILLIPS 66 (PSX) — Buy (add'l)
PHILLIPS 66 (PSX) — Buy (add'l)
PHILLIPS 66 (PSX) — Buy (add'l)
PROCTER & GAMBLE CO (PG) — Dividend — Buy
PROCTER & GAMBLE CO (PG) — Sold (part)
PROCTER & GAMBLE CO (PG) — Sold (part)
PROLOGIS INC (PLD) — None — Sold
QURATE RETAIL GROUP QVC (QRTEA) — Dividend — Buy (add'l)
QURATE RETAIL GROUP QVC (QRTEA) — Sold (part)
RAYTHEON TECHNOLOGIES CORP (RTX) — Dividend — Buy
RAYTHEON TECHNOLOGIES CORP (RTX) — Sold (part)
REALTY INCM CRP MD (O) — Dividend — Sold
REPUBLIC SERVICES INC (RSG) — Dividend — Buy
REPUBLIC SERVICES INC (RSG) — Sold (part)
REPUBLIC SERVICES INC (RSG) — Sold (part)
ROCKWELL AUTOMATION INC NEW (ROK) — Dividend — Buy
ROCKWELL AUTOMATION INC NEW (ROK) — Sold (part)
ROCKWELL AUTOMATION INC NEW (ROK) — Sold (part)
SEAGATE TECH PLC (STX) — Dividend — Buy (add'l)
SEAGATE TECH PLC (STX) — Buy (add'l)
SEMPRA ENERGY (SRE) — Dividend — Sold
SIMON PROPERTY GROUP (SPG) — Dividend — Sold
STARBUCKS CORP (SBUX) — Dividend — Sold
SUNCOR ENERGY INC NEW CAD (SU) — None — Buy
SUNCOR ENERGY INC NEW CAD (SU) — Sold
SYSCO CORPORATION (SYY) — Dividend — Sold
TE CONNECTIVITY LTD (TEL) — Dividend
TEXAS INSTRUMENTS (TXN) — Dividend — Sold (part)
TEXAS INSTRUMENTS (TXN) — Sold (part)
TEXAS INSTRUMENTS (TXN) — Buy (add'l)
TEXAS INSTRUMENTS (TXN) — Buy (add'l)
TRUIST FINL CORP (TFC) — Dividend — Sold (part)
TWITTER INC (TWTR) — None — Sold (part)
UNION PACIFIC CORP (UNP) — Dividend — Buy
UNION PACIFIC CORP (UNP) — Buy (add'l)
UNION PACIFIC CORP (UNP) — Buy (add'l)
UNION PACIFIC CORP (UNP) — Sold (part)
UNION PACIFIC CORP (UNP) — Sold (part)
UNITED PARCEL SERVICE INC CL B (UPS) — Dividend — Buy
UNITED PARCEL SERVICE INC CL B (UPS) — Buy (add'l)
UNITED HEALTH GROUP (UNH) — Dividend — Sold (part)
VALERO ENERGY CORP (VLO) — Dividend — Sold
VERTEX PHARM INC (VRTX) — None — Sold (part)
VERTEX PHARM INC (VRTX) — Buy (add'l)
VERTEX PHARM INC (VRTX) — Buy (add'l)
VERTEX PHARM INC (VRTX) — Buy (add'l)
VERTEX PHARM INC (VRTX) — Buy (add'l)
VERTEX PHARM INC (VRTX) — Buy (add'l)
VERTEX PHARM INC (VRTX) — Buy (add'l)
VF CORP (VFC) — Dividend — Buy
VF CORP (VFC) — Buy (add'l)
WEC ENERGY GROUP (WEC) — Dividend — Sold
WILLIAMS COMPANIES (WMB) — None — Sold
WESTERN DIGITAL (WDC) — Dividend — Sold (part)
ISHARES EDGE MSCI MIN VOL EMERG MKTS (EEMV) — Dividend
ISHARES EDGE MSCI MIN VOL EAFE (EFAV) — Dividend
FULLER & THALER BEHVRL SM CAP EQ FD I (FTHSX) — Dividend — Buy (add'l)
NEUBERGER BERMAN INTL EQ FD I (NBIIX) — Dividend — Buy (add'l)
NEUBERGER BERMAN INTL EQ FD I (NBIIX) — Buy (add'l)
T ROWE PRICE EMERG MKTS STOCK FD I (PRMSX) — Dividend
BANK OF AMER CORP MED TERM NTS 04.125% (06051GFB0) — None — Buy
BANK OF AMER CORP MED TERM NTS 04.125% (06051GFB0) — Sold
GOLDMAN SACHS GROUP INC 04.000% (38141GVM3) — None — Buy
GOLDMAN SACHS GROUP INC 04.000% (38141GVM3) — Sold
SHELL INTL FIN NTS B/E 02.875% (822582BT8) — Interest — Buy
VERIZON COMMUNICATIONS GLB 05.150% SEP 15 2023 (92343VBR4) — None — Sold
VERIZON COMMUNICATIONS 04.125% (92343VDY7) — Interest — Buy
CVS HEALTH CORP NTS B/E 04.300% (126650CX6) — Interest — Buy
WELLS FARGO & CO B/E 03.584% (95000U2A0) — Interest — Buy
CITIGROUP INC B/E 03.668% (172967LP4) — Interest — Buy
COMCAST CORP NTS B/E 04.150% (20030NCT6) — Interest — Buy
OCCIDENTAL PETROLEUM COR GLB 03.500% JUN 15 2025 (674599CG8) — None — Buy
OCCIDENTAL PETROLEUM COR GLB 03.500% JUN 15 2025 (674599CG8) — Buy (add'l)
OCCIDENTAL PETROLEUM COR GLB 03.500% JUN 15 2025 (674599CG8) — Sold
JPMORGAN CHASE & CO GLB (46647PAX4) — None — Sold
JPMORGAN CHASE & CO B/E 04.203% (46647PAV8) — Interest — Buy
GOLDMAN SACHS GROUP INC 3.800% (38141GXH2) — Interest — Buy
BANK OF AMER CORP 02.884% (06051GHX0) — Interest — Buy
GENERAL ELEC CAP CORP 05.875% JAN 14 2038 (36962G3P7) — Interest — Buy (add'l)
MICROSOFT CORP B/E 04.250% (594918CA0) — Interest — Buy
ENTERPRISE PRODUCTS OPER COMP GUARNT (29379VAV5) — Interest — Sold
ENTERPRISE PRODUCTS OPER 04.800% (29379VBU6) — Interest — Buy
CVS HEALTH CORP GLB (126650CZ1) — None — Sold
FNMA PL MA3521 04.0000% (31418C4F8) — Interest — Buy
FNMA PL MA3521 04.0000% (31418C4F8) — Sold
FNMA PL MA4204 02.0000% (31418DU67) — None — Buy
FHLMC PL ZT1546 04.5000% (3132ADWF1) — Interest — Buy
FHLMC PL SD8010 03.0000% (3132DV3T0) — Interest — Buy
FHLMC PL SD8113 02.0000 DUE 11/01/50 (3132DWAN3) — Interest — Buy
FNMA PL MA3803 03.5000% (31418DGM8) — Interest — Buy
FNMA PL MA3803 03.5000% (31418DGM8) — Buy (add'l)
FNMA PL MA3803 03.5000% (31418DGM8) — Sold (part)
FNMA PL MA3803 03.5000% (31418DGM8) — Sold
FNMA PL MA3961 03.5000% (31418DMK5) — Interest — Buy
FNMA PL MA3961 03.5000% (31418DMK5) — Sold
FHLMC PL SD8044 03.0000% (3132DV5D3) — Interest — Buy
FHLMC PL SD8044 03.0000% (3132DV5D3) — Sold
FHLMC GO 8635 03%2045 (3128MJV56) — Interest — Sold
FHLMC GO 8741 03%2047 (3128MJZF0) — Interest — Sold
FHLMC G0 8776 04 50%2047 (3128MJ2J8) — Interest — Sold
FNMA PMA3184 04 50%2047 (3141BCRE6) — Interest — Sold
FNMA PMA3238 03 50%2048 (31418CS47) — Interest — Sold
FNMA PMA3416 04 50%2048 (31418CYN8) — Interest — Sold
FNMA PMA3443 04%2048 (31418CZH0) — Interest — Sold
FNMA PMA3444 04 50%2048 (31418CZJ6) — Interest — Sold
FNMA PMA3592 04%2049 (31418C7E8) — Interest — Sold
FNMA PMA3594 05%2049 (3141BC7G3) — Interest — Sold
FNMA PMA3685 03%2049 (31418DCX8) — Interest — Sold
FNMA PMA3692 03 50%2049 (31418DC67) — Interest — Sold
FNMA PMA3747 04 50%2049 (31418DEV0) (Y)
FNMA PMA3871 03%2049 (31418DJR4) — Interest — Buy
FNMA PMA3871 03%2049 (31418DJR4) — Sold
FNMA PMA3630 05%2049 (31418DA85) — Interest — Sold
FNMA PFM1147 05%2049 (3140X4HZ2) — Interest — Sold
LORD ABBETT SHORT DURATION INC FD F (LDLFX) — Dividend — Sold (part)
WESTERN ASSET SMASH SERIES M FUND (LMSMX) — Dividend — Sold
WESTERN ASSET SMASH SERIES M FUND (LMSMX) — Buy
WESTERN ASSET SMASH SERIES M FUND (LMSMX) — Sold (part)
WESTERN ASSET SMASH SERIES M FUND (LMSMX) — Buy (add'l)
WESTERN ASSET SMASH SERIES M FUND (LMSMX) — Buy (add'l)
WESTERN ASSET SMASH SERIES C FUND (LMLCX) — Dividend — Sold
WESTERN ASSET SMASH SERIES C FUND (LMLCX) — Buy
WESTERN ASSET SMASH SERIES C FUND (LMLCX) — Buy (add'l)
WESTERN ASSET SMASH SERIES C FUND (LMLCX) — Buy (add'l)
WESTERN ASSET SMASH SERIES EC FUND (LMECX) — Dividend — Buy
WESTERN ASSET SMASH SERIES EC FUND (LMECX) — Buy (add'l)
U S TREASURY NOTE 2.6250% (9128284Y3) — None — Buy
U S TREASURY NOTE 2.6250% (9128284Y3) — Sold
U S TREASURY NOTE 0.3750% (912828ZL7) — Int./Div. — Buy
U S TREASURY NOTE 0.3750% (912828ZL7) — Buy (add'l)
U S TREASURY NOTE 0.3750% (912828ZL7) — Buy (add'l)
U S TREASURY NOTE 0.3750% (91282CAZ4) — None — Buy
U S TREASURY NOTE 1.6250% (912828P46) — Interest — Buy
U S TREASURY NOTE 1.6250% (912828P46) — Buy (add'l)
U S TREASURY NOTE 1.6250% (912828P46) — Buy (add'l)
FNMA - CALL BOND 6.6250% (31359MGK3) — Interest — Buy
US TREASURY NOTE 1.375% (912828L65) — None — Sold
US TREASURY NOTE 1.625% JUN 30 (9128287A2) — None — Sold
US TREASURY NOTE 2.000% (912828SF8) — Interest — Sold
US TREASURY NOTE 2.750% (9128283W8) — Interest — Sold
US TREASURY BOND 3.375% (912810RG5) — None — Sold
US TREASURY BOND 3.000% (912810RM2) — Interest — Buy (add'l)
US TREASURY BOND 3.000% (912810RM2) — Buy (add'l)
US TREASURY BOND 3.000% (912810RM2) — Buy (add'l)
US TREASURY BOND 3.000% (912810RM2) — Buy (add'l)
UNITED STATES T (912810RQ3) — Interest — Buy
UNITED STATES T (912810RQ3) — Buy (add'l)
UNITED STATES T (912810RQ3) — Buy (add'l)
UNITED STATES T (912810RQ3) — Buy (add'l)
US TREASURY BOND 2.750% (912810RY6) — None — Sold
ABBVIE INC COM (ABBV) — Buy (add'l)
US TREASURY BOND 3.000% FEB 15 (912810SF6) — Interest — Sold
US TREASURY BOND 3.000% FEB 15 (912810SF6) — Buy
US TREASURY BOND 3.000% FEB 15 (912810SF6) — Buy (add'l)
US TREASURY BOND 3.000% FEB 15 (912810SF6) — Buy (add'l)
US TREASURY BOND 3.000% FEB 15 (912810SF6) — Buy (add'l)
US TSY INFL PROT BOND (912810SM1) — Interest — Buy
ACCOUNT #2 (H)
AMERICAN CAPITAL WLD FUND (CWGIX) — None — Sold
AMERICAN CAP INC. BKDR. (CAIBX) — None — Sold
AMERICAN GROWTH FUND (AGTHX) — None — Sold
ISHARES TR CORE MSCI EAF ETF (IEFA) — Dividend — Buy
ISHARES INC CORE MSCI EMERGING MKTS ETF (IEMG) — Dividend — Buy
VANGUARD EXTD MKT ETF (VXF) — Dividend — Buy
FULLER & THALER BEHVRL SMALL- CAP EQ FD CL INSTL (FTHSX) — Dividend — Buy
FULLER & THALER BEHVRL SMALL- CAP EQ FD CL INSTL (FTHSX) — Buy (add'l)
NEUBERGER BERMAN INTL EQUITY FUND CL INSTL (NBIIX) — Dividend — Buy
TROWE PRICE EMERGING MARKETS STOCK FD INV CL (PRMSX) — Dividend — Buy
ACCOUNT #3 (H)
MERRILL LYNCH BANK DEPOSIT PROGRAM (cash) — Interest — Closed
UBS FDIC INSURED DEP PGM (cash) — Interest — Open
RAILSPLITTER TOBACCO SET (75076PAP0) — Interest — Buy
RAILSPLITTER TOBACCO SET (75076PAP0) — Redeemed
MINNESOTA ST GO STATE VAR PURP BDS SER A (6041294D5) — Interest — Redeemed
NEW YORK ST DORM AUTH ST (64990FXG4) — None — Buy
OREGON ST DPT ADMIN LOTTERY RV REV FEF BDS (68607VG90) — Interest
NEW YORK N Y GO BDS SER B (64966JPA8) — Interest
MISSOURI ST HWYS & TRANS COMMN ST RD REV REF ST (60636WRG2) — Interest
NORTH CAROLINA ST LTD OBLIG REF BDS SER C (65829QCC6) — Interest
IOWA ST SPL OBLIG IJOB PROG SPL OBLIG REF BDS A (46257TDZ9) — None — Sold
RALEIGH NC COMB ENTERPRISE SYS REV A RF (751100JK5) — Interest
SEATTLE WA WATER SYS 99B (812728TM5) — Interest — Buy
MARYLAND ST FOR ISSUES D (574193NV6) — Interest — Buy
TEXAS TRANSN COMMN ST HWY FD REV REF BDS (88283LJV9) — Interest
MISSOURI ST BRD PUB BLDG (606341LZ6) — Interest — Buy
TEXAS ST GO MOBILITY FD REF BDS 2014 (882723NA3) — Interest
NEW MEXICO FIN AUTH ST TRANSN REV REF BDS (64711RJU1) — Interest — Sold
PENNSYLVANIA ST (70914PWL2) — Interest — Buy
MASS ST GO CONSOL LN (57582P7B0) — None — Buy
WASHINTON ST HEALTH CARE FACS AUTH REV REV (93978HNT8) — Interest — Sold
MINNESOTA PUB FACS AUTH ST REVOLVING FD REV A (604115CG8) — Interest
NEW YORK ST URBAN DEV CORP REV INC TAX A-1 (650035YX0) — Interest
TENNESSEE ST GO BDS A (880541VL8) — Interest
TALLAHASSEE FLA ENERGY SYS REV REF REV BDS (874476JJ4) — Interest
UNIVERSITY TEX UNIV REVS REV FIN SYS BDS SER J (91514AGQ2) — Interest
SUSTAINABLE EGY UTIL INC DEL EGY EFFICIENCY REV (86932UAP0) — None — Sold
INDIANA FIN AUTH HOSP REV REV REF BDS SER A (45471APX4) — None — Sold
NORTH CAROLINA CAP FACS FIN AGY EDL FACS REV RF (65818PKG3) — Interest — Sold
VIRGINIA CBA VA ED FCS REV 21T REF BDS SER E (92778VFF0) — Interest — Sold
WISCONSIN ST GO REF BDS SER 3 (97705MKP9) — Interest
NORTHSIDE TEX INDPT SCH DIST ULTD TAX PSF GTD (66702RTK8) — Interest
METROPOLITAN TRANSN AUTH N Y DEDICATED (59261AWZ6) — Interest
METROPOLITAN TRANSN AUTH N Y DEDICATED (59261AWZ6) (Y)
ACCOUNT #4 (H)
ML BANK DEPOSIT (cash) — Interest — Closed
UBS FDIC INSURED DEP PGM (cash) — Interest — Open
ABBOTT LABS (ABT) — Dividend — Sold (part)
ABBVIE INC COM (ABBV) — Dividend — Buy
ABBVIE INC COM (ABBV) — Buy (add'l)
ABBVIE INC COM (ABBV) — Buy (add'l)
ABBVIE INC COM (ABBV) — Buy (add'l)
ABBVIE INC COM (ABBV) — Buy (add'l)
AIR PRODUCTS & CHEM (APD) — Dividend
AMERICAN TOWER CORP REIT (AMT) — None — Buy
AMERICAN TOWER CORP REIT (AMT) — Sold
AMGEN INC (AMGN) — Dividend
AUTOMATIC DATA PROCESSING (ADP) — Dividend
BLACKROCK INC (BLK) — Dividend
BROADCOM LTD (AVGO) — Dividend — Buy (add'l)
BROADCOM LTD (AVGO) — Buy (add'l)
BROADCOM LTD (AVGO) — Buy (add'l)
BROADCOM LTD (AVGO) — Buy (add'l)
CHEVRON CORP (CVX) — Dividend — Buy (add'l)
CHEVRON CORP (CVX) — Sold
CISCO SYSTEMS INC COM (CSCO) — Dividend — Sold (part)
CISCO SYSTEMS INC COM (CSCO) — Sold (part)
CISCO SYSTEMS INC COM (CSCO) — Sold
COCA COLA COM (KO) — Dividend — Buy (add'l)
COMCAST CORP NEW CL A (CMCSA) — Dividend
CROWN CASTLE REIT INC (CCI) — Dividend
DARDEN RESTAURANTS INC UNSOLICITED (DRI) — None — Buy
DARDEN RESTAURANTS INC UNSOLICITED (DRI) — Sold
EATON CORP PLC (ETN) — Dividend — Buy
EATON CORP PLC (ETN) — Buy (add'l)
EVERSOURCE ENERGY COM (ES) — Dividend
EXXON MOBIL CORP (XOM) — None — Buy
EXXON MOBIL CORP (XOM) — Sold
HOME DEPOT (HD) — Dividend
HONEYWELL INTL (HON) — Dividend — Sold (part)
HONEYWELL INTL (HON) — Sold (part)
HONEYWELL INTL (HON) — Sold (part)
ILLINOIS TOOL WORKS (ITW) — Dividend
JOHNSON AND JOHNSON COM (JNJ) — Dividend — Sold (part)
JOHNSON AND JOHNSON COM (JNJ) — Sold (part)
JOHNSON AND JOHNSON COM (JNJ) — Sold (part)
JOHNSON AND JOHNSON COM (JNJ) — Sold (part)
JPMORGAN CHASE & CO (JPM) — Dividend — Sold (part)
JPMORGAN CHASE & CO (JPM) — Sold (part)
LILLY ELI (LLY) — Dividend
LOCKHEED MARTIN (LMT) — Dividend
LYONDELL BASELL IND (LYB) — Dividend — Sold (part)
LYONDELL BASELL IND (LYB) — Sold (part)
MARSH & MCLENNAN COS INC (MMC) — Dividend
MAXIM INTEGRATED (MXIM) — Dividend — Sold (part)
MAXIM INTEGRATED (MXIM) — Sold (part)
MAXIM INTEGRATED (MXIM) — Sold (part)
MAXIM INTEGRATED (MXIM) — Sold
MCDONALDS CORP. (MCD) — Dividend — Sold (part)
MEDTRONIC PLC (MDT) — Dividend
MERCK & CO INC NEW COM (MRK) — Dividend — Buy
MERCK & CO INC NEW COM (MRK) — Buy (add'l)
MERCK & CO INC NEW COM (MRK) — Buy (add'l)
MERCK & CO INC NEW COM (MRK) — Buy (add'l)
MERCK & CO INC NEW COM (MRK) — Buy (add'l)
MERCK & CO INC NEW COM (MRK) — Buy (add'l)
MICROSOFT (MSFT) — Dividend — Sold (part)
MICROSOFT (MSFT) — Sold (part)
MICROSOFT (MSFT) — Sold (part)
MICROSOFT (MSFT) — Sold (part)
MONDELEZ INTL (MDLZ) — Dividend — Buy (add'l)
NEXTERA ENERGY INC (NEE) — Dividend
ONEOK INC OKLAHOMA (OKE) — Dividend — Sold
PAYCHEX INC. (PAYX) — Dividend
PEPSICO INC (PEP) — Dividend — Buy (add'l)
PFIZER INC (PFE) — Dividend — Buy
PFIZER INC (PFE) — Sold (part)
PFIZER INC (PFE) — Sold
PHILLIPS 66 (PSX) — Dividend — Buy (add'l)
PHILLIPS 66 (PSX) — Sold
PNC FINCL SERVICES GROUP (PNC) — Dividend — Buy (add'l)
PNC FINCL SERVICES GROUP (PNC) — Buy (add'l)
PNC FINCL SERVICES GROUP (PNC) — Sold (part)
PROCTER & GAMBLE CO (PG) — Dividend — Buy
PROCTER & GAMBLE CO (PG) — Buy (add'l)
PROCTER & GAMBLE CO (PG) — Buy (add'l)
PROLOGIS INC (PLD) — Dividend — Buy (add'l)
PROLOGIS INC (PLD) — Buy (add'l)
PROLOGIS INC (PLD) — Buy (add'l)
QUALCOMM INC (QCOM) — Dividend — Buy
QUALCOMM INC (QCOM) — Buy (add'l)
QUALCOMM INC (QCOM) — Buy (add'l)
QUALCOMM INC (QCOM) — Buy (add'l)
REALTY INCM CRP MD (O) — Dividend — Sold (part)
REALTY INCM CRP MD (O) — Sold
SEMPRA ENERGY (SRE) — Dividend
SIMON PROPERTY GROUP DEL (SPG) — Dividend — Buy
SIMON PROPERTY GROUP DEL (SPG) — Sold (part)
SIMON PROPERTY GROUP DEL (SPG) — Sold
STARBUCKS CORP (SBUX) — Dividend
SYSCO CORPORATION (SYY) — Dividend — Sold
TEXAS INSTRUMENTS (TXN) — Dividend
TRUIST FINL CORP (TFC) — Dividend — Sold
UNITED PARCEL SERVICE INC CL B (UPS) — None — Buy
US BANCORP (USB) — Dividend — Sold
VALERO ENERGY CORP (VLO) — Dividend — Sold (part)
VALERO ENERGY CORP (VLO) — Sold
VANGUARD DIVIDEND (VIG) — None — Sold
VERIZON COMMUNICATIONS INC (VZ) — Dividend — Buy
VERIZON COMMUNICATIONS INC (VZ) — Buy (add'l)
VERIZON COMMUNICATIONS INC (VZ) — Buy (add'l)
WEC ENERGY GROUP (WEC) — Dividend — Sold (part)
WELLS FARGO & CO NEW DEL (WFC) — None — Sold (part)
WELLS FARGO & CO NEW DEL (WFC) — Sold
WILLIAMS COMPANIES DEL (WMB) — None — Buy
WILLIAMS COMPANIES DEL (WMB) — Sold
ISHARES CORE HIGH DIVID ETF (HDV) — None — Buy
ACCOUNT #5 (H)
BOA/ML BANK DEPOSIT (cash) — Interest — Closed
UBS FDIC INSURED DEP PGM (cash) — Interest — Open
ALTRIA GROUP INC (MO) — Dividend
BERKSHIRE HATHAWAY B (BRKB) — None
BRISTOL-MYERS SQUIBB CO (BMY) — Dividend
CISCO SYSTEMS INC COM (CSCO) — Dividend
COCA COLA COM (KO) — Dividend
CSX CORP (CSX) — Dividend
DUKE ENERGY CORP NEW (DUK) — Dividend
EMERSON ELEC CO (EMR) — Dividend
INTEL CORP (INTC) — Dividend
JOHNSON AND JOHNSON COM (JNJ) — Dividend
LINCOLN NTL CORP IND NPV (LNC) — Dividend
MERCK AND CO INC (MRK) — Dividend
MICROSOFT CORP (MSFT) — Dividend
NUCOR CORPORATION (NUE) — Dividend
ORACLE CORP $0.01 DEL (ORCL) — Dividend
PHILIP MORRIS INTL INC (PM) — Dividend
SONOCO PRODUCTS CO (SON) — Dividend
AMERICAN FUNDAMENTAL INVESTORS INC CL A (ANCFX) — Dividend
AMERICAN BALANCED FUND INC CL A (ABALX) — Dividend
IRA - BB&T (cash) (Y)
TRUSTEE, INTER VIVOS LIFE INSURANCE TRUST 11/22/89 (NO REPORTABLE ASSETS)
MEMBER, HOGSED CREEK FARM, LLC (REPORTABLE ASSETS ARE LISTED IN PART VII)
TRUSTEE, INTER VIVOS LIFE INSURANCE TRUST 11/22/89 (NO REPORTABLE ASSETS)
MEMBER, HOGSED CREEK FARM, LLC (REPORTABLE ASSETS ARE LISTED IN PART VII)
Liability — NATIONWIDE INSURANCE CO — TRIANGLE PROPERTIES ASSOC. LLC SECURED BY SHOPPING CENTER IN HICKORY, NC
Liability — NATIONWIDE INSURANCE CO — NOTE BY JM WALLACE LAND CO SECURED BY SHOPPING CENTER IN IREDELL COUNTY, NC
Liability — NATIONWIDE INSURANCE CO — TRIANGLE PROPERTIES ASSOC. LLC SECURED BY SHOPPING CENTER IN HICKORY, NC
Liability — NATIONWIDE INSURANCE CO — NOTE BY JM WALLACE LAND CO SECURED BY SHOPPING CENTER IN IREDELL COUNTY, NC
INCOME IS RECEIVED FROM SEVERAL CLOSELY HELD CORPORATIONS INCLUDING EAST MECKLENBURG CORP.,
THE MASON WALLACE CO., LLC, J.M. WALLACE LAND CO., LLC AND TRIANGLE PROPERTIES ASSOCIATES, LLC, AND REAL
PROPERTY OWNED IN COMMON. THIS IS IN THE NATURE OF INVESTMENT INCOME AND IS REPORTED IN PART VII.
THE CORPORATIONS BUY, SELL, AND OWN REAL ESTATE, BUT THE STOCKHOLDERS DO NOT CONTROL ANY OF THOSE DECISIONS
OR ASSETS INDIVIDUALLY.
TRANSYLVANIA COUNTY, NC INVESTMENT PROPERTY AND ACCOUNT #6, BB&T (cash) ARE OWNED IN WHOLE OR PART BY THE
FILER. THE REMAINING ASSETS IN THIS REPORT ARE NEITHER OWNED NOR CONTROLLED BY THE FILER; INFORMATION
REGARDING THESE ITEMS IS REPORTED TO THE BEST OF THE FILER'S KNOWLEDGE, INFORMATION, AND BELIEF.
PART VII, COLUMN B: LINES REFLECTING NO INCOME ARE SO REPORTED BECAUSE NONE WAS ATTRIBUTED TO THOSE PARTICULAR
HOLDINGS DURING THE REPORTING PERIOD, WHETHER TAXABLE, TAX EXEMPT, OR TAX DEFERRED, OR BECAUSE THE INVESTMENTS
DO NOT ALLOCATE INCOME TO INDIVDUAL HOLDINGS, BUT INSTEAD ARE CREDITED ONLY IN UNIT VALUE, PER PAGE 42 OF THE FILING
INSTRUCTIONS.
PART VII, TRANSYLVANIA COUNTY, NC INVESTMENT PROPERTY WAS PURCHASED FROM
(AS TRUSTEE FOR THE FAMILY TRUST).
PART VII, ABBVIE INC COM (ABBV) WAS ALLERGAN PLC (AGN).
PART VII, OTIS WORLDWIDE CORP (OTIS) WAS UNTD TECHNOLOGIES CORP (UTX).
PARENTHETICAL NUMBERS LISTED IN PART VII OF THIS REPORT ARE CUSIP NUMBERS.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/33533. Public record. Not legal advice.