# George W. Emerson

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/33451

## Record

- **Judge:** George W. Emerson
- **Year:** 2020
- **Pages:** 9

## Text

Investment Acct #1 (Charles Schwab & Co. Inc. - SEP-IRA) (H)
Berkshire Hathaway Inc Del Cl B New (BRKB) — None
PGIM Short Term Corp Bond (PIFZX) — Dividend — Sold (part)
Vanguard Index FDS Vanguard Growth ETF (VUG) — Dividend — Sold (part)
Vanguard Index FDS Vanguard Growth ETF (VUG) — Sold (part)
Schwab Govt Money Fund (SWGXX) — Dividend
Oakmark Intl FD Class I (OAKIX) — None
Eaton Vance Global Macro Abs Ret I (EIGMX) — Dividend
Baron Emrg Mkts FD Inst (BEXIX) — None
IShares Core S&P Small-Cap ETF (IJR) — Dividend — Buy (add'l)
Lord Abbett Floating (LFRIX) — Dividend
Schwab Short-Term Bond Index Fund (SWSBX) — Dividend — Sold (part)
Schwab Short-Term Bond Index Fund (SWSBX) — Sold (part)
Royce Intl Premier FD (RIPNX) — None
PIMCO INCM INST CL (PIMIX) — Dividend
Carillon Scout Mid Cap (UMBMX) — None — Buy (add'l)
Carillon Scout Mid Cap (UMBMX) — Sold (part)
Goldman Sachs ACTVBT Intereqy ETF (GSIE) — Dividend — Buy (add'l)
Goldman Sachs ACTVBETA US Lrg ETF (GSLC) — Dividend — Buy (add'l)
Lord Abbett Short Dur Income FD CL I (LLDYX) — Dividend
VanEck Vectors Morningstar Wide Moat ETF (MOAT) — None — Sold (part)
Nuance Concentrated Value Long Short Inst (NCLSX) — None — Sold (part)
Schwab Short Term US Treasury ETF (SCHO) — Dividend — Sold
TransAmerica Emrg Mkts Debt FD CL I (EMTIX) — Dividend — Sold (part)
Schwab Funda Emg Mkts Large Com ETF (FNDE) — Dividend — Buy (add'l)
Schwab Fundamental US Large Co ETF (FNDX) — Dividend — Buy (add'l)
PIMCO Active Bond ETF (BOND) — None — Buy
Palmer Square Incm Plus FD I (PSYPX) — Dividend — Buy
PGIM Total Return BD Z (PDBZX) — Dividend — Buy
Paragon Affinity Money Mkt Savings — Interest
Investment Acct #2 (Charles Schwab & Co. Inc. - IRA Contributory) (H)
Templeton Global Bond Fund Class A (TPINX) — Dividend — Sold (part)
Templeton Global Bond Fund Class A (TPINX) — Sold (part)
Schwab Govt Money Fund (SWGXX) — Dividend
Lord Abbett Short Dur Income FD CL A (LALDX) — Dividend — Sold (part)
Lord Abbett Short Dur Income FD CL A (LALDX) — Sold (part)
Carillon Scout Mid Cap FD I (UMBMX) — None — Buy (add'l)
Carillon Scout Mid Cap FD I (UMBMX) — Sold (part)
Lord Abbett Floating (LFRAX) — Dividend — Buy (add'l)
Schwab Fundamental US Large ETF IV (FNDX) — Dividend — Buy (add'l)
Schwab Fundamental US Large ETF IV (FNDX) — Sold (part)
Schwab US Large Cap Growth ETF (SCHG) — Dividend — Sold (part)
Schwab US Large Cap Growth ETF (SCHG) — Sold (part)
Baron Emrg Mkts FD (BEXFX) — Dividend
Schwab Short Term Bond Index Fund (SWSBX) — Dividend — Sold (part)
Schwab Short Term Bond Index Fund (SWSBX) — Sold (part)
Oakmark Intl Fund Ind (OAKIX) — None
Eaton Vance Global Macro Abs Ret A (EAGMX) — Dividend
Schwab Fundamental Intl Small Com ETF (FNDC) — Dividend — Buy (add'l)
PGIM Short Term Corp BD FD CL Z (PIFZX) — Dividend — Sold (part)
PGIM Short Term Corp BD FD CL Z (PIFZX) — Sold (part)
Nuance Concentrated Value Long Short Inv (NCLIX) — None — Sold (part)
Nuance Concentrated Value Long Short Inv (NCLIX) — Buy (add'l)
Schwab Short Term US Treasury ETF (SCHO) — Dividend — Sold
Schwab Funda Emg Mkts Large Com ETF (FNDE) — Dividend — Buy (add'l)
IShares Core S&P Small Cap ETF (IJR) — Dividend — Buy (add'l)
VanEck Vectors Morningstar Wide Moat ETF (MOAT) — None — Buy (add'l)
VanEck Vectors Morningstar Wide Moat ETF (MOAT) — Sold (part)
Goldman Sachs ACTVBT Intereqy ETF (GSIE) — Dividend — Buy (add'l)
Goldman Sachs ACTVBETA US Lrg ETF (GSLC) — Dividend — Buy (add'l)
Goldman Sachs ACTVBETA US Lrg ETF (GSLC) — Sold (part)
PIMCO Active Bond ETF (BOND) — None — Buy
PIMCO Incm CL A (PONAX) — Dividend — Buy
PGIM Total Return BD Z (PDBZX) — Dividend — Buy
Mass Mutual (401K) - MFS Lifetime 2040 R2 — None
Investment Acct #1 (Charles Schwab & Co. Inc. - SEP-IRA) (H)
Berkshire Hathaway Inc Del Cl B New (BRKB) — None
PGIM Short Term Corp Bond (PIFZX) — Dividend — Sold (part)
Vanguard Index FDS Vanguard Growth ETF (VUG) — Dividend — Sold (part)
Vanguard Index FDS Vanguard Growth ETF (VUG) — Sold (part)
Schwab Govt Money Fund (SWGXX) — Dividend
Oakmark Intl FD Class I (OAKIX) — None
Eaton Vance Global Macro Abs Ret I (EIGMX) — Dividend
Baron Emrg Mkts FD Inst (BEXIX) — None
IShares Core S&P Small-Cap ETF (IJR) — Dividend — Buy (add'l)
Lord Abbett Floating (LFRIX) — Dividend
Schwab Short-Term Bond Index Fund (SWSBX) — Dividend — Sold (part)
Schwab Short-Term Bond Index Fund (SWSBX) — Sold (part)
Royce Intl Premier FD (RIPNX) — None
PIMCO INCM INST CL (PIMIX) — Dividend
Carillon Scout Mid Cap (UMBMX) — None — Buy (add'l)
Carillon Scout Mid Cap (UMBMX) — Sold (part)
Goldman Sachs ACTVBT Intereqy ETF (GSIE) — Dividend — Buy (add'l)
Goldman Sachs ACTVBETA US Lrg ETF (GSLC) — Dividend — Buy (add'l)
Lord Abbett Short Dur Income FD CL I (LLDYX) — Dividend
VanEck Vectors Morningstar Wide Moat ETF (MOAT) — None — Sold (part)
Nuance Concentrated Value Long Short Inst (NCLSX) — None — Sold (part)
Schwab Short Term US Treasury ETF (SCHO) — Dividend — Sold
TransAmerica Emrg Mkts Debt FD CL I (EMTIX) — Dividend — Sold (part)
Schwab Funda Emg Mkts Large Com ETF (FNDE) — Dividend — Buy (add'l)
Schwab Fundamental US Large Co ETF (FNDX) — Dividend — Buy (add'l)
PIMCO Active Bond ETF (BOND) — None — Buy
Palmer Square Incm Plus FD I (PSYPX) — Dividend — Buy
PGIM Total Return BD Z (PDBZX) — Dividend — Buy
Paragon Affinity Money Mkt Savings — Interest
Investment Acct #2 (Charles Schwab & Co. Inc. - IRA Contributory) (H)
Templeton Global Bond Fund Class A (TPINX) — Dividend — Sold (part)
Templeton Global Bond Fund Class A (TPINX) — Sold (part)
Schwab Govt Money Fund (SWGXX) — Dividend
Lord Abbett Short Dur Income FD CL A (LALDX) — Dividend — Sold (part)
Lord Abbett Short Dur Income FD CL A (LALDX) — Sold (part)
Carillon Scout Mid Cap FD I (UMBMX) — None — Buy (add'l)
Carillon Scout Mid Cap FD I (UMBMX) — Sold (part)
Lord Abbett Floating (LFRAX) — Dividend — Buy (add'l)
Schwab Fundamental US Large ETF IV (FNDX) — Dividend — Buy (add'l)
Schwab Fundamental US Large ETF IV (FNDX) — Sold (part)
Schwab US Large Cap Growth ETF (SCHG) — Dividend — Sold (part)
Schwab US Large Cap Growth ETF (SCHG) — Sold (part)
Baron Emrg Mkts FD (BEXFX) — Dividend
Schwab Short Term Bond Index Fund (SWSBX) — Dividend — Sold (part)
Schwab Short Term Bond Index Fund (SWSBX) — Sold (part)
Oakmark Intl Fund Ind (OAKIX) — None
Eaton Vance Global Macro Abs Ret A (EAGMX) — Dividend
Schwab Fundamental Intl Small Com ETF (FNDC) — Dividend — Buy (add'l)
PGIM Short Term Corp BD FD CL Z (PIFZX) — Dividend — Sold (part)
PGIM Short Term Corp BD FD CL Z (PIFZX) — Sold (part)
Nuance Concentrated Value Long Short Inv (NCLIX) — None — Sold (part)
Nuance Concentrated Value Long Short Inv (NCLIX) — Buy (add'l)
Schwab Short Term US Treasury ETF (SCHO) — Dividend — Sold
Schwab Funda Emg Mkts Large Com ETF (FNDE) — Dividend — Buy (add'l)
IShares Core S&P Small Cap ETF (IJR) — Dividend — Buy (add'l)
VanEck Vectors Morningstar Wide Moat ETF (MOAT) — None — Buy (add'l)
VanEck Vectors Morningstar Wide Moat ETF (MOAT) — Sold (part)
Goldman Sachs ACTVBT Intereqy ETF (GSIE) — Dividend — Buy (add'l)
Goldman Sachs ACTVBETA US Lrg ETF (GSLC) — Dividend — Buy (add'l)
Goldman Sachs ACTVBETA US Lrg ETF (GSLC) — Sold (part)
PIMCO Active Bond ETF (BOND) — None — Buy
PIMCO Incm CL A (PONAX) — Dividend — Buy
PGIM Total Return BD Z (PDBZX) — Dividend — Buy
Mass Mutual (401K) - MFS Lifetime 2040 R2 — None
Investment Acct #1 (Charles Schwab & Co. Inc. - SEP-IRA) (H)
Berkshire Hathaway Inc Del Cl B New (BRKB) — None
PGIM Short Term Corp Bond (PIFZX) — Dividend — Sold (part)
Vanguard Index FDS Vanguard Growth ETF (VUG) — Dividend — Sold (part)
Vanguard Index FDS Vanguard Growth ETF (VUG) — Sold (part)
Schwab Govt Money Fund (SWGXX) — Dividend
Oakmark Intl FD Class I (OAKIX) — None
Eaton Vance Global Macro Abs Ret I (EIGMX) — Dividend
Baron Emrg Mkts FD Inst (BEXIX) — None
IShares Core S&P Small-Cap ETF (IJR) — Dividend — Buy (add'l)
Lord Abbett Floating (LFRIX) — Dividend
Schwab Short-Term Bond Index Fund (SWSBX) — Dividend — Sold (part)
Schwab Short-Term Bond Index Fund (SWSBX) — Sold (part)
Royce Intl Premier FD (RIPNX) — None
PIMCO INCM INST CL (PIMIX) — Dividend
Carillon Scout Mid Cap (UMBMX) — None — Buy (add'l)
Carillon Scout Mid Cap (UMBMX) — Sold (part)
Goldman Sachs ACTVBT Intereqy ETF (GSIE) — Dividend — Buy (add'l)
Goldman Sachs ACTVBETA US Lrg ETF (GSLC) — Dividend — Buy (add'l)
Lord Abbett Short Dur Income FD CL I (LLDYX) — Dividend
VanEck Vectors Morningstar Wide Moat ETF (MOAT) — None — Sold (part)
Nuance Concentrated Value Long Short Inst (NCLSX) — None — Sold (part)
Schwab Short Term US Treasury ETF (SCHO) — Dividend — Sold
TransAmerica Emrg Mkts Debt FD CL I (EMTIX) — Dividend — Sold (part)
Schwab Funda Emg Mkts Large Com ETF (FNDE) — Dividend — Buy (add'l)
Schwab Fundamental US Large Co ETF (FNDX) — Dividend — Buy (add'l)
PIMCO Active Bond ETF (BOND) — None — Buy
Palmer Square Incm Plus FD I (PSYPX) — Dividend — Buy
PGIM Total Return BD Z (PDBZX) — Dividend — Buy
Paragon Affinity Money Mkt Savings — Interest
Investment Acct #2 (Charles Schwab & Co. Inc. - IRA Contributory) (H)
Templeton Global Bond Fund Class A (TPINX) — Dividend — Sold (part)
Templeton Global Bond Fund Class A (TPINX) — Sold (part)
Schwab Govt Money Fund (SWGXX) — Dividend
Lord Abbett Short Dur Income FD CL A (LALDX) — Dividend — Sold (part)
Lord Abbett Short Dur Income FD CL A (LALDX) — Sold (part)
Carillon Scout Mid Cap FD I (UMBMX) — None — Buy (add'l)
Carillon Scout Mid Cap FD I (UMBMX) — Sold (part)
Lord Abbett Floating (LFRAX) — Dividend — Buy (add'l)
Schwab Fundamental US Large ETF IV (FNDX) — Dividend — Buy (add'l)
Schwab Fundamental US Large ETF IV (FNDX) — Sold (part)
Schwab US Large Cap Growth ETF (SCHG) — Dividend — Sold (part)
Schwab US Large Cap Growth ETF (SCHG) — Sold (part)
Baron Emrg Mkts FD (BEXFX) — Dividend
Schwab Short Term Bond Index Fund (SWSBX) — Dividend — Sold (part)
Schwab Short Term Bond Index Fund (SWSBX) — Sold (part)
Oakmark Intl Fund Ind (OAKIX) — None
Eaton Vance Global Macro Abs Ret A (EAGMX) — Dividend
Schwab Fundamental Intl Small Com ETF (FNDC) — Dividend — Buy (add'l)
PGIM Short Term Corp BD FD CL Z (PIFZX) — Dividend — Sold (part)
PGIM Short Term Corp BD FD CL Z (PIFZX) — Sold (part)
Nuance Concentrated Value Long Short Inv (NCLIX) — None — Sold (part)
Nuance Concentrated Value Long Short Inv (NCLIX) — Buy (add'l)
Schwab Short Term US Treasury ETF (SCHO) — Dividend — Sold
Schwab Funda Emg Mkts Large Com ETF (FNDE) — Dividend — Buy (add'l)
IShares Core S&P Small Cap ETF (IJR) — Dividend — Buy (add'l)
VanEck Vectors Morningstar Wide Moat ETF (MOAT) — None — Buy (add'l)
VanEck Vectors Morningstar Wide Moat ETF (MOAT) — Sold (part)
Goldman Sachs ACTVBT Intereqy ETF (GSIE) — Dividend — Buy (add'l)
Goldman Sachs ACTVBETA US Lrg ETF (GSLC) — Dividend — Buy (add'l)
Goldman Sachs ACTVBETA US Lrg ETF (GSLC) — Sold (part)
PIMCO Active Bond ETF (BOND) — None — Buy
PIMCO Incm CL A (PONAX) — Dividend — Buy
PGIM Total Return BD Z (PDBZX) — Dividend — Buy
Mass Mutual (401K) - MFS Lifetime 2040 R2 — None
Spouse's income — 2020 — The Costa Company, LLC
Spouse's income — 2020 — The Costa Company, LLC
Spouse's income — 2020 — The Costa Company, LLC
Part VII. Investments and Trusts
- The individual assets of "Investment Acct #1 (Charles Schwab & Co. Inc. - SEP-IRA) (H)" are listed at lines 2 - 29. The assets in this account are separate from
the assets listed under "Investment Acct #2 (Charles Schwab & Co. Inc.- IRA Contributory) (H)."
- Paragon Affinity Money Mkt Savings was listed at line number 69 on last year's report. Because this asset is a separate account and not an individual asset
within Investment Acct #1, it is now listed at line number 30, following the assets listed for Investment Acct #1.
- The individual assets of "Investment Acct #2 (Charles Schwab & Co. Inc. - IRA Contributory) (H)" are listed at lines 32 - 64.
- Mass Mutual (401K) - MFS Lifetime 2040 R2 was listed at line number 97 on last year's report. Because this asset is a separate account and not an individual
asset within Investment Acct #2, it is now listed at line number 65, following the assets listed for Investment Acct #2.

Part VII. Investments and Trusts
The following assets did not generate income during the reporting period:
- Line 2: Berkshire Hathaway Inc Del Cl B New (BRKB)
- Line 7: Oakmark Intl FD Class I (OAKIX)
- Line 9: Baron Emrg Mkts FD Inst (BEXIX)
- Line 14: Royce Intl Premier FD (RIPNX)
- Line 16: Carillon Scout Mid Cap (UMBMX)
- Line 21: VanEck Vectors Morningstar Wide Moat ETF (MOAT)
- Line 22: Nuance Concentrated Value Long Short Ints (NCLSX)
- Line 27: PIMCO Active Bond ETF (BOND)
- Line 37: Carillon Scout Mid Cap FD I (UMBMX)
- Line 47: Oakmark Intl Fund Ind (OAKIX)
- Line 52: Nuance Concentrated Value Long Short Inv (NCLSX)
- Line 57: VanEck Vectors Morningstar Wide Moat ETF (MOAT)
- Line 62: PIMCO Active Bond ETF (BOND)
- Line 65: Mass Mutual (401K) - MFS Lifetime 2040 R2

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/33451. Public record. Not legal advice.