# Judith G. Dein

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/33416

## Record

- **Judge:** Judith G. Dein
- **Year:** 2020
- **Pages:** 23

## Text

Agilent Technologies Inc. stock — Dividend
SBC Communications Inc. — Dividend
Bank of America cash equivalent account — Interest
Bank of America cash equivalent account — Interest
Vodafone Airtouch PLC — Dividend
Israeli Bonds — Dividend
AT&T stock — Dividend
Mass. ST CONS LN — Interest — Redeemed
Needham Bank cash equivalent accountt — Interest
Phoenix Concierge cash equivalent account — Interest
First Eagle Global Fund Class A M/F — Dividend — Sold (part)
Nuveen Limited Term Mun Bond Fund Class A & C M/F — Interest
Thornburg Ltd Term Mun. Fund Class C M/ F — Interest
Western Asset Managed Municipals Fund Class I — Dividend — Sold (part)
Clearbridge Dividend Strategy Fund Class C & A — Interest
Thornburg Limited Term Municipal Fund Class A — Interest
UBS Bank USA Dep. cash equivalent accounts (various) — Interest
Carillon Eagle Growth & Income Fund Class C — Dividend
Pioneer Fundamental Growth Class Y — Dividend — Buy (add'l)
Pioneer Fundamental Growth Class Y — Sold (part)
Pioneer Fundamental Growth Class Y — Buy (add'l)
Pioneer Fundamental Growth Class Y — Dividend — Buy (add'l)
Pioneer Fundamental Growth Class Y — Sold (part)
Pioneer Fundamental Growth Class Y — Buy (add'l)
Vanguard Total Intl BD Index Fund ETF — Dividend — Sold (part)
Vanguard Total Intl BD Index Fund ETF — Buy (add'l)
Vanguard Total Intl BD Index Fund ETF — Buy (add'l)
Loomis Sayles Strategic Income Fund Class Y — Dividend — Sold
Loomis Sayles Strategic Income Fund Class Y — Dividend — Sold
Wisdomtree Trust SmallCap Dividend Fund — Dividend — Buy (add'l)
Wisdomtree Trust SmallCap Dividend Fund — Buy (add'l)
Wisdomtree Trust SmallCap Dividend Fund — Sold
Columbia Dividend Income Fund Class Institutional — Dividend — Buy (add'l)
Columbia Dividend Income Fund Class Institutional — Sold (part)
Columbia Dividend Income Fund Class Institutional — Buy (add'l)
Columbia Dividend Income Fund Class Institutional — Dividend — Buy (add'l)
Columbia Dividend Income Fund Class Institutional — Sold (part)
Columbia Dividend Income Fund Class Institutional — Sold (part)
Wisdomtree Small Cap Divid ETF — Dividend — Buy (add'l)
Wisdomtree Small Cap Divid ETF — Sold (part)
Wisdomtree Small Cap Divid ETF — Sold
Vanguard Total Bond Market ETF — Dividend — Sold (part)
Vanguard Total Bond Market ETF — Buy (add'l)
Vanguard Total Bond Market ETF — Buy (add'l)
Principal FDS Inc Global Diversified Income Fund Cl I — Dividend — Buy (add'l)
Principal FDS Inc Global Diversified Income Fund Cl I — Sold (part)
Principal FDS Inc Global Diversified Income Fund Cl I — Sold
Vanguard Total Bond Market ETF — Dividend — Buy (add'l)
Vanguard Total Bond Market ETF — Sold (part)
Vanguard Total Bond Market ETF — Buy (add'l)
Build NYC Resource Corp Assur RV CR 5 — Dividend
Goldman Sachs Group Inc 05.500% — Dividend
Morgan Stanley B/E 03.875% — Dividend
NYC Transition SR E BE/R/4 — Dividend
UBS Cash Account — Interest
Vanguard Total Intl Bond ETF — Dividend — Sold (part)
Vanguard Total Intl Bond ETF — Buy (add'l)
Hartford Schroders Tax-Aware Bond Fund Class 1 — Dividend — Buy (add'l)
Hartford Schroders Tax-Aware Bond Fund Class 1 — Sold (part)
Invesco Municipal Income Fund Class Y — Dividend — Buy (add'l)
Invesco Municipal Income Fund Class Y — Sold (part)
Vanguard Shorti-term Tax-exempt Fund Admiral — Dividend — Sold (part)
Vanguard Shorti-term Tax-exempt Fund Admiral — Buy (add'l)
Vanguard FTSE All World Ex-US ETF — Dividend — Buy (add'l)
Vanguard FTSE All World Ex-US ETF — Sold (part)
Vanguard FTSE All World Ex-US ETF — Buy (add'l)
Vanguard S&P 500 Growth ETF — Dividend — Buy (add'l)
Vanguard S&P 500 Growth ETF — Sold (part)
Vanguard S&P 500 Growth ETF — Buy (add'l)
Vanguard S&P 500 Value ETF — Dividend — Buy (add'l)
Vanguard S&P 500 Value ETF — Sold (part)
Oppenheimer Steelpath MLP Select 40 Fund Y (now Invesco Oppenheimer) — Dividend — Sold
Western Asset Core Plus Bond Fund Class I — Dividend — Buy (add'l)
Western Asset Core Plus Bond Fund Class I — Sold (part)
Western Asset Core Plus Bond Fund Class I — Buy (add'l)
Vanguard FTSE All World Ex-US ETF — Dividend — Buy (add'l)
Vanguard FTSE All World Ex-US ETF — Sold (part)
Vanguard FTSE All World Ex-US ETF — Buy (add'l)
Vanguard S&P 500 Growth ETF — Dividend — Buy (add'l)
Vanguard S&P 500 Growth ETF — Sold (part)
Vanguard S&P 500 Growth ETF — Buy (add'l)
Vanguard S&P 500 Value ETF — Dividend — Buy (add'l)
Vanguard S&P 500 Value ETF — Sold (part)
Vanguard S&P 500 Value ETF — Buy (add'l)
Oppenheimer Steelpath MLP Select 40 Fund Y(Invesco Oppenheimer) — Dividend — Sold
Western Asset Core Plus Bond Fund Class I — Dividend — Sold (part)
Western Asset Core Plus Bond Fund Class I — Buy (add'l)
Western Asset Core Plus Bond Fund Class I — Buy (add'l)
IShares MSCI KLD 400 Social ETF — Dividend — Sold (part)
IShares MSCI KLD 400 Social ETF — Buy (add'l)
IShares MSCI KLD 400 Social ETF — Buy (add'l)
IShares MSCI KLD 400 Social ETF — Sold (part)
IShares MSCI KLD 400 Social ETF — Sold (part)
IShares MSCI KLD 400 Social ETF — Buy (add'l)
Invesco Global Clean Energy Portfolio ETF — Dividend — Sold
Invesco Global Water Portfolio ETF — Dividend — Sold (part)
Invesco Global Water Portfolio ETF — Buy (add'l)
Invesco Global Water Portfolio ETF — Buy (add'l)
Invesco Global Water Portfolio ETF — Sold (part)
Invesco Global Water Portfolio ETF — Sold (part)
Invesco Global Water Portfolio ETF — Sold (part)
PAX Ellevate Global Women's Index Fund Class Institutional — Dividend — Sold (part)
PAX Ellevate Global Women's Index Fund Class Institutional — Buy (add'l)
PAX Ellevate Global Women's Index Fund Class Institutional — Buy (add'l)
PAX Ellevate Global Women's Index Fund Class Institutional — Sold (part)
PAX Ellevate Global Women's Index Fund Class Institutional — Sold (part)
PAX Ellevate Global Women's Index Fund Class Institutional — Sold (part)
PAX Global Environmental Markets Fund Class Instl — Dividend — Sold (part)
PAX Global Environmental Markets Fund Class Instl — Buy (add'l)
PAX Global Environmental Markets Fund Class Instl — Buy (add'l)
PAX Global Environmental Markets Fund Class Instl — Sold (part)
PAX Global Environmental Markets Fund Class Instl — Sold (part)
PAX Global Environmental Markets Fund Class Instl — Sold (part)
Calvert Bond Fund Class I — Dividend — Sold (part)
Calvert Bond Fund Class I — Sold (part)
Calvert Bond Fund Class I — Sold (part)
Calvert Bond Fund Class I — Buy (add'l)
Calvert Bond Fund Class I — Sold
BNY Mellon Equity Income Fund Class I — Dividend — Buy (add'l)
BNY Mellon Equity Income Fund Class I — Sold (part)
BNY Mellon Int'l Bond Fund Class I — Dividend — Sold
PGIM Global Total Return Class Z — Dividend — Sold (part)
PGIM Global Total Return Class Z — Buy (add'l)
PGIM Global Total Return Class Z — Sold
PIMPCO Income Fund Class I2 — Dividend — Sold (part) — see note 1
PIMPCO Income Fund Class I2 — Buy (add'l)
PIMPCO Income Fund Class I2 — Buy (add'l)
PIMPCO Income Fund Class I2 — Dividend — Buy (add'l)
PIMPCO Income Fund Class I2 — Buy (add'l)
PIMPCO Income Fund Class I2 — Buy (add'l)
BNY Mellon Equity Income Fund Class I — Dividend — Buy (add'l)
BNY Mellon Equity Income Fund Class I — Sold (part)
BNY Mellon International Bond Fund Class I — Dividend — Sold
PGIM Global Total Return Class Z — Dividend — Buy (add'l)
PGIM Global Total Return Class Z — Buy (add'l)
PGIM Global Total Return Class Z — Sold
Calvert Green Bond Fund Class I — Dividend — Buy (add'l)
Calvert Green Bond Fund Class I — Sold (part)
Calvert Green Bond Fund Class I — Sold (part)
Calvert Green Bond Fund Class I — Buy (add'l)
Calvert Green Bond Fund Class I — Sold (part)
Calvert Green Bond Fund Class I — Sold (part)
Columbia Dividend Income Fund Class Institutional — Dividend — Buy (add'l)
Columbia Dividend Income Fund Class Institutional — Sold (part)
BNY Mellon Equity Income Fund Class I — Dividend — Buy (add'l)
BNY Mellon Equity Income Fund Class I — Sold (part)
Vanguard FTSE All World EX-US ETF — Dividend — Buy (add'l)
Vanguard FTSE All World EX-US ETF — Sold (part)
Vanguard S&P 500 Growth ETF — Dividend — Buy (add'l)
Vanguard S&P 500 Growth ETF — Buy (add'l)
Vanguard S&P 500 Value ETF — Dividend — Buy (add'l)
Vanguard S&P 500 Value ETF — Sold (part)
Pioneer Pioneer Fundamental Growth Fund Class Y FBOID — Dividend — Buy (add'l)
Pioneer Pioneer Fundamental Growth Fund Class Y FBOID — Buy (add'l)
Principal Gobal Diversified Income Fund Class I — Dividend — Buy (add'l)
Principal Gobal Diversified Income Fund Class I — Sold
Calvert Equity Fund Class C — Interest — Buy (add'l)
FIMM Money Market Part Fund INST Class M/M Cash equivalent — Interest — Sold (part)
Loomis Sayles Intermediate Municipal Bond Fund Cl. Y — Interest
MFS Intl Diversification FD CLI — Interest — Buy (add'l)
MFS Intl Diversification FD CLI — Sold (part)
MFS Intl Diversification FD CLI — Buy (add'l)
PIMCO Short-term Fund Class I2 — Interest — Sold
PIMCO Short Asset Investment Fund Class I2 — Interest — Sold
MFS International Diversification FD CLI — Interest — Buy (add'l)
MFS International Diversification FD CLI — Sold (part)
MFS International Diversification FD CLI — Buy (add'l)
PIMCO Short-term Fund Class I2 — Interest — Sold
Neuberger Berman Sustainable Equity Fund INST Class — Interest — Buy (add'l)
Neuberger Berman Sustainable Equity Fund INST Class — Buy (add'l)
Neuberger Berman Sustainable Equity Fund INST Class — Buy (add'l)
Neuberger Berman Sustainable Equity Fund INST Class — Sold (part)
Neuberger Berman Sustainable Equity Fund INST Class — Sold (part)
Neuberger Berman Sustainable Equity Fund INST Class — Buy (add'l)
TIAA-CREF Social Ch Bond Fnd Class ADV(now Core Impact Bnd Fund Cl ADV — Interest — Buy (add'l)
TIAA-CREF Social Ch Bond Fnd Class ADV(now Core Impact Bnd Fund Cl ADV — Sold (part)
TIAA-CREF Social Ch Bond Fnd Class ADV(now Core Impact Bnd Fund Cl ADV — Sold (part)
TIAA-CREF Social Ch Bond Fnd Class ADV(now Core Impact Bnd Fund Cl ADV — Buy (add'l)
TIAA-CREF Social Ch Bond Fnd Class ADV(now Core Impact Bnd Fund Cl ADV — Buy (add'l)
TIAA-CREF Social Ch Bond Fnd Class ADV(now Core Impact Bnd Fund Cl ADV — Sold (part)
Wisdomtree US Small Cap Dividend Fund ETF — Dividend — Sold
Invesco Oppenheimer Steelpath MLP Select 40 — Interest — Sold
MFS International Diversification FD CLI — Interest — Buy (add'l)
MFS International Diversification FD CLI — Sold (part)
Aberdeen Short Duration High Yield Municipal Fund Institutional Class — Interest — Sold (part)
Aberdeen Short Duration High Yield Municipal Fund Institutional Class — Sold (part)
Aberdeen Ultra Short Municipal Income Fund Institutional Class — Interest — Sold (part)
Aberdeen Ultra Short Municipal Income Fund Institutional Class — Sold
Mainstay Mackay High Yield Municipal Bond Fund Class I — Interest — Sold (part)
Mainstay Mackay High Yield Municipal Bond Fund Class I — Buy (add'l)
The Hartford Municipal Opportunities Fund Class I — Interest — Sold (part)
The Hartford Municipal Opportunities Fund Class I — Buy (add'l)
Western Asset Managed Municipals Fund Class I — Interest — Sold (part)
Western Asset Managed Municipals Fund Class I — Sold
Invesco Global Clean Energy ETF — Interest — Sold
Invesco Global Water ETF — Interest — Buy (add'l)
Invesco Global Water ETF — Sold (part)
Invesco Global Water ETF — Buy (add'l)
Invesco Global Water ETF — Buy (add'l)
Invesco Global Water ETF — Buy (add'l)
Invesco Global Water ETF — Sold (part)
Invesco Global Water ETF — Sold (part)
Invesco Global Water ETF — Sold (part)
IShares MSCI KLD 400 Social ETF — Interest — Buy (add'l)
IShares MSCI KLD 400 Social ETF — Sold (part)
IShares MSCI KLD 400 Social ETF — Buy (add'l)
IShares MSCI KLD 400 Social ETF — Buy (add'l)
IShares MSCI KLD 400 Social ETF — Buy (add'l)
IShares MSCI KLD 400 Social ETF — Sold (part)
IShares MSCI KLD 400 Social ETF — Sold (part)
IShares MSCI KLD 400 Social ETF — Buy (add'l)
Neuberger Berman Sustainable Equity Fund Institutional Class — Interest — Buy (add'l)
Neuberger Berman Sustainable Equity Fund Institutional Class — Sold (part)
Neuberger Berman Sustainable Equity Fund Institutional Class — Buy (add'l)
Neuberger Berman Sustainable Equity Fund Institutional Class — Buy (add'l)
Neuberger Berman Sustainable Equity Fund Institutional Class — Buy (add'l)
Neuberger Berman Sustainable Equity Fund Institutional Class — Sold (part)
Neuberger Berman Sustainable Equity Fund Institutional Class — Sold (part)
Neuberger Berman Sustainable Equity Fund Institutional Class — Buy (add'l)
PAX Global Environmental Markets Fund Class Institutional — Interest — Buy (add'l)
PAX Global Environmental Markets Fund Class Institutional — Sold (part)
PAX Global Environmental Markets Fund Class Institutional — Buy (add'l)
PAX Global Environmental Markets Fund Class Institutional — Buy (add'l)
PAX Global Environmental Markets Fund Class Institutional — Buy (add'l)
PAX Global Environmental Markets Fund Class Institutional — Sold (part)
PAX Global Environmental Markets Fund Class Institutional — Sold (part)
PAX Global Environmental Markets Fund Class Institutional — Sold (part)
PAXEllevate Global Women's Leadership Fund Institutional — Interest — Sold (part)
PAXEllevate Global Women's Leadership Fund Institutional — Sold (part)
PAXEllevate Global Women's Leadership Fund Institutional — Buy (add'l)
PAXEllevate Global Women's Leadership Fund Institutional — Buy (add'l)
PAXEllevate Global Women's Leadership Fund Institutional — Buy (add'l)
PAXEllevate Global Women's Leadership Fund Institutional — Sold (part)
PAXEllevate Global Women's Leadership Fund Institutional — Sold (part)
PAXEllevate Global Women's Leadership Fund Institutional — Sold (part)
Calvert Green Bond Fund Class I — Interest — Buy (add'l)
Calvert Green Bond Fund Class I — Sold (part)
Calvert Green Bond Fund Class I — Buy (add'l)
Calvert Green Bond Fund Class I — Sold (part)
Calvert Green Bond Fund Class I — Sold (part)
Calvert Green Bond Fund Class I — Buy (add'l)
Calvert Green Bond Fund Class I — Sold (part)
Calvert Green Bond Fund Class I — Sold (part)
Calvert Bond Fund Class I — Interest — Buy (add'l)
Calvert Bond Fund Class I — Sold (part)
Calvert Bond Fund Class I — Buy (add'l)
Calvert Bond Fund Class I — Sold (part)
Calvert Bond Fund Class I — Sold (part)
Calvert Bond Fund Class I — Buy (add'l)
Calvert Bond Fund Class I — Sold
TIAA-CREF Social Choice Bond Cl ADV(now Core Impact Bond Fund Cl ADV) — Interest — Buy (add'l)
TIAA-CREF Social Choice Bond Cl ADV(now Core Impact Bond Fund Cl ADV) — Sold (part)
TIAA-CREF Social Choice Bond Cl ADV(now Core Impact Bond Fund Cl ADV) — Buy (add'l)
TIAA-CREF Social Choice Bond Cl ADV(now Core Impact Bond Fund Cl ADV) — Sold (part)
TIAA-CREF Social Choice Bond Cl ADV(now Core Impact Bond Fund Cl ADV) — Sold (part)
TIAA-CREF Social Choice Bond Cl ADV(now Core Impact Bond Fund Cl ADV) — Buy (add'l)
TIAA-CREF Social Choice Bond Cl ADV(now Core Impact Bond Fund Cl ADV) — Buy (add'l)
TIAA-CREF Social Choice Bond Cl ADV(now Core Impact Bond Fund Cl ADV) — Sold (part)
Federated Hermes SDG Engagement EQ Fund Cl I — Dividend — Buy
Federated Hermes SDG Engagement EQ Fund Cl I — Buy (add'l)
Federated Hermes SDG Engagement EQ Fund Cl I — Buy (add'l)
Federated Hermes SDG Engagement EQ Fund Cl I — Buy (add'l)
Federated Hermes SDG Engagement EQ Fund Cl I — Sold (part)
Federated Hermes SDG Engagement EQ Fund Cl I — Sold (part)
IShares Global Green Bond ETF — Dividend — Buy
IShares Global Green Bond ETF — Buy (add'l)
The Hartford MidCap Fund Class I — Dividend — Buy
Tortoise MLP & Energy Income Fund Class Institutional — Dividend — Buy
Tortoise MLP & Energy Income Fund Class Institutional — Sold (part)
Tortoise MLP & Energy Income Fund Class Institutional — Sold (part)
Aberdeen Untra Short Municipal Income Fund Cl Institutional — Dividend — Buy
PIMCO Intl Bond USA Dollar Hedged — Dividend — Buy
PIMCO Intl Bond USA Dollar Hedged — Buy (add'l)
PIMCO Intl Bond USA Dollar Hedged — Buy (add'l)
Pioneer Multi-Asset Ultra short income fund Class Y FBOID — Dividend — Buy
Pioneer Multi-Asset Ultra short income fund Class Y FBOID — Buy (add'l)
Pioneer Multi-Asset Ultra short income fund Class Y FBOID — Sold
Deleware Smal Cap Core I — Dividend — Buy
Deleware Smal Cap Core I — Buy (add'l)
TRowe Price Blue Chip Growth Fund Inc — Dividend — Buy
TRowe Price Blue Chip Growth Fund Inc — Buy (add'l)
The Hartford Mid Cap Fund Class I — Dividend — Buy
The Hartford Mid Cap Fund Class I — Sold (part)
Tortoise MLP & Pipeline Fund Class Institutional — Dividend — Buy
IShares NATL Muni Bond ETF — Dividend — Buy
Vanguard Intermediate Term Tax exempt fund Admiral — Dividend — Buy
The Hartfund Mid Cap Fund Class I — Dividend — Buy
Tortoise MLP & Energy Income Fund Class Institutional — Dividend — Buy
Tortoise MLP & Energy Income Fund Class Institutional — Buy (add'l)
Tortoise MLP & Energy Income Fund Class Institutional — Sold (part)
PIMCO International Bond Fund US Dollar Hedged — Dividend — Buy
PIMCO International Bond Fund US Dollar Hedged — Sold (part)
PIMCO International Bond Fund US Dollar Hedged — Buy (add'l)
Pioneer Multi-Asset Ultra Short Income Fund Class Y FBOID — Dividend — Buy
Pioneer Multi-Asset Ultra Short Income Fund Class Y FBOID — Buy (add'l)
Pioneer Multi-Asset Ultra Short Income Fund Class Y FBOID — Sold
Federated Hermes SDG Engagement Fund Class INSTL — Dividend — Buy
Federated Hermes SDG Engagement Fund Class INSTL — Buy (add'l)
Federated Hermes SDG Engagement Fund Class INSTL — Buy (add'l)
Federated Hermes SDG Engagement Fund Class INSTL — Sold (part)
Federated Hermes SDG Engagement Fund Class INSTL — Sold (part)
Federated Hermes SDG Engagement Fund Class INSTL — Sold (part)
IShares Global Green Bond ETF — Dividend — Buy
IShares Global Green Bond ETF — Buy (add'l)
Fellow, Massachusetts Bar Foundation
Trustee, Union College, Schenectady, NY
Fellow, American Bar Association
Spouse's income — 2020 — Goulston & Storrs - lawyer
If the same asset is listed multiple times, it is because it is held in several accounts.
Note 1 - The amounts reported last year were combined for two accounts. Since transactions were conducted on different days this year, I divided the reporting
into the two accounts.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/33416. Public record. Not legal advice.